Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
CAPITOL HILL PARTNERS LLC See All Filings	D/A	2017-06-22 16:46:43 UTC
Amount To Be Raised $8,031,000 Associated Brokers / Dealers N/A CIK Number 0001709301 Filed Document 0001709301-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-06-22 16:46:43 UTC Type of Offering D/A Industry Residential Principal Place of Business WASHINGTON Revenue or Assets $No Revenues Type of Security Equity
Building DNA, Inc. See All Filings	D	2017-06-22 16:43:18 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001709857 Filed Document 0001709857-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-06-22 16:43:18 UTC Type of Offering D Industry Other Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Debt
Willow Creek GSO Portfolio LLC See All Filings	D	2017-06-22 16:41:48 UTC
Amount To Be Raised $2,200,000 Associated Brokers / Dealers N/A CIK Number 0001710062 Filed Document 0001710062-17-000002 Exclusions or Exemptions 506c Accepted Date 2017-06-22 16:41:48 UTC Type of Offering D Industry Commercial Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Equity
Walden Retreats Hill Country, LLC See All Filings	D/A	2017-06-22 16:37:55 UTC
Amount To Be Raised $900,000 Associated Brokers / Dealers N/A CIK Number 0001697707 Filed Document 0001697707-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-06-22 16:37:55 UTC Type of Offering D/A Industry Commercial Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Other
Viking Therapeutics, Inc. See All Filings	D	2017-06-22 16:37:37 UTC
Amount To Be Raised $3,656,038 Associated Brokers / Dealers Maxim Group LLC and Roth Capital Partners, LLC CIK Number 0001607678 Filed Document 0001607678-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-06-22 16:37:37 UTC Type of Offering D Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Option To Acquire
Why Stop Here Theatricals LLC See All Filings	D	2017-06-22 16:35:48 UTC
Amount To Be Raised $150,000 Associated Brokers / Dealers N/A CIK Number 0001709220 Filed Document 0001709220-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-06-22 16:35:48 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Other
CAL Funding, LLC See All Filings	D	2017-06-22 16:33:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001703726 Filed Document 0001703726-17-000001 Exclusions or Exemptions 506c Accepted Date 2017-06-22 16:33:00 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business MASSACHUSETTS Revenue or Assets $No Revenues Type of Security Equity
SWEE10 INC. See All Filings	D	2017-06-22 16:30:55 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001599757 Filed Document 0001599757-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-06-22 16:30:55 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Realty Mogul, Co. See All Filings	D/A	2017-06-22 16:28:06 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers WealthForge, LLC and North Capital Private Securities Corp. CIK Number 0001572810 Filed Document 0001572810-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-06-22 16:28:06 UTC Type of Offering D/A Industry Commercial Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Debt
AQR Real Return Offshore Fund, L.P. See All Filings	D/A	2017-06-22 16:21:14 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001519522 Filed Document 0001182220-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-06-22 16:21:14 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AQR Style Premia PM Fund II, L.P. See All Filings	D/A	2017-06-22 16:10:42 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001641760 Filed Document 0001182220-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-06-22 16:10:42 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
TRIPLESEAT SOFTWARE HOLDINGS, INC. See All Filings	D	2017-06-22 16:08:32 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001709777 Filed Document 0001709777-17-000003 Exclusions or Exemptions 506c Accepted Date 2017-06-22 16:08:32 UTC Type of Offering D Industry Other Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Brookfield Infrastructure Debt Fund I LP See All Filings	D/A	2017-06-22 16:04:01 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Brookfield Private Advisors LLC, KB Investment & Securities Co., Ltd., and John Jerrod Stelli CIK Number 0001669872 Filed Document 0001669872-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-06-22 16:04:01 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Debt
Princeton Audio, LLC See All Filings	C	2017-06-22 16:01:00 UTC
Financial Interest The Intermediary will receive a ten (10) year warrant to purchase a Crowd SAFE Units in a principal amount that is equal to 2% (two percent) of the aggregate principal amount of all Crowd SAFE Units issued in the Offering. Filing Platform First Democracy VC Offering Amount $100,000 CIK Number 0001691935 Filed Document 0001691935-17-000001 Accepted Date 2017-06-22 16:01:00 UTC Type of Offering C Security Offered Amount 100,000 Security Offered Type Other State WISCONSIN
Brightwood Capital Offshore Feeder Fund IV-U, L.P. See All Filings	D	2017-06-22 16:00:57 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Evercore Group L.L.C. CIK Number 0001707796 Filed Document 0001707796-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-06-22 16:00:57 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
AQR GLOBAL STOCK SELECTION INSTITUTIONAL FUND L P See All Filings	D/A	2017-06-22 15:56:07 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001182220 Filed Document 0001182220-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-06-22 15:56:07 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
WE AUVERS VILLAGE MEMBER LLC See All Filings	D	2017-06-22 15:49:18 UTC
Amount To Be Raised $11,250,000 Associated Brokers / Dealers ANITA HAJIOFF, NATHAN ORZEL, DREAM ADVISORS LLC, LCB LLC C/O BILLET FELT & PREIS, HARRY LICHT, and MENACHEM GOTTESMAN CIK Number 0001710095 Filed Document 0001078782-17-000902 Exclusions or Exemptions 506b Accepted Date 2017-06-22 15:49:18 UTC Type of Offering D Industry Residential Principal Place of Business NEW YORK Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
Streame, LLC See All Filings	D	2017-06-22 15:48:31 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001710027 Filed Document 0001553350-17-000778 Exclusions or Exemptions 506b Accepted Date 2017-06-22 15:48:31 UTC Type of Offering D Industry Other Technology Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
TRIPLESEAT SOFTWARE HOLDINGS, INC. See All Filings	D	2017-06-22 15:44:01 UTC
Amount To Be Raised $7,000,035 Associated Brokers / Dealers N/A CIK Number 0001709777 Filed Document 0001709777-17-000002 Exclusions or Exemptions 506c Accepted Date 2017-06-22 15:44:01 UTC Type of Offering D Industry Other Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
RBERKSHIRE 354, LLC See All Filings	D	2017-06-22 15:43:04 UTC
Amount To Be Raised $6,010,000 Associated Brokers / Dealers N/A CIK Number 0001709930 Filed Document 0001709930-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-06-22 15:43:04 UTC Type of Offering D Industry Residential Principal Place of Business MICHIGAN Revenue or Assets Decline to Disclose Type of Security Equity
Taiga Special Opportunities DAC See All Filings	D	2017-06-22 15:39:21 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001706582 Filed Document 0001315863-17-000507 Exclusions or Exemptions 506b Accepted Date 2017-06-22 15:39:21 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business IRELAND Revenue or Assets Decline to Disclose Type of Security Debt
iNanoBio, Inc. See All Filings	D	2017-06-22 15:36:42 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001639635 Filed Document 0001639635-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-06-22 15:36:42 UTC Type of Offering D Industry Biotechnology Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Equity
4C GPS II, LP See All Filings	D	2017-06-22 15:35:14 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001708522 Filed Document 0001192482-17-000182 Exclusions or Exemptions 506b Accepted Date 2017-06-22 15:35:14 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Equity
Brightwood Capital Offshore Fund IV-U, LP See All Filings	D	2017-06-22 15:26:27 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Evercore Group L.L.C. CIK Number 0001707801 Filed Document 0001707801-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-06-22 15:26:27 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Saleen Automotive, Inc. See All Filings	D	2017-06-22 15:10:36 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001528098 Filed Document 0001493152-17-007006 Exclusions or Exemptions 506b Accepted Date 2017-06-22 15:10:36 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
TECTONIC VENTURES, L.P. See All Filings	D/A	2017-06-22 15:06:20 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Cue Capital Limited Partnership CIK Number 0001669775 Filed Document 0001704671-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-06-22 15:06:20 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Tectonic Ventures Parallel, L.P. See All Filings	D/A	2017-06-22 15:04:24 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Cue Capital Limited Partnership CIK Number 0001704671 Filed Document 0001704671-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-06-22 15:04:24 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D	2017-06-22 14:57:16 UTC
Amount To Be Raised $4,061,496 Associated Brokers / Dealers Thomas Cook, Gordon Chisholm, and Kenneth DePaola CIK Number 0001135856 Filed Document 0001135856-17-000205 Exclusions or Exemptions 506b Accepted Date 2017-06-22 14:57:16 UTC Type of Offering D Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
HOUSESTAY, INC. See All Filings	D	2017-06-22 14:50:52 UTC
Amount To Be Raised $900,000 Associated Brokers / Dealers N/A CIK Number 0001709766 Filed Document 0001709766-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-06-22 14:50:52 UTC Type of Offering D Industry Other Real Estate Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Cota Capital L/S Onshore Fund, L.P. See All Filings	D	2017-06-22 14:41:46 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001709704 Filed Document 0000935836-17-000319 Exclusions or Exemptions 506b Accepted Date 2017-06-22 14:41:46 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Graphika, Inc See All Filings	D	2017-06-22 14:35:49 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001596801 Filed Document 0001596801-17-000004 Exclusions or Exemptions 506b Accepted Date 2017-06-22 14:35:49 UTC Type of Offering D Industry Computers Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
3RC/RHODES, LLC See All Filings	D	2017-06-22 14:34:00 UTC
Amount To Be Raised $1,270,000 Associated Brokers / Dealers None CIK Number 0001635359 Filed Document 0001635359-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-06-22 14:34:00 UTC Type of Offering D Industry Manufacturing Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
Rubius Therapeutics, Inc. See All Filings	D	2017-06-22 14:26:18 UTC
Amount To Be Raised $120,000,064 Associated Brokers / Dealers N/A CIK Number 0001709401 Filed Document 0001709401-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-06-22 14:26:18 UTC Type of Offering D Industry Biotechnology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
TG&L Holdings LLC See All Filings	D	2017-06-22 14:20:40 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001709231 Filed Document 0001709231-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-06-22 14:20:40 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
SL - FL NNN Industrial Portfolio I, DST See All Filings	D/A	2017-06-22 14:17:44 UTC
Amount To Be Raised $6,150,000 Associated Brokers / Dealers Sandlapper Securities, LLC CIK Number 0001657986 Filed Document 0001657986-17-000001 Exclusions or Exemptions 506c Accepted Date 2017-06-22 14:17:44 UTC Type of Offering D/A Industry Commercial Principal Place of Business SOUTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Other
Blaze Bioscience, Inc. See All Filings	D	2017-06-22 14:16:15 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001532854 Filed Document 0001532854-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-06-22 14:16:15 UTC Type of Offering D Industry Biotechnology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Debt
StepStone Tactical Growth Fund II Offshore, L.P. See All Filings	D	2017-06-22 14:15:38 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001710064 Filed Document 0001710064-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-06-22 14:15:38 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ARCTIC HEAT TECHNOLOGIES, INC. See All Filings	D	2017-06-22 14:14:56 UTC
Amount To Be Raised $350,000 Associated Brokers / Dealers N/A CIK Number 0001709793 Filed Document 0001709793-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-06-22 14:14:56 UTC Type of Offering D Industry Other Technology Principal Place of Business ALASKA Revenue or Assets Decline to Disclose Type of Security Equity
CannaTek Holdings, Inc. See All Filings	D	2017-06-22 14:13:44 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001710001 Filed Document 0001477932-17-002944 Exclusions or Exemptions 506b Accepted Date 2017-06-22 14:13:44 UTC Type of Offering D Industry Retailing Principal Place of Business FLORIDA Revenue or Assets $No Revenues Type of Security Equity
Xebec Industrial Trust, LP See All Filings	D	2017-06-22 14:03:22 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001709707 Filed Document 0001140361-17-025796 Exclusions or Exemptions 506b Accepted Date 2017-06-22 14:03:22 UTC Type of Offering D Industry Other Real Estate Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Xebec Holdings, LLC See All Filings	D	2017-06-22 14:00:55 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001709706 Filed Document 0001140361-17-025793 Exclusions or Exemptions 506b Accepted Date 2017-06-22 14:00:55 UTC Type of Offering D Industry Other Real Estate Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Graphika, Inc See All Filings	D	2017-06-22 13:59:31 UTC
Amount To Be Raised $2,044,818 Associated Brokers / Dealers N/A CIK Number 0001596801 Filed Document 0001596801-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-06-22 13:59:31 UTC Type of Offering D Industry Computers Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Alcazar San Pablo EB-5 Fund, LP See All Filings	D	2017-06-22 13:56:34 UTC
Amount To Be Raised $24,000,000 Associated Brokers / Dealers NMS Capital Advisors, LLC CIK Number 0001709862 Filed Document 0001709862-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-06-22 13:56:34 UTC Type of Offering D Industry Other Real Estate Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
LOTTOGOPHER HOLDINGS INC See All Filings	D	2017-06-22 13:56:33 UTC
Amount To Be Raised $658,000 Associated Brokers / Dealers N/A CIK Number 0001699928 Filed Document 0001699928-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-06-22 13:56:33 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Palm Active Energy, LP See All Filings	D	2017-06-22 13:51:00 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers N/A CIK Number 0001706591 Filed Document 0001315863-17-000506 Exclusions or Exemptions 506b Accepted Date 2017-06-22 13:51:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
ICON AIRCRAFT INC See All Filings	D/A	2017-06-22 13:37:15 UTC
Amount To Be Raised $167,000,000 Associated Brokers / Dealers N/A CIK Number 0001371079 Filed Document 0001371079-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-06-22 13:37:15 UTC Type of Offering D/A Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Crown Equity Holdings, Inc. See All Filings	D/A	2017-06-22 13:32:09 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers NONE CIK Number 0001103833 Filed Document 0001477932-17-002937 Exclusions or Exemptions 506b Accepted Date 2017-06-22 13:32:09 UTC Type of Offering D/A Industry Other Principal Place of Business NEVADA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
INVESTX SERIES 26 LIMITED PARTNERSHIP See All Filings	D	2017-06-22 13:28:48 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001710116 Filed Document 0001710116-17-000001 Exclusions or Exemptions 506c Accepted Date 2017-06-22 13:28:48 UTC Type of Offering D Industry Investing Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
CaRE EB-5 Fund III, LP See All Filings	D	2017-06-22 13:27:40 UTC
Amount To Be Raised $9,000,000 Associated Brokers / Dealers Baker Tilly Capital, LLC CIK Number 0001709866 Filed Document 0001709866-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-06-22 13:27:40 UTC Type of Offering D Industry Other Real Estate Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
WhereBy.Us Enterprises, Inc See All Filings	C/A	2017-06-22 13:27:00 UTC
Financial Interest The intermediary will acquire a convertible note for the issuer valued at 5% of the amount raised through SI Securities, LLC. Filing Platform SI SECURITIES, LLC Offering Amount $750,000 CIK Number 0001706937 Filed Document 0001644600-17-000133 Accepted Date 2017-06-22 13:27:00 UTC Type of Offering C/A Security Offered Amount N/A Security Offered Type Debt State FLORIDA