Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
BDI Garnet, LLC See All Filings	D	2014-07-15 00:00:00 UTC
Amount To Be Raised $3,300,000 Associated Brokers / Dealers None CIK Number 0001612467 Filed Document 0001612467-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-07-15 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW MEXICO Revenue or Assets $No Revenues Type of Security Equity
Huizenga Public Equities Portfolio, LLC See All Filings	D/A	2014-07-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001580321 Filed Document 0001580321-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-15 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Duetto Research, Inc. See All Filings	D	2014-07-15 00:00:00 UTC
Amount To Be Raised $15,999,999 Associated Brokers / Dealers N/A CIK Number 0001565601 Filed Document 0000905718-14-000431 Exclusions or Exemptions 506b Accepted Date 2014-07-15 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2014-07-15 00:00:00 UTC
Amount To Be Raised $12,974,794 Associated Brokers / Dealers Rob Galbreath CIK Number 0001135856 Filed Document 0001135856-14-000227 Exclusions or Exemptions 506b Accepted Date 2014-07-15 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
TST Media, Inc. See All Filings	D/A	2014-07-15 00:00:00 UTC
Amount To Be Raised $28,999,988 Associated Brokers / Dealers N/A CIK Number 0001466135 Filed Document 0001466135-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-07-15 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Equity
STRATEGIC VALUE SPECIAL SITUATIONS FUND III, L.P. See All Filings	D/A	2014-07-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers UBS FINANCIAL SERVICES INC. and JEFFERIES LLC CIK Number 0001593943 Filed Document 0001613349-14-000013 Exclusions or Exemptions 506b Accepted Date 2014-07-15 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Woven Orthopedic Technologies, LLC See All Filings	D/A	2014-07-15 00:00:00 UTC
Amount To Be Raised $5,500,000 Associated Brokers / Dealers Viscogliosi & Company, LLC CIK Number 0001594517 Filed Document 0001594517-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-15 00:00:00 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
Westminster Financial Companies, Inc. See All Filings	D/A	2014-07-15 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers L. Miles Brazie CIK Number 0001551606 Filed Document 0001551606-14-000003 Exclusions or Exemptions 505 and 506b Accepted Date 2014-07-15 00:00:00 UTC Type of Offering D/A Industry Investing Principal Place of Business OHIO Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
MTPV Power Corp See All Filings	D	2014-07-15 00:00:00 UTC
Amount To Be Raised $11,262,964 Associated Brokers / Dealers N/A CIK Number 0001538859 Filed Document 0001538859-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-15 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
NETBASE SOLUTIONS INC See All Filings	D	2014-07-15 00:00:00 UTC
Amount To Be Raised $15,992,540 Associated Brokers / Dealers N/A CIK Number 0001456554 Filed Document 0001456554-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-15 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Ice Farm Global Fund, LLC See All Filings	D	2014-07-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001613744 Filed Document 0001613744-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-07-15 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SENATOR GLOBAL OPPORTUNITY OFFSHORE FUND LTD See All Filings	D/A	2014-07-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001441020 Filed Document 0000902664-14-003141 Exclusions or Exemptions 506b Accepted Date 2014-07-15 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Orchard Hill Domestic Fund LP See All Filings	D/A	2014-07-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001478312 Filed Document 0000902664-14-003139 Exclusions or Exemptions 506b Accepted Date 2014-07-15 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Cryder Capital Partners Inc. See All Filings	D	2014-07-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001612964 Filed Document 0000945621-14-000198 Exclusions or Exemptions 506b Accepted Date 2014-07-15 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Rithmio, Inc. See All Filings	D	2014-07-15 00:00:00 UTC
Amount To Be Raised $585,000 Associated Brokers / Dealers N/A CIK Number 0001612439 Filed Document 0001612439-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-15 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business ILLINOIS Revenue or Assets $No Revenues Type of Security Debt
Treasure Valley Urology Services LLC See All Filings	D	2014-07-15 00:00:00 UTC
Amount To Be Raised $45,321 Associated Brokers / Dealers N/A CIK Number 0001289828 Filed Document 0001289828-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-07-15 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
INERGETICS INC See All Filings	D	2014-07-15 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers Aegis Capital Corp. CIK Number 0000072170 Filed Document 0001609410-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-07-15 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Debt
ROIM Acquisition Corp See All Filings	D	2014-07-15 00:00:00 UTC
Amount To Be Raised $5,190,494 Associated Brokers / Dealers N/A CIK Number 0001614206 Filed Document 0001181431-14-027583 Exclusions or Exemptions 506b Accepted Date 2014-07-15 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Campus Quad, Inc. See All Filings	D/A	2014-07-15 00:00:00 UTC
Amount To Be Raised $900,000 Associated Brokers / Dealers N/A CIK Number 0001590871 Filed Document 0001590871-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-07-15 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
SkinFix Inc. See All Filings	D/A	2014-07-15 00:00:00 UTC
Amount To Be Raised $2,094,894 Associated Brokers / Dealers N/A CIK Number 0001610554 Filed Document 0001610554-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-07-15 00:00:00 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business NOVA SCOTIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Mount Vernon Securities Lending Trust See All Filings	D/A	2014-07-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001338268 Filed Document 0000894189-14-003153 Exclusions or Exemptions 506b Accepted Date 2014-07-15 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MINNESOTA Revenue or Assets $Over $100,000,000 Type of Security Pooled Investment Fund
US Retina LLC See All Filings	D	2014-07-15 00:00:00 UTC
Amount To Be Raised $4,400,000 Associated Brokers / Dealers N/A CIK Number 0001577214 Filed Document 0001477932-14-003779 Exclusions or Exemptions 506b Accepted Date 2014-07-15 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business FLORIDA Revenue or Assets $No Revenues Type of Security Equity
STRIVR, INC. See All Filings	D	2014-07-15 00:00:00 UTC
Amount To Be Raised $600,000 Associated Brokers / Dealers N/A CIK Number 0001613323 Filed Document 0001144204-14-043849 Exclusions or Exemptions 506b Accepted Date 2014-07-15 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
Garmatex Technologies, Inc. See All Filings	D	2014-07-15 00:00:00 UTC
Amount To Be Raised $107,406 Associated Brokers / Dealers N/A CIK Number 0001530653 Filed Document 0001183740-14-000222 Exclusions or Exemptions 506b Accepted Date 2014-07-15 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
EBR Systems, Inc. See All Filings	D	2014-07-15 00:00:00 UTC
Amount To Be Raised $35,629,819 Associated Brokers / Dealers N/A CIK Number 0001347123 Filed Document 0001347123-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-07-15 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Pershing Gold Corp. See All Filings	D	2014-07-15 00:00:00 UTC
Amount To Be Raised $15,000,000 Associated Brokers / Dealers Laidlaw & Company (UK), Ltd. CIK Number 0001432196 Filed Document 0001104659-14-051650 Exclusions or Exemptions 506b Accepted Date 2014-07-15 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
General Atlantic Partners 97F, L.P. See All Filings	D	2014-07-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001613848 Filed Document 0000950142-14-001583 Exclusions or Exemptions 506b Accepted Date 2014-07-15 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Fresenius Medical Care Lubbock, LLC See All Filings	D	2014-07-15 00:00:00 UTC
Amount To Be Raised $4,060,349 Associated Brokers / Dealers N/A CIK Number 0001614051 Filed Document 0001461373-14-000036 Exclusions or Exemptions 506b Accepted Date 2014-07-15 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
San Angelo Oil Ltd See All Filings	D	2014-07-15 00:00:00 UTC
Amount To Be Raised $289,434 Associated Brokers / Dealers N/A CIK Number 0001609873 Filed Document 0001609873-14-000004 Exclusions or Exemptions 506b Accepted Date 2014-07-15 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets $No Revenues Type of Security Equity
Angeles Absolute Return Fund LLC See All Filings	D	2014-07-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001613677 Filed Document 0001613677-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-15 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AQR DELTA XN Offshore Fund, L.P. See All Filings	D/A	2014-07-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001580089 Filed Document 0001580089-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-15 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Visium Quantitative Master Fund, Ltd. See All Filings	D	2014-07-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001612975 Filed Document 0000919574-14-004055 Exclusions or Exemptions 506b Accepted Date 2014-07-15 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
HCP ABSOLUTE RETURN FUND AI LP See All Filings	D/A	2014-07-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001300112 Filed Document 0001458536-14-000005 Exclusions or Exemptions 506b Accepted Date 2014-07-15 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Millenia MTG Holdings, L.L.C. See All Filings	D	2014-07-15 00:00:00 UTC
Amount To Be Raised $3,500,000 Associated Brokers / Dealers N/A CIK Number 0001613597 Filed Document 0001613597-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-15 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business ALABAMA Revenue or Assets $No Revenues Type of Security Equity
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2014-07-15 00:00:00 UTC
Amount To Be Raised $5,764,629 Associated Brokers / Dealers Joseph Thompson and Michael Shannon CIK Number 0001135856 Filed Document 0001135856-14-000222 Exclusions or Exemptions 506b Accepted Date 2014-07-15 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Florida Capital Group Inc See All Filings	D	2014-07-15 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001228444 Filed Document 0001140361-14-028445 Exclusions or Exemptions 506b Accepted Date 2014-07-15 00:00:00 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
ProofPilot, Inc. See All Filings	D/A	2014-07-15 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001613067 Filed Document 0001613067-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-07-15 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
Dalton India (Offshore Feeder) Fund Ltd See All Filings	D	2014-07-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001614148 Filed Document 0001209191-14-048053 Exclusions or Exemptions 506b Accepted Date 2014-07-15 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Castlerigg Active Investment Fund, L.P. See All Filings	D	2014-07-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Anton Katz CIK Number 0001565788 Filed Document 0001013594-14-000515 Exclusions or Exemptions 506b Accepted Date 2014-07-15 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
BISON CAPITAL PARTNERS IV, L.P. See All Filings	D	2014-07-15 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001539409 Filed Document 0001539409-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-15 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Coco Palms Hui LLC See All Filings	D	2014-07-15 00:00:00 UTC
Amount To Be Raised $28,000,000 Associated Brokers / Dealers N/A CIK Number 0001613860 Filed Document 0001613860-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-15 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business HAWAII Revenue or Assets $No Revenues Type of Security Equity
Dealertrack Technologies, Inc See All Filings	D	2014-07-15 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001333513 Filed Document 0001144204-14-043127 Exclusions or Exemptions 506b Accepted Date 2014-07-15 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
HPI Mill Creek Run DST See All Filings	D	2014-07-15 00:00:00 UTC
Amount To Be Raised $7,400,000 Associated Brokers / Dealers Orchard Securities, LLC CIK Number 0001612974 Filed Document 0000950138-14-000549 Exclusions or Exemptions 506b Accepted Date 2014-07-15 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
Orchard Hill Intermediate Fund LP See All Filings	D/A	2014-07-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001554200 Filed Document 0000902664-14-003138 Exclusions or Exemptions 506b Accepted Date 2014-07-15 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
SENATOR GLOBAL OPPORTUNITY FUND LP See All Filings	D/A	2014-07-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001440518 Filed Document 0000902664-14-003140 Exclusions or Exemptions 506b Accepted Date 2014-07-15 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Metropolitan Merchant Capital, Inc. See All Filings	D	2014-07-15 00:00:00 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001608839 Filed Document 0001608839-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-15 00:00:00 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Debt
HCP BCP II Investors, L.P. See All Filings	D/A	2014-07-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001529809 Filed Document 0001612394-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-15 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
GHD HOLDINGS (CANADA) INC. See All Filings	D	2014-07-15 00:00:00 UTC
Amount To Be Raised $270,000,000 Associated Brokers / Dealers N/A CIK Number 0001613968 Filed Document 0001613968-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-15 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business ONTARIO, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
HGK Trinity Street International Equity Fund, LP See All Filings	D/A	2014-07-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001580190 Filed Document 0001012975-14-000477 Exclusions or Exemptions 506b Accepted Date 2014-07-15 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
New Generation Turnaround Fund (Bermuda) L.P. See All Filings	D/A	2014-07-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001467380 Filed Document 0000945621-14-000200 Exclusions or Exemptions 506b Accepted Date 2014-07-15 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business BERMUDA Revenue or Assets $Over $100,000,000 Type of Security Equity