Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
OAG Analytics, Inc. See All Filings	D	2015-06-25 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001646230 Filed Document 0001646230-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-06-25 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets $Not Applicable Type of Security Debt
Prosperity Energy Corp See All Filings	D	2015-06-25 00:00:00 UTC
Amount To Be Raised $1,400,000 Associated Brokers / Dealers N/A CIK Number 0001503380 Filed Document 0001503380-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-06-25 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets $$1 - $1,000,000 Type of Security Mineral Property
Commonfund Capital Partners VI, L.P. See All Filings	D	2015-06-25 00:00:00 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers Commonfund Securities, Inc. CIK Number 0001631304 Filed Document 0001645442-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-06-25 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets $No Revenues Type of Security Pooled Investment Fund
Untamed Sandwiches LLC See All Filings	D	2015-06-25 00:00:00 UTC
Amount To Be Raised $950,000 Associated Brokers / Dealers N/A CIK Number 0001574895 Filed Document 0001574895-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-06-25 00:00:00 UTC Type of Offering D Industry Restaurants Principal Place of Business NEW YORK Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Shapeways, Inc. See All Filings	D	2015-06-25 00:00:00 UTC
Amount To Be Raised $34,500,010 Associated Brokers / Dealers N/A CIK Number 0001532573 Filed Document 0001532573-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-06-25 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
PSquared SICAV PLC - Event Opportunity Fund See All Filings	D/A	2015-06-25 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001608465 Filed Document 0000943663-15-000152 Exclusions or Exemptions 506b Accepted Date 2015-06-25 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MALTA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Rock Bluff 2015 Energy Partnership, LP See All Filings	D/A	2015-06-25 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001638219 Filed Document 0001638219-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-06-25 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Chaat Company, LLC See All Filings	D/A	2015-06-25 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001623834 Filed Document 0001623834-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-06-25 00:00:00 UTC Type of Offering D/A Industry Manufacturing Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Debt
Twin City Beer Barons, LLC See All Filings	D	2015-06-25 00:00:00 UTC
Amount To Be Raised $300,000 Associated Brokers / Dealers N/A CIK Number 0001555357 Filed Document 0001198912-15-000006 Exclusions or Exemptions 504, 505, and 506b Accepted Date 2015-06-25 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Trian SPV VIII, L.P. See All Filings	D/A	2015-06-25 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001578721 Filed Document 0000902664-15-002910 Exclusions or Exemptions 506b Accepted Date 2015-06-25 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Tremblant Concentrated BPI Fund Ltd. See All Filings	D/A	2015-06-25 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001498504 Filed Document 0000919574-15-005058 Exclusions or Exemptions 506b Accepted Date 2015-06-25 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
CYPRESS INT'L EQUITY FUND, L P See All Filings	D/A	2015-06-25 00:00:00 UTC
Amount To Be Raised $6,185,000 Associated Brokers / Dealers N/A CIK Number 0001356812 Filed Document 0001356812-15-000007 Exclusions or Exemptions 506b Accepted Date 2015-06-25 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $$50,000,001 - $100,000,000 Type of Security Equity
EJF TruPS Offshore Fund Ltd See All Filings	D	2015-06-25 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001645528 Filed Document 0001140361-15-025410 Exclusions or Exemptions 506b Accepted Date 2015-06-25 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
EJF TruPS Master Fund LP See All Filings	D	2015-06-25 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001645518 Filed Document 0001140361-15-025408 Exclusions or Exemptions 506b Accepted Date 2015-06-25 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
7Park Data, Inc. See All Filings	D	2015-06-25 00:00:00 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001646281 Filed Document 0001646281-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-06-25 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
BARR CONSULTING & HOLDINGS INC. See All Filings	D	2015-06-25 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001648838 Filed Document 0001648838-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-06-25 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
GSV VENTURES I LLC - SERIES J-1 See All Filings	D	2015-06-25 00:00:00 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers Harbor Light Securities LLC CIK Number 0001645823 Filed Document 0001140361-15-025394 Exclusions or Exemptions 506b Accepted Date 2015-06-25 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets $No Revenues Type of Security Pooled Investment Fund
IBC Advanced Alloys Corp. See All Filings	D	2015-06-25 00:00:00 UTC
Amount To Be Raised $18,429 Associated Brokers / Dealers N/A CIK Number 0001450894 Filed Document 0001085037-15-000119 Exclusions or Exemptions 506b Accepted Date 2015-06-25 00:00:00 UTC Type of Offering D Industry Manufacturing Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
Rock Bluff Hedge Fund Partnership, L.P. See All Filings	D/A	2015-06-25 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001424089 Filed Document 0001424089-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-06-25 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Beach Point Total Return Offshore Fund IV Ltd. See All Filings	D	2015-06-25 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001646291 Filed Document 0001646291-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-06-25 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
WB WI Middleton, LLC See All Filings	D	2015-06-25 00:00:00 UTC
Amount To Be Raised $190,000 Associated Brokers / Dealers N/A CIK Number 0001639082 Filed Document 0001198912-15-000005 Exclusions or Exemptions 504, 505, and 506b Accepted Date 2015-06-25 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Bargate Beverage Group, LLC See All Filings	D/A	2015-06-25 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001572754 Filed Document 0001572754-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-06-25 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Debt
Avanoo, Inc. See All Filings	D	2015-06-25 00:00:00 UTC
Amount To Be Raised $1,699,999 Associated Brokers / Dealers N/A CIK Number 0001646838 Filed Document 0001646838-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-06-25 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Rock Bluff Strategic Fixed Income Offshore Partnership, L.P. See All Filings	D/A	2015-06-25 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001584567 Filed Document 0001584567-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-06-25 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Rock Bluff Strategic Fixed Income Partnership, L.P. See All Filings	D/A	2015-06-25 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001456738 Filed Document 0001456738-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-06-25 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Image Chain Group Limited, Inc. See All Filings	D	2015-06-25 00:00:00 UTC
Amount To Be Raised $65,000,000 Associated Brokers / Dealers None CIK Number 0001598924 Filed Document 0001477932-15-004056 Exclusions or Exemptions 506b Accepted Date 2015-06-25 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CHINA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
ICONIQ Access 46, LP See All Filings	D	2015-06-25 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001646338 Filed Document 0001646338-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-06-25 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Storm Resources Ltd. See All Filings	D	2015-06-25 00:00:00 UTC
Amount To Be Raised $2,461,095 Associated Brokers / Dealers FirstEnergy Capital Corp, National Bank Financial Inc., Peters & Co Limited, GMP Securities L.P., RBC Dominion Securities Inc., and Raymond James Ltd CIK Number 0001576496 Filed Document 0001576496-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-06-25 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business ALBERTA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Medaxion, Inc. See All Filings	D	2015-06-25 00:00:00 UTC
Amount To Be Raised $1,312,330 Associated Brokers / Dealers N/A CIK Number 0001497902 Filed Document 0001497902-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-06-25 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business TENNESSEE Revenue or Assets Decline to Disclose Type of Security Equity
Sylebra Capital Partners (Offshore), Ltd. See All Filings	D	2015-06-25 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001644944 Filed Document 0001644944-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-06-25 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Overland Relative Value Fund LLC See All Filings	D/A	2015-06-25 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Park Hill Group LLC CIK Number 0001488690 Filed Document 0001488690-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-06-25 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Fairbridge Secondary Venture Partners, LP See All Filings	D	2015-06-25 00:00:00 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001644507 Filed Document 0001644507-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-06-25 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business DELAWARE Revenue or Assets Decline to Disclose Type of Security Equity
Pathfinder Strategic Credit Ltd. See All Filings	D/A	2015-06-25 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001611458 Filed Document 0001611458-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-06-25 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Formation Biologics Inc. See All Filings	D	2015-06-25 00:00:00 UTC
Amount To Be Raised $1,089,770 Associated Brokers / Dealers N/A CIK Number 0001643728 Filed Document 0001643728-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-06-25 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business ONTARIO, CANADA Revenue or Assets $Not Applicable Type of Security Equity
GYS Tech, LLC See All Filings	D	2015-06-25 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001645816 Filed Document 0001104659-15-047610 Exclusions or Exemptions 506b Accepted Date 2015-06-25 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business MASSACHUSETTS Revenue or Assets $No Revenues Type of Security Equity
UCC-KP INVESTMENT, LLC See All Filings	D	2015-06-25 00:00:00 UTC
Amount To Be Raised $6,850,000 Associated Brokers / Dealers N/A CIK Number 0001646154 Filed Document 0001405086-15-000181 Exclusions or Exemptions 506b Accepted Date 2015-06-25 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
RealtyShares 96, LLC See All Filings	D	2015-06-25 00:00:00 UTC
Amount To Be Raised $48,000 Associated Brokers / Dealers N/A CIK Number 0001646095 Filed Document 0001646096-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-06-25 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
Pollen, Inc. See All Filings	D	2015-06-25 00:00:00 UTC
Amount To Be Raised $39,999,973 Associated Brokers / Dealers N/A CIK Number 0001508784 Filed Document 0001140361-15-025515 Exclusions or Exemptions 506b Accepted Date 2015-06-25 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business KANSAS Revenue or Assets Decline to Disclose Type of Security Equity
OLEDWorks LLC See All Filings	D/A	2015-06-25 00:00:00 UTC
Amount To Be Raised $27,803,980 Associated Brokers / Dealers N/A CIK Number 0001523792 Filed Document 0001466398-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-06-25 00:00:00 UTC Type of Offering D/A Industry Manufacturing Principal Place of Business NEW YORK Revenue or Assets $$1 - $1,000,000 Type of Security Equity
TDG GROUP HOLDING Co See All Filings	D	2015-06-25 00:00:00 UTC
Amount To Be Raised $18,350,000 Associated Brokers / Dealers N/A CIK Number 0001646035 Filed Document 0001646035-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-06-25 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Bourne Healthcare Properties, LLC See All Filings	D/A	2015-06-25 00:00:00 UTC
Amount To Be Raised $13,700,000 Associated Brokers / Dealers G. A. Repple CIK Number 0001622002 Filed Document 0000897069-15-000380 Exclusions or Exemptions 506b Accepted Date 2015-06-25 00:00:00 UTC Type of Offering D/A Industry Investing Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2015-06-25 00:00:00 UTC
Amount To Be Raised $545,710 Associated Brokers / Dealers Michael Shannon, Joseph Thompson, and Bruce Brownell CIK Number 0001135856 Filed Document 0001135856-15-000215 Exclusions or Exemptions 506b Accepted Date 2015-06-25 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
CytomX Therapeutics, Inc. See All Filings	D	2015-06-25 00:00:00 UTC
Amount To Be Raised $69,999,999 Associated Brokers / Dealers N/A CIK Number 0001501989 Filed Document 0001501989-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-06-25 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Blink Inc See All Filings	D	2015-06-25 00:00:00 UTC
Amount To Be Raised $7,242,800 Associated Brokers / Dealers N/A CIK Number 0001533060 Filed Document 0001533060-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-06-25 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
ACCESS FUND See All Filings	D/A	2015-06-25 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0000820621 Filed Document 0000820621-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-06-25 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Snap Advances LLC See All Filings	D	2015-06-25 00:00:00 UTC
Amount To Be Raised $28,000,000 Associated Brokers / Dealers N/A CIK Number 0001588760 Filed Document 0001080368-15-000019 Exclusions or Exemptions 506b Accepted Date 2015-06-25 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Equity
CYPRESS INT'L EQUITY FUND, L P See All Filings	D/A	2015-06-25 00:00:00 UTC
Amount To Be Raised $375,000 Associated Brokers / Dealers N/A CIK Number 0001356812 Filed Document 0001356812-15-000006 Exclusions or Exemptions 506b Accepted Date 2015-06-25 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $$50,000,001 - $100,000,000 Type of Security Equity
LMR FUND Ltd See All Filings	D/A	2015-06-25 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001551236 Filed Document 0000919574-15-005064 Exclusions or Exemptions 506b Accepted Date 2015-06-25 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
SCA Frazier St. Investors, LP See All Filings	D	2015-06-25 00:00:00 UTC
Amount To Be Raised $4,250,000 Associated Brokers / Dealers N/A CIK Number 0001646327 Filed Document 0001646327-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-06-25 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business TEXAS Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Rock Bluff 2012 Technology Partnership, L.P. See All Filings	D/A	2015-06-25 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001567130 Filed Document 0001567130-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-06-25 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund