Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
H/2 Financial Realty, Inc. See All Filings	D	2013-11-22 00:00:00 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Charles Harrison CIK Number 0001592612 Filed Document 0001592612-13-000001 Exclusions or Exemptions 506c Accepted Date 2013-11-22 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
Thermal Imaging Radar, LLC See All Filings	D	2013-11-22 00:00:00 UTC
Amount To Be Raised $6,000,000 Associated Brokers / Dealers None CIK Number 0001557005 Filed Document 0001557005-13-000004 Exclusions or Exemptions 506c Accepted Date 2013-11-22 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business UTAH Revenue or Assets $No Revenues Type of Security Equity
Sagebrush Investment Partnership L P See All Filings	D/A	2013-11-22 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001341897 Filed Document 0001341897-13-000001 Exclusions or Exemptions 506c Accepted Date 2013-11-22 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business KENTUCKY Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Kudzu Capital Growth, LP See All Filings	D/A	2013-11-22 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001517353 Filed Document 0001517353-13-000002 Exclusions or Exemptions 506c Accepted Date 2013-11-22 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Roan Capital Partners, Inc. See All Filings	D	2013-11-22 00:00:00 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers N/A CIK Number 0001592251 Filed Document 0001592251-13-000002 Exclusions or Exemptions 506c Accepted Date 2013-11-22 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business NEVADA Revenue or Assets $No Revenues Type of Security Debt
Bourbon Brothers Holding Company, LLC See All Filings	D	2013-11-22 00:00:00 UTC
Amount To Be Raised $7,500,000 Associated Brokers / Dealers N/A CIK Number 0001577669 Filed Document 0001577669-13-000002 Exclusions or Exemptions 506c Accepted Date 2013-11-22 00:00:00 UTC Type of Offering D Industry Restaurants Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Debt
ff Rose Venture Capital Fund, L.P. See All Filings	D/A	2013-11-22 00:00:00 UTC
Amount To Be Raised $70,000,000 Associated Brokers / Dealers Cato Capital, LLC and IEG (Deutschland) GmbH CIK Number 0001563194 Filed Document 0001563194-13-000001 Exclusions or Exemptions 506c Accepted Date 2013-11-22 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
MEADOW BAY GOLD Corp See All Filings	D	2013-11-22 00:00:00 UTC
Amount To Be Raised $28,476 Associated Brokers / Dealers N/A CIK Number 0001515336 Filed Document 0001515336-13-000002 Exclusions or Exemptions 506c Accepted Date 2013-11-22 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets $No Revenues Type of Security Equity
NAKED BRAND GROUP INC. See All Filings	D	2013-11-21 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001383097 Filed Document 0001085037-13-000171 Exclusions or Exemptions 506c Accepted Date 2013-11-21 00:00:00 UTC Type of Offering D Industry Retailing Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Debt
MVB FINANCIAL CORP See All Filings	D/A	2013-11-21 00:00:00 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers MICHAEL JOSEPH COIRO and ROBERT EDWARD POWELL CIK Number 0001277902 Filed Document 0001277902-13-000005 Exclusions or Exemptions 506c Accepted Date 2013-11-21 00:00:00 UTC Type of Offering D/A Industry Commercial Banking Principal Place of Business WEST VIRGINIA Revenue or Assets $$25,000,001 - $100,000,000 Type of Security Equity
Shadow Tree Income Fund A LP See All Filings	D	2013-11-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001591640 Filed Document 0001591640-13-000001 Exclusions or Exemptions 506c Accepted Date 2013-11-21 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Gamzio Mobile, Inc. See All Filings	D	2013-11-21 00:00:00 UTC
Amount To Be Raised $250,000 Associated Brokers / Dealers N/A CIK Number 0001391798 Filed Document 0001448051-13-000021 Exclusions or Exemptions 506c Accepted Date 2013-11-21 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEVADA Revenue or Assets Decline to Disclose Type of Security Debt
Gettin The Band Back on Broadway Ltd Liability Co See All Filings	D	2013-11-21 00:00:00 UTC
Amount To Be Raised $9,500,000 Associated Brokers / Dealers N/A CIK Number 0001592512 Filed Document 0001592512-13-000001 Exclusions or Exemptions 506c Accepted Date 2013-11-21 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Equity
Cypress Income Fund II, LLC See All Filings	D/A	2013-11-20 00:00:00 UTC
Amount To Be Raised $1,900,000 Associated Brokers / Dealers N/A CIK Number 0001586251 Filed Document 0001586251-13-000002 Exclusions or Exemptions 506c Accepted Date 2013-11-20 00:00:00 UTC Type of Offering D/A Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Mineral Property
BlackRock Brewers See All Filings	D	2013-11-20 00:00:00 UTC
Amount To Be Raised $800,000 Associated Brokers / Dealers N/A CIK Number 0001592341 Filed Document 0001592341-13-000001 Exclusions or Exemptions 505 and 506c Accepted Date 2013-11-20 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business ARIZONA Revenue or Assets $No Revenues Type of Security Equity
Pzena Emerging Markets Focused Value Fund (GT) a separate investment fund of Pzena Value Group Trust See All Filings	D	2013-11-19 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001592345 Filed Document 0001393725-13-000098 Exclusions or Exemptions 506c Accepted Date 2013-11-19 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Consumer Brands, LLC See All Filings	D	2013-11-19 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001548204 Filed Document 0001548204-13-000002 Exclusions or Exemptions 505 and 506c Accepted Date 2013-11-19 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
BAY WEST HOLDINGS LLC See All Filings	D	2013-11-19 00:00:00 UTC
Amount To Be Raised $28,310,000 Associated Brokers / Dealers N/A CIK Number 0001591701 Filed Document 0001591701-13-000001 Exclusions or Exemptions 506c Accepted Date 2013-11-19 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
Red Shark, LLC See All Filings	D	2013-11-19 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers Red Shark, LLC CIK Number 0001585044 Filed Document 0001585044-13-000002 Exclusions or Exemptions 506c Accepted Date 2013-11-19 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
SI Canyon Investor, LLC See All Filings	D	2013-11-19 00:00:00 UTC
Amount To Be Raised $1,590,000 Associated Brokers / Dealers N/A CIK Number 0001592358 Filed Document 0001592358-13-000001 Exclusions or Exemptions 506c Accepted Date 2013-11-19 00:00:00 UTC Type of Offering D Industry Investing Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Glenville Capital Partners, L.P. See All Filings	D/A	2013-11-19 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001400268 Filed Document 0001400268-13-000004 Exclusions or Exemptions 506c Accepted Date 2013-11-19 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BDC Fund II, LP See All Filings	D/A	2013-11-19 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Diron M. Tappin CIK Number 0001478053 Filed Document 0001095449-13-000127 Exclusions or Exemptions 506c Accepted Date 2013-11-19 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MITY ENTERPRISES INC See All Filings	D	2013-11-19 00:00:00 UTC
Amount To Be Raised $385,000 Associated Brokers / Dealers N/A CIK Number 0000921030 Filed Document 0000921030-13-000002 Exclusions or Exemptions 506c Accepted Date 2013-11-19 00:00:00 UTC Type of Offering D Industry Manufacturing Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Equity
Simplex Value Up Trust See All Filings	D/A	2013-11-19 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers IVP Capital LLC CIK Number 0001562445 Filed Document 0001562445-13-000001 Exclusions or Exemptions 506c Accepted Date 2013-11-19 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business HONG KONG Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ALGEBRAIX DATA CORP See All Filings	D	2013-11-19 00:00:00 UTC
Amount To Be Raised $22,000,000 Associated Brokers / Dealers ZACKS & COMPANY and JMP SECURITIES LLC CIK Number 0001318533 Filed Document 0001318533-13-000002 Exclusions or Exemptions 506c Accepted Date 2013-11-19 00:00:00 UTC Type of Offering D Industry Computers Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Ballinger Fund LLC See All Filings	D/A	2013-11-19 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001582388 Filed Document 0001582388-13-000002 Exclusions or Exemptions 506c Accepted Date 2013-11-19 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MICHIGAN Revenue or Assets $$1 - $5,000,000 Type of Security Debt
Axis Health, Inc. See All Filings	D	2013-11-19 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001589099 Filed Document 0001589099-13-000004 Exclusions or Exemptions 506c Accepted Date 2013-11-19 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
AL-MakeSpace-Fund, LLC See All Filings	D	2013-11-19 00:00:00 UTC
Amount To Be Raised $325,000 Associated Brokers / Dealers N/A CIK Number 0001592362 Filed Document 0001592362-13-000001 Exclusions or Exemptions 506c Accepted Date 2013-11-19 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Militello Capital, LLC See All Filings	D/A	2013-11-19 00:00:00 UTC
Amount To Be Raised $3,300,000 Associated Brokers / Dealers William J. Millitello CIK Number 0001570873 Filed Document 0001570873-13-000003 Exclusions or Exemptions 506c Accepted Date 2013-11-19 00:00:00 UTC Type of Offering D/A Industry Other Banking and Financial Services Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Equity
JIWIRE INC See All Filings	D/A	2013-11-18 00:00:00 UTC
Amount To Be Raised $9,185,282 Associated Brokers / Dealers N/A CIK Number 0001271590 Filed Document 0001271590-13-000002 Exclusions or Exemptions 506c Accepted Date 2013-11-18 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
LUMATE, LLC See All Filings	D	2013-11-18 00:00:00 UTC
Amount To Be Raised $900,000 Associated Brokers / Dealers NA CIK Number 0001592070 Filed Document 0001592070-13-000002 Exclusions or Exemptions 506c Accepted Date 2013-11-18 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business MISSOURI Revenue or Assets $$1 - $1,000,000 Type of Security Debt
Capital Real Estate - Heights on Huron, LLC See All Filings	D	2013-11-18 00:00:00 UTC
Amount To Be Raised $5,200,000 Associated Brokers / Dealers N/A CIK Number 0001592305 Filed Document 0001592305-13-000001 Exclusions or Exemptions 506c Accepted Date 2013-11-18 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business COLORADO Revenue or Assets $No Revenues Type of Security Equity
AUSAF ABS III, LLC See All Filings	D	2013-11-18 00:00:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001590609 Filed Document 0001590609-13-000001 Exclusions or Exemptions 506c Accepted Date 2013-11-18 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Dames at Sea Broadway, LLC See All Filings	D	2013-11-18 00:00:00 UTC
Amount To Be Raised $6,500,000 Associated Brokers / Dealers N/A CIK Number 0001591334 Filed Document 0001591334-13-000001 Exclusions or Exemptions 506c Accepted Date 2013-11-18 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Equity
ALTERRUS SYSTEMS INC. See All Filings	D	2013-11-18 00:00:00 UTC
Amount To Be Raised $40,800 Associated Brokers / Dealers N/A CIK Number 0001122081 Filed Document 0001085037-13-000170 Exclusions or Exemptions 506c Accepted Date 2013-11-18 00:00:00 UTC Type of Offering D Industry Agriculture Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
OPEN TEXT CORP See All Filings	D	2013-11-18 00:00:00 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers None CIK Number 0001002638 Filed Document 0001002638-13-000030 Exclusions or Exemptions 506c Accepted Date 2013-11-18 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business ONTARIO, CANADA Revenue or Assets $Over $100,000,000 Type of Security Equity
Frisco Memory Care, LLC, a Delaware Ltd liability Co See All Filings	D	2013-11-18 00:00:00 UTC
Amount To Be Raised $2,376,000 Associated Brokers / Dealers N/A CIK Number 0001591999 Filed Document 0001591999-13-000001 Exclusions or Exemptions 506c Accepted Date 2013-11-18 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business WASHINGTON Revenue or Assets $No Revenues Type of Security Equity
JEFFERSON CITY RETIREMENT, L.L.C. See All Filings	D	2013-11-18 00:00:00 UTC
Amount To Be Raised $3,880,000 Associated Brokers / Dealers NONE CIK Number 0001591513 Filed Document 0001591513-13-000001 Exclusions or Exemptions 506c Accepted Date 2013-11-18 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business SOUTH DAKOTA Revenue or Assets $No Revenues Type of Security Equity
CONVALO HEALTH INTERNATIONAL, CORP. See All Filings	D	2013-11-18 00:00:00 UTC
Amount To Be Raised $71,828 Associated Brokers / Dealers Canaccord Genuity Inc. CIK Number 0001592022 Filed Document 0001183740-13-000434 Exclusions or Exemptions 506c Accepted Date 2013-11-18 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
PurThread Technologies, Inc. See All Filings	D	2013-11-18 00:00:00 UTC
Amount To Be Raised $7,169,412 Associated Brokers / Dealers N/A CIK Number 0001478367 Filed Document 0001478367-13-000006 Exclusions or Exemptions 506c Accepted Date 2013-11-18 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
Ag Energy Solutions, Inc. See All Filings	D	2013-11-18 00:00:00 UTC
Amount To Be Raised $480,000 Associated Brokers / Dealers N/A CIK Number 0001579485 Filed Document 0001579485-13-000006 Exclusions or Exemptions 506c Accepted Date 2013-11-18 00:00:00 UTC Type of Offering D Industry Other Energy Principal Place of Business WASHINGTON Revenue or Assets $No Revenues Type of Security Equity
nGame, Inc. See All Filings	D	2013-11-17 00:00:00 UTC
Amount To Be Raised $773,220 Associated Brokers / Dealers N/A CIK Number 0001565110 Filed Document 0001565110-13-000001 Exclusions or Exemptions 506c Accepted Date 2013-11-17 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Horizon Tower Ltd Partnership-II See All Filings	D/A	2013-11-15 00:00:00 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers David P Dyer, Marshall H. Dean, Michael M. Roberts, and Thomas R. Cameron CIK Number 0001587255 Filed Document 0001587255-13-000002 Exclusions or Exemptions 506c Accepted Date 2013-11-15 00:00:00 UTC Type of Offering D/A Industry Telecommunications Principal Place of Business KANSAS Revenue or Assets $Not Applicable Type of Security Other
Strongbrook Direct, LLC See All Filings	D/A	2013-11-15 00:00:00 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001562845 Filed Document 0001562845-13-000001 Exclusions or Exemptions 506c Accepted Date 2013-11-15 00:00:00 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business UTAH Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Other
Red Duck Foods, Inc. See All Filings	D	2013-11-15 00:00:00 UTC
Amount To Be Raised $250,000 Associated Brokers / Dealers N/A CIK Number 0001590650 Filed Document 0001590650-13-000001 Exclusions or Exemptions 506c Accepted Date 2013-11-15 00:00:00 UTC Type of Offering D Industry Manufacturing Principal Place of Business OREGON Revenue or Assets Decline to Disclose Type of Security Debt
Express Family Care, LLC See All Filings	D	2013-11-15 00:00:00 UTC
Amount To Be Raised $400,000 Associated Brokers / Dealers Charles B. Brinkman CIK Number 0001591895 Filed Document 0001591895-13-000001 Exclusions or Exemptions 506c Accepted Date 2013-11-15 00:00:00 UTC Type of Offering D Industry Hospitals and Physicians Principal Place of Business VIRGINIA Revenue or Assets $$1 - $1,000,000 Type of Security Debt
NCDG PROPERTIES, LLC See All Filings	D	2013-11-15 00:00:00 UTC
Amount To Be Raised $1,900,000 Associated Brokers / Dealers Donald Taylor CIK Number 0001592103 Filed Document 0001592103-13-000001 Exclusions or Exemptions 506c Accepted Date 2013-11-15 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business TENNESSEE Revenue or Assets $$1 - $1,000,000 Type of Security Equity
X-Factor Communications Holdings, Inc. See All Filings	D	2013-11-15 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001517653 Filed Document 0001213900-13-006531 Exclusions or Exemptions 506c Accepted Date 2013-11-15 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW JERSEY Revenue or Assets $$1 - $1,000,000 Type of Security Debt
Hollywood Indie Studio Corp See All Filings	D	2013-11-15 00:00:00 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers N/A CIK Number 0001591826 Filed Document 0001591826-13-000001 Exclusions or Exemptions 506c Accepted Date 2013-11-15 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business FLORIDA Revenue or Assets $No Revenues Type of Security Equity
MEDBUILDING LTD See All Filings	D	2013-11-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001169328 Filed Document 0001169328-13-000004 Exclusions or Exemptions 506c Accepted Date 2013-11-15 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity