Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Prodigo Solutions, Inc. See All Filings	D	2014-07-16 00:00:00 UTC
Amount To Be Raised $12,500,000 Associated Brokers / Dealers N/A CIK Number 0001613945 Filed Document 0001613945-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-16 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
Morgan Stanley Credit Partners II L.P. See All Filings	D/A	2014-07-16 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers None, None, None, None, None, and None CIK Number 0001581258 Filed Document 0001181431-14-026829 Exclusions or Exemptions 506b Accepted Date 2014-07-16 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Normandy Holdco LLC See All Filings	D	2014-07-16 00:00:00 UTC
Amount To Be Raised $52,273,300 Associated Brokers / Dealers N/A CIK Number 0001613799 Filed Document 0001192482-14-000151 Exclusions or Exemptions 506b Accepted Date 2014-07-16 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
MOHAWK GROUP, INC. See All Filings	D	2014-07-16 00:00:00 UTC
Amount To Be Raised $35,072,000 Associated Brokers / Dealers N/A CIK Number 0001614019 Filed Document 0001614019-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-16 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
Visible Brands, Inc. See All Filings	D	2014-07-16 00:00:00 UTC
Amount To Be Raised $3,500,000 Associated Brokers / Dealers N/A CIK Number 0001507708 Filed Document 0001507708-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-16 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Debt
FOXLIKE Inc See All Filings	D	2014-07-16 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001613451 Filed Document 0001613451-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-16 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Debt
Oak Point Vero Properties, L.P. See All Filings	D	2014-07-16 00:00:00 UTC
Amount To Be Raised $2,400,000 Associated Brokers / Dealers N/A CIK Number 0001613989 Filed Document 0001613989-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-16 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
High-Proof LLC See All Filings	D	2014-07-16 00:00:00 UTC
Amount To Be Raised $425,000 Associated Brokers / Dealers N/A CIK Number 0001613646 Filed Document 0001613646-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-16 00:00:00 UTC Type of Offering D Industry Restaurants Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
Meadowlark Health, LLC See All Filings	D	2014-07-16 00:00:00 UTC
Amount To Be Raised $1,100,000 Associated Brokers / Dealers N/A CIK Number 0001613971 Filed Document 0001613971-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-16 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business NEBRASKA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
ICAP QP Absolute Return Fund L P See All Filings	D/A	2014-07-16 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001311313 Filed Document 0001464284-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-07-16 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Boardage Partners, L.P. See All Filings	D/A	2014-07-16 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001591061 Filed Document 0001591061-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-07-16 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Dyal II Pension Investors LP See All Filings	D	2014-07-16 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001613748 Filed Document 0001613749-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-07-16 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Portfolium, Inc. See All Filings	D/A	2014-07-16 00:00:00 UTC
Amount To Be Raised $894,999 Associated Brokers / Dealers N/A CIK Number 0001610831 Filed Document 0001610831-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-07-16 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Dimensional Funds plc - Euro Inflation Linked Long Duration Fixed Income Fund See All Filings	D/A	2014-07-16 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001517330 Filed Document 0000945621-14-000202 Exclusions or Exemptions 506b Accepted Date 2014-07-16 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business IRELAND Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Edgewood Partners L.P. See All Filings	D/A	2014-07-16 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001319760 Filed Document 0001319760-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-16 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Pooled Investment Fund
J.W. Opportunities Fund, LLC See All Filings	D/A	2014-07-16 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Chardan Capital Markets, LLC CIK Number 0001594084 Filed Document 0001594084-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-16 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Pooled Investment Fund
J.W. Partners, LP See All Filings	D/A	2014-07-16 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Financial West Group CIK Number 0001082644 Filed Document 0001082644-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-16 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $Over $100,000,000 Type of Security Pooled Investment Fund
UTILITIES, INFRASTRUCTURE & RENEWABLES SUB-FUND, A SUB-FUND OF CYGNUS SICAV p.l.c. See All Filings	D/A	2014-07-16 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001447273 Filed Document 0001447273-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-07-16 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MALTA Revenue or Assets $$50,000,001 - $100,000,000 Type of Security Pooled Investment Fund
Cygnus Utilities, Infrastructure & Renewables LLC See All Filings	D/A	2014-07-16 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001463531 Filed Document 0001463531-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-07-16 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business SPAIN Revenue or Assets $$25,000,001 - $50,000,000 Type of Security Pooled Investment Fund
H/2 CREDIT PARTNERS L.P. See All Filings	D/A	2014-07-16 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001461028 Filed Document 0000919574-14-004070 Exclusions or Exemptions 506b Accepted Date 2014-07-16 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
RTO Energy Trading. LLC See All Filings	D	2014-07-16 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001612636 Filed Document 0001315863-14-000450 Exclusions or Exemptions 506b Accepted Date 2014-07-16 00:00:00 UTC Type of Offering D Industry Other Energy Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Equity
AMERICAN CONTINENTAL BANCORP See All Filings	D	2014-07-16 00:00:00 UTC
Amount To Be Raised $351,875 Associated Brokers / Dealers N/A CIK Number 0001613125 Filed Document 0001104659-14-051884 Exclusions or Exemptions 504, 505, and 506b Accepted Date 2014-07-16 00:00:00 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
Specialty Surgical Center of Irvine LLC See All Filings	D	2014-07-16 00:00:00 UTC
Amount To Be Raised $237,813 Associated Brokers / Dealers John Riddle CIK Number 0001346066 Filed Document 0001346066-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-16 00:00:00 UTC Type of Offering D Industry Hospitals and Physicians Principal Place of Business TENNESSEE Revenue or Assets Decline to Disclose Type of Security Equity
BW GLOBAL MACRO OFFSHORE FUND, LTD. See All Filings	D	2014-07-16 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers LEGG MASON INVESTOR SERVICES, LLC CIK Number 0001613717 Filed Document 0001613349-14-000017 Exclusions or Exemptions 506b Accepted Date 2014-07-16 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SUNNYMEATH PARTNERS LLC See All Filings	D/A	2014-07-16 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001407760 Filed Document 0001407760-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-16 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Pooled Investment Fund
Oakview Special Opportunity Fund I, LP See All Filings	D	2014-07-16 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001614151 Filed Document 0001614151-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-16 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Visium Institutional Partners, LP See All Filings	D/A	2014-07-16 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001484622 Filed Document 0000919574-14-004068 Exclusions or Exemptions 506b Accepted Date 2014-07-16 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Marshall Wace Funds LP See All Filings	D/A	2014-07-16 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Deutsche Bank Trust Company Americas and Deutsche Bank Securities Inc. CIK Number 0001491957 Filed Document 0000902664-14-003166 Exclusions or Exemptions 506b Accepted Date 2014-07-16 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
METABOLIC SOLUTIONS DEVELOPMENT CO LLC See All Filings	D/A	2014-07-16 00:00:00 UTC
Amount To Be Raised $14,000,000 Associated Brokers / Dealers N/A CIK Number 0001422580 Filed Document 0001422580-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-07-16 00:00:00 UTC Type of Offering D/A Industry Pharmaceuticals Principal Place of Business MICHIGAN Revenue or Assets Decline to Disclose Type of Security Debt
OPGEN INC See All Filings	D	2014-07-16 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001293818 Filed Document 0001293818-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-07-16 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Debt
PayLink Payment Plans, LLC See All Filings	D	2014-07-16 00:00:00 UTC
Amount To Be Raised $35,000,000 Associated Brokers / Dealers N/A CIK Number 0001613800 Filed Document 0001192482-14-000152 Exclusions or Exemptions 506b Accepted Date 2014-07-16 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Debt
Prima Temp, Inc. See All Filings	D	2014-07-16 00:00:00 UTC
Amount To Be Raised $1,830,000 Associated Brokers / Dealers N/A CIK Number 0001494644 Filed Document 0001494644-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-16 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business COLORADO Revenue or Assets $No Revenues Type of Security Equity
EF VC1, LLC See All Filings	D	2014-07-16 00:00:00 UTC
Amount To Be Raised $55,000 Associated Brokers / Dealers N/A CIK Number 0001614043 Filed Document 0001614043-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-16 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets $Not Applicable Type of Security Equity
ProofPilot, Inc. See All Filings	D/A	2014-07-16 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001613067 Filed Document 0001613067-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-07-16 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
ICAP Absolute Return Fund LP See All Filings	D/A	2014-07-16 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001464284 Filed Document 0001464284-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-16 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Dali Systems Co. Ltd. See All Filings	D	2014-07-16 00:00:00 UTC
Amount To Be Raised $24,000,000 Associated Brokers / Dealers N/A CIK Number 0001466248 Filed Document 0001466248-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-07-16 00:00:00 UTC Type of Offering D Industry Telecommunications Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Dimensional Funds plc See All Filings	D/A	2014-07-16 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001512221 Filed Document 0000945621-14-000201 Exclusions or Exemptions 506b Accepted Date 2014-07-16 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business IRELAND Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Kingfisher Select, LP See All Filings	D	2014-07-16 00:00:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001608755 Filed Document 0001608755-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-07-16 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
New Science Ventures Fund III, L.P. See All Filings	D/A	2014-07-16 00:00:00 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers N/A CIK Number 0001610748 Filed Document 0001610748-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-07-16 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PHARMACEUTICAL OPPORTUNITIES FUND L P See All Filings	D/A	2014-07-16 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001089294 Filed Document 0001089294-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-16 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $$50,000,001 - $100,000,000 Type of Security Pooled Investment Fund
Dyal II US Investors LP See All Filings	D	2014-07-16 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001613749 Filed Document 0001613749-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-16 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Cold Plasma Medical Technologies, Inc. See All Filings	D	2014-07-16 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001488790 Filed Document 0001488790-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-07-16 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Equity
SFA COMMERCIAL LLC See All Filings	D/A	2014-07-16 00:00:00 UTC
Amount To Be Raised $30,000,000 Associated Brokers / Dealers N/A CIK Number 0001569019 Filed Document 0001214659-14-005155 Exclusions or Exemptions 506b Accepted Date 2014-07-16 00:00:00 UTC Type of Offering D/A Industry REITS and Finance Principal Place of Business OREGON Revenue or Assets $$1 - $1,000,000 Type of Security Debt
AUXILIO INC See All Filings	D	2014-07-16 00:00:00 UTC
Amount To Be Raised $1,250,000 Associated Brokers / Dealers N/A CIK Number 0001011432 Filed Document 0001011432-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-07-16 00:00:00 UTC Type of Offering D Industry Business Services Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Visium Global Fund, LP See All Filings	D/A	2014-07-16 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001463878 Filed Document 0000919574-14-004067 Exclusions or Exemptions 506b Accepted Date 2014-07-16 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ICONIQ Strategic Partners Co-Invest, L.P., Series F See All Filings	D	2014-07-16 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001614081 Filed Document 0001614081-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-16 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ICONIQ Access 33, LP See All Filings	D	2014-07-16 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001614048 Filed Document 0001614048-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-16 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Navesink River Partners L P See All Filings	D/A	2014-07-16 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001319733 Filed Document 0001319733-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-16 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Pooled Investment Fund
BDR Kirkland IV LLC See All Filings	D	2014-07-16 00:00:00 UTC
Amount To Be Raised $600,000 Associated Brokers / Dealers N/A CIK Number 0001613897 Filed Document 0001613897-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-16 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business WASHINGTON Revenue or Assets $No Revenues Type of Security Equity
T-C International Plaza REIT LLC See All Filings	D	2014-07-16 00:00:00 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Charles Harrison, Phyllis Beck, Patrick Whelchel, Christopher S. Harrison, and Lori D. Mayfield CIK Number 0001614181 Filed Document 0001614181-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-16 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity