Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Klauf Corp See All Filings	D	2014-07-17 00:00:00 UTC
Amount To Be Raised $100,000 Associated Brokers / Dealers N/A CIK Number 0001613999 Filed Document 0001613999-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-17 00:00:00 UTC Type of Offering D Industry Manufacturing Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
RealtyShares 16, LLC See All Filings	D	2014-07-17 00:00:00 UTC
Amount To Be Raised $422,000 Associated Brokers / Dealers N/A CIK Number 0001614117 Filed Document 0001614117-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-17 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
EXAGEN DIAGNOSTICS INC See All Filings	D	2014-07-17 00:00:00 UTC
Amount To Be Raised $3,950,000 Associated Brokers / Dealers N/A CIK Number 0001274737 Filed Document 0001140361-14-028869 Exclusions or Exemptions 506b Accepted Date 2014-07-17 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
Zengo Fitness LLC See All Filings	D	2014-07-17 00:00:00 UTC
Amount To Be Raised $200,000 Associated Brokers / Dealers N/A CIK Number 0001614054 Filed Document 0001614054-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-17 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
Prosperity Quest Fund See All Filings	D	2014-07-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Centenium Advisors LLC CIK Number 0001613388 Filed Document 0001613388-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-17 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets $Over $100,000,000 Type of Security Equity
EpicTimes Inc. See All Filings	D	2014-07-17 00:00:00 UTC
Amount To Be Raised $1,294,215 Associated Brokers / Dealers N/A CIK Number 0001585431 Filed Document 0001585431-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-17 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEVADA Revenue or Assets Decline to Disclose Type of Security Equity
DataBricks, Inc. See All Filings	D/A	2014-07-17 00:00:00 UTC
Amount To Be Raised $15,000,000 Associated Brokers / Dealers N/A CIK Number 0001587468 Filed Document 0001587468-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-07-17 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
COLONY DISTRESSED CREDIT & SPECIAL SITUATIONS FUND III, L.P. See All Filings	D/A	2014-07-17 00:00:00 UTC
Amount To Be Raised $1,000,000,000 Associated Brokers / Dealers MORGAN STANLEY SMITH BARNEY LLC, ALLEN PARTNERS, and IM TRUST INTERNATIONAL S.A. CIK Number 0001581910 Filed Document 0001581910-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-17 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
JUPITER FUND SERIES OF WINDERMERE JUPITER FUND LLC See All Filings	D/A	2014-07-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001220963 Filed Document 0001220963-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-17 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
XF TECHNOLOGIES INC. See All Filings	D	2014-07-17 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001546414 Filed Document 0001104659-14-052349 Exclusions or Exemptions 506b Accepted Date 2014-07-17 00:00:00 UTC Type of Offering D Industry Other Energy Principal Place of Business NEW MEXICO Revenue or Assets Decline to Disclose Type of Security Debt
DEAP, LLC See All Filings	D	2014-07-17 00:00:00 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001596047 Filed Document 0001596047-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-07-17 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Gotham Tech Labs, Inc. See All Filings	D	2014-07-17 00:00:00 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001558890 Filed Document 0001558890-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-07-17 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Alliance Fund Prodigo 1 Limited Partnership See All Filings	D	2014-07-17 00:00:00 UTC
Amount To Be Raised $12,700,000 Associated Brokers / Dealers N/A CIK Number 0001614007 Filed Document 0001614007-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-07-17 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Equity
BGA Horizon Fund, LLC - JER Series See All Filings	D	2014-07-17 00:00:00 UTC
Amount To Be Raised $3,050,000 Associated Brokers / Dealers N/A CIK Number 0001613107 Filed Document 0001613107-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-17 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
S. W. MITCHELL EUROPEAN LTD See All Filings	D/A	2014-07-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001340800 Filed Document 0000943663-14-000125 Exclusions or Exemptions 506b Accepted Date 2014-07-17 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SMITH & WESSON HOLDING CORP See All Filings	D	2014-07-17 00:00:00 UTC
Amount To Be Raised $75,000,000 Associated Brokers / Dealers Cowen and Company, LLC CIK Number 0001092796 Filed Document 0001448051-14-000008 Exclusions or Exemptions 506b Accepted Date 2014-07-17 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business MASSACHUSETTS Revenue or Assets $Over $100,000,000 Type of Security Debt
SMC Growth Capital Partners II, LP See All Filings	D	2014-07-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001614059 Filed Document 0001614059-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-17 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
GROUNDFLOOR Inc. See All Filings	D/A	2014-07-17 00:00:00 UTC
Amount To Be Raised $750,000 Associated Brokers / Dealers N/A CIK Number 0001588504 Filed Document 0001588504-14-000004 Exclusions or Exemptions 506b Accepted Date 2014-07-17 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Debt
Altius Associates Private Equity Fund II, LP See All Filings	D/A	2014-07-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001598073 Filed Document 0001598073-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-07-17 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business Y7 Revenue or Assets Decline to Disclose Type of Security Equity
Alphadyne Global Rates Fund II, Ltd. See All Filings	D/A	2014-07-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001553785 Filed Document 0000919574-14-004079 Exclusions or Exemptions 506b Accepted Date 2014-07-17 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Stephens Investment Partners 2014 LLC See All Filings	D	2014-07-17 00:00:00 UTC
Amount To Be Raised $6,335,000 Associated Brokers / Dealers N/A CIK Number 0001614128 Filed Document 0001614128-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-17 00:00:00 UTC Type of Offering D Industry Investing Principal Place of Business ARKANSAS Revenue or Assets Decline to Disclose Type of Security Equity
ActX, Inc. See All Filings	D	2014-07-17 00:00:00 UTC
Amount To Be Raised $750,003 Associated Brokers / Dealers N/A CIK Number 0001592102 Filed Document 0001592102-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-17 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
HCP Real Estate Fund, L.P. See All Filings	D	2014-07-17 00:00:00 UTC
Amount To Be Raised $31,300,000 Associated Brokers / Dealers N/A CIK Number 0001612394 Filed Document 0001387848-14-000005 Exclusions or Exemptions 506b Accepted Date 2014-07-17 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NEW JERSEY MINING CO See All Filings	D	2014-07-17 00:00:00 UTC
Amount To Be Raised $750,000 Associated Brokers / Dealers GVC Capital LLC CIK Number 0001030192 Filed Document 0001611662-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-17 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business IDAHO Revenue or Assets $$1 - $1,000,000 Type of Security Equity
AngelList-Lumen-Fund, a series of AngelList-EG-Funds, LLC See All Filings	D/A	2014-07-17 00:00:00 UTC
Amount To Be Raised $608,002 Associated Brokers / Dealers N/A CIK Number 0001612665 Filed Document 0001612665-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-07-17 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MW Eureka (US) Fund II See All Filings	D/A	2014-07-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Deutsche Bank Trust Company Americas and Deutsche Bank Securities Inc. CIK Number 0001552911 Filed Document 0000902664-14-003189 Exclusions or Exemptions 506b Accepted Date 2014-07-17 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Mindoula Health, Inc. See All Filings	D/A	2014-07-17 00:00:00 UTC
Amount To Be Raised $300,000 Associated Brokers / Dealers N/A CIK Number 0001609099 Filed Document 0001609099-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-07-17 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business MARYLAND Revenue or Assets $$1 - $1,000,000 Type of Security Debt
Zengo Fitness LLC See All Filings	D	2014-07-17 00:00:00 UTC
Amount To Be Raised $327,900 Associated Brokers / Dealers N/A CIK Number 0001614054 Filed Document 0001614054-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-07-17 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
Aridis Pharmaceuticals, Inc. See All Filings	D	2014-07-17 00:00:00 UTC
Amount To Be Raised $3,500,000 Associated Brokers / Dealers N/A CIK Number 0001614067 Filed Document 0001104659-14-052052 Exclusions or Exemptions 506b Accepted Date 2014-07-17 00:00:00 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
NORTHGATE PARTNERS, A DELAWARE MULTIPLE SERIES LLC/WHIP - SERIES SEED (NCD SERIES A) See All Filings	D	2014-07-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001613789 Filed Document 0001613789-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-17 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Exit Strategy Brewing Company, LLC See All Filings	D	2014-07-17 00:00:00 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Christopher Valleau CIK Number 0001613991 Filed Document 0001613991-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-17 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business ILLINOIS Revenue or Assets $$1 - $1,000,000 Type of Security Equity
REDWAVE ENERGY, INC. See All Filings	D/A	2014-07-17 00:00:00 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001544294 Filed Document 0001544294-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-07-17 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Debt
CMS/BARLOW LONG SHORT EQUITY FUND LLC See All Filings	D/A	2014-07-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001158524 Filed Document 0001158524-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-17 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Curse, Inc. See All Filings	D	2014-07-17 00:00:00 UTC
Amount To Be Raised $9,999,995 Associated Brokers / Dealers N/A CIK Number 0001504587 Filed Document 0001504587-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-07-17 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Hireology, Inc. See All Filings	D/A	2014-07-17 00:00:00 UTC
Amount To Be Raised $1,631,776 Associated Brokers / Dealers N/A CIK Number 0001542446 Filed Document 0001542446-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-07-17 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
HCP SPECIAL OPPORTUNITIES OFFSHORE FEEDER FUND L P See All Filings	D/A	2014-07-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001387848 Filed Document 0001387848-14-000004 Exclusions or Exemptions 506b Accepted Date 2014-07-17 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
WCM Focused International Growth Fund LP See All Filings	D/A	2014-07-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001577075 Filed Document 0001613868-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-07-17 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
S.W. Mitchell Small Cap European Fund Ltd See All Filings	D/A	2014-07-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001525261 Filed Document 0000943663-14-000126 Exclusions or Exemptions 506b Accepted Date 2014-07-17 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
VALENTX INC See All Filings	D	2014-07-17 00:00:00 UTC
Amount To Be Raised $7,500,000 Associated Brokers / Dealers N/A CIK Number 0001220832 Filed Document 0001362118-14-000109 Exclusions or Exemptions 506b Accepted Date 2014-07-17 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Debt
BOX INC See All Filings	D	2014-07-17 00:00:00 UTC
Amount To Be Raised $150,000,000 Associated Brokers / Dealers N/A CIK Number 0001372612 Filed Document 0001372612-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-07-17 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Regenerative Medical Solutions, Inc. See All Filings	D/A	2014-07-17 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001579613 Filed Document 0001579613-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-07-17 00:00:00 UTC Type of Offering D/A Industry Biotechnology Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Total Gym Fitness Studio, LLC See All Filings	D	2014-07-17 00:00:00 UTC
Amount To Be Raised $925,000 Associated Brokers / Dealers N/A CIK Number 0001614099 Filed Document 0001614099-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-07-17 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
MUIRFIELD VALUE PARTNERS, LP/PORTFOLIO B See All Filings	D	2014-07-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001613240 Filed Document 0000919574-14-004085 Exclusions or Exemptions 506b Accepted Date 2014-07-17 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Shared Performance, LLC See All Filings	D	2014-07-17 00:00:00 UTC
Amount To Be Raised $390,000 Associated Brokers / Dealers N/A CIK Number 0001475561 Filed Document 0001475561-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-17 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Equity
Karma Cycles, Inc. See All Filings	D	2014-07-17 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001613499 Filed Document 0001613499-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-17 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
HUBBELL REALTY Co See All Filings	D	2014-07-17 00:00:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001516928 Filed Document 0001362118-14-000104 Exclusions or Exemptions 506b Accepted Date 2014-07-17 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business IOWA Revenue or Assets Decline to Disclose Type of Security Debt
Mogo Finance Technology Inc. See All Filings	D/A	2014-07-17 00:00:00 UTC
Amount To Be Raised $2,391,500 Associated Brokers / Dealers N/A CIK Number 0001602842 Filed Document 0001140361-14-028704 Exclusions or Exemptions 506b Accepted Date 2014-07-17 00:00:00 UTC Type of Offering D/A Industry Other Banking and Financial Services Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Everglades Value Fund, LP See All Filings	D	2014-07-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001613295 Filed Document 0001613295-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-17 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
MW Global Financials Market Neutral Fund See All Filings	D/A	2014-07-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001504529 Filed Document 0000902664-14-003188 Exclusions or Exemptions 506b Accepted Date 2014-07-17 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business IRELAND Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
1125 North Fairfax LLC See All Filings	D	2014-07-17 00:00:00 UTC
Amount To Be Raised $1,720,000 Associated Brokers / Dealers None CIK Number 0001614102 Filed Document 0001614102-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-07-17 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business CALIFORNIA Revenue or Assets $Not Applicable Type of Security Equity