Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
North Haven Capital Partners VI LP See All Filings	D/A	2015-06-30 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers None, None, None, None, None, None, None, and None CIK Number 0001626867 Filed Document 0001181431-15-008636 Exclusions or Exemptions 506b Accepted Date 2015-06-30 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Pulmatrix, Inc. See All Filings	D	2015-06-30 00:00:00 UTC
Amount To Be Raised $45,468,112 Associated Brokers / Dealers N/A CIK Number 0001574235 Filed Document 0001295524-15-000007 Exclusions or Exemptions 506b Accepted Date 2015-06-30 00:00:00 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
KKR Global Credit Opportunities Private Investors L.P. See All Filings	D/A	2015-06-30 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001607398 Filed Document 0000950142-15-001545 Exclusions or Exemptions 506b Accepted Date 2015-06-30 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CARDAX, INC. See All Filings	D/A	2015-06-30 00:00:00 UTC
Amount To Be Raised $3,500,000 Associated Brokers / Dealers N/A CIK Number 0001544238 Filed Document 0001493152-15-002715 Exclusions or Exemptions 506b Accepted Date 2015-06-30 00:00:00 UTC Type of Offering D/A Industry Pharmaceuticals Principal Place of Business HAWAII Revenue or Assets Decline to Disclose Type of Security Equity
YT Brigham Co Investment Partners, LP See All Filings	D	2015-06-30 00:00:00 UTC
Amount To Be Raised $55,000,000 Associated Brokers / Dealers N/A CIK Number 0001646380 Filed Document 0001646380-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-06-30 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Pulmatrix Operating Company, Inc. See All Filings	D	2015-06-30 00:00:00 UTC
Amount To Be Raised $34,124,543 Associated Brokers / Dealers N/A CIK Number 0001295524 Filed Document 0001295524-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-06-30 00:00:00 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
AXIOM PRACTICE MANAGEMENT, LLC See All Filings	D	2015-06-30 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001646663 Filed Document 0001646663-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-06-30 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business ARKANSAS Revenue or Assets Decline to Disclose Type of Security Option To Acquire
T2 STRATEGIC REAL ESTATE INCOME FUND, LLC See All Filings	D/A	2015-06-30 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers AUSDAL FINANCIAL PARTNERS, INC. CIK Number 0001605647 Filed Document 0000913849-15-000185 Exclusions or Exemptions 506b Accepted Date 2015-06-30 00:00:00 UTC Type of Offering D/A Industry REITS and Finance Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Meryx Inc. See All Filings	D	2015-06-30 00:00:00 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001606031 Filed Document 0001606031-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-06-30 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Debt
MCW Energy Group Ltd See All Filings	D	2015-06-30 00:00:00 UTC
Amount To Be Raised $5,685,057 Associated Brokers / Dealers N/A CIK Number 0001561180 Filed Document 0001183740-15-000174 Exclusions or Exemptions 506b Accepted Date 2015-06-30 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business ONTARIO, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
PREPARED RESPONSE, INC See All Filings	D	2015-06-30 00:00:00 UTC
Amount To Be Raised $600,000 Associated Brokers / Dealers N/A CIK Number 0001165046 Filed Document 0001165046-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-06-30 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Debt
Keep Truckin, Inc. See All Filings	D	2015-06-30 00:00:00 UTC
Amount To Be Raised $8,000,000 Associated Brokers / Dealers N/A CIK Number 0001646681 Filed Document 0001646681-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-06-30 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
CDI Laboratories, Inc. See All Filings	D	2015-06-30 00:00:00 UTC
Amount To Be Raised $2,800,000 Associated Brokers / Dealers Fairbridge Capital Markets, Inc. CIK Number 0001646316 Filed Document 0001646316-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-06-30 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business PUERTO RICO Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
CirculoGene Diagnostics, LLC See All Filings	D	2015-06-30 00:00:00 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001646728 Filed Document 0001646728-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-06-30 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business ALABAMA Revenue or Assets Decline to Disclose Type of Security Equity
PFO Global, Inc. See All Filings	D	2015-06-30 00:00:00 UTC
Amount To Be Raised $8,000,000 Associated Brokers / Dealers N/A CIK Number 0001456455 Filed Document 0001456455-15-000005 Exclusions or Exemptions 506b Accepted Date 2015-06-30 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Debt
Pelican Bay Cooperative Housing Corp See All Filings	D	2015-06-30 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001645274 Filed Document 0001645274-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-06-30 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Debt
TA XI FLS AIV, L.P. See All Filings	D	2015-06-30 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001643618 Filed Document 0001643618-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-06-30 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Thrivent White Rose GP VIII, LLC See All Filings	D/A	2015-06-30 00:00:00 UTC
Amount To Be Raised $1,050,000 Associated Brokers / Dealers N/A CIK Number 0001636128 Filed Document 0001636128-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-06-30 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Equity
PRIF Feeder Blocker LP See All Filings	D	2015-06-30 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers BERCHWOOD PARTNERS LLC CIK Number 0001643874 Filed Document 0001643874-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-06-30 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MAURITIUS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
North Haven Capital Partners VI U.S. Wealth Management Partners-A LP See All Filings	D	2015-06-30 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers None, None, None, None, None, None, None, and None CIK Number 0001646115 Filed Document 0001181431-15-008637 Exclusions or Exemptions 506b Accepted Date 2015-06-30 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Cyphort Inc. See All Filings	D	2015-06-30 00:00:00 UTC
Amount To Be Raised $30,249,996 Associated Brokers / Dealers N/A CIK Number 0001514230 Filed Document 0001514230-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-06-30 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Peak Ten Management LP See All Filings	D/A	2015-06-30 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001363757 Filed Document 0001363757-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-06-30 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
RBR European Long Short Ltd. See All Filings	D	2015-06-30 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers SEEDCHANGE EXECUTION SERVICES INC. and JEFFERIES LLC CIK Number 0001575928 Filed Document 0000919574-15-005140 Exclusions or Exemptions 506b Accepted Date 2015-06-30 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Honeygrow Restaurant Organization, LP See All Filings	D	2015-06-30 00:00:00 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers N/A CIK Number 0001609385 Filed Document 0001192482-15-000271 Exclusions or Exemptions 506b Accepted Date 2015-06-30 00:00:00 UTC Type of Offering D Industry Restaurants Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
CSL Energy Opportunities Offshore Fund II, L.P. See All Filings	D/A	2015-06-30 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers LAZARD FRERES & CO. LLC CIK Number 0001627875 Filed Document 0001627875-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-06-30 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Amasia Fund I, L.P. See All Filings	D/A	2015-06-30 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001615107 Filed Document 0001315863-15-000551 Exclusions or Exemptions 506b Accepted Date 2015-06-30 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Sylebra Capital Partners (Onshore), Ltd. See All Filings	D	2015-06-30 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001537700 Filed Document 0001537700-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-06-30 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Thunder Parent Inc. See All Filings	D	2015-06-30 00:00:00 UTC
Amount To Be Raised $10,729,015 Associated Brokers / Dealers N/A CIK Number 0001645106 Filed Document 0001645106-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-06-30 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Option To Acquire
PDT Mosaic Offshore Holdings, LLC See All Filings	D	2015-06-30 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001645931 Filed Document 0001645931-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-06-30 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
KKR Global Credit Opportunities Fund L.P. See All Filings	D/A	2015-06-30 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001607383 Filed Document 0000950142-15-001546 Exclusions or Exemptions 506b Accepted Date 2015-06-30 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Climb N'at, LLC See All Filings	D/A	2015-06-30 00:00:00 UTC
Amount To Be Raised $825,000 Associated Brokers / Dealers N/A CIK Number 0001589573 Filed Document 0001589573-15-000001 Exclusions or Exemptions 505 and 506b Accepted Date 2015-06-30 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business PENNSYLVANIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
MoBeam, Inc. See All Filings	D	2015-06-30 00:00:00 UTC
Amount To Be Raised $6,000,005 Associated Brokers / Dealers N/A CIK Number 0001490510 Filed Document 0001490510-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-06-30 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
RBR European Long Short LP See All Filings	D	2015-06-30 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers SEEDCHANGE EXECUTION SERVICES INC. and JEFFERIES LLC CIK Number 0001573911 Filed Document 0000919574-15-005138 Exclusions or Exemptions 506b Accepted Date 2015-06-30 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NETHERLANDS ANTILLES Revenue or Assets Decline to Disclose Type of Security Equity
Kynikos Global Capital Partners LP See All Filings	D	2015-06-30 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001646464 Filed Document 0001144204-15-039923 Exclusions or Exemptions 506b Accepted Date 2015-06-30 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Pulmatrix Operating Company, Inc. See All Filings	D	2015-06-30 00:00:00 UTC
Amount To Be Raised $1,621,422 Associated Brokers / Dealers N/A CIK Number 0001295524 Filed Document 0001295524-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-06-30 00:00:00 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
CZ Co-Invest, LLC See All Filings	D	2015-06-30 00:00:00 UTC
Amount To Be Raised $7,000,000 Associated Brokers / Dealers N/A CIK Number 0001645147 Filed Document 0001645147-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-06-30 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Akumina Inc. See All Filings	D	2015-06-30 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001611418 Filed Document 0001611418-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-06-30 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business UNITED STATES Revenue or Assets Decline to Disclose Type of Security Debt
ZoneFlow Reactor Technologies, LLC See All Filings	D	2015-06-30 00:00:00 UTC
Amount To Be Raised $3,250,000 Associated Brokers / Dealers N/A CIK Number 0001652599 Filed Document 0001652599-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-06-30 00:00:00 UTC Type of Offering D Industry Other Energy Principal Place of Business CONNECTICUT Revenue or Assets $No Revenues Type of Security Equity
Tachyus Corp See All Filings	D	2015-06-30 00:00:00 UTC
Amount To Be Raised $18,784,683 Associated Brokers / Dealers N/A CIK Number 0001575592 Filed Document 0001140361-15-026698 Exclusions or Exemptions 506b Accepted Date 2015-06-30 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Del Taco Restaurants, Inc. See All Filings	D	2015-06-30 00:00:00 UTC
Amount To Be Raised $169,035,400 Associated Brokers / Dealers N/A CIK Number 0001585583 Filed Document 0000914760-15-000232 Exclusions or Exemptions 506b Accepted Date 2015-06-30 00:00:00 UTC Type of Offering D Industry Restaurants Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Karmic Labs, Inc. See All Filings	D	2015-06-30 00:00:00 UTC
Amount To Be Raised $5,000,030 Associated Brokers / Dealers N/A CIK Number 0001611120 Filed Document 0001611120-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-06-30 00:00:00 UTC Type of Offering D Industry Business Services Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Compass Therapeutics LLC See All Filings	D	2015-06-30 00:00:00 UTC
Amount To Be Raised $120,977,535 Associated Brokers / Dealers N/A CIK Number 0001610824 Filed Document 0001610824-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-06-30 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business NEW HAMPSHIRE Revenue or Assets Decline to Disclose Type of Security Equity
LabelNexus, LLC See All Filings	D	2015-06-30 00:00:00 UTC
Amount To Be Raised $750,000 Associated Brokers / Dealers N/A CIK Number 0001647185 Filed Document 0001140361-15-026768 Exclusions or Exemptions 506b Accepted Date 2015-06-30 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business INDIANA Revenue or Assets Decline to Disclose Type of Security Debt
AXPM OWNER DOCTORS GROUP, LLC See All Filings	D	2015-06-30 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001646666 Filed Document 0001646666-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-06-30 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business ARKANSAS Revenue or Assets Decline to Disclose Type of Security Option To Acquire
North Haven Capital Partners VI U.S. Wealth Management Partners-B LP See All Filings	D	2015-06-30 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers None, None, None, None, None, None, None, and None CIK Number 0001646113 Filed Document 0001181431-15-008638 Exclusions or Exemptions 506b Accepted Date 2015-06-30 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Zosano Pharma Corp See All Filings	D	2015-06-30 00:00:00 UTC
Amount To Be Raised $300,000 Associated Brokers / Dealers N/A CIK Number 0001587221 Filed Document 0001587221-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-06-30 00:00:00 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
ImmunoMolecular Therapeutics, LLC See All Filings	D	2015-06-30 00:00:00 UTC
Amount To Be Raised $1,200,000 Associated Brokers / Dealers N/A CIK Number 0001646606 Filed Document 0001646606-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-06-30 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
KKR Global Credit Opportunities Fund (Overseas) L.P. See All Filings	D/A	2015-06-30 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001607399 Filed Document 0000950142-15-001547 Exclusions or Exemptions 506b Accepted Date 2015-06-30 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Pulmatrix, Inc. See All Filings	D	2015-06-30 00:00:00 UTC
Amount To Be Raised $210,003 Associated Brokers / Dealers N/A CIK Number 0001574235 Filed Document 0001295524-15-000004 Exclusions or Exemptions 506b Accepted Date 2015-06-30 00:00:00 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Option To Acquire
Cricket Media Group Ltd. See All Filings	D	2015-06-30 00:00:00 UTC
Amount To Be Raised $877,000 Associated Brokers / Dealers N/A CIK Number 0001527457 Filed Document 0001062993-15-003647 Exclusions or Exemptions 506b Accepted Date 2015-06-30 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Debt