|
|
D |
2014-08-04 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Black Diamond Capital Appreciation Fund LP
- CIK Number
- 0001615426
- Filed Document
- 0001615426-14-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-08-04 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW JERSEY
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2014-08-04 00:00:00 UTC |
- Amount To Be Raised
- $7,000,003
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001581314
- Filed Document
- 0001581314-14-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-08-04 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2014-08-04 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001561528
- Filed Document
- 0001561528-14-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-08-04 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2014-08-03 00:00:00 UTC |
- Amount To Be Raised
- $120,000,000
- Associated Brokers / Dealers
- Goldman Sachs (Asia) L.L.C.
- CIK Number
- 0001494345
- Filed Document
- 0001494345-14-000004
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-08-03 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Retailing
- Principal Place of Business
- KOREA, REPUBLIC OF
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2014-08-01 00:00:00 UTC |
- Amount To Be Raised
- $357,684
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001614781
- Filed Document
- 0001614781-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-08-01 00:00:00 UTC
- Type of Offering
- D
- Industry
- Commercial
- Principal Place of Business
- MISSOURI
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2014-08-01 00:00:00 UTC |
- Amount To Be Raised
- $1,045,099
- Associated Brokers / Dealers
- Northland Securities, Inc.
- CIK Number
- 0001615773
- Filed Document
- 0001615773-14-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-08-01 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2014-08-01 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001462391
- Filed Document
- 0001462391-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-08-01 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- UNITED KINGDOM
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2014-08-01 00:00:00 UTC |
- Amount To Be Raised
- $600,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001615307
- Filed Document
- 0001615307-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-08-01 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- TENNESSEE
- Revenue or Assets
- $No Revenues
- Type of Security
- Equity
|
|
|
D/A |
2014-08-01 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001544226
- Filed Document
- 0001544226-14-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-08-01 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2014-08-01 00:00:00 UTC |
- Amount To Be Raised
- $2,236,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001616072
- Filed Document
- 0001354488-14-003910
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-08-01 00:00:00 UTC
- Type of Offering
- D
- Industry
- Oil and Gas
- Principal Place of Business
- TEXAS
- Revenue or Assets
- $No Revenues
- Type of Security
- Other
|
Baillie Gifford Funds, on behalf of its series, The Long Term Global Growth Equity Fund
See All Filings
|
D/A |
2014-08-01 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001611348
- Filed Document
- 0001614745-14-000012
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-08-01 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- UNITED KINGDOM
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2014-08-01 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001527745
- Filed Document
- 0001527745-14-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-08-01 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- UNITED KINGDOM
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2014-08-01 00:00:00 UTC |
- Amount To Be Raised
- $27,645,948
- Associated Brokers / Dealers
- Evercore Group L.L.C.
- CIK Number
- 0001615164
- Filed Document
- 0001615164-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-08-01 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Energy
- Principal Place of Business
- TEXAS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2014-08-01 00:00:00 UTC |
- Amount To Be Raised
- $750,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001550930
- Filed Document
- 0001550930-14-000001
- Exclusions or Exemptions
- 504, 505, and 506b
- Accepted Date
- 2014-08-01 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- WISCONSIN
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2014-08-01 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001570315
- Filed Document
- 0001570315-14-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-08-01 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Other
- Principal Place of Business
- LOUISIANA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2014-08-01 00:00:00 UTC |
- Amount To Be Raised
- $2,300,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001615387
- Filed Document
- 0001615387-14-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-08-01 00:00:00 UTC
- Type of Offering
- D
- Industry
- Agriculture
- Principal Place of Business
- OREGON
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2014-08-01 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- FIRST ALLIED SECURITIES and World Equity Group, Inc.
- CIK Number
- 0001482814
- Filed Document
- 0000934130-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-08-01 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- ILLINOIS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2014-08-01 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001615392
- Filed Document
- 0001615392-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-08-01 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2014-08-01 00:00:00 UTC |
- Amount To Be Raised
- $250,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001614933
- Filed Document
- 0001614933-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-08-01 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- TENNESSEE
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2014-08-01 00:00:00 UTC |
- Amount To Be Raised
- $250,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001614845
- Filed Document
- 0001614845-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-08-01 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- TENNESSEE
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2014-08-01 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001588066
- Filed Document
- 0001588066-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-08-01 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2014-08-01 00:00:00 UTC |
- Amount To Be Raised
- $184,500
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001614773
- Filed Document
- 0001614773-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-08-01 00:00:00 UTC
- Type of Offering
- D
- Industry
- Commercial
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2014-08-01 00:00:00 UTC |
- Amount To Be Raised
- $2,056,000,000
- Associated Brokers / Dealers
- Atlantic Pacific Capital, Inc.
- CIK Number
- 0001614611
- Filed Document
- 0001614611-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-08-01 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- UNITED KINGDOM
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2014-08-01 00:00:00 UTC |
- Amount To Be Raised
- $226,405,000
- Associated Brokers / Dealers
- Merrill Lynch, Pierce, Fenner & Smith Incorporated
- CIK Number
- 0001615084
- Filed Document
- 0001615084-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-08-01 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2014-08-01 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- FIRST ALLIED SECURITIES, World Equity Group, Inc., and Cetera Advisors LLC.
- CIK Number
- 0001398443
- Filed Document
- 0001398443-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-08-01 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- ILLINOIS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2014-08-01 00:00:00 UTC |
- Amount To Be Raised
- $82,109
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0000804563
- Filed Document
- 0000804563-14-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-08-01 00:00:00 UTC
- Type of Offering
- D
- Industry
- Commercial Banking
- Principal Place of Business
- VIRGINIA
- Revenue or Assets
- $$25,000,001 - $100,000,000
- Type of Security
- Equity
|
|
|
D |
2014-08-01 00:00:00 UTC |
- Amount To Be Raised
- $4,045,000
- Associated Brokers / Dealers
- Northland Securities, Inc.
- CIK Number
- 0001615773
- Filed Document
- 0001615773-14-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-08-01 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2014-08-01 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001571029
- Filed Document
- 0001571029-14-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-08-01 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
Baillie Gifford Funds, on behalf of its series, The EAFE Pure Fund
See All Filings
|
D/A |
2014-08-01 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001593310
- Filed Document
- 0001614745-14-000011
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-08-01 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- UNITED KINGDOM
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2014-08-01 00:00:00 UTC |
- Amount To Be Raised
- $33,111,201
- Associated Brokers / Dealers
- FT Partners Securities LLC
- CIK Number
- 0001505178
- Filed Document
- 0001505178-14-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-08-01 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2014-08-01 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001513304
- Filed Document
- 0001513304-14-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-08-01 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2014-08-01 00:00:00 UTC |
- Amount To Be Raised
- $5,000,000
- Associated Brokers / Dealers
- EDI Financial Inc
- CIK Number
- 0001429599
- Filed Document
- 0001567667-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-08-01 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- $$1 - $1,000,000
- Type of Security
- Equity
|
|
|
D |
2014-08-01 00:00:00 UTC |
- Amount To Be Raised
- $250,500
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001539249
- Filed Document
- 0001539249-14-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-08-01 00:00:00 UTC
- Type of Offering
- D
- Industry
- Construction
- Principal Place of Business
- OREGON
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2014-08-01 00:00:00 UTC |
- Amount To Be Raised
- $9,921,950
- Associated Brokers / Dealers
- Lawrence R. Fioroni, Jr., Robert S. Smith, Robert A. Horning, Van E. Carlson, Joseph M. Insalaco, Rudi V. Siela, Haynes L. Kendall, Jr., Jeff D. Fisher, Mark G. Kosanke, Norman G. Price, Jeffrey S. Cederberg, Tracy R. Turner, Donald S. Meredith, and Eric S. Scaff
- CIK Number
- 0001603337
- Filed Document
- 0001603337-14-000007
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-08-01 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Other Real Estate
- Principal Place of Business
- ILLINOIS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Other
|
|
|
D/A |
2014-08-01 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001462404
- Filed Document
- 0001462404-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-08-01 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- UNITED KINGDOM
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2014-08-01 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001615813
- Filed Document
- 0001376474-14-000270
- Exclusions or Exemptions
- 505 and 506b
- Accepted Date
- 2014-08-01 00:00:00 UTC
- Type of Offering
- D
- Industry
- Commercial
- Principal Place of Business
- ONTARIO, CANADA
- Revenue or Assets
- $No Revenues
- Type of Security
- Equity
|
|
|
D |
2014-08-01 00:00:00 UTC |
- Amount To Be Raised
- $1,955,146
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001616551
- Filed Document
- 0001461373-14-000041
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-08-01 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Health Care
- Principal Place of Business
- MASSACHUSETTS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2014-08-01 00:00:00 UTC |
- Amount To Be Raised
- $15,000,000
- Associated Brokers / Dealers
- none
- CIK Number
- 0001512992
- Filed Document
- 0001512992-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-08-01 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- MICHIGAN
- Revenue or Assets
- $$1 - $1,000,000
- Type of Security
- Equity
|
|
|
D |
2014-08-01 00:00:00 UTC |
- Amount To Be Raised
- $1,500,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001558517
- Filed Document
- 0000897069-14-000336
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-08-01 00:00:00 UTC
- Type of Offering
- D
- Industry
- Retailing
- Principal Place of Business
- WISCONSIN
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2014-08-01 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001614264
- Filed Document
- 0001614264-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-08-01 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2014-08-01 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001615025
- Filed Document
- 0001615025-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-08-01 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW JERSEY
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2014-08-01 00:00:00 UTC |
- Amount To Be Raised
- $350,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001584333
- Filed Document
- 0001584333-14-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-08-01 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- HAWAII
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2014-08-01 00:00:00 UTC |
- Amount To Be Raised
- $3,500,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001615386
- Filed Document
- 0001615386-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-08-01 00:00:00 UTC
- Type of Offering
- D
- Industry
- Biotechnology
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- $No Revenues
- Type of Security
- Equity
|
|
|
D |
2014-08-01 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001614804
- Filed Document
- 0001614804-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-08-01 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- ILLINOIS
- Revenue or Assets
- $$1 - $5,000,000
- Type of Security
- Equity
|
|
|
D/A |
2014-08-01 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- TCG Securities, L.L.C., Morgan Stanley Smith Barney LLC and affiliated entities, and Raymond James & Associates, Inc. and affiliated entities
- CIK Number
- 0001544206
- Filed Document
- 0001544206-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-08-01 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2014-08-01 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- First Allied Securities and World Equity Group, Inc.
- CIK Number
- 0001529163
- Filed Document
- 0001529163-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-08-01 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- ILLINOIS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2014-08-01 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001394084
- Filed Document
- 0000919574-14-004195
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-08-01 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2014-08-01 00:00:00 UTC |
- Amount To Be Raised
- $1,665,450
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001615773
- Filed Document
- 0001615773-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-08-01 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2014-08-01 00:00:00 UTC |
- Amount To Be Raised
- $1,132,597
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001614786
- Filed Document
- 0001614786-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-08-01 00:00:00 UTC
- Type of Offering
- D
- Industry
- Commercial
- Principal Place of Business
- MISSOURI
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2014-08-01 00:00:00 UTC |
- Amount To Be Raised
- $25,300,600
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001438998
- Filed Document
- 0000897069-14-000337
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-08-01 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Other Health Care
- Principal Place of Business
- VIRGINIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|