Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Whitebox KFA Advantage, LLC See All Filings	D/A	2017-06-29 17:04:35 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001668424 Filed Document 0000919574-17-005080 Exclusions or Exemptions 506b Accepted Date 2017-06-29 17:04:35 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Equity
Xcraft Enterprises, LLC See All Filings	C/A	2017-06-29 17:03:16 UTC
Financial Interest N/A Filing Platform StartEngine Capital, LLC Offering Amount $999,999 CIK Number 0001670450 Filed Document 0001665160-17-000243 Accepted Date 2017-06-29 17:03:16 UTC Type of Offering C/A Security Offered Amount 5,882 Security Offered Type Common Stock State IDAHO
Yonduur See All Filings	C/A	2017-06-29 16:57:14 UTC
Financial Interest N/A Filing Platform StartEngine Capital, LLC Offering Amount $99,999 CIK Number 0001702978 Filed Document 0001665160-17-000242 Accepted Date 2017-06-29 16:57:14 UTC Type of Offering C/A Security Offered Amount 6,666 Security Offered Type Common Stock State DELAWARE
Makena U.S. Real Estate Master Fund B, L.P. See All Filings	D	2017-06-29 16:57:08 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001705306 Filed Document 0001705306-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-06-29 16:57:08 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Atlas Merchant Capital Fund LP See All Filings	D/A	2017-06-29 16:55:00 UTC
Amount To Be Raised $1,000,000,000 Associated Brokers / Dealers None, None, None, None, and None CIK Number 0001624750 Filed Document 0000950142-17-001283 Exclusions or Exemptions 506b Accepted Date 2017-06-29 16:55:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
WHITEBOX INSTITUTIONAL PARTNERS, LP See All Filings	D/A	2017-06-29 16:54:33 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001549526 Filed Document 0000919574-17-005077 Exclusions or Exemptions 506b Accepted Date 2017-06-29 16:54:33 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Equity
410 Medical, Inc. See All Filings	D/A	2017-06-29 16:50:22 UTC
Amount To Be Raised $6,500,000 Associated Brokers / Dealers N/A CIK Number 0001630050 Filed Document 0001630050-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-06-29 16:50:22 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
Whitebox Multi-Strategy Fund, Ltd. See All Filings	D/A	2017-06-29 16:49:04 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Emergent Financial Group, Inc., Register Financial Associates, Inc., and UBS Finanical Services Inc. CIK Number 0001461781 Filed Document 0000919574-17-005075 Exclusions or Exemptions 506b Accepted Date 2017-06-29 16:49:04 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business VIRGIN ISLANDS, BRITISH Revenue or Assets Decline to Disclose Type of Security Equity
Zoi, Inc. See All Filings	C/A	2017-06-29 16:45:14 UTC
Financial Interest N/A Filing Platform StartEngine Capital, LLC Offering Amount $99,999 CIK Number 0001701370 Filed Document 0001665160-17-000241 Accepted Date 2017-06-29 16:45:14 UTC Type of Offering C/A Security Offered Amount 47,619 Security Offered Type Common Stock State CALIFORNIA
Makena Venture Capital Master Fund B, L.P. See All Filings	D	2017-06-29 16:44:58 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001710660 Filed Document 0001710660-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-06-29 16:44:58 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Commonfund Capital International Partners IX, L.P. See All Filings	D	2017-06-29 16:44:51 UTC
Amount To Be Raised $150,000,000 Associated Brokers / Dealers Commonfund Securities, Inc. CIK Number 0001701913 Filed Document 0001701913-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-06-29 16:44:51 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets $No Revenues Type of Security Pooled Investment Fund
Makena Private Equity Master Fund B, L.P. See All Filings	D	2017-06-29 16:37:03 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001710661 Filed Document 0001710661-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-06-29 16:37:03 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Juno Therapeutics, Inc. See All Filings	D/A	2017-06-29 16:34:26 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001594864 Filed Document 0001594864-17-000029 Exclusions or Exemptions 506c Accepted Date 2017-06-29 16:34:26 UTC Type of Offering D/A Industry Biotechnology Principal Place of Business WASHINGTON Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
Sandpiper Fund, L.P. See All Filings	D/A	2017-06-29 16:33:24 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001470429 Filed Document 0001470429-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-06-29 16:33:24 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
NAM Special Situations Fund I QP, LLC - FBIO Series IV See All Filings	D	2017-06-29 16:32:57 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers National Securities Corporation CIK Number 0001708773 Filed Document 0000905718-17-000640 Exclusions or Exemptions 506b Accepted Date 2017-06-29 16:32:57 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Los Angeles SuperStars, Inc. See All Filings	C/A	2017-06-29 16:32:42 UTC
Financial Interest N/A Filing Platform StartEngine Capital, LLC Offering Amount $1,000,000 CIK Number 0001706788 Filed Document 0001665160-17-000240 Accepted Date 2017-06-29 16:32:42 UTC Type of Offering C/A Security Offered Amount 7,142 Security Offered Type Common Stock State CALIFORNIA
Whitebox Multi-Strategy Fund, LP See All Filings	D/A	2017-06-29 16:31:49 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Emergent Financial Group, Inc., UBS Financial Services Inc., Watermill Institutional Trading LLC, Constellar Capital Partners Hong Kong Limited, and Register Financial Associates, Inc. CIK Number 0001461779 Filed Document 0000919574-17-005073 Exclusions or Exemptions 506b Accepted Date 2017-06-29 16:31:49 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Equity
NAM Biotech Fund II, LLC (Series IV) See All Filings	D	2017-06-29 16:30:21 UTC
Amount To Be Raised $40,000,000 Associated Brokers / Dealers National Securities Corporation CIK Number 0001708774 Filed Document 0000905718-17-000638 Exclusions or Exemptions 506b Accepted Date 2017-06-29 16:30:21 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Calyxt, Inc. See All Filings	D	2017-06-29 16:30:18 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001705843 Filed Document 0000950103-17-006269 Exclusions or Exemptions 506b Accepted Date 2017-06-29 16:30:18 UTC Type of Offering D Industry Agriculture Principal Place of Business MINNESOTA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Inbenta Holdings, Inc. See All Filings	D	2017-06-29 16:28:54 UTC
Amount To Be Raised $2,200,000 Associated Brokers / Dealers N/A CIK Number 0001691700 Filed Document 0001691700-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-06-29 16:28:54 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Storiad, Inc. See All Filings	C/A	2017-06-29 16:26:27 UTC
Financial Interest N/A Filing Platform StartEngine Capital, LLC Offering Amount $100,000 CIK Number 0001701375 Filed Document 0001665160-17-000239 Accepted Date 2017-06-29 16:26:27 UTC Type of Offering C/A Security Offered Amount 400 Security Offered Type Common Stock State CALIFORNIA
Makena Perpetual Venture Capital Fund, L.P. See All Filings	D	2017-06-29 16:26:03 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001710035 Filed Document 0001710035-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-06-29 16:26:03 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ARKANSAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Whitebox Credit Fund, Ltd. See All Filings	D/A	2017-06-29 16:25:15 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Emergent Financial Group, Inc. and Register Financial Associates, Inc. CIK Number 0001461768 Filed Document 0000919574-17-005071 Exclusions or Exemptions 506b Accepted Date 2017-06-29 16:25:15 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business VIRGIN ISLANDS, BRITISH Revenue or Assets Decline to Disclose Type of Security Equity
Rhino Labs, Inc. See All Filings	D/A	2017-06-29 16:24:42 UTC
Amount To Be Raised $1,940,000 Associated Brokers / Dealers N/A CIK Number 0001706048 Filed Document 0001706048-17-000005 Exclusions or Exemptions 506b Accepted Date 2017-06-29 16:24:42 UTC Type of Offering D/A Industry Other Banking and Financial Services Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Palladium Equity Partners V, L.P. See All Filings	D	2017-06-29 16:21:16 UTC
Amount To Be Raised $1,500,000,000 Associated Brokers / Dealers FORTRESS GROUP, INC. and Konomi, Inc. CIK Number 0001706515 Filed Document 0001706515-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-06-29 16:21:16 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Asturias Offshore Fund Ltd. See All Filings	D	2017-06-29 16:19:35 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001709521 Filed Document 0001013594-17-000447 Exclusions or Exemptions 506b Accepted Date 2017-06-29 16:19:35 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Next Future Transportation Inc. See All Filings	C/A	2017-06-29 16:19:10 UTC
Financial Interest N/A Filing Platform StartEngine Capital, LLC Offering Amount $100,000 CIK Number 0001704012 Filed Document 0001665160-17-000238 Accepted Date 2017-06-29 16:19:10 UTC Type of Offering C/A Security Offered Amount 5,000 Security Offered Type Other State CALIFORNIA
Greybull Stewardship, L.P. See All Filings	D	2017-06-29 16:19:01 UTC
Amount To Be Raised $16,000,000 Associated Brokers / Dealers N/A CIK Number 0001482997 Filed Document 0001482997-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-06-29 16:19:01 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Asturias Fund LP See All Filings	D	2017-06-29 16:18:13 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001707845 Filed Document 0001013594-17-000446 Exclusions or Exemptions 506b Accepted Date 2017-06-29 16:18:13 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Whitebox Credit Fund, LP See All Filings	D/A	2017-06-29 16:16:47 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Emergent Financial Group, Inc. and Register Financial Associates, Inc. CIK Number 0001461780 Filed Document 0000919574-17-005069 Exclusions or Exemptions 506b Accepted Date 2017-06-29 16:16:47 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Equity
Hancock US Real Estate Fund, L.P. See All Filings	D	2017-06-29 16:15:29 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers JOHN HANCOCK DISTRIBUTORS LLC CIK Number 0001710701 Filed Document 0001710701-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-06-29 16:15:29 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Mi Ola, Inc See All Filings	C/A	2017-06-29 16:15:27 UTC
Financial Interest N/A Filing Platform StartEngine Capital, LLC Offering Amount $100,000 CIK Number 0001671112 Filed Document 0001665160-17-000237 Accepted Date 2017-06-29 16:15:27 UTC Type of Offering C/A Security Offered Amount 10,000 Security Offered Type Other State NEW YORK
Duke Robotics, Inc. See All Filings	1-A	2017-06-29 16:14:37 UTC
Amount To Be Raised $15,000,000 Associated Brokers / Dealers JumpStart Securities, LLC CIK Number 0001682110 Filed Document 0001213900-17-006978 Accepted Date 2017-06-29 16:14:37 UTC Type of Offering 1-A Industry AIRCRAFT PARTS & AUXILIARY EQUIPMENT, NEC Offering Tier Tier2 Principal Place of Business FLORIDA Revenue or Assets $319,000 State of Jurisdiction DELAWARE Type of Security Equity (common or preferred stock)
Makena Perpetual U.S. Real Estate Fund, L.P. See All Filings	D	2017-06-29 16:12:24 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001710034 Filed Document 0001710034-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-06-29 16:12:24 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
TrueBridge Capital Partners Fund V, L.P. See All Filings	D	2017-06-29 16:10:39 UTC
Amount To Be Raised $375,000,000 Associated Brokers / Dealers N/A CIK Number 0001710662 Filed Document 0001710662-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-06-29 16:10:39 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Whitebox Relative Value Fund, Ltd. See All Filings	D/A	2017-06-29 16:10:12 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Emergent Financial Group, Inc. and Register Financial Associates, Inc. CIK Number 0001461782 Filed Document 0000919574-17-005067 Exclusions or Exemptions 506b Accepted Date 2017-06-29 16:10:12 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business VIRGIN ISLANDS, BRITISH Revenue or Assets Decline to Disclose Type of Security Equity
K-LAWYERS, INC. See All Filings	C/A	2017-06-29 16:10:11 UTC
Financial Interest N/A Filing Platform StartEngine Capital, LLC Offering Amount $100,000 CIK Number 0001706237 Filed Document 0001665160-17-000236 Accepted Date 2017-06-29 16:10:11 UTC Type of Offering C/A Security Offered Amount 10,000 Security Offered Type Common Stock State FLORIDA
SnapMD, Inc. See All Filings	D	2017-06-29 16:09:10 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001573226 Filed Document 0001144204-17-034883 Exclusions or Exemptions 506b Accepted Date 2017-06-29 16:09:10 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
Oakland Financial, LLC See All Filings	D	2017-06-29 16:06:59 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers Jeff Ballard CIK Number 0001710541 Filed Document 0001710541-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-06-29 16:06:59 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Buy Insta Slim, Inc See All Filings	C/A	2017-06-29 16:03:41 UTC
Financial Interest N/A Filing Platform StartEngine Capital, LLC Offering Amount $999,999 CIK Number 0001702940 Filed Document 0001665160-17-000235 Accepted Date 2017-06-29 16:03:41 UTC Type of Offering C/A Security Offered Amount 14,284 Security Offered Type Common Stock State CALIFORNIA
Dyal Capital Partners III Co-Invest Horizon (FO) LP See All Filings	D	2017-06-29 16:02:27 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001710744 Filed Document 0001710738-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-06-29 16:02:27 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Willet Fund, L.P. See All Filings	D/A	2017-06-29 16:00:26 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001372259 Filed Document 0001372259-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-06-29 16:00:26 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Pandora Select Fund, L.P. See All Filings	D/A	2017-06-29 16:00:13 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Emergent Financial Group, Inc. and Register Financial Associates, Inc. CIK Number 0001307360 Filed Document 0000919574-17-005065 Exclusions or Exemptions 506b Accepted Date 2017-06-29 16:00:13 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Equity
Dyal Moonrise U.S. LLC See All Filings	D	2017-06-29 15:55:37 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001710750 Filed Document 0001710738-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-06-29 15:55:37 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Makena Perpetual Private Equity Fund, L.P. See All Filings	D	2017-06-29 15:53:23 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001710059 Filed Document 0001710059-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-06-29 15:53:23 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ZAIS Zephyr 7 Fund, LP See All Filings	D	2017-06-29 15:53:01 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Silver Leaf Partners, LLC CIK Number 0001710186 Filed Document 0001710189-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-06-29 15:53:01 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Whitebox Asymmetric Opportunities Fund, Ltd See All Filings	D/A	2017-06-29 15:52:52 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Constellar Capital Partners Hong Kong Limited CIK Number 0001489003 Filed Document 0000919574-17-005063 Exclusions or Exemptions 506b Accepted Date 2017-06-29 15:52:52 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Cross River Partners LP See All Filings	D/A	2017-06-29 15:50:48 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Richard Lloyd Hillson, Robert F. Rieger, Darrell Habben Jr., Robert Alfred Hering, and Joseph James Gallagher CIK Number 0001362224 Filed Document 0000919574-17-005061 Exclusions or Exemptions 506b Accepted Date 2017-06-29 15:50:48 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
GRACEDBYGRIT See All Filings	C/A	2017-06-29 15:50:19 UTC
Financial Interest N/A Filing Platform StartEngine Capital, LLC Offering Amount $107,000 CIK Number 0001704611 Filed Document 0001665160-17-000234 Accepted Date 2017-06-29 15:50:19 UTC Type of Offering C/A Security Offered Amount 62,500 Security Offered Type Common Stock State CALIFORNIA
Dyal Moonrise Cayman LP See All Filings	D	2017-06-29 15:50:17 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001710738 Filed Document 0001710738-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-06-29 15:50:17 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund