Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Trimel Pharmaceuticals Corp See All Filings	D	2014-08-05 00:00:00 UTC
Amount To Be Raised $2,131,268 Associated Brokers / Dealers Cormark Securities Inc. CIK Number 0001527246 Filed Document 0001140361-14-032106 Exclusions or Exemptions 506b Accepted Date 2014-08-05 00:00:00 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business ONTARIO, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Horsehead Holding Corp See All Filings	D	2014-08-05 00:00:00 UTC
Amount To Be Raised $40,000,000 Associated Brokers / Dealers STIFEL, NICOLAUS & COMPANY, INCORPORATED CIK Number 0001385544 Filed Document 0001578784-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-08-05 00:00:00 UTC Type of Offering D Industry Manufacturing Principal Place of Business PENNSYLVANIA Revenue or Assets $Over $100,000,000 Type of Security Debt
WESTERN PACIFIC RESOURCES CORP See All Filings	D	2014-08-05 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001482436 Filed Document 0001482436-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-08-05 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Debt
Brigade Credit Fund II LP See All Filings	D/A	2014-08-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001458810 Filed Document 0000919574-14-004260 Exclusions or Exemptions 506b Accepted Date 2014-08-05 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Elemental Sensor, LLC See All Filings	D	2014-08-05 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001615707 Filed Document 0001615707-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-08-05 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Venrock Associates VII, L.P. See All Filings	D	2014-08-05 00:00:00 UTC
Amount To Be Raised $415,565,000 Associated Brokers / Dealers N/A CIK Number 0001614766 Filed Document 0001614766-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-08-05 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
M West Propco-1212 Bordeaux, LLC See All Filings	D	2014-08-05 00:00:00 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Charles Harrison, Phyllis Beck, Patrick Whelchel, Scott Harrison, and Lori Mayfield CIK Number 0001615896 Filed Document 0001615896-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-08-05 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Clarus Defined Exit I, L.P. See All Filings	D	2014-08-05 00:00:00 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers N/A CIK Number 0001615352 Filed Document 0001615352-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-08-05 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Meristem Dynamic Allocation Fund Q, LLC See All Filings	D/A	2014-08-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001502708 Filed Document 0001181431-14-028220 Exclusions or Exemptions 506b Accepted Date 2014-08-05 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MINNESOTA Revenue or Assets $Not Applicable Type of Security Equity
InterMetro Communications, Inc. See All Filings	D/A	2014-08-05 00:00:00 UTC
Amount To Be Raised $4,250,000 Associated Brokers / Dealers N/A CIK Number 0001160142 Filed Document 0001160142-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-08-05 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
DCP FFII, L.P. See All Filings	D	2014-08-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001614834 Filed Document 0000902664-14-003344 Exclusions or Exemptions 506b Accepted Date 2014-08-05 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Loomis Sayles Core Plus Fixed Income Trust See All Filings	D/A	2014-08-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001557645 Filed Document 0001557645-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-08-05 00:00:00 UTC Type of Offering D/A Industry Investing Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Other
ConforMIS Inc See All Filings	D/A	2014-08-05 00:00:00 UTC
Amount To Be Raised $121,195,000 Associated Brokers / Dealers N/A CIK Number 0001305773 Filed Document 0001305773-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-08-05 00:00:00 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Salzman Onshore LP See All Filings	D/A	2014-08-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers JEFFERIES LLC. CIK Number 0001411893 Filed Document 0001411893-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-08-05 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
Kinnser Software, Inc. See All Filings	D	2014-08-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001544887 Filed Document 0001544887-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-08-05 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
STS Media Inc dba FreedomPop See All Filings	D	2014-08-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001553918 Filed Document 0001065949-14-000188 Exclusions or Exemptions 506b Accepted Date 2014-08-05 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Option To Acquire
Kawa Solar Investments Onshore LLC See All Filings	D	2014-08-05 00:00:00 UTC
Amount To Be Raised $5,500,000 Associated Brokers / Dealers N/A CIK Number 0001615908 Filed Document 0001398344-14-003887 Exclusions or Exemptions 506b Accepted Date 2014-08-05 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PBworks Inc. See All Filings	D	2014-08-05 00:00:00 UTC
Amount To Be Raised $300,000 Associated Brokers / Dealers N/A CIK Number 0001393483 Filed Document 0001393483-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-08-05 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
Horsehead Holding Corp See All Filings	D	2014-08-05 00:00:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers CRT CAPITAL GROUP LLC CIK Number 0001385544 Filed Document 0001578784-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-08-05 00:00:00 UTC Type of Offering D Industry Manufacturing Principal Place of Business PENNSYLVANIA Revenue or Assets $Over $100,000,000 Type of Security Debt
H.ME INC. See All Filings	D	2014-08-05 00:00:00 UTC
Amount To Be Raised $2,502,209 Associated Brokers / Dealers N/A CIK Number 0001615207 Filed Document 0001615207-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-08-05 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Debt
Nanovis, LLC See All Filings	D	2014-08-05 00:00:00 UTC
Amount To Be Raised $600,000 Associated Brokers / Dealers N/A CIK Number 0001464933 Filed Document 0001464933-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-08-05 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business INDIANA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Ledbury Inc. See All Filings	D	2014-08-05 00:00:00 UTC
Amount To Be Raised $3,962,816 Associated Brokers / Dealers N/A CIK Number 0001558942 Filed Document 0001558942-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-08-05 00:00:00 UTC Type of Offering D Industry Retailing Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Equity
HMI Capital Partners, L.P. See All Filings	D/A	2014-08-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001458994 Filed Document 0000935836-14-000462 Exclusions or Exemptions 506b Accepted Date 2014-08-05 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
HeatCity, Inc. See All Filings	D	2014-08-05 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001615751 Filed Document 0001615751-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-08-05 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
SILURIA TECHNOLOGIES INC See All Filings	D	2014-08-05 00:00:00 UTC
Amount To Be Raised $44,395,633 Associated Brokers / Dealers N/A CIK Number 0001413840 Filed Document 0001140361-14-030654 Exclusions or Exemptions 506b Accepted Date 2014-08-05 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
METACAPITAL MORTGAGE OPPORTUNITIES FUND LP See All Filings	D/A	2014-08-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001444653 Filed Document 0000919574-14-004257 Exclusions or Exemptions 506b Accepted Date 2014-08-05 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Vital Farms, Inc. See All Filings	D	2014-08-05 00:00:00 UTC
Amount To Be Raised $4,500,000 Associated Brokers / Dealers Intellivest Securities, Inc. CIK Number 0001579733 Filed Document 0001579733-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-08-05 00:00:00 UTC Type of Offering D Industry Agriculture Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Next Gauge, Inc. See All Filings	D	2014-08-05 00:00:00 UTC
Amount To Be Raised $320,000 Associated Brokers / Dealers N/A CIK Number 0001615894 Filed Document 0001615894-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-08-05 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Debt
MENDON CAPITAL LLC See All Filings	D	2014-08-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001031376 Filed Document 0001031376-14-000004 Exclusions or Exemptions 506b Accepted Date 2014-08-05 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MAPLE LEAF FINANCIAL INC See All Filings	D	2014-08-05 00:00:00 UTC
Amount To Be Raised $6,500,000 Associated Brokers / Dealers Brandon J. Kanitz CIK Number 0001163191 Filed Document 0001163191-14-000004 Exclusions or Exemptions 506b Accepted Date 2014-08-05 00:00:00 UTC Type of Offering D Industry Commercial Banking Principal Place of Business OHIO Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
Beulah Hotel Group, LLC See All Filings	D	2014-08-05 00:00:00 UTC
Amount To Be Raised $1,700,000 Associated Brokers / Dealers Beulah Hotel Group, LLC CIK Number 0001615946 Filed Document 0001615946-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-08-05 00:00:00 UTC Type of Offering D Industry Lodging and Conventions Principal Place of Business NORTH DAKOTA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Black Marlin Fund 2014 LP See All Filings	D	2014-08-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001615679 Filed Document 0001615679-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-08-05 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $$1 - $5,000,000 Type of Security Pooled Investment Fund
BlackRock Co-Investment Fund IV, L.P. - US Taxable Series See All Filings	D/A	2014-08-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001596326 Filed Document 0001140361-14-030902 Exclusions or Exemptions 506b Accepted Date 2014-08-05 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
Meristem Dynamic Allocation Fund A, LLC See All Filings	D/A	2014-08-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001502707 Filed Document 0001181431-14-028219 Exclusions or Exemptions 506b Accepted Date 2014-08-05 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MINNESOTA Revenue or Assets $Not Applicable Type of Security Equity
GLOBALVETLINK, L.C. See All Filings	D	2014-08-05 00:00:00 UTC
Amount To Be Raised $108,500 Associated Brokers / Dealers N/A CIK Number 0001615434 Filed Document 0001615434-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-08-05 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business IOWA Revenue or Assets Decline to Disclose Type of Security Equity
J&J SOLUTIONS INC See All Filings	D/A	2014-08-05 00:00:00 UTC
Amount To Be Raised $7,000,000 Associated Brokers / Dealers N/A CIK Number 0001451840 Filed Document 0001451840-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-08-05 00:00:00 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business IOWA Revenue or Assets $No Revenues Type of Security Equity
Sentiment Alpha Fund 1 LP See All Filings	D/A	2014-08-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001580598 Filed Document 0001580598-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-08-05 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Kitty Hawk Onshore Fund LP See All Filings	D/A	2014-08-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001498503 Filed Document 0000919574-14-004264 Exclusions or Exemptions 506b Accepted Date 2014-08-05 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Beartooth Radio, Inc. See All Filings	D	2014-08-05 00:00:00 UTC
Amount To Be Raised $750,000 Associated Brokers / Dealers N/A CIK Number 0001611705 Filed Document 0001611705-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-08-05 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business MONTANA Revenue or Assets Decline to Disclose Type of Security Equity
Hemoglobin Oxygen Therapeutics LLC See All Filings	D	2014-08-05 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001615647 Filed Document 0001615647-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-08-05 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business PENNSYLVANIA Revenue or Assets $No Revenues Type of Security Equity
AutoAP, Inc. See All Filings	D	2014-08-05 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001584049 Filed Document 0001584049-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-08-05 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business OREGON Revenue or Assets Decline to Disclose Type of Security Equity
Threefold Holdings LLC See All Filings	D	2014-08-05 00:00:00 UTC
Amount To Be Raised $2,803,862 Associated Brokers / Dealers N/A CIK Number 0001615583 Filed Document 0001615583-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-08-05 00:00:00 UTC Type of Offering D Industry Restaurants Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Dowling Capital Partners II, L.P. See All Filings	D	2014-08-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001614778 Filed Document 0000902664-14-003342 Exclusions or Exemptions 506b Accepted Date 2014-08-05 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AG Rio Grande FMC, L.P. See All Filings	D/A	2014-08-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001583577 Filed Document 0001583577-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-08-05 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ZEEP Inc See All Filings	D/A	2014-08-05 00:00:00 UTC
Amount To Be Raised $709,363 Associated Brokers / Dealers N/A CIK Number 0001436598 Filed Document 0001436598-14-000006 Exclusions or Exemptions 506b Accepted Date 2014-08-05 00:00:00 UTC Type of Offering D/A Industry Other Energy Principal Place of Business TEXAS Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
ILLINOIS ABJ ENTERPRISES, LLC See All Filings	D	2014-08-05 00:00:00 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001615355 Filed Document 0001615355-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-08-05 00:00:00 UTC Type of Offering D Industry Agriculture Principal Place of Business ILLINOIS Revenue or Assets $No Revenues Type of Security Equity
2124 Brewing Co LLC See All Filings	D	2014-08-05 00:00:00 UTC
Amount To Be Raised $250,000 Associated Brokers / Dealers N/A CIK Number 0001615727 Filed Document 0001615727-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-08-05 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Debt
Outpoint Capital, LP See All Filings	D/A	2014-08-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001336993 Filed Document 0000919574-14-004251 Exclusions or Exemptions 506b Accepted Date 2014-08-05 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CH Macomb, LLC See All Filings	D	2014-08-05 00:00:00 UTC
Amount To Be Raised $2,700,000 Associated Brokers / Dealers N/A CIK Number 0001615814 Filed Document 0001615814-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-08-05 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business MICHIGAN Revenue or Assets $No Revenues Type of Security Debt
Brigade HIPO Fund LP See All Filings	D/A	2014-08-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001475905 Filed Document 0000919574-14-004263 Exclusions or Exemptions 506b Accepted Date 2014-08-05 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund