Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Max-1 Acquisition Corp See All Filings	D	2017-07-03 13:39:38 UTC
Amount To Be Raised $6,250 Associated Brokers / Dealers N/A CIK Number 0001698530 Filed Document 0001213900-17-007089 Exclusions or Exemptions 506b Accepted Date 2017-07-03 13:39:38 UTC Type of Offering D Industry Other Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
DENSTOCK OLD TRAIL LLC See All Filings	D	2017-07-03 13:26:27 UTC
Amount To Be Raised $7,070,000 Associated Brokers / Dealers N/A CIK Number 0001709904 Filed Document 0001140361-17-026963 Exclusions or Exemptions 506b Accepted Date 2017-07-03 13:26:27 UTC Type of Offering D Industry Residential Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Equity
Greater States Sports Authority, Inc. See All Filings	D/A	2017-07-03 13:21:36 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Shone Bagley, Sr CIK Number 0001709179 Filed Document 0001709179-17-000012 Exclusions or Exemptions 504, 505, and 506c Accepted Date 2017-07-03 13:21:36 UTC Type of Offering D/A Industry Business Services Principal Place of Business WISCONSIN Revenue or Assets $No Revenues Type of Security Equity
VanGogh Imaging, Inc. See All Filings	D	2017-07-03 13:17:22 UTC
Amount To Be Raised $3,168,443 Associated Brokers / Dealers N/A CIK Number 0001550498 Filed Document 0001550498-17-000014 Exclusions or Exemptions 505 and 506b Accepted Date 2017-07-03 13:17:22 UTC Type of Offering D Industry Computers Principal Place of Business VIRGINIA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
ARGA Emerging Markets Equity Fund, a series of ARGA Funds Trust See All Filings	D/A	2017-07-03 13:12:41 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001586024 Filed Document 0001586024-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-07-03 13:12:41 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
Toscana Community LP See All Filings	D	2017-07-03 13:01:30 UTC
Amount To Be Raised $4,200,000 Associated Brokers / Dealers North Capital Private Securities Corporation CIK Number 0001710463 Filed Document 0001710463-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-07-03 13:01:30 UTC Type of Offering D Industry Residential Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
BlockTower Capital Partners LP See All Filings	D	2017-07-03 12:56:27 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001710824 Filed Document 0001710824-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-07-03 12:56:27 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Winterhaven Estate LLC See All Filings	D	2017-07-03 12:47:05 UTC
Amount To Be Raised $7,400,000 Associated Brokers / Dealers N/A CIK Number 0001709837 Filed Document 0001709837-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-07-03 12:47:05 UTC Type of Offering D Industry Residential Principal Place of Business NEW JERSEY Revenue or Assets $No Revenues Type of Security Equity
HEADSPACE, INC. See All Filings	D	2017-07-03 12:14:40 UTC
Amount To Be Raised $36,646,435 Associated Brokers / Dealers N/A CIK Number 0001569759 Filed Document 0001569759-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-07-03 12:14:40 UTC Type of Offering D Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Aleris, LLC See All Filings	D	2017-07-03 12:00:21 UTC
Amount To Be Raised $750,000 Associated Brokers / Dealers N/A CIK Number 0001710930 Filed Document 0001710930-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-07-03 12:00:21 UTC Type of Offering D Industry Manufacturing Principal Place of Business NORTH CAROLINA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
HARK CAPITAL II, LP See All Filings	D	2017-07-03 11:52:01 UTC
Amount To Be Raised $200,000,000 Associated Brokers / Dealers N/A CIK Number 0001710546 Filed Document 0001710546-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-07-03 11:52:01 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Soliton, Inc. See All Filings	D/A	2017-07-03 11:49:02 UTC
Amount To Be Raised $6,250,000 Associated Brokers / Dealers N/A CIK Number 0001548187 Filed Document 0001548187-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-07-03 11:49:02 UTC Type of Offering D/A Industry Other Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Debt
Trion Multifamily Opportunity Fund I, LLC See All Filings	D/A	2017-07-03 11:32:56 UTC
Amount To Be Raised $30,000,000 Associated Brokers / Dealers N/A CIK Number 0001665346 Filed Document 0001665346-17-000002 Exclusions or Exemptions 506c Accepted Date 2017-07-03 11:32:56 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Relative Value Trading Fund Ltd. See All Filings	D/A	2017-07-03 11:21:14 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001679301 Filed Document 0001679301-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-07-03 11:21:14 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Jackie's Cookie Connection, LLC See All Filings	D	2017-07-03 11:20:14 UTC
Amount To Be Raised $600,000 Associated Brokers / Dealers N/A CIK Number 0001710753 Filed Document 0001710753-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-07-03 11:20:14 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
Kryo, Inc. See All Filings	D	2017-07-03 11:14:15 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001709913 Filed Document 0001709913-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-07-03 11:14:15 UTC Type of Offering D Industry Other Technology Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
GFK Resources Inc. See All Filings	D	2017-07-03 11:12:05 UTC
Amount To Be Raised $841,473 Associated Brokers / Dealers N/A CIK Number 0001533289 Filed Document 0001533289-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-07-03 11:12:05 UTC Type of Offering D Industry Other Principal Place of Business NOVA SCOTIA, CANADA Revenue or Assets $No Revenues Type of Security Equity
BASSWOOD ENHANCED LONG SHORT FUND LP See All Filings	D/A	2017-07-03 10:40:04 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001525955 Filed Document 0001405086-17-000131 Exclusions or Exemptions 506b Accepted Date 2017-07-03 10:40:04 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
BASSWOOD ENHANCED LONG SHORT FUND LTD. See All Filings	D/A	2017-07-03 10:36:28 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001525956 Filed Document 0001405086-17-000130 Exclusions or Exemptions 506b Accepted Date 2017-07-03 10:36:28 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
BASSWOOD FINANCIAL LONG ONLY FUND, L.P. See All Filings	D/A	2017-07-03 10:33:27 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001538637 Filed Document 0001405086-17-000129 Exclusions or Exemptions 506b Accepted Date 2017-07-03 10:33:27 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
NCSC HOSPITALITY PORTFOLIO LLC See All Filings	D	2017-07-03 10:31:28 UTC
Amount To Be Raised $18,595,000 Associated Brokers / Dealers The Carlton Group, Ltd. CIK Number 0001705219 Filed Document 0001705219-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-07-03 10:31:28 UTC Type of Offering D Industry Other Real Estate Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
LWI NCSC LLC See All Filings	D	2017-07-03 10:22:50 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001710948 Filed Document 0001710948-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-07-03 10:22:50 UTC Type of Offering D Industry Other Real Estate Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Alitair Pharmaceuticals, Inc. See All Filings	D	2017-07-03 07:02:27 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers Network 1 Financial Securities, Inc. CIK Number 0001654448 Filed Document 0001144204-17-035348 Exclusions or Exemptions 506b Accepted Date 2017-07-03 07:02:27 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business NEW JERSEY Revenue or Assets $No Revenues Type of Security Equity
Cyrus HCE Fund, Ltd. See All Filings	D	2017-07-03 06:49:28 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001710265 Filed Document 0001315863-17-000537 Exclusions or Exemptions 506b Accepted Date 2017-07-03 06:49:28 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Cyrus HCE Fund SPC - Segregated Portfolio D See All Filings	D	2017-07-03 06:38:52 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001710266 Filed Document 0001315863-17-000536 Exclusions or Exemptions 506b Accepted Date 2017-07-03 06:38:52 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
3Degrees Group, Inc. See All Filings	D	2017-06-30 21:41:46 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001413929 Filed Document 0001413929-17-000005 Exclusions or Exemptions 505 and 506b Accepted Date 2017-06-30 21:41:46 UTC Type of Offering D Industry Environmental Services Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Ridgemont Outfitters, Inc. See All Filings	C/A	2017-06-30 21:27:27 UTC
Financial Interest No Filing Platform Wefunder Portal LLC Offering Amount $1,000,000 CIK Number 0001689299 Filed Document 0001670254-17-000187 Accepted Date 2017-06-30 21:27:27 UTC Type of Offering C/A Security Offered Amount N/A Security Offered Type Debt State CALIFORNIA
Faster Faster, Inc. See All Filings	D	2017-06-30 20:21:45 UTC
Amount To Be Raised $20,300,525 Associated Brokers / Dealers N/A CIK Number 0001620298 Filed Document 0001620298-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-06-30 20:21:45 UTC Type of Offering D Industry Manufacturing Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
ICONIQ Strategic Partners III-B, L.P. See All Filings	D/A	2017-06-30 19:52:45 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001678109 Filed Document 0001678109-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-06-30 19:52:45 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ICONIQ Strategic Partners III, L.P. See All Filings	D/A	2017-06-30 19:49:34 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001678064 Filed Document 0001678064-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-06-30 19:49:34 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CirkledIn LLC See All Filings	D	2017-06-30 19:32:50 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001710264 Filed Document 0001710264-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-06-30 19:32:50 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Debt
Magnabid See All Filings	C/A	2017-06-30 19:26:15 UTC
Financial Interest N/A Filing Platform StartEngine Capital, LLC Offering Amount $106,999 CIK Number 0001699829 Filed Document 0001665160-17-000254 Accepted Date 2017-06-30 19:26:15 UTC Type of Offering C/A Security Offered Amount 28,571 Security Offered Type Common Stock State CALIFORNIA
That Christmas Movie LLC See All Filings	C/A	2017-06-30 19:09:52 UTC
Financial Interest N/A Filing Platform StartEngine Capital, LLC Offering Amount $850,000 CIK Number 0001701225 Filed Document 0001665160-17-000253 Accepted Date 2017-06-30 19:09:52 UTC Type of Offering C/A Security Offered Amount 10,000 Security Offered Type Other State CALIFORNIA
RMS Evergreen US Forestland Fund LP See All Filings	D/A	2017-06-30 18:49:18 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Fortress Group, Inc. CIK Number 0001635382 Filed Document 0001635382-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-06-30 18:49:18 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business ALABAMA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Centriq Technology, Inc. See All Filings	D	2017-06-30 18:43:33 UTC
Amount To Be Raised $4,785,122 Associated Brokers / Dealers N/A CIK Number 0001710826 Filed Document 0001710826-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-06-30 18:43:33 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
EE Phoenix MF, LP See All Filings	D/A	2017-06-30 18:37:17 UTC
Amount To Be Raised $13,000,000 Associated Brokers / Dealers WealthForge Securities, LLC CIK Number 0001670617 Filed Document 0001670617-17-000001 Exclusions or Exemptions 506c Accepted Date 2017-06-30 18:37:17 UTC Type of Offering D/A Industry Commercial Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
EE South Congress ER, LP See All Filings	D/A	2017-06-30 18:28:48 UTC
Amount To Be Raised $2,745,000 Associated Brokers / Dealers WealthForge Securities, LLC CIK Number 0001675940 Filed Document 0001675940-17-000001 Exclusions or Exemptions 506c Accepted Date 2017-06-30 18:28:48 UTC Type of Offering D/A Industry Commercial Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Cottingham Income Fund, LLC See All Filings	D/A	2017-06-30 18:19:59 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001708975 Filed Document 0001095449-17-000069 Exclusions or Exemptions 506b Accepted Date 2017-06-30 18:19:59 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Riverwalk Castle Rock, LLC See All Filings	D	2017-06-30 18:18:59 UTC
Amount To Be Raised $15,780,403 Associated Brokers / Dealers N/A CIK Number 0001708684 Filed Document 0001140361-17-026913 Exclusions or Exemptions 506b Accepted Date 2017-06-30 18:18:59 UTC Type of Offering D Industry Other Real Estate Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
VidMob, Inc. See All Filings	D	2017-06-30 18:17:47 UTC
Amount To Be Raised $7,715,038 Associated Brokers / Dealers N/A CIK Number 0001710972 Filed Document 0001710972-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-06-30 18:17:47 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Tangerine Group, Inc. See All Filings	D	2017-06-30 18:16:28 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Alexander Pollock CIK Number 0001709589 Filed Document 0001709589-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-06-30 18:16:28 UTC Type of Offering D Industry Other Technology Principal Place of Business WISCONSIN Revenue or Assets Decline to Disclose Type of Security Other
BIOVENTRIX INC See All Filings	D/A	2017-06-30 18:08:05 UTC
Amount To Be Raised $14,504,967 Associated Brokers / Dealers TAGLICH BROTHERS, INC. CIK Number 0001283259 Filed Document 0001461859-17-000018 Exclusions or Exemptions 506b Accepted Date 2017-06-30 18:08:05 UTC Type of Offering D/A Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
ATTAQ Online, Inc. See All Filings	D	2017-06-30 17:51:56 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001628983 Filed Document 0001628983-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-06-30 17:51:56 UTC Type of Offering D Industry Computers Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
FAFCO, INC. See All Filings	C/A	2017-06-30 17:50:17 UTC
Financial Interest No Filing Platform Wefunder Portal LLC Offering Amount $1,000,000 CIK Number 0000352956 Filed Document 0001670254-17-000186 Accepted Date 2017-06-30 17:50:17 UTC Type of Offering C/A Security Offered Amount 9,273 Security Offered Type Common Stock State CALIFORNIA
ASC Laurelhurst LLC See All Filings	D	2017-06-30 17:38:44 UTC
Amount To Be Raised $9,550,000 Associated Brokers / Dealers N/A CIK Number 0001710851 Filed Document 0001710851-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-06-30 17:38:44 UTC Type of Offering D Industry Other Health Care Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Debt
Icarus RT, Inc. See All Filings	D	2017-06-30 17:23:07 UTC
Amount To Be Raised $450,000 Associated Brokers / Dealers N/A CIK Number 0001710812 Filed Document 0001710812-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-06-30 17:23:07 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
Yarrow Group LLC See All Filings	D	2017-06-30 17:04:20 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001564280 Filed Document 0001591408-17-000012 Exclusions or Exemptions 506b Accepted Date 2017-06-30 17:04:20 UTC Type of Offering D Industry Restaurants Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
VOP Trovillion L.P. See All Filings	D	2017-06-30 17:00:33 UTC
Amount To Be Raised $1,200,000 Associated Brokers / Dealers N/A CIK Number 0001710712 Filed Document 0001654954-17-006056 Exclusions or Exemptions 506c Accepted Date 2017-06-30 17:00:33 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
PineBridge Secondary Partners IV Feeder, SLP See All Filings	D/A	2017-06-30 16:56:33 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001678553 Filed Document 0001678553-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-06-30 16:56:33 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Palogic Value Fund, LP See All Filings	D/A	2017-06-30 16:54:10 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Frontier Solutions, LLC CIK Number 0001387846 Filed Document 0001387846-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-06-30 16:54:10 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity