Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Exosome Diagnostics, Inc. See All Filings	D	2017-07-05 18:59:41 UTC
Amount To Be Raised $30,290,634 Associated Brokers / Dealers N/A CIK Number 0001491340 Filed Document 0001491340-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-07-05 18:59:41 UTC Type of Offering D Industry Biotechnology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
A-CLW-12-Fund, a series of Abstract Ventures Special Opportunities, LLC See All Filings	D	2017-07-05 18:53:37 UTC
Amount To Be Raised $207,976 Associated Brokers / Dealers N/A CIK Number 0001705358 Filed Document 0001708021-17-000005 Exclusions or Exemptions 506b Accepted Date 2017-07-05 18:53:37 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
INNOVATIVE HEALTH LLC See All Filings	D	2017-07-05 18:51:51 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001679067 Filed Document 0001679067-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-07-05 18:51:51 UTC Type of Offering D Industry Other Health Care Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Equity
A-SZR-27-Fund, a series of AX-InLs-Funds, LLC See All Filings	D	2017-07-05 18:49:21 UTC
Amount To Be Raised $155,000 Associated Brokers / Dealers N/A CIK Number 0001708495 Filed Document 0001708021-17-000004 Exclusions or Exemptions 506b Accepted Date 2017-07-05 18:49:21 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CI, a series of Abstract Ventures Special Opportunities, LLC See All Filings	D	2017-07-05 18:44:58 UTC
Amount To Be Raised $107,999 Associated Brokers / Dealers N/A CIK Number 0001707420 Filed Document 0001708021-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-07-05 18:44:58 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MKG Enterprises Corp. See All Filings	C	2017-07-05 18:41:24 UTC
Financial Interest Filing Platform NetCapital Funding Portal Inc. Offering Amount $1,000,000 CIK Number 0001656858 Filed Document 0001656858-17-000004 Accepted Date 2017-07-05 18:41:24 UTC Type of Offering C Security Offered Amount 6,250,000 Security Offered Type Common Stock State CALIFORNIA
A-CCV-14-Fund, a series of Abstract Ventures Special Opportunities, LLC See All Filings	D	2017-07-05 18:39:37 UTC
Amount To Be Raised $57,999 Associated Brokers / Dealers N/A CIK Number 0001708021 Filed Document 0001708021-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-07-05 18:39:37 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
WorkReduce Inc. See All Filings	D	2017-07-05 18:37:27 UTC
Amount To Be Raised $400,000 Associated Brokers / Dealers N/A CIK Number 0001710811 Filed Document 0001710811-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-07-05 18:37:27 UTC Type of Offering D Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Security To Be Acquired
LG 301 & Summerfield, LLC See All Filings	D	2017-07-05 18:32:47 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001710934 Filed Document 0001710934-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-07-05 18:32:47 UTC Type of Offering D Industry Commercial Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Aragon Multi-Family Fund VII, L.P. See All Filings	D/A	2017-07-05 18:29:12 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001705582 Filed Document 0001144204-17-035758 Exclusions or Exemptions 506b Accepted Date 2017-07-05 18:29:12 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
K2 Gold Corp See All Filings	D	2017-07-05 18:26:33 UTC
Amount To Be Raised $53,599 Associated Brokers / Dealers N/A CIK Number 0001583962 Filed Document 0001583962-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-07-05 18:26:33 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Bruin Capital Investors, LLC See All Filings	D	2017-07-05 18:18:34 UTC
Amount To Be Raised $2,200,000 Associated Brokers / Dealers Kurt Ursich and Jeromy Salvesen CIK Number 0001703459 Filed Document 0001703459-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-07-05 18:18:34 UTC Type of Offering D Industry Other Principal Place of Business WASHINGTON Revenue or Assets $$1 - $1,000,000 Type of Security Debt
Wine Plum, Inc. See All Filings	D	2017-07-05 18:02:55 UTC
Amount To Be Raised $4,999,996 Associated Brokers / Dealers N/A CIK Number 0001645039 Filed Document 0001645039-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-07-05 18:02:55 UTC Type of Offering D Industry Other Technology Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Eco-Stim Energy Solutions, Inc. See All Filings	D	2017-07-05 18:02:23 UTC
Amount To Be Raised $41,354,301 Associated Brokers / Dealers N/A CIK Number 0001135657 Filed Document 0001493152-17-007506 Exclusions or Exemptions 506b Accepted Date 2017-07-05 18:02:23 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
GREEN SPIRIT INDUSTRIES INC. See All Filings	D/A	2017-07-05 17:57:17 UTC
Amount To Be Raised $3,300,000 Associated Brokers / Dealers N/A CIK Number 0001381240 Filed Document 0001493152-17-007501 Exclusions or Exemptions 506b Accepted Date 2017-07-05 17:57:17 UTC Type of Offering D/A Industry Other Principal Place of Business PUERTO RICO Revenue or Assets Decline to Disclose Type of Security Equity
45TH AVE. PARTNERS, LLC See All Filings	D	2017-07-05 17:45:12 UTC
Amount To Be Raised $5,200,000 Associated Brokers / Dealers N/A CIK Number 0001710232 Filed Document 0001710232-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-07-05 17:45:12 UTC Type of Offering D Industry Other Real Estate Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
LIFEMARK DISTRIBUTORS L.P. See All Filings	D	2017-07-05 16:34:17 UTC
Amount To Be Raised $25,000 Associated Brokers / Dealers N/A CIK Number 0001139256 Filed Document 0001139256-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-07-05 16:34:17 UTC Type of Offering D Industry Insurance Principal Place of Business MARYLAND Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Millstreet Credit Offshore Fund Ltd. See All Filings	D/A	2017-07-05 16:31:58 UTC
Amount To Be Raised $5,000,000,000 Associated Brokers / Dealers N/A CIK Number 0001668602 Filed Document 0001493529-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-07-05 16:31:58 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MetaStat, Inc. See All Filings	D	2017-07-05 16:28:30 UTC
Amount To Be Raised $7,000,000 Associated Brokers / Dealers COVA Capital Partners, LLC CIK Number 0001404943 Filed Document 0001415889-17-001112 Exclusions or Exemptions 506b Accepted Date 2017-07-05 16:28:30 UTC Type of Offering D Industry Biotechnology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
LogicBio Therapeutics, Inc. See All Filings	D	2017-07-05 16:25:06 UTC
Amount To Be Raised $44,894,260 Associated Brokers / Dealers N/A CIK Number 0001664106 Filed Document 0001664106-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-07-05 16:25:06 UTC Type of Offering D Industry Biotechnology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Brunswick RC Investors I, LLC See All Filings	D	2017-07-05 16:18:11 UTC
Amount To Be Raised $3,600,000 Associated Brokers / Dealers N/A CIK Number 0001706787 Filed Document 0001706787-17-000001 Exclusions or Exemptions 506c Accepted Date 2017-07-05 16:18:11 UTC Type of Offering D Industry Residential Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
Millstreet Credit Fund LP See All Filings	D/A	2017-07-05 16:16:18 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001493529 Filed Document 0001493529-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-07-05 16:16:18 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Portobello Capital Fondo IV, F.C.R. See All Filings	D	2017-07-05 16:15:28 UTC
Amount To Be Raised $680,050,364 Associated Brokers / Dealers Quest Fund Placement Limited CIK Number 0001710422 Filed Document 0001192482-17-000189 Exclusions or Exemptions 506b Accepted Date 2017-07-05 16:15:28 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business SPAIN Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Buildup Technologies Inc. See All Filings	D	2017-07-05 16:12:09 UTC
Amount To Be Raised $7,000,000 Associated Brokers / Dealers N/A CIK Number 0001660265 Filed Document 0001660265-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-07-05 16:12:09 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Golden Era Capital, LP See All Filings	D	2017-07-05 16:10:49 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001711015 Filed Document 0001711015-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-07-05 16:10:49 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
KEEN ONYX FUND LP See All Filings	D/A	2017-07-05 16:08:40 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers CAPFINANCIAL SECURITIES, LLC., CAPFINANCIAL SECURITIES, LLC., and CAPFINANCIAL SECURITIES, LLC. CIK Number 0001553258 Filed Document 0000919574-17-005147 Exclusions or Exemptions 506b Accepted Date 2017-07-05 16:08:40 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
Endura Capital Partners, L.P. See All Filings	D/A	2017-07-05 16:08:27 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001660787 Filed Document 0001660787-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-07-05 16:08:27 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MISSISSIPPI Revenue or Assets Decline to Disclose Type of Security Equity
Genvid Technologies, Inc. See All Filings	D	2017-07-05 15:57:44 UTC
Amount To Be Raised $2,499,998 Associated Brokers / Dealers N/A CIK Number 0001683531 Filed Document 0001683531-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-07-05 15:57:44 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
DatiPhy Inc. See All Filings	D	2017-07-05 15:51:31 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001673664 Filed Document 0001415743-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-07-05 15:51:31 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
HouseLens, Inc. See All Filings	D	2017-07-05 15:48:10 UTC
Amount To Be Raised $1,014,290 Associated Brokers / Dealers N/A CIK Number 0001584061 Filed Document 0001584061-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-07-05 15:48:10 UTC Type of Offering D Industry Other Technology Principal Place of Business TENNESSEE Revenue or Assets Decline to Disclose Type of Security Equity
Stagecoach Communities LLC See All Filings	D	2017-07-05 15:48:07 UTC
Amount To Be Raised $400,000 Associated Brokers / Dealers David Wiebe CIK Number 0001691176 Filed Document 0001691176-17-000004 Exclusions or Exemptions 506b Accepted Date 2017-07-05 15:48:07 UTC Type of Offering D Industry Other Real Estate Principal Place of Business COLORADO Revenue or Assets $No Revenues Type of Security Equity
SPARK, WRIGHT & COLGIN, INC. See All Filings	D	2017-07-05 15:46:43 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001711003 Filed Document 0001711003-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-07-05 15:46:43 UTC Type of Offering D Industry Other Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Health Essentials Holdings, Inc. See All Filings	D	2017-07-05 15:40:47 UTC
Amount To Be Raised $8,500,000 Associated Brokers / Dealers N/A CIK Number 0001560686 Filed Document 0001560686-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-07-05 15:40:47 UTC Type of Offering D Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
99 TAXIS See All Filings	D	2017-07-05 15:39:59 UTC
Amount To Be Raised $137,499,948 Associated Brokers / Dealers N/A CIK Number 0001632783 Filed Document 0001632783-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-07-05 15:39:59 UTC Type of Offering D Industry Other Technology Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Roll Entertainment LLC See All Filings	D	2017-07-05 15:36:02 UTC
Amount To Be Raised $2,750,000 Associated Brokers / Dealers N/A CIK Number 0001710416 Filed Document 0001710416-17-000003 Exclusions or Exemptions 506c Accepted Date 2017-07-05 15:36:02 UTC Type of Offering D Industry Restaurants Principal Place of Business VIRGINIA Revenue or Assets $No Revenues Type of Security Equity
Camp One Ventures (Fund D), LLC See All Filings	D/A	2017-07-05 15:32:20 UTC
Amount To Be Raised $30,000,000 Associated Brokers / Dealers Brookline Group, LLC CIK Number 0001706914 Filed Document 0001706914-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-07-05 15:32:20 UTC Type of Offering D/A Industry Investing Principal Place of Business ALABAMA Revenue or Assets Decline to Disclose Type of Security Equity
Yellowbelly Holdings, LLC See All Filings	D	2017-07-05 15:29:58 UTC
Amount To Be Raised $792,000 Associated Brokers / Dealers N/A CIK Number 0001631116 Filed Document 0001631116-17-000004 Exclusions or Exemptions 506b Accepted Date 2017-07-05 15:29:58 UTC Type of Offering D Industry Restaurants Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Bridge Seniors Housing Co-Investment Fund II Feeder LP See All Filings	D	2017-07-05 15:25:25 UTC
Amount To Be Raised $150,000,000 Associated Brokers / Dealers N/A CIK Number 0001711017 Filed Document 0001477932-17-003153 Exclusions or Exemptions 506b Accepted Date 2017-07-05 15:25:25 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Bridge Workforce & Affordable Housing Fund LP See All Filings	D	2017-07-05 15:23:30 UTC
Amount To Be Raised $750,000,000 Associated Brokers / Dealers N/A CIK Number 0001711018 Filed Document 0001477932-17-003151 Exclusions or Exemptions 506b Accepted Date 2017-07-05 15:23:30 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
vWise Inc See All Filings	D	2017-07-05 15:23:30 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001415743 Filed Document 0001415743-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-07-05 15:23:30 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Gresham RDP Partners Fund, L.L.C. See All Filings	D	2017-07-05 15:20:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001710771 Filed Document 0001140361-17-027112 Exclusions or Exemptions 506b Accepted Date 2017-07-05 15:20:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Gresham RDP Partners Fund, Ltd. See All Filings	D	2017-07-05 15:16:34 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001710777 Filed Document 0001140361-17-027110 Exclusions or Exemptions 506b Accepted Date 2017-07-05 15:16:34 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
PREMIER HOLDING CORP. See All Filings	D	2017-07-05 15:08:22 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001030916 Filed Document 0001683168-17-001721 Exclusions or Exemptions 506b Accepted Date 2017-07-05 15:08:22 UTC Type of Offering D Industry Other Energy Principal Place of Business CALIFORNIA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
BAY OPPORTUNITIES II LP See All Filings	D	2017-07-05 15:05:49 UTC
Amount To Be Raised $75,000,000 Associated Brokers / Dealers N/A CIK Number 0001711016 Filed Document 0001711016-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-07-05 15:05:49 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
STATE BANK FINANCIAL CORP See All Filings	D/A	2017-07-05 14:59:52 UTC
Amount To Be Raised $491,390 Associated Brokers / Dealers N/A CIK Number 0001497275 Filed Document 0001497275-17-000072 Exclusions or Exemptions 504 and 506b Accepted Date 2017-07-05 14:59:52 UTC Type of Offering D/A Industry Commercial Banking Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
STATE BANK FINANCIAL CORP See All Filings	D/A	2017-07-05 14:59:02 UTC
Amount To Be Raised $3,984,510 Associated Brokers / Dealers N/A CIK Number 0001497275 Filed Document 0001497275-17-000071 Exclusions or Exemptions 506b Accepted Date 2017-07-05 14:59:02 UTC Type of Offering D/A Industry Commercial Banking Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
PREMIER HOLDING CORP. See All Filings	D	2017-07-05 14:59:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Merriman Capital, Inc. CIK Number 0001030916 Filed Document 0001683168-17-001719 Exclusions or Exemptions 506b Accepted Date 2017-07-05 14:59:00 UTC Type of Offering D Industry Other Energy Principal Place of Business CALIFORNIA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Debt
STATE BANK FINANCIAL CORP See All Filings	D/A	2017-07-05 14:56:22 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001497275 Filed Document 0001497275-17-000070 Exclusions or Exemptions 504 and 506b Accepted Date 2017-07-05 14:56:22 UTC Type of Offering D/A Industry Commercial Banking Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
Vesta Energy Corp. See All Filings	D	2017-07-05 14:55:53 UTC
Amount To Be Raised $15,168 Associated Brokers / Dealers N/A CIK Number 0001518722 Filed Document 0001518722-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-07-05 14:55:53 UTC Type of Offering D Industry Oil and Gas Principal Place of Business ALBERTA, CANADA Revenue or Assets $$25,000,001 - $100,000,000 Type of Security Equity
Siguler Guff SBCOF Parallel Fund, LP See All Filings	D/A	2017-07-05 14:55:52 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A and The Bank of New York Mellon Corporaton CIK Number 0001654683 Filed Document 0001654329-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-07-05 14:55:52 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund