Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
OASIS FIXED ALTERNATIVE FUND, L.P. See All Filings	D/A	2015-01-20 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001532429 Filed Document 0001532429-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-01-20 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets $Not Applicable Type of Security Equity
AZG 116 LLC See All Filings	D	2015-01-20 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001630318 Filed Document 0001630319-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-01-20 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Rotella Orion Fund LLC See All Filings	D	2015-01-20 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001372061 Filed Document 0001372061-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-01-20 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MARQUIS ON MEMORIAL HOLDINGS LLC See All Filings	D	2015-01-20 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001631146 Filed Document 0001631146-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-01-20 00:00:00 UTC Type of Offering D Industry Investing Principal Place of Business OKLAHOMA Revenue or Assets Decline to Disclose Type of Security Equity
KABR REAL ESTATE INVESTMENT PARTNERS II, LLC See All Filings	D	2015-01-20 00:00:00 UTC
Amount To Be Raised $44,150,000 Associated Brokers / Dealers N/A CIK Number 0001625099 Filed Document 0001013594-15-000025 Exclusions or Exemptions 506b Accepted Date 2015-01-20 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
TSS Investment Holdings, LLC See All Filings	D	2015-01-20 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001630515 Filed Document 0001630515-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-01-20 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
PERSONICS HOLDINGS INC See All Filings	D	2015-01-20 00:00:00 UTC
Amount To Be Raised $5,006,500 Associated Brokers / Dealers N/A CIK Number 0001437970 Filed Document 0001575705-15-000007 Exclusions or Exemptions 506b Accepted Date 2015-01-20 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business FLORIDA Revenue or Assets $No Revenues Type of Security Equity
North Rock Fund, Ltd See All Filings	D	2015-01-20 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001631067 Filed Document 0001631067-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-01-20 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Deloitte Financial Advisory Services LLP See All Filings	D	2015-01-20 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001590831 Filed Document 0000950172-15-000010 Exclusions or Exemptions 506b Accepted Date 2015-01-20 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Other
Gallinule Fund See All Filings	D/A	2015-01-20 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001515603 Filed Document 0000902664-15-000188 Exclusions or Exemptions 506b Accepted Date 2015-01-20 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ECM Feeder Fund 1 See All Filings	D/A	2015-01-20 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001570005 Filed Document 0000919574-15-000525 Exclusions or Exemptions 506b Accepted Date 2015-01-20 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business SINGAPORE Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Mackbo Duke Street, LLC See All Filings	D	2015-01-20 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001630165 Filed Document 0001630165-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-01-20 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business MARYLAND Revenue or Assets $No Revenues Type of Security Equity
Marucci BodiTrak LLC See All Filings	D	2015-01-20 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001630932 Filed Document 0001630932-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-01-20 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business LOUISIANA Revenue or Assets $No Revenues Type of Security Equity
PFM Healthcare Emerging Growth Fund, L.P. See All Filings	D	2015-01-20 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001630576 Filed Document 0000935836-15-000054 Exclusions or Exemptions 506b Accepted Date 2015-01-20 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BORONIA DIVERSIFIED FUND LTD See All Filings	D/A	2015-01-20 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001439899 Filed Document 0001305562-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-01-20 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Austin Capital Bank SSB See All Filings	D	2015-01-20 00:00:00 UTC
Amount To Be Raised $676,817 Associated Brokers / Dealers N/A CIK Number 0001631155 Filed Document 0001631155-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-01-20 00:00:00 UTC Type of Offering D Industry Commercial Banking Principal Place of Business TEXAS Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
CDK Capital (Bermuda) Ltd.- Brown Advisory Global Managers Fund See All Filings	D	2015-01-20 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001630991 Filed Document 0001630991-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-01-20 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
Cascade Angels Fund 2015, LLC See All Filings	D	2015-01-20 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001630868 Filed Document 0001630868-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-01-20 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business OREGON Revenue or Assets $$1 - $5,000,000 Type of Security Equity
DropThought, Inc. See All Filings	D	2015-01-20 00:00:00 UTC
Amount To Be Raised $1,250,000 Associated Brokers / Dealers N/A CIK Number 0001563767 Filed Document 0001563767-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-01-20 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
OTB ARCHITECTURAL ELEMENTS, INC. See All Filings	D/A	2015-01-20 00:00:00 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001556887 Filed Document 0001556887-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-01-20 00:00:00 UTC Type of Offering D/A Industry Construction Principal Place of Business FLORIDA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
REALTYSHARES 54, LLC See All Filings	D/A	2015-01-20 00:00:00 UTC
Amount To Be Raised $750,000 Associated Brokers / Dealers N/A CIK Number 0001630906 Filed Document 0001630906-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-01-20 00:00:00 UTC Type of Offering D/A Industry REITS and Finance Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
CLIFTON DEFENSIVE EQUITY FUND LLC See All Filings	D/A	2015-01-20 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001539852 Filed Document 0001539852-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-01-20 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Equity
HGI Opportunity Fund IX, LLC See All Filings	D	2015-01-20 00:00:00 UTC
Amount To Be Raised $40,000,000 Associated Brokers / Dealers Benzion Kahana CIK Number 0001631004 Filed Document 0001631004-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-01-20 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business VIRGINIA Revenue or Assets $$25,000,001 - $100,000,000 Type of Security Pooled Investment Fund
Stack Exchange, Inc. See All Filings	D	2015-01-20 00:00:00 UTC
Amount To Be Raised $40,000,002 Associated Brokers / Dealers N/A CIK Number 0001491819 Filed Document 0001491819-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-01-20 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
LSREF3/AH Chicago REIT, Inc. See All Filings	D	2015-01-20 00:00:00 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers H & L Equities, LLC, Charles B. Harrison, Scott Harrison, Phyllis J. Beck, Patrick J. Whelchel, and Lori Mayfield CIK Number 0001630957 Filed Document 0001630957-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-01-20 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
SailingStone Global Natural Resources Fund, L.P. See All Filings	D	2015-01-20 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001630966 Filed Document 0000943663-15-000008 Exclusions or Exemptions 506b Accepted Date 2015-01-20 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MAK Capital International Ltd See All Filings	D/A	2015-01-20 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001458464 Filed Document 0000919574-15-000555 Exclusions or Exemptions 506b Accepted Date 2015-01-20 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Deloitte LLP See All Filings	D	2015-01-20 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001590837 Filed Document 0000950172-15-000009 Exclusions or Exemptions 506b Accepted Date 2015-01-20 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Other
Whippoorwill Credit Opportunity Fund, L.P. See All Filings	D/A	2015-01-20 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers CAIS Capital, LLC, Jefferies LLC, and PAF Securities, LLC CIK Number 0001591624 Filed Document 0001488138-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-01-20 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
FCM FLEXIBLE GLOBAL FUND LP See All Filings	D/A	2015-01-20 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001065716 Filed Document 0001315863-15-000045 Exclusions or Exemptions 506b Accepted Date 2015-01-20 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Brandywine Symphony Preferred Fund, LP See All Filings	D/A	2015-01-20 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001515161 Filed Document 0001515161-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-01-20 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Harvard Solar Garden II, LLC See All Filings	D	2015-01-20 00:00:00 UTC
Amount To Be Raised $863,525 Associated Brokers / Dealers N/A CIK Number 0001630917 Filed Document 0001144204-15-002943 Exclusions or Exemptions 506b Accepted Date 2015-01-20 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Orange Partners Fund See All Filings	D/A	2015-01-20 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001320145 Filed Document 0000902664-15-000187 Exclusions or Exemptions 506b Accepted Date 2015-01-20 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
IRONGATE GLOBAL ALPHA FUND, LLC See All Filings	D/A	2015-01-20 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001489569 Filed Document 0001144204-15-003201 Exclusions or Exemptions 506b Accepted Date 2015-01-20 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business OREGON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AKO EUROPEAN LONG-ONLY FUND LTD See All Filings	D/A	2015-01-20 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001539315 Filed Document 0000919574-15-000536 Exclusions or Exemptions 506b Accepted Date 2015-01-20 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Parvus European Absolute Opportunities Fund L.P. See All Filings	D/A	2015-01-20 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001429184 Filed Document 0000902664-15-000194 Exclusions or Exemptions 506b Accepted Date 2015-01-20 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
KABR REAL ESTATE INVESTMENT PARTNERS III, LLC See All Filings	D	2015-01-20 00:00:00 UTC
Amount To Be Raised $55,025,000 Associated Brokers / Dealers N/A CIK Number 0001625100 Filed Document 0001013594-15-000026 Exclusions or Exemptions 506b Accepted Date 2015-01-20 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
Armune BioScience Inc See All Filings	D	2015-01-20 00:00:00 UTC
Amount To Be Raised $8,446,261 Associated Brokers / Dealers N/A CIK Number 0001440372 Filed Document 0001440372-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-01-20 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business MICHIGAN Revenue or Assets Decline to Disclose Type of Security Equity
OPENPEAK INC See All Filings	D	2015-01-20 00:00:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001171193 Filed Document 0001171193-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-01-20 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Debt
Fresenius Medical Care Windsor, LLC See All Filings	D	2015-01-20 00:00:00 UTC
Amount To Be Raised $270,875 Associated Brokers / Dealers N/A CIK Number 0001631833 Filed Document 0001461373-15-000011 Exclusions or Exemptions 506b Accepted Date 2015-01-20 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Vertex Analytics, Inc. See All Filings	D	2015-01-20 00:00:00 UTC
Amount To Be Raised $1,560,000 Associated Brokers / Dealers N/A CIK Number 0001631110 Filed Document 0001631110-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-01-20 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Luminance Global Fund See All Filings	D/A	2015-01-20 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001594820 Filed Document 0001594820-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-01-20 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets $$1 - $5,000,000 Type of Security Pooled Investment Fund
AC AUTOPAY LLC SERIES 2014 A-37 See All Filings	D	2015-01-20 00:00:00 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers GAP Managers CIK Number 0001631197 Filed Document 0001631197-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-01-20 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business COLORADO Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
First Access Inc. See All Filings	D	2015-01-20 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001629158 Filed Document 0001629158-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-01-20 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets $$1 - $1,000,000 Type of Security Debt
AZG ACP LLC See All Filings	D	2015-01-20 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001630283 Filed Document 0001630284-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-01-20 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Dragon Aerodynamix, LLC See All Filings	D	2015-01-20 00:00:00 UTC
Amount To Be Raised $6,000,000 Associated Brokers / Dealers N/A CIK Number 0001631144 Filed Document 0001631144-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-01-20 00:00:00 UTC Type of Offering D Industry Investing Principal Place of Business FLORIDA Revenue or Assets $No Revenues Type of Security Equity
Credit Shop, Inc See All Filings	D	2015-01-20 00:00:00 UTC
Amount To Be Raised $39,518,700 Associated Brokers / Dealers N/A CIK Number 0001630703 Filed Document 0001630703-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-01-20 00:00:00 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Deloitte Touche Tohmatsu Services, Inc. See All Filings	D	2015-01-20 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001591229 Filed Document 0000950172-15-000011 Exclusions or Exemptions 506b Accepted Date 2015-01-20 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Other
CAP VIII Accredited Investors Fund, LLC See All Filings	D	2015-01-20 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Kipling Capital, Inc. CIK Number 0001631123 Filed Document 0000935836-15-000055 Exclusions or Exemptions 506b Accepted Date 2015-01-20 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
QGAC, Inc. See All Filings	D	2015-01-19 00:00:00 UTC
Amount To Be Raised $2,350,817 Associated Brokers / Dealers N/A CIK Number 0001501003 Filed Document 0001501003-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-01-19 00:00:00 UTC Type of Offering D Industry Retailing Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity