Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
FC Alondra 37, LLC See All Filings	D	2017-08-02 12:39:15 UTC
Amount To Be Raised $2,610,000 Associated Brokers / Dealers N/A CIK Number 0001708845 Filed Document 0001708845-17-000001 Exclusions or Exemptions 506c Accepted Date 2017-08-02 12:39:15 UTC Type of Offering D Industry Other Real Estate Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Other
Siguler Guff Distressed Opportunities Fund V, LP See All Filings	D	2017-08-02 12:35:13 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A and The Bank of New York Mellon Corporaton CIK Number 0001654654 Filed Document 0001654654-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-08-02 12:35:13 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MG Fund 17, LLC See All Filings	D	2017-08-02 12:30:01 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001713504 Filed Document 0001713502-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-08-02 12:30:01 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Pooled Investment Fund
Levitate Technologies, Inc. See All Filings	D	2017-08-02 12:29:44 UTC
Amount To Be Raised $8,500,000 Associated Brokers / Dealers N/A CIK Number 0001619968 Filed Document 0001619968-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-08-02 12:29:44 UTC Type of Offering D Industry Manufacturing Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Ventacity Systems Inc. See All Filings	D/A	2017-08-02 12:26:39 UTC
Amount To Be Raised $4,500,000 Associated Brokers / Dealers N/A CIK Number 0001673420 Filed Document 0001673420-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-08-02 12:26:39 UTC Type of Offering D/A Industry Other Energy Principal Place of Business OREGON Revenue or Assets Decline to Disclose Type of Security Equity
INSIGNEO Financial Services, LLC See All Filings	D	2017-08-02 12:17:53 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001696212 Filed Document 0001696212-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-08-02 12:17:53 UTC Type of Offering D Industry Investing Principal Place of Business FLORIDA Revenue or Assets $No Revenues Type of Security Equity
StreetShares, Inc. See All Filings	D	2017-08-02 12:11:26 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers None CIK Number 0001607838 Filed Document 0001607838-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-08-02 12:11:26 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Debt
Sunnyside 42, LLC See All Filings	D	2017-08-02 12:11:25 UTC
Amount To Be Raised $5,211,182 Associated Brokers / Dealers Sunnyside 42, LLC CIK Number 0001707605 Filed Document 0001707605-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-08-02 12:11:25 UTC Type of Offering D Industry Commercial Principal Place of Business NEW YORK Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
Rock Hill City Plaza, LLC See All Filings	D	2017-08-02 12:04:41 UTC
Amount To Be Raised $2,400,000 Associated Brokers / Dealers N/A CIK Number 0001713534 Filed Document 0001713534-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-08-02 12:04:41 UTC Type of Offering D Industry Commercial Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Other
GAIA Principal, LLC See All Filings	D/A	2017-08-02 12:02:43 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001676498 Filed Document 0001676498-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-08-02 12:02:43 UTC Type of Offering D/A Industry Other Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Equity
Alpha UX, Inc. See All Filings	D	2017-08-02 12:02:18 UTC
Amount To Be Raised $1,749,996 Associated Brokers / Dealers N/A CIK Number 0001652870 Filed Document 0001652870-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-08-02 12:02:18 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
JTREX Fund I, LLC See All Filings	D	2017-08-02 11:47:27 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001713502 Filed Document 0001713502-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-08-02 11:47:27 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Pooled Investment Fund
ALUNG TECHNOLOGIES INC See All Filings	D/A	2017-08-02 11:43:00 UTC
Amount To Be Raised $42,646,843 Associated Brokers / Dealers Raymond James & Associates, Inc. CIK Number 0001179295 Filed Document 0001179295-17-000004 Exclusions or Exemptions 506b Accepted Date 2017-08-02 11:43:00 UTC Type of Offering D/A Industry Biotechnology Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
MENDON CAPITAL LLC See All Filings	D/A	2017-08-02 11:42:37 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001031376 Filed Document 0001031376-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-08-02 11:42:37 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Jennison Global Opportunity Fund of the Prudential Trust Co Institutional Business Trust See All Filings	D/A	2017-08-02 11:42:16 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Prudential Investment Management Services LLC CIK Number 0001681339 Filed Document 0001681339-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-08-02 11:42:16 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
iCapital Vintage II Access Fund, L.P. See All Filings	D/A	2017-08-02 11:35:42 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Snowden Account Services LLC, USCA Securities LLC, and Sentinus Securities LLC CIK Number 0001696570 Filed Document 0000897069-17-000412 Exclusions or Exemptions 506b Accepted Date 2017-08-02 11:35:42 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
FC Santa Fe 6, LLC See All Filings	D	2017-08-02 11:22:15 UTC
Amount To Be Raised $510,000 Associated Brokers / Dealers N/A CIK Number 0001712623 Filed Document 0001712623-17-000002 Exclusions or Exemptions 506c Accepted Date 2017-08-02 11:22:15 UTC Type of Offering D Industry Other Real Estate Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Other
TELEMUS DECORRELATION OPPORTUNITY FUND, LP See All Filings	D/A	2017-08-02 11:07:53 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001671681 Filed Document 0000913849-17-000259 Exclusions or Exemptions 506b Accepted Date 2017-08-02 11:07:53 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MICHIGAN Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Arbor Biotechnologies, Inc. See All Filings	D/A	2017-08-02 10:49:54 UTC
Amount To Be Raised $15,599,998 Associated Brokers / Dealers N/A CIK Number 0001707499 Filed Document 0001707499-17-000004 Exclusions or Exemptions 506b Accepted Date 2017-08-02 10:49:54 UTC Type of Offering D/A Industry Biotechnology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Outbox Systems, Inc. See All Filings	D	2017-08-02 10:49:35 UTC
Amount To Be Raised $167,500 Associated Brokers / Dealers N/A CIK Number 0001640426 Filed Document 0001640426-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-08-02 10:49:35 UTC Type of Offering D Industry Other Technology Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Equity
Outbox Systems, Inc. See All Filings	D	2017-08-02 10:45:38 UTC
Amount To Be Raised $311,021 Associated Brokers / Dealers N/A CIK Number 0001640426 Filed Document 0001640426-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-08-02 10:45:38 UTC Type of Offering D Industry Other Technology Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Equity
PivotBase Fund See All Filings	D	2017-08-02 10:44:53 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001712788 Filed Document 0000902664-17-003152 Exclusions or Exemptions 506b Accepted Date 2017-08-02 10:44:53 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
FOURWORLD SPV I, LLC See All Filings	D/A	2017-08-02 10:43:54 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers BLUE SAND SECURITIES LLC CIK Number 0001649391 Filed Document 0000919574-17-005699 Exclusions or Exemptions 506b Accepted Date 2017-08-02 10:43:54 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
1778 Bergen Funding L.P. See All Filings	D	2017-08-02 10:43:36 UTC
Amount To Be Raised $750,000 Associated Brokers / Dealers N/A CIK Number 0001711572 Filed Document 0001013594-17-000617 Exclusions or Exemptions 506b Accepted Date 2017-08-02 10:43:36 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $$1 - $5,000,000 Type of Security Equity
1650 Eastern Funding L.P. See All Filings	D	2017-08-02 10:39:15 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001711581 Filed Document 0001013594-17-000616 Exclusions or Exemptions 506b Accepted Date 2017-08-02 10:39:15 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $$1 - $5,000,000 Type of Security Equity
PivotBase Fund LP See All Filings	D	2017-08-02 10:36:51 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001712451 Filed Document 0000902664-17-003151 Exclusions or Exemptions 506b Accepted Date 2017-08-02 10:36:51 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Huddle Labs, Inc. See All Filings	D	2017-08-02 10:31:11 UTC
Amount To Be Raised $1,200,003 Associated Brokers / Dealers N/A CIK Number 0001712862 Filed Document 0001712862-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-08-02 10:31:11 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
SpringOwl Special Opportunities Fund LP See All Filings	D/A	2017-08-02 10:26:42 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Thomas Mahoney and Jason Okie CIK Number 0001681280 Filed Document 0001681280-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-08-02 10:26:42 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
TSWR DEVELOPMENT SWD PORTFOLIO I, DST See All Filings	D/A	2017-08-02 10:25:04 UTC
Amount To Be Raised $4,100,000 Associated Brokers / Dealers Sandlapper Securities, Trawnegan Gall, Ryan Sherer, Timothy Sherer, Forrest James, Peter Chernin, Chris Miller, and Robin Naylor CIK Number 0001669072 Filed Document 0001669072-17-000002 Exclusions or Exemptions 506c Accepted Date 2017-08-02 10:25:04 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business SOUTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Other
JSP Venture One, LP See All Filings	D	2017-08-02 10:23:35 UTC
Amount To Be Raised $3,020,000 Associated Brokers / Dealers N/A CIK Number 0001713627 Filed Document 0001713627-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-08-02 10:23:35 UTC Type of Offering D Industry Residential Principal Place of Business TEXAS Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
194 South 2 Funding L.P. See All Filings	D/A	2017-08-02 10:23:27 UTC
Amount To Be Raised $3,825,000 Associated Brokers / Dealers N/A CIK Number 0001711958 Filed Document 0001013594-17-000615 Exclusions or Exemptions 506b Accepted Date 2017-08-02 10:23:27 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $$1 - $5,000,000 Type of Security Equity
Greenleaf Investment Partners L026D, LLC See All Filings	D	2017-08-02 10:21:53 UTC
Amount To Be Raised $220,000 Associated Brokers / Dealers N/A CIK Number 0001713277 Filed Document 0001713277-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-08-02 10:21:53 UTC Type of Offering D Industry Residential Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
183 McGuinness Funding LP See All Filings	D/A	2017-08-02 10:21:09 UTC
Amount To Be Raised $1,350,000 Associated Brokers / Dealers N/A CIK Number 0001712118 Filed Document 0001013594-17-000614 Exclusions or Exemptions 506b Accepted Date 2017-08-02 10:21:09 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $$1 - $5,000,000 Type of Security Equity
716 East 217 Funding L.P. See All Filings	D/A	2017-08-02 10:18:18 UTC
Amount To Be Raised $535,000 Associated Brokers / Dealers N/A CIK Number 0001711955 Filed Document 0001013594-17-000613 Exclusions or Exemptions 506b Accepted Date 2017-08-02 10:18:18 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $$1 - $5,000,000 Type of Security Equity
90 Manhattan Funding LP See All Filings	D/A	2017-08-02 10:14:58 UTC
Amount To Be Raised $3,350,000 Associated Brokers / Dealers N/A CIK Number 0001711956 Filed Document 0001013594-17-000612 Exclusions or Exemptions 506b Accepted Date 2017-08-02 10:14:58 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $$1 - $5,000,000 Type of Security Equity
993 Summit Funding LP See All Filings	D/A	2017-08-02 10:13:08 UTC
Amount To Be Raised $820,000 Associated Brokers / Dealers N/A CIK Number 0001711963 Filed Document 0001013594-17-000611 Exclusions or Exemptions 506b Accepted Date 2017-08-02 10:13:08 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $$1 - $5,000,000 Type of Security Equity
305 Kingsland Funding LP See All Filings	D/A	2017-08-02 10:10:24 UTC
Amount To Be Raised $1,825,000 Associated Brokers / Dealers N/A CIK Number 0001711503 Filed Document 0001013594-17-000610 Exclusions or Exemptions 506b Accepted Date 2017-08-02 10:10:24 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $$1 - $5,000,000 Type of Security Equity
908 BUSHWICK FUNDING LP See All Filings	D/A	2017-08-02 10:08:24 UTC
Amount To Be Raised $1,600,000 Associated Brokers / Dealers N/A CIK Number 0001711626 Filed Document 0001013594-17-000609 Exclusions or Exemptions 506b Accepted Date 2017-08-02 10:08:24 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $$1 - $5,000,000 Type of Security Equity
828 New York Funding L.P. See All Filings	D/A	2017-08-02 10:06:05 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001712120 Filed Document 0001013594-17-000608 Exclusions or Exemptions 506b Accepted Date 2017-08-02 10:06:05 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $$1 - $5,000,000 Type of Security Equity
JAB BEVERAGE LLC See All Filings	D	2017-08-02 10:01:01 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001712513 Filed Document 0001712513-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-08-02 10:01:01 UTC Type of Offering D Industry Other Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Third Pole, Inc. See All Filings	D/A	2017-08-02 10:00:54 UTC
Amount To Be Raised $14,000,000 Associated Brokers / Dealers Saturn Capital, Inc. CIK Number 0001661812 Filed Document 0001661812-17-000004 Exclusions or Exemptions 506b Accepted Date 2017-08-02 10:00:54 UTC Type of Offering D/A Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
Portfolio Fund I LLC See All Filings	D	2017-08-02 09:59:40 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001713370 Filed Document 0001713370-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-08-02 09:59:40 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MICHIGAN Revenue or Assets $$1 - $5,000,000 Type of Security Equity
PRISA III Fund REIT Inc See All Filings	D	2017-08-02 09:57:55 UTC
Amount To Be Raised $62,500 Associated Brokers / Dealers Charles Harrison, Phyllis Johnson, Patrick Whelchel, Scott Harrison, and Lori Mayfield CIK Number 0001418697 Filed Document 0001418697-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-08-02 09:57:55 UTC Type of Offering D Industry REITS and Finance Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
78 Jefferson Funding LP See All Filings	D/A	2017-08-02 09:52:56 UTC
Amount To Be Raised $1,525,000 Associated Brokers / Dealers N/A CIK Number 0001711560 Filed Document 0001013594-17-000607 Exclusions or Exemptions 506b Accepted Date 2017-08-02 09:52:56 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $$1 - $5,000,000 Type of Security Equity
744 Bushwick Funding LP See All Filings	D/A	2017-08-02 09:50:10 UTC
Amount To Be Raised $945,000 Associated Brokers / Dealers N/A CIK Number 0001712105 Filed Document 0001013594-17-000606 Exclusions or Exemptions 506b Accepted Date 2017-08-02 09:50:10 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $$1 - $5,000,000 Type of Security Equity
707 East 214 Funding LP See All Filings	D/A	2017-08-02 09:47:37 UTC
Amount To Be Raised $1,250,000 Associated Brokers / Dealers N/A CIK Number 0001711498 Filed Document 0001013594-17-000605 Exclusions or Exemptions 506b Accepted Date 2017-08-02 09:47:37 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $$1 - $5,000,000 Type of Security Equity
680 E 231 Funding LP See All Filings	D/A	2017-08-02 09:44:54 UTC
Amount To Be Raised $350,000 Associated Brokers / Dealers N/A CIK Number 0001711493 Filed Document 0001013594-17-000604 Exclusions or Exemptions 506b Accepted Date 2017-08-02 09:44:54 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $$1 - $5,000,000 Type of Security Equity
CBRE U.S. Core Partners, LP See All Filings	D/A	2017-08-02 09:37:15 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001577419 Filed Document 0001577419-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-08-02 09:37:15 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
JLC INFRASTRUCTURE FUND I L.P. See All Filings	D	2017-08-02 09:31:56 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001713119 Filed Document 0001713119-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-08-02 09:31:56 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Iron Road Multi-Strategy Fund Ltd. See All Filings	D/A	2017-08-02 09:30:14 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001615241 Filed Document 0001615241-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-08-02 09:30:14 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund