Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Pyramis Core Plus Fund LLC See All Filings	D/A	2015-07-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Pyramis Distributors Corporation LLC and Fidelity Brokerage Services, LLC CIK Number 0001412740 Filed Document 0001412740-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-07-09 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business RHODE ISLAND Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Rockwood Equity Partners III, LP See All Filings	D/A	2015-07-09 00:00:00 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers N/A CIK Number 0001630744 Filed Document 0001630744-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-07-09 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ANCHOR IRA FUND, LLC See All Filings	D	2015-07-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001647665 Filed Document 0001647665-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-07-09 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
MARATHON GOLD Corp See All Filings	D	2015-07-09 00:00:00 UTC
Amount To Be Raised $772,348 Associated Brokers / Dealers Scarsdale Equities LLC CIK Number 0001507472 Filed Document 0001571049-15-005582 Exclusions or Exemptions 506b Accepted Date 2015-07-09 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business ONTARIO, CANADA Revenue or Assets $No Revenues Type of Security Equity
Witt Street Properties LLC See All Filings	D	2015-07-09 00:00:00 UTC
Amount To Be Raised $300,000 Associated Brokers / Dealers N/A CIK Number 0001646930 Filed Document 0001646930-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-07-09 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
Russell Institutional Funds, LLC - Russell High Yield Bond Fund See All Filings	D/A	2015-07-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Russell Financial Services, Inc. CIK Number 0001563291 Filed Document 0001563291-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-07-09 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
3D ASSET MANAGEMENT, INC See All Filings	D	2015-07-09 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001359371 Filed Document 0001359371-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-07-09 00:00:00 UTC Type of Offering D Industry Business Services Principal Place of Business CONNECTICUT Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Debt
Beacon Capital Strategic Partners VII (Offshore), L.P. See All Filings	D/A	2015-07-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Monument Group, Inc., Morgan Stanley & Co. LLC, and Barclays Capital, Inc. CIK Number 0001613398 Filed Document 0001613398-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-07-09 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
VEMURI INVESTMENT PARTNERSHIP LP See All Filings	D/A	2015-07-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001442294 Filed Document 0001442294-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-07-09 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Certes Networks, Inc. See All Filings	D	2015-07-09 00:00:00 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers EDI Financial, Inc. CIK Number 0001486326 Filed Document 0001486326-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-07-09 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Debt
access.mobile,Inc. See All Filings	D	2015-07-09 00:00:00 UTC
Amount To Be Raised $1,200,000 Associated Brokers / Dealers N/A CIK Number 0001577284 Filed Document 0001577284-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-07-09 00:00:00 UTC Type of Offering D Industry Computers Principal Place of Business COLORADO Revenue or Assets $$1 - $1,000,000 Type of Security Equity
ARGA GLOBAL FUND, A SERIES OF ARGA FUNDS TRUST See All Filings	D/A	2015-07-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001493614 Filed Document 0001493614-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-07-09 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
Aptimmune Biologics, Inc. See All Filings	D	2015-07-09 00:00:00 UTC
Amount To Be Raised $2,750,000 Associated Brokers / Dealers N/A CIK Number 0001648213 Filed Document 0001648213-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-07-09 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
PA Direct Credit Opportunities Fund II, L.P. See All Filings	D/A	2015-07-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Eaton Partners, LLC CIK Number 0001621042 Filed Document 0000902664-15-003003 Exclusions or Exemptions 506b Accepted Date 2015-07-08 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
Irving A2A PPM LLC See All Filings	D	2015-07-08 00:00:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001647462 Filed Document 0001647462-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-07-08 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
APImetrics Inc. See All Filings	D	2015-07-08 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001621325 Filed Document 0001621325-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-07-08 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Debt
AngelList-Cabs-13-Fund, a series of AngelList-PR-Funds, LLC See All Filings	D	2015-07-08 00:00:00 UTC
Amount To Be Raised $145,500 Associated Brokers / Dealers N/A CIK Number 0001647412 Filed Document 0001647412-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-07-08 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Packback, Inc. See All Filings	D	2015-07-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Ryan Feit, Ameet Padte, and Aaron Kellner CIK Number 0001616468 Filed Document 0001616468-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-07-08 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Little Borrowed Dress, Inc. See All Filings	D	2015-07-08 00:00:00 UTC
Amount To Be Raised $1,030,850 Associated Brokers / Dealers N/A CIK Number 0001581819 Filed Document 0001581819-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-07-08 00:00:00 UTC Type of Offering D Industry Retailing Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Debt
Staple Street Global Opportunities Fund, L.P. See All Filings	D/A	2015-07-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001580067 Filed Document 0001315863-15-000589 Exclusions or Exemptions 506b Accepted Date 2015-07-08 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
IrisVR, Inc. See All Filings	D	2015-07-08 00:00:00 UTC
Amount To Be Raised $2,976,932 Associated Brokers / Dealers N/A CIK Number 0001606647 Filed Document 0001606647-15-000005 Exclusions or Exemptions 506b Accepted Date 2015-07-08 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
GENSIGHT BIOLOGICS S.A. See All Filings	D	2015-07-08 00:00:00 UTC
Amount To Be Raised $24,985,706 Associated Brokers / Dealers Leerink Partners LLC CIK Number 0001641634 Filed Document 0001209191-15-060045 Exclusions or Exemptions 506b Accepted Date 2015-07-08 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business FRANCE Revenue or Assets Decline to Disclose Type of Security Equity
Flagstone Healthcare II, LLC See All Filings	D	2015-07-08 00:00:00 UTC
Amount To Be Raised $350,000 Associated Brokers / Dealers N/A CIK Number 0001647764 Filed Document 0001647764-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-07-08 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business ARIZONA Revenue or Assets $No Revenues Type of Security Equity
Ridgemont Equity Partners II, L.P. See All Filings	D	2015-07-08 00:00:00 UTC
Amount To Be Raised $900,000,000 Associated Brokers / Dealers Brooklands Capital Strategies, a division of TPG Capital BD, LLC CIK Number 0001647186 Filed Document 0001647186-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-07-08 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NORTH CAROLINA Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Worldwide Networks Inc. See All Filings	D	2015-07-08 00:00:00 UTC
Amount To Be Raised $1,250,000 Associated Brokers / Dealers N/A CIK Number 0001607028 Filed Document 0001607028-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-07-08 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
AG Growth Capital Partners I Annex Fund, L.P. See All Filings	D/A	2015-07-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001594638 Filed Document 0001594638-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-07-08 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
RCPDirect II, LP See All Filings	D/A	2015-07-08 00:00:00 UTC
Amount To Be Raised $250,000,000 Associated Brokers / Dealers PTP Securities, LLC, Cato Capital LLC, and Haydon Hill Advisors Ltd. CIK Number 0001599536 Filed Document 0001599536-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-07-08 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
GRP Royalty Fund LP See All Filings	D/A	2015-07-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001641546 Filed Document 0001641546-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-07-08 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
ASI Capital Income Fund, LLC See All Filings	D	2015-07-08 00:00:00 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001646125 Filed Document 0001085760-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-07-08 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Debt
HGI KF08 Select, LLC See All Filings	D	2015-07-08 00:00:00 UTC
Amount To Be Raised $29,896,000 Associated Brokers / Dealers N/A CIK Number 0001646903 Filed Document 0001646903-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-07-08 00:00:00 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business VIRGINIA Revenue or Assets $$25,000,001 - $100,000,000 Type of Security Equity
HG KF08 Holdings, LLC See All Filings	D	2015-07-08 00:00:00 UTC
Amount To Be Raised $5,862,500 Associated Brokers / Dealers N/A CIK Number 0001645995 Filed Document 0001645995-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-07-08 00:00:00 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business VIRGINIA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
AngelList-Iems-PR-Fund, a series of AngelList-JC-Funds, LLC See All Filings	D	2015-07-08 00:00:00 UTC
Amount To Be Raised $489,310 Associated Brokers / Dealers N/A CIK Number 0001647409 Filed Document 0001647409-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-07-08 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Juniper Alternative Investment Fund, L.P. See All Filings	D	2015-07-08 00:00:00 UTC
Amount To Be Raised $3,200,000 Associated Brokers / Dealers N/A CIK Number 0001647766 Filed Document 0001647766-15-000005 Exclusions or Exemptions 506b Accepted Date 2015-07-08 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Advanced Cooling Therapy, Inc. See All Filings	D	2015-07-08 00:00:00 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001616251 Filed Document 0001616251-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-07-08 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
AUTOLOTTO, INC. See All Filings	D/A	2015-07-08 00:00:00 UTC
Amount To Be Raised $601,350 Associated Brokers / Dealers N/A CIK Number 0001642451 Filed Document 0001642451-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-07-08 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Triloma Bourne Seniors Housing II, LLC See All Filings	D	2015-07-08 00:00:00 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers Triloma Securities, LLC CIK Number 0001646434 Filed Document 0000897069-15-000395 Exclusions or Exemptions 506b Accepted Date 2015-07-08 00:00:00 UTC Type of Offering D Industry Investing Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
IGNITION VENTURE PARTNERS IV ANNEX FUND, L.P. See All Filings	D	2015-07-08 00:00:00 UTC
Amount To Be Raised $60,000,000 Associated Brokers / Dealers N/A CIK Number 0001647178 Filed Document 0001647178-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-07-08 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Meridian Investments, LLC See All Filings	D/A	2015-07-08 00:00:00 UTC
Amount To Be Raised $7,000,000 Associated Brokers / Dealers N/A CIK Number 0001614940 Filed Document 0001209191-15-060076 Exclusions or Exemptions 506b Accepted Date 2015-07-08 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NORTH DAKOTA Revenue or Assets Decline to Disclose Type of Security Equity
AngelList-Hinc-11-Fund, a series of AngelList-TF-Funds, LLC See All Filings	D	2015-07-08 00:00:00 UTC
Amount To Be Raised $1,968,102 Associated Brokers / Dealers N/A CIK Number 0001646832 Filed Document 0001646832-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-07-08 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CE Mining Fund II L.P. See All Filings	D	2015-07-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001646920 Filed Document 0001646920-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-07-08 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Castleton Park Holdings LLC See All Filings	D	2015-07-08 00:00:00 UTC
Amount To Be Raised $8,976,550 Associated Brokers / Dealers N/A CIK Number 0001646845 Filed Document 0001646845-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-07-08 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Jumpinn Carmel Village, LLC See All Filings	D	2015-07-08 00:00:00 UTC
Amount To Be Raised $1,342,120 Associated Brokers / Dealers N/A CIK Number 0001647450 Filed Document 0001647450-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-07-08 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
ICONIQ Access 33, LP See All Filings	D/A	2015-07-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001614048 Filed Document 0001614048-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-07-08 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Blackstone Partners Offshore Fund Ltd. (Class X Shares) See All Filings	D/A	2015-07-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001581759 Filed Document 0000902664-15-002992 Exclusions or Exemptions 506b Accepted Date 2015-07-08 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
LKCM PRIVATE DISCIPLINE QP L P See All Filings	D/A	2015-07-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001367838 Filed Document 0001367838-15-000005 Exclusions or Exemptions 506b Accepted Date 2015-07-08 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Mamava, Inc. See All Filings	D	2015-07-08 00:00:00 UTC
Amount To Be Raised $554,700 Associated Brokers / Dealers N/A CIK Number 0001647712 Filed Document 0001647712-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-07-08 00:00:00 UTC Type of Offering D Industry Manufacturing Principal Place of Business VERMONT Revenue or Assets Decline to Disclose Type of Security Equity
Little London Bancorp See All Filings	D/A	2015-07-08 00:00:00 UTC
Amount To Be Raised $14,225,100 Associated Brokers / Dealers Commerce Street Capital, LLC CIK Number 0001613922 Filed Document 0001140361-15-027070 Exclusions or Exemptions 506b Accepted Date 2015-07-08 00:00:00 UTC Type of Offering D/A Industry Commercial Banking Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
DEP Springfield, LLC See All Filings	D	2015-07-08 00:00:00 UTC
Amount To Be Raised $600,000 Associated Brokers / Dealers N/A CIK Number 0001647516 Filed Document 0001647517-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-07-08 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business OHIO Revenue or Assets $$1 - $1,000,000 Type of Security Pooled Investment Fund
Fin & Field, LLC See All Filings	D/A	2015-07-08 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001610232 Filed Document 0001610232-15-000004 Exclusions or Exemptions 506b Accepted Date 2015-07-08 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business MISSOURI Revenue or Assets $Not Applicable Type of Security Debt
Comfy Cow LLC See All Filings	D	2015-07-08 00:00:00 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001646191 Filed Document 0001646191-15-000001 Exclusions or Exemptions 505 and 506b Accepted Date 2015-07-08 00:00:00 UTC Type of Offering D Industry Restaurants Principal Place of Business KENTUCKY Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity