Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
YS LC DiverPSP XXIII LLC See All Filings	D	2017-11-20 12:50:39 UTC
Amount To Be Raised $3,759,245 Associated Brokers / Dealers N/A CIK Number 0001722567 Filed Document 0001722567-17-000001 Exclusions or Exemptions 506c Accepted Date 2017-11-20 12:50:39 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Pin Oak Real Estate Development Fund II Master LP See All Filings	D	2017-11-20 12:49:48 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001707844 Filed Document 0001707844-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-11-20 12:49:48 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AHML II, LLC See All Filings	D/A	2017-11-20 12:41:33 UTC
Amount To Be Raised $2,100,000 Associated Brokers / Dealers N/A CIK Number 0001658712 Filed Document 0001653988-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-11-20 12:41:33 UTC Type of Offering D/A Industry Residential Principal Place of Business COLORADO Revenue or Assets $$1 - $1,000,000 Type of Security Equity
YS LC DiverPSP XXII LLC See All Filings	D	2017-11-20 12:40:50 UTC
Amount To Be Raised $2,594,742 Associated Brokers / Dealers N/A CIK Number 0001722568 Filed Document 0001722568-17-000001 Exclusions or Exemptions 506c Accepted Date 2017-11-20 12:40:50 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BLOCKCHAIN MOMENTUM, L.P. See All Filings	D/A	2017-11-20 12:40:18 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001719569 Filed Document 0001719569-17-000003 Exclusions or Exemptions 506c Accepted Date 2017-11-20 12:40:18 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business INDIANA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SC Credit Opportunities Mandate, LLC See All Filings	D/A	2017-11-20 12:37:50 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001592641 Filed Document 0000919574-17-008276 Exclusions or Exemptions 506b Accepted Date 2017-11-20 12:37:50 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Cascade Angels Fund V, LLC See All Filings	D	2017-11-20 12:36:05 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001723184 Filed Document 0001723184-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-11-20 12:36:05 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business OREGON Revenue or Assets Decline to Disclose Type of Security Equity
3939 Investors Member, LLC See All Filings	D	2017-11-20 12:34:39 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001722534 Filed Document 0001722534-17-000004 Exclusions or Exemptions 506c Accepted Date 2017-11-20 12:34:39 UTC Type of Offering D Industry Commercial Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
LC DiverPSP XVII LLC See All Filings	D	2017-11-20 12:32:38 UTC
Amount To Be Raised $1,189,962 Associated Brokers / Dealers N/A CIK Number 0001722730 Filed Document 0001722730-17-000001 Exclusions or Exemptions 506c Accepted Date 2017-11-20 12:32:38 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Summit Global Investments See All Filings	D	2017-11-20 12:32:10 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers None CIK Number 0001697953 Filed Document 0001697953-17-000007 Exclusions or Exemptions 506b Accepted Date 2017-11-20 12:32:10 UTC Type of Offering D Industry Investing Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Equity
Harbor Light Self Storage, LLC See All Filings	D	2017-11-20 12:27:23 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers None CIK Number 0001722973 Filed Document 0001722973-17-000001 Exclusions or Exemptions 506c Accepted Date 2017-11-20 12:27:23 UTC Type of Offering D Industry Commercial Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
ABACI CAPITAL, L.P. See All Filings	D	2017-11-20 12:25:22 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001541441 Filed Document 0001541441-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-11-20 12:25:22 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NORTH CAROLINA Revenue or Assets $Not Applicable Type of Security Equity
Highcrest Private Credit Income Fund, LP See All Filings	D/A	2017-11-20 12:22:14 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001642475 Filed Document 0001642475-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-11-20 12:22:14 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
LC DiverPSP XIX LLC See All Filings	D	2017-11-20 12:22:07 UTC
Amount To Be Raised $3,698,985 Associated Brokers / Dealers N/A CIK Number 0001722479 Filed Document 0001722479-17-000001 Exclusions or Exemptions 506c Accepted Date 2017-11-20 12:22:07 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AHML, LLC See All Filings	D/A	2017-11-20 12:20:27 UTC
Amount To Be Raised $1,785,000 Associated Brokers / Dealers N/A CIK Number 0001653988 Filed Document 0001653988-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-11-20 12:20:27 UTC Type of Offering D/A Industry Commercial Principal Place of Business COLORADO Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Tianyou Offshore Fund, Ltd. See All Filings	D/A	2017-11-20 12:19:45 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Nicolas Pope and Martin King CIK Number 0001689827 Filed Document 0001689827-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-11-20 12:19:45 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
3939 Associates, LLC See All Filings	D	2017-11-20 12:17:47 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001722535 Filed Document 0001722535-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-11-20 12:17:47 UTC Type of Offering D Industry Commercial Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
Scale-Up VC Fund II USA, L.P. See All Filings	D	2017-11-20 12:08:30 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001722796 Filed Document 0001722796-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-11-20 12:08:30 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
YS LC DiverPSP XXI LLC See All Filings	D	2017-11-20 11:59:35 UTC
Amount To Be Raised $3,517,820 Associated Brokers / Dealers N/A CIK Number 0001722481 Filed Document 0001722481-17-000001 Exclusions or Exemptions 506c Accepted Date 2017-11-20 11:59:35 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
HIGHLAND CLO FUNDING, LTD. See All Filings	D	2017-11-20 11:55:08 UTC
Amount To Be Raised $153,000,000 Associated Brokers / Dealers NONE CIK Number 0001723076 Filed Document 0001723076-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-11-20 11:55:08 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business Y7 Revenue or Assets Decline to Disclose Type of Security Equity
YS LC DiverPSP XX LLC See All Filings	D	2017-11-20 11:46:47 UTC
Amount To Be Raised $2,145,000 Associated Brokers / Dealers N/A CIK Number 0001722499 Filed Document 0001722785-17-000003 Exclusions or Exemptions 506c Accepted Date 2017-11-20 11:46:47 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BASSWOOD CO-INVESTMENT FUND, LTD. See All Filings	D/A	2017-11-20 11:40:25 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001690445 Filed Document 0001405086-17-000241 Exclusions or Exemptions 506b Accepted Date 2017-11-20 11:40:25 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
RIVERWALK APARTMENTS, LP See All Filings	D/A	2017-11-20 11:34:51 UTC
Amount To Be Raised $13,500,000 Associated Brokers / Dealers N/A CIK Number 0001720631 Filed Document 0001720631-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-11-20 11:34:51 UTC Type of Offering D/A Industry Residential Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Equity
YS LC AccelPSP IX LLC See All Filings	D	2017-11-20 11:26:02 UTC
Amount To Be Raised $2,067,215 Associated Brokers / Dealers N/A CIK Number 0001722494 Filed Document 0001722785-17-000002 Exclusions or Exemptions 506c Accepted Date 2017-11-20 11:26:02 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Allevi, Inc. See All Filings	D	2017-11-20 11:25:11 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001650661 Filed Document 0001650661-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-11-20 11:25:11 UTC Type of Offering D Industry Biotechnology Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Debt
Windrose Power & Gas, LLC See All Filings	D	2017-11-20 11:24:32 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001722860 Filed Document 0001722860-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-11-20 11:24:32 UTC Type of Offering D Industry Electric Utilities Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Infracapital Greenfield Partners I LP See All Filings	D	2017-11-20 11:14:06 UTC
Amount To Be Raised $19,867,550 Associated Brokers / Dealers N/A CIK Number 0001721778 Filed Document 0001721778-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-11-20 11:14:06 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UNITED KINGDOM Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
LC AccelPSP VIII LLC See All Filings	D	2017-11-20 11:11:33 UTC
Amount To Be Raised $3,922,634 Associated Brokers / Dealers N/A CIK Number 0001722785 Filed Document 0001722785-17-000001 Exclusions or Exemptions 506c Accepted Date 2017-11-20 11:11:33 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Orange Center Tower Investors I LP See All Filings	D	2017-11-20 11:10:34 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers RealCadre LLC CIK Number 0001723170 Filed Document 0001723170-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-11-20 11:10:34 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Presig Holdings LLC See All Filings	D	2017-11-20 11:05:02 UTC
Amount To Be Raised $250,000 Associated Brokers / Dealers N/A CIK Number 0001723155 Filed Document 0001014108-17-000193 Exclusions or Exemptions 506b Accepted Date 2017-11-20 11:05:02 UTC Type of Offering D Industry Other Technology Principal Place of Business MISSOURI Revenue or Assets Decline to Disclose Type of Security Equity
SIGULER GUFF BRAZIL SPECIAL SITUATIONS FUND, LP See All Filings	D	2017-11-20 11:00:23 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A and The Bank of New York Mellon CIK Number 0001723140 Filed Document 0001723140-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-11-20 11:00:23 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Gamez International LLC See All Filings	D	2017-11-20 10:50:09 UTC
Amount To Be Raised $250,000 Associated Brokers / Dealers N/A CIK Number 0001703631 Filed Document 0001703631-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-11-20 10:50:09 UTC Type of Offering D Industry Other Principal Place of Business MICHIGAN Revenue or Assets Decline to Disclose Type of Security Debt
PARTNER EQUITY, LLC See All Filings	D	2017-11-20 10:50:02 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers NONE CIK Number 0001723060 Filed Document 0001723060-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-11-20 10:50:02 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Equity
Unison Lake Mary, LLC See All Filings	D	2017-11-20 10:49:28 UTC
Amount To Be Raised $1,291,000 Associated Brokers / Dealers N/A CIK Number 0001723225 Filed Document 0001723225-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-11-20 10:49:28 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
NIS Short Duration High Yield Fund, LLC See All Filings	D/A	2017-11-20 10:44:57 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001573178 Filed Document 0001573178-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-11-20 10:44:57 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business WISCONSIN Revenue or Assets Decline to Disclose Type of Security Equity
Timber Bay Fund I, LP See All Filings	D/A	2017-11-20 10:43:12 UTC
Amount To Be Raised $200,000,000 Associated Brokers / Dealers N/A CIK Number 0001690510 Filed Document 0001690510-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-11-20 10:43:12 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Exonics Therapeutics, Inc. See All Filings	D	2017-11-20 10:39:35 UTC
Amount To Be Raised $42,043,965 Associated Brokers / Dealers N/A CIK Number 0001722820 Filed Document 0001722820-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-11-20 10:39:35 UTC Type of Offering D Industry Biotechnology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
BROOKWOOD SFL INVESTORS, LLC See All Filings	D	2017-11-20 10:39:07 UTC
Amount To Be Raised $10,575,000 Associated Brokers / Dealers None CIK Number 0001722978 Filed Document 0001140361-17-043293 Exclusions or Exemptions 506b Accepted Date 2017-11-20 10:39:07 UTC Type of Offering D Industry Other Real Estate Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Vetris Capital Fund I, LP See All Filings	D/A	2017-11-20 10:28:49 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001592161 Filed Document 0001592161-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-11-20 10:28:49 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
GCM Grosvenor California Impact SBIC Fund, L.P. See All Filings	D/A	2017-11-20 10:26:43 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001660523 Filed Document 0001566114-17-000109 Exclusions or Exemptions 506b Accepted Date 2017-11-20 10:26:43 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CS1031 California MOB I, DST See All Filings	D	2017-11-20 10:24:30 UTC
Amount To Be Raised $3,630,000 Associated Brokers / Dealers N/A CIK Number 0001723201 Filed Document 0001723201-17-000001 Exclusions or Exemptions 506c Accepted Date 2017-11-20 10:24:30 UTC Type of Offering D Industry Commercial Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Other
FVP OVERSEAS LTD See All Filings	D/A	2017-11-20 10:08:18 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001404673 Filed Document 0001019056-17-000778 Exclusions or Exemptions 506b Accepted Date 2017-11-20 10:08:18 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
CIPHERLOC Corp See All Filings	D/A	2017-11-20 10:07:33 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers None CIK Number 0001022505 Filed Document 0001493152-17-013536 Exclusions or Exemptions 506b Accepted Date 2017-11-20 10:07:33 UTC Type of Offering D/A Industry Other Principal Place of Business TEXAS Revenue or Assets $$1 - $1,000,000 Type of Security Equity
FVP Master Fund LP See All Filings	D/A	2017-11-20 10:06:34 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001407275 Filed Document 0001019056-17-000776 Exclusions or Exemptions 506b Accepted Date 2017-11-20 10:06:34 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MedMinder Systems, Inc. See All Filings	D	2017-11-20 10:03:51 UTC
Amount To Be Raised $1,500,001 Associated Brokers / Dealers N/A CIK Number 0001488814 Filed Document 0001488814-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-11-20 10:03:51 UTC Type of Offering D Industry Other Health Care Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
ShotStop Ballistics LLC See All Filings	D	2017-11-20 09:32:56 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001668479 Filed Document 0001668479-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-11-20 09:32:56 UTC Type of Offering D Industry Other Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
Pantera Bitcoin Fund Ltd See All Filings	D/A	2017-11-20 09:21:03 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001598389 Filed Document 0000902664-17-004400 Exclusions or Exemptions 506c Accepted Date 2017-11-20 09:21:03 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Kohinoor Core (Cayman) Master Fund See All Filings	D/A	2017-11-20 09:19:43 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001658428 Filed Document 0000902664-17-004399 Exclusions or Exemptions 506b Accepted Date 2017-11-20 09:19:43 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Ally Bridge MedAlpha International Fund Ltd See All Filings	D	2017-11-20 09:17:45 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001722696 Filed Document 0000945621-17-000412 Exclusions or Exemptions 506b Accepted Date 2017-11-20 09:17:45 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business HONG KONG Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2017-11-20 09:15:44 UTC
Amount To Be Raised $123,306 Associated Brokers / Dealers Curtis C. Wyrtzen III CIK Number 0001135856 Filed Document 0001135856-17-000338 Exclusions or Exemptions 506b Accepted Date 2017-11-20 09:15:44 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund