Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
LINDEN INTERNATIONAL LTD See All Filings	D/A	2015-01-23 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001459473 Filed Document 0000902664-15-000238 Exclusions or Exemptions 506b Accepted Date 2015-01-23 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business BERMUDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BITCOIN SHOP INC. See All Filings	D	2015-01-23 00:00:00 UTC
Amount To Be Raised $433,000 Associated Brokers / Dealers N/A CIK Number 0001436229 Filed Document 0001415889-15-000234 Exclusions or Exemptions 506b Accepted Date 2015-01-23 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Equity
BMPP CAMERON REIT, INC. See All Filings	D	2015-01-23 00:00:00 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Charles B. Harrison, Scott Harrison, Phyllis J. Beck, Patrick J. Whelchel, and Lori Mayfield CIK Number 0001631524 Filed Document 0001631524-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-01-23 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Empire Tax Fund VII LLC See All Filings	D	2015-01-23 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001631621 Filed Document 0001631621-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-01-23 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $Not Applicable Type of Security Equity
Sistema Fund Ltd See All Filings	D/A	2015-01-22 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001606864 Filed Document 0001586487-15-000004 Exclusions or Exemptions 506b Accepted Date 2015-01-22 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business HONG KONG Revenue or Assets $$25,000,001 - $50,000,000 Type of Security Pooled Investment Fund
Prescient Logistics, LLC See All Filings	D	2015-01-22 00:00:00 UTC
Amount To Be Raised $300,000 Associated Brokers / Dealers N/A CIK Number 0001626619 Filed Document 0001626619-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-01-22 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business FLORIDA Revenue or Assets $No Revenues Type of Security Equity
COLUMBIA US CONTRARIAN CORE EQUITY PRIVATE FUND, LLC See All Filings	D/A	2015-01-22 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001541655 Filed Document 0001140361-15-002445 Exclusions or Exemptions 506b Accepted Date 2015-01-22 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Abrams Capital International, Ltd. See All Filings	D/A	2015-01-22 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001442184 Filed Document 0001140361-15-002490 Exclusions or Exemptions 506b Accepted Date 2015-01-22 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MINISTRY PARTNERS INVESTMENT COMPANY, LLC See All Filings	D/A	2015-01-22 00:00:00 UTC
Amount To Be Raised $298,000 Associated Brokers / Dealers MINISTRY PARTNERS SECURITIES, LLC CIK Number 0000944130 Filed Document 0000944130-15-000009 Exclusions or Exemptions 506b Accepted Date 2015-01-22 00:00:00 UTC Type of Offering D/A Industry Other Banking and Financial Services Principal Place of Business CALIFORNIA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Debt
PennantPark Credit Opportunities Fund II, LP See All Filings	D	2015-01-22 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001630869 Filed Document 0000945621-15-000024 Exclusions or Exemptions 506b Accepted Date 2015-01-22 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
INFER, INC. See All Filings	D	2015-01-22 00:00:00 UTC
Amount To Be Raised $28,500,000 Associated Brokers / Dealers N/A CIK Number 0001571616 Filed Document 0001571616-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-01-22 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
IMC ASSET MANAGEMENT FUNDS - IMC CREDIT FUND See All Filings	D/A	2015-01-22 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers n/a CIK Number 0001582323 Filed Document 0001582323-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-01-22 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business LUXEMBOURG Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Mark One Lifestyle, Inc. See All Filings	D/A	2015-01-22 00:00:00 UTC
Amount To Be Raised $3,167,471 Associated Brokers / Dealers N/A CIK Number 0001595869 Filed Document 0001595869-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-01-22 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Espalier Global Partners LP See All Filings	D/A	2015-01-22 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001509402 Filed Document 0000919574-15-000605 Exclusions or Exemptions 506b Accepted Date 2015-01-22 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NOD, INC. See All Filings	D	2015-01-22 00:00:00 UTC
Amount To Be Raised $12,000,000 Associated Brokers / Dealers N/A CIK Number 0001588690 Filed Document 0001588690-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-01-22 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
GRAVATATE, INC, See All Filings	D/A	2015-01-22 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001621575 Filed Document 0001621575-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-01-22 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business VIRGINIA Revenue or Assets $No Revenues Type of Security Equity
Helpful Manufacturing, Inc See All Filings	D	2015-01-22 00:00:00 UTC
Amount To Be Raised $35,000 Associated Brokers / Dealers N/A CIK Number 0001568671 Filed Document 0001568671-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-01-22 00:00:00 UTC Type of Offering D Industry Manufacturing Principal Place of Business FLORIDA Revenue or Assets $No Revenues Type of Security Equity
VelocityCapital Long/Short Volatility Fund LLC See All Filings	D/A	2015-01-22 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001550944 Filed Document 0000919574-15-000612 Exclusions or Exemptions 506b Accepted Date 2015-01-22 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
HudCo IX (International), L.P. See All Filings	D	2015-01-22 00:00:00 UTC
Amount To Be Raised $30,116,734 Associated Brokers / Dealers N/A CIK Number 0001629921 Filed Document 0001181431-15-001330 Exclusions or Exemptions 506b Accepted Date 2015-01-22 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Lakewood Capital Partners, LP See All Filings	D/A	2015-01-22 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001409705 Filed Document 0000919574-15-000600 Exclusions or Exemptions 506b Accepted Date 2015-01-22 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Spearfish Partners L.P. See All Filings	D	2015-01-22 00:00:00 UTC
Amount To Be Raised $502,847 Associated Brokers / Dealers N/A CIK Number 0001631805 Filed Document 0001631805-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-01-22 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business ALBERTA, CANADA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
South Plaza Storage, LLC See All Filings	D	2015-01-22 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001631417 Filed Document 0001631417-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-01-22 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business VIRGINIA Revenue or Assets $No Revenues Type of Security Equity
1891 REIT, LLC See All Filings	D	2015-01-22 00:00:00 UTC
Amount To Be Raised $750,000 Associated Brokers / Dealers N/A CIK Number 0001630559 Filed Document 0001630559-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-01-22 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business MISSOURI Revenue or Assets Decline to Disclose Type of Security Equity
COGENT TECHNOLOGY, INC. See All Filings	D	2015-01-22 00:00:00 UTC
Amount To Be Raised $10,000 Associated Brokers / Dealers N/A CIK Number 0001630188 Filed Document 0001630188-15-000001 Exclusions or Exemptions 505 and 506b Accepted Date 2015-01-22 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Quantitative Indicator Fund See All Filings	D/A	2015-01-22 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers n/a CIK Number 0001595735 Filed Document 0001595735-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-01-22 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business IRELAND Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Strategic Growth Bancorp Inc. See All Filings	D	2015-01-22 00:00:00 UTC
Amount To Be Raised $55,775,000 Associated Brokers / Dealers N/A CIK Number 0001539830 Filed Document 0000950103-15-000481 Exclusions or Exemptions 506b Accepted Date 2015-01-22 00:00:00 UTC Type of Offering D Industry Commercial Banking Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
West Side Clearview CMBS Fund LP See All Filings	D/A	2015-01-22 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001560610 Filed Document 0001560610-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-01-22 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
West Side Clearview CMBS Offshore Fund Ltd See All Filings	D/A	2015-01-22 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001576726 Filed Document 0001576726-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-01-22 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Philadelphia Financial Life Assurance Co Separate Account VA 102 See All Filings	D/A	2015-01-22 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001549079 Filed Document 0001549079-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-01-22 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Innovational Funding, LLC Project #39 See All Filings	D	2015-01-22 00:00:00 UTC
Amount To Be Raised $250,000 Associated Brokers / Dealers N/A CIK Number 0001631482 Filed Document 0001631482-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-01-22 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
SaaS Capital Partners II, LP See All Filings	D	2015-01-22 00:00:00 UTC
Amount To Be Raised $60,000,000 Associated Brokers / Dealers N/A CIK Number 0001631229 Filed Document 0001631229-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-01-22 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
HIGHLINE CAPITAL INTERNATIONAL LTD See All Filings	D/A	2015-01-22 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001372659 Filed Document 0001372659-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-01-22 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business VIRGIN ISLANDS, BRITISH Revenue or Assets Decline to Disclose Type of Security Equity
Monogram Residential 1401 Mission REIT, LLC See All Filings	D/A	2015-01-22 00:00:00 UTC
Amount To Be Raised $62,500 Associated Brokers / Dealers Charles Harrison, Phyllis Beck, Patrick Whelchel, Scott Harrison, and Lori Mayfield CIK Number 0001631413 Filed Document 0001631413-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-01-22 00:00:00 UTC Type of Offering D/A Industry REITS and Finance Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Amici Offshore, Ltd. See All Filings	D/A	2015-01-22 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Christopher E. Engel and Lee W. Gladden CIK Number 0001169600 Filed Document 0000902664-15-000224 Exclusions or Exemptions 506b Accepted Date 2015-01-22 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business VIRGIN ISLANDS, BRITISH Revenue or Assets Decline to Disclose Type of Security Equity
Pacific Grove International Ltd. See All Filings	D	2015-01-22 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001631106 Filed Document 0000935836-15-000064 Exclusions or Exemptions 506b Accepted Date 2015-01-22 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business IRELAND Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
HGI US Property Fund VIII, LLC See All Filings	D	2015-01-22 00:00:00 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers Benzion Rahana and Yorahm Mehr CIK Number 0001631220 Filed Document 0001631220-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-01-22 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business VIRGINIA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Pooled Investment Fund
Led By Faith, LLC See All Filings	D	2015-01-22 00:00:00 UTC
Amount To Be Raised $60,000 Associated Brokers / Dealers N/A CIK Number 0001631192 Filed Document 0001631192-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-01-22 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business UTAH Revenue or Assets $$1 - $1,000,000 Type of Security Equity
WHISKEYSPEAK. LLC See All Filings	D/A	2015-01-22 00:00:00 UTC
Amount To Be Raised $5,500,000 Associated Brokers / Dealers N/A CIK Number 0001599322 Filed Document 0001599322-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-01-22 00:00:00 UTC Type of Offering D/A Industry Commercial Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
MICON Properties LLC See All Filings	D	2015-01-22 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001631394 Filed Document 0001631394-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-01-22 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Debt
ARCHSTONE ABSOLUTE RETURN STRATEGIES FUND, LTD. See All Filings	D/A	2015-01-22 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Morgan Keegan and Company, Inc. ("MK&C") and RAYMOND JAMES & ASSOCIATES, INC. ("RJ&A") CIK Number 0001170070 Filed Document 0000899140-15-000096 Exclusions or Exemptions 506b Accepted Date 2015-01-22 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Ares Special Situations Fund IV, L.P. See All Filings	D/A	2015-01-22 00:00:00 UTC
Amount To Be Raised $1,250,000,000 Associated Brokers / Dealers Ares Investor Services LLC, HMC ITAJUBA, and RT Financial Services GmbH CIK Number 0001611813 Filed Document 0001611813-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-01-22 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Espalier Global Offshore Fund, Ltd. See All Filings	D/A	2015-01-22 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001509403 Filed Document 0000919574-15-000604 Exclusions or Exemptions 506b Accepted Date 2015-01-22 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
WILLIAM JAMES CAPITAL, L.P. See All Filings	D/A	2015-01-22 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001579246 Filed Document 0001579246-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-01-22 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets $Not Applicable Type of Security Equity
WESTERN PACIFIC RESOURCES CORP See All Filings	D	2015-01-22 00:00:00 UTC
Amount To Be Raised $100,000 Associated Brokers / Dealers N/A CIK Number 0001482436 Filed Document 0001183740-15-000045 Exclusions or Exemptions 506b Accepted Date 2015-01-22 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Marker II LP Eyeview Series C-1 LP See All Filings	D	2015-01-22 00:00:00 UTC
Amount To Be Raised $5,250,000 Associated Brokers / Dealers N/A CIK Number 0001631327 Filed Document 0001631327-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-01-22 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Marker II LP Taboola Series E LP See All Filings	D	2015-01-22 00:00:00 UTC
Amount To Be Raised $10,150,000 Associated Brokers / Dealers N/A CIK Number 0001631335 Filed Document 0001631335-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-01-22 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Home Ec Inc. See All Filings	D	2015-01-22 00:00:00 UTC
Amount To Be Raised $800,000 Associated Brokers / Dealers None CIK Number 0001528566 Filed Document 0001528566-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-01-22 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
AEW Value Investors Asia II, L.P. See All Filings	D	2015-01-22 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001628730 Filed Document 0001628730-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-01-22 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
EPF REIT (Mariners Key) LLC See All Filings	D	2015-01-22 00:00:00 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers H & L Equities, LLC, H & L Equities, H & L Equities, LLC, H & L Equities, LLC, and H & L Equities, LLC CIK Number 0001630297 Filed Document 0001140361-15-002437 Exclusions or Exemptions 506b Accepted Date 2015-01-22 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
DOPL LLC See All Filings	D	2015-01-22 00:00:00 UTC
Amount To Be Raised $165,000 Associated Brokers / Dealers N/A CIK Number 0001630548 Filed Document 0001630548-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-01-22 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Debt