Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Virginia Beach Professional Baseball, L.L.C. See All Filings	D	2013-12-19 00:00:00 UTC
Amount To Be Raised $4,500,000 Associated Brokers / Dealers N/A CIK Number 0001594626 Filed Document 0001594626-13-000001 Exclusions or Exemptions 506c Accepted Date 2013-12-19 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business VIRGINIA Revenue or Assets $No Revenues Type of Security Equity
Prime Meridian Income Fund, LP See All Filings	D/A	2013-12-19 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001548090 Filed Document 0001548090-13-000001 Exclusions or Exemptions 506c Accepted Date 2013-12-19 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEVADA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Pooled Investment Fund
Freshplum Inc. See All Filings	D	2013-12-19 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001594896 Filed Document 0001594896-13-000001 Exclusions or Exemptions 506c Accepted Date 2013-12-19 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
Baron Bakken I LLC See All Filings	D	2013-12-19 00:00:00 UTC
Amount To Be Raised $200,000 Associated Brokers / Dealers N/A CIK Number 0001594470 Filed Document 0001594470-13-000002 Exclusions or Exemptions 506c Accepted Date 2013-12-19 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
SCHOLARS JOB CREATION FUND, LLC See All Filings	D	2013-12-18 00:00:00 UTC
Amount To Be Raised $49,500,000 Associated Brokers / Dealers Mr. No None CIK Number 0001591753 Filed Document 0001591753-13-000001 Exclusions or Exemptions 506c Accepted Date 2013-12-18 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets $Not Applicable Type of Security Equity
Childs Capital Partners III, LLC See All Filings	D	2013-12-18 00:00:00 UTC
Amount To Be Raised $2,405,000 Associated Brokers / Dealers N/A CIK Number 0001593732 Filed Document 0001593732-14-000001 Exclusions or Exemptions 506c Accepted Date 2013-12-18 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
MacKenzie Preferred Funding, LLC See All Filings	D	2013-12-18 00:00:00 UTC
Amount To Be Raised $14,500,000 Associated Brokers / Dealers Herbert J. Sims & Co. Inc. CIK Number 0001594354 Filed Document 0001594354-13-000001 Exclusions or Exemptions 506c Accepted Date 2013-12-18 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Debt
Harvest Fund I, LLLP See All Filings	D/A	2013-12-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001565123 Filed Document 0001565123-13-000003 Exclusions or Exemptions 506c Accepted Date 2013-12-18 00:00:00 UTC Type of Offering D/A Industry Investing Principal Place of Business NORTH DAKOTA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Pooled Investment Fund
Graham Absolute Return Ltd. See All Filings	D	2013-12-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001593364 Filed Document 0001593364-13-000001 Exclusions or Exemptions 506c Accepted Date 2013-12-18 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets $Over $100,000,000 Type of Security Equity
Bermuda Partners, LLC See All Filings	D	2013-12-18 00:00:00 UTC
Amount To Be Raised $525,300 Associated Brokers / Dealers N/A CIK Number 0001593735 Filed Document 0001593735-13-000001 Exclusions or Exemptions 506c Accepted Date 2013-12-18 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business MISSOURI Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Opportunity Income Plus LP See All Filings	D	2013-12-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001581172 Filed Document 0001581172-13-000001 Exclusions or Exemptions 506c Accepted Date 2013-12-18 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CODESMART HOLDINGS, INC. See All Filings	D	2013-12-18 00:00:00 UTC
Amount To Be Raised $175,000 Associated Brokers / Dealers Garden State Securities, Inc. CIK Number 0001543098 Filed Document 0001543098-13-000010 Exclusions or Exemptions 506c Accepted Date 2013-12-18 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets $$1 - $1,000,000 Type of Security Debt
Graham Absolute Return Trading Ltd. See All Filings	D	2013-12-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001593406 Filed Document 0001593364-13-000002 Exclusions or Exemptions 506c Accepted Date 2013-12-18 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets $Over $100,000,000 Type of Security Equity
Allegro Capital Management, Inc. See All Filings	D	2013-12-18 00:00:00 UTC
Amount To Be Raised $400,000 Associated Brokers / Dealers David L. Holmes CIK Number 0001594771 Filed Document 0001594771-13-000001 Exclusions or Exemptions 506c Accepted Date 2013-12-18 00:00:00 UTC Type of Offering D Industry Investing Principal Place of Business NEVADA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Oberon FMR, Inc. See All Filings	D	2013-12-18 00:00:00 UTC
Amount To Be Raised $12,705,096 Associated Brokers / Dealers N/A CIK Number 0001411012 Filed Document 0001411012-13-000001 Exclusions or Exemptions 506c Accepted Date 2013-12-18 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Shayne Foods, Inc. See All Filings	D	2013-12-18 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers Shayne Foods, Inc. CIK Number 0001594570 Filed Document 0001594570-13-000001 Exclusions or Exemptions 506c Accepted Date 2013-12-18 00:00:00 UTC Type of Offering D Industry Manufacturing Principal Place of Business UNITED STATES Revenue or Assets $$1 - $1,000,000 Type of Security Equity
3D Therapeutics, LLC See All Filings	D	2013-12-18 00:00:00 UTC
Amount To Be Raised $80,000 Associated Brokers / Dealers N/A CIK Number 0001593782 Filed Document 0001593782-13-000001 Exclusions or Exemptions 506c Accepted Date 2013-12-18 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
LV Complex LP See All Filings	D	2013-12-17 00:00:00 UTC
Amount To Be Raised $1,904,000 Associated Brokers / Dealers N/A CIK Number 0001594245 Filed Document 0001594245-13-000002 Exclusions or Exemptions 506c Accepted Date 2013-12-17 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
SUVOLTA, INC. See All Filings	D	2013-12-17 00:00:00 UTC
Amount To Be Raised $30,334,420 Associated Brokers / Dealers N/A CIK Number 0001356683 Filed Document 0001356683-14-000001 Exclusions or Exemptions 506c Accepted Date 2013-12-17 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
PO CAMPO, LLC See All Filings	D	2013-12-17 00:00:00 UTC
Amount To Be Raised $11,500 Associated Brokers / Dealers Bolstr, Inc. CIK Number 0001594240 Filed Document 0001594240-13-000001 Exclusions or Exemptions 506c Accepted Date 2013-12-17 00:00:00 UTC Type of Offering D Industry Retailing Principal Place of Business ILLINOIS Revenue or Assets $$1 - $1,000,000 Type of Security Other
RSF Partners Tax Exempt VI, L.P. See All Filings	D	2013-12-17 00:00:00 UTC
Amount To Be Raised $200,000,000 Associated Brokers / Dealers N/A CIK Number 0001593355 Filed Document 0001593355-13-000001 Exclusions or Exemptions 506c Accepted Date 2013-12-17 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Millennial PDP Fund IV, LP See All Filings	D	2013-12-17 00:00:00 UTC
Amount To Be Raised $3,625,000 Associated Brokers / Dealers Millennial Energy, LLC CIK Number 0001593911 Filed Document 0001593911-13-000001 Exclusions or Exemptions 506c Accepted Date 2013-12-17 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Fractal OnCall Solutions LLC See All Filings	D/A	2013-12-17 00:00:00 UTC
Amount To Be Raised $220,000 Associated Brokers / Dealers N/A CIK Number 0001574178 Filed Document 0001574178-13-000006 Exclusions or Exemptions 506c Accepted Date 2013-12-17 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business ALASKA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
RiceWrap Foods Corp See All Filings	D	2013-12-17 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001521901 Filed Document 0001521901-13-000005 Exclusions or Exemptions 506c Accepted Date 2013-12-17 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Other
Phoenix Pharms Capital Corp See All Filings	D	2013-12-17 00:00:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers Not Applicable CIK Number 0001594574 Filed Document 0001014897-13-000469 Exclusions or Exemptions 506c Accepted Date 2013-12-17 00:00:00 UTC Type of Offering D Industry Business Services Principal Place of Business COLORADO Revenue or Assets $No Revenues Type of Security Equity
AL-Shyp-Fund, LLC See All Filings	D	2013-12-17 00:00:00 UTC
Amount To Be Raised $747,500 Associated Brokers / Dealers N/A CIK Number 0001591575 Filed Document 0001591575-13-000001 Exclusions or Exemptions 506c Accepted Date 2013-12-17 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
CWP Hermann Park, LLC See All Filings	D/A	2013-12-17 00:00:00 UTC
Amount To Be Raised $800,000 Associated Brokers / Dealers N/A CIK Number 0001587838 Filed Document 0001587838-13-000003 Exclusions or Exemptions 506c Accepted Date 2013-12-17 00:00:00 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Moon Value Fund I, LLC See All Filings	D	2013-12-16 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Moon Capital Management LLC CIK Number 0001594330 Filed Document 0001594330-13-000001 Exclusions or Exemptions 505 and 506c Accepted Date 2013-12-16 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TENNESSEE Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Pooled Investment Fund
Gold Reef Mining, LLC See All Filings	D	2013-12-16 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/a CIK Number 0001594231 Filed Document 0001594231-13-000001 Exclusions or Exemptions 506c Accepted Date 2013-12-16 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business ARIZONA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
RSF Strategic Partners VI, L.P. See All Filings	D	2013-12-16 00:00:00 UTC
Amount To Be Raised $200,000,000 Associated Brokers / Dealers N/A CIK Number 0001593383 Filed Document 0001593383-13-000001 Exclusions or Exemptions 506c Accepted Date 2013-12-16 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Thermal Imaging Radar, LLC See All Filings	D/A	2013-12-16 00:00:00 UTC
Amount To Be Raised $6,000,000 Associated Brokers / Dealers N/A CIK Number 0001557005 Filed Document 0001557005-13-000005 Exclusions or Exemptions 506c Accepted Date 2013-12-16 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business UTAH Revenue or Assets $No Revenues Type of Security Equity
Reign Development Group, LLC See All Filings	D/A	2013-12-16 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers None CIK Number 0001570092 Filed Document 0001570092-13-000006 Exclusions or Exemptions 506c Accepted Date 2013-12-16 00:00:00 UTC Type of Offering D/A Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Other
Silver Tusk Lease Acquisition & Development Partnership LP See All Filings	D	2013-12-16 00:00:00 UTC
Amount To Be Raised $45,000,000 Associated Brokers / Dealers N/A CIK Number 0001594367 Filed Document 0001594367-13-000001 Exclusions or Exemptions 506c Accepted Date 2013-12-16 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
SI Plano Retail, LLC See All Filings	D	2013-12-16 00:00:00 UTC
Amount To Be Raised $790,000 Associated Brokers / Dealers N/A CIK Number 0001594343 Filed Document 0001594343-13-000001 Exclusions or Exemptions 506c Accepted Date 2013-12-16 00:00:00 UTC Type of Offering D Industry Investing Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
New Brand Ventures LLC See All Filings	D	2013-12-13 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001594185 Filed Document 0001594185-13-000001 Exclusions or Exemptions 506c Accepted Date 2013-12-13 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets $No Revenues Type of Security Equity
Great Plains Holdings, Inc. See All Filings	D	2013-12-13 00:00:00 UTC
Amount To Be Raised $100,000 Associated Brokers / Dealers N/A CIK Number 0001357671 Filed Document 0001096906-13-001865 Exclusions or Exemptions 506c Accepted Date 2013-12-13 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business FLORIDA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
TURBODYNE TECHNOLOGIES, INC See All Filings	D/A	2013-12-13 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001022097 Filed Document 0000909012-13-000459 Exclusions or Exemptions 506c Accepted Date 2013-12-13 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets $$1 - $1,000,000 Type of Security Debt
U.S. Food Fund, LLC See All Filings	D/A	2013-12-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001589198 Filed Document 0001589198-13-000005 Exclusions or Exemptions 506c Accepted Date 2013-12-12 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business GEORGIA Revenue or Assets $No Revenues Type of Security Equity
Clear Energy Systems, Inc. See All Filings	D/A	2013-12-12 00:00:00 UTC
Amount To Be Raised $11,000,000 Associated Brokers / Dealers N/A CIK Number 0001480983 Filed Document 0001480983-13-000006 Exclusions or Exemptions 506c Accepted Date 2013-12-12 00:00:00 UTC Type of Offering D/A Industry Manufacturing Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Equity
John Hancock Variable Account PPM1-R See All Filings	D/A	2013-12-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Brent Kinetz, David J. Carroll, Ernest T. Baptista, Jr., James A. Cheney, Jerome W. Tisser, and Morey H. Goldberg CIK Number 0001458492 Filed Document 0001181431-13-062539 Exclusions or Exemptions 506c Accepted Date 2013-12-12 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
StoryPress Inc See All Filings	D	2013-12-12 00:00:00 UTC
Amount To Be Raised $130,000 Associated Brokers / Dealers N/A CIK Number 0001557640 Filed Document 0001557640-13-000003 Exclusions or Exemptions 506c Accepted Date 2013-12-12 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business TEXAS Revenue or Assets $$1 - $1,000,000 Type of Security Equity
METROPOLITAN LIFE INSURANCE CO See All Filings	D	2013-12-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Various Agents, Jeremiah J. Reen, Jr., Various Agents, Mendel A. Melzer, Wayne M. Schuh, Various Agents, Mark L. Merlotti, David F. Byers, Jr., Various Agents, Various Agents, and James H. Van Epps CIK Number 0000937834 Filed Document 0000937834-13-000005 Exclusions or Exemptions 506c Accepted Date 2013-12-12 00:00:00 UTC Type of Offering D Industry Insurance Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Other
JOHN HANCOCK VARIABLE LIFE ACCOUNT PPM1-V See All Filings	D/A	2013-12-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Andrew A Goldman, Brent Kinetz, Clune J Walsh III, Clune J Walsh Jr, David D Ehlert, David J Carroll, David J Taylor, David W Goldberg, Don E Garlikov, Donald Friedman, Donald Mehlig, Ezra Ripple, Gary Sitzmann, Guy Richard Thomas, H Richard Wehmeier, H Thomas Hollinger, Harry Levitt, J Davis Hunter, James A Cheney, James Davis, James E Cleary, James Kornreich, James Roberson, Jim Clary, John D Becker, John M Barry, John M Barry, John Meisenbach, Jordon R Katz, Lawton Nease, Luther Lockwood, Michael J Kiley, Milton H Cohn, Morey H Goldberg, Paul Silberberg, Peter S Miller, Richard F Swider, Stephen C Brown, Todd Mezrah, Tom Provow, Vernon Holleman III, Brad Morgan, Daniel J Wagner, David W Freely, Stephen Karp, Paul MacCaskill, Gerald I Applefield, Patrick Trammell, David Byers, William Wood, Michael Corrigan, and Richard Snipes CIK Number 0001132213 Filed Document 0001181431-13-062600 Exclusions or Exemptions 506c Accepted Date 2013-12-12 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Larson Capital Fund I, L.P. See All Filings	D/A	2013-12-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001588181 Filed Document 0001588181-13-000004 Exclusions or Exemptions 506c Accepted Date 2013-12-12 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MISSOURI Revenue or Assets $$1 - $1,000,000 Type of Security Pooled Investment Fund
John Hancock Life Insurance Co (U.S.A.) Separate Account P See All Filings	D/A	2013-12-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers John Ramsey, Donald Friedman, David Gagnon, Michael Corrigan, Daniel Wagner, William Granville, William Borchert, James Cheney, Todd Mezrah, William Solfisburg, Stephen Kaufman, Richard Melnick, Carlos Huerta, Jeffrey Davis, James Wagner, Gus Comiskey, Daryl Brockman, Raymond Layman, Kevin Conley, Glenn Blackwood, Jason Prather, Robert Leeper, Stephen Whipple, David Larson, Thomas Lynch, Bobby Whitfield Jr, Wayne Cravens, Jose Garza, Jeremy Knobel, Michael Layne, James R. Cole, Judson Gray Teekell, David Byers, Joseph Crea, David Emery, Wesley Caudell, Stephen Coale, Steven Goldberg, Bennett Meyer, John Ellis, Richard Boothby, Richard Brock, David Soczek, Robert J. Kozloski II, Mero Capo, Michael Nolan, Jay Petty, Robert M Rushing, Matthew Henebry, John Sproule, Mark Duder, John Pesh, Albert Schiff, Louis Moore, Andy Roller, Todd Andritsch, Steven Cochlan, Alan Meltzer, Matthew E Schiff, Michael Bremer, Lynn Butkus, Ronald Paulseen, Aeramy Paulseen, Karl Marzocchi, Everett Noack, William Chatfield, Brian Sheldon, Bryant Kirk, J. Dave Hunter, Gerald Middel, Cameron McElhany, Arnold Winick, Joseph Kelly, Charles Provow, Richard Deutsch, Donald Curristan, John Moreno, Lon P. Haines, Andrew Roquet, Ronald Krizek, Scott Krizek, Bruce Bauer, Michael Downey, Richard J Brock, George Diamantis, Mark Wilson, Louis C. Ciliberti, Richard Brock, James Cheney, Mark W. Boomgaarden, Douglas P. Dreyer, Scott Richardson, PAUL E. EVANS, and DAVID A. SOCZEK CIK Number 0001452178 Filed Document 0001181431-13-062602 Exclusions or Exemptions 506c Accepted Date 2013-12-12 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
John Hancock Variable Account PPM2-K See All Filings	D/A	2013-12-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers James A. Cheney CIK Number 0001458491 Filed Document 0001181431-13-062537 Exclusions or Exemptions 506c Accepted Date 2013-12-12 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
John Hancock Life Insurance Co (U.S.A.) Separate Account PPM1-T See All Filings	D/A	2013-12-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Brent Kinetz, Campbell Gerrish, Michael L. Silverberg, Milton H. Cohn, Michael Padon, Vernon Holleman III, Richard J. Chaffee, Kevin Bachler, Clune J. Walsh, Jr., Guy Richard Thomas, Michael Liebeskind, Eric Naison-Phillips, Gary Sitzmann, Edward C. Houghton, IV, and David Wexler CIK Number 0001458488 Filed Document 0001181431-13-062599 Exclusions or Exemptions 506c Accepted Date 2013-12-12 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
JOHN HANCOCK VARIABLE LIFE ACCOUNT PPM2-3 See All Filings	D/A	2013-12-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Dan Toney, David Byers, Gary Sitzmann, Guy Richard Thomas, James A. Cheney, James M. Pollock, John D. Becker, Patrick Trammell, and William Wood CIK Number 0001143982 Filed Document 0001181431-13-062570 Exclusions or Exemptions 506c Accepted Date 2013-12-12 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Blackburne & Brown Mortgage Fund II, L.P. See All Filings	D	2013-12-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001594156 Filed Document 0001594156-13-000001 Exclusions or Exemptions 506c Accepted Date 2013-12-12 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Mile High Run Club, LLC See All Filings	D	2013-12-11 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001594278 Filed Document 0001594278-13-000001 Exclusions or Exemptions 505 and 506c Accepted Date 2013-12-11 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity