Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Blackstone Real Estate Partners VIII.F L.P. See All Filings	D/A	2015-07-16 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Compass Group Global Advisors S.A., NH Investment & Securities Co., Ltd., The Hongkong and Shanghai Banking Corporation Limited, Private Banking division, The Hongkong and Shanghai Banking Corporation Limited, Singapore Branch, Private Banking division, HSBC Private Bank (Suisse) SA, HSBC Private Bank (Monaco) S.A., HSBC Private Bank (Luxembourg) S.A., HSBC Private Bank (UK) Limited, and HSBC Private Bank (C.I.) Limited CIK Number 0001630884 Filed Document 0001630884-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-07-16 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Blackstone Real Estate Partners VIII L.P. See All Filings	D/A	2015-07-16 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers UBS Financial Services Inc. and Bank Julius Baer & Co. Ltd. CIK Number 0001630881 Filed Document 0001630881-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-07-16 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Celmatix Inc. See All Filings	D	2015-07-16 00:00:00 UTC
Amount To Be Raised $5,510,000 Associated Brokers / Dealers N/A CIK Number 0001514000 Filed Document 0001514000-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-07-16 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
GUARD MACRO OFFSHORE FEEDER FUND See All Filings	D/A	2015-07-16 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001615097 Filed Document 0001615097-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-07-16 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business HONG KONG Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Columbus Hydraulics Holdings, LLC See All Filings	D	2015-07-16 00:00:00 UTC
Amount To Be Raised $26,000,000 Associated Brokers / Dealers N/A CIK Number 0001647219 Filed Document 0001209191-15-061142 Exclusions or Exemptions 506b Accepted Date 2015-07-16 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Equity
Biological Dynamics Inc See All Filings	D	2015-07-16 00:00:00 UTC
Amount To Be Raised $26,847,996 Associated Brokers / Dealers N/A CIK Number 0001648485 Filed Document 0001648485-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-07-16 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Z Loan & Investment, LLC See All Filings	D	2015-07-16 00:00:00 UTC
Amount To Be Raised $400,000 Associated Brokers / Dealers N/A CIK Number 0001467826 Filed Document 0001467826-15-000011 Exclusions or Exemptions 506b Accepted Date 2015-07-16 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business NEVADA Revenue or Assets $$1 - $1,000,000 Type of Security Debt
Argos Risk LLC See All Filings	D	2015-07-16 00:00:00 UTC
Amount To Be Raised $400,000 Associated Brokers / Dealers Cedar Point Capital, LLC CIK Number 0001535408 Filed Document 0001535408-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-07-16 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Debt
Mosaic Real Estate Credit, LLC See All Filings	D	2015-07-16 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001648233 Filed Document 0001144204-15-042831 Exclusions or Exemptions 506b Accepted Date 2015-07-16 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Dimensional Funds plc See All Filings	D/A	2015-07-16 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001512221 Filed Document 0000943663-15-000159 Exclusions or Exemptions 506b Accepted Date 2015-07-16 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business IRELAND Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Sub Rosa Cellars, Inc. See All Filings	D	2015-07-16 00:00:00 UTC
Amount To Be Raised $325,000 Associated Brokers / Dealers N/A CIK Number 0001648179 Filed Document 0001648179-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-07-16 00:00:00 UTC Type of Offering D Industry Restaurants Principal Place of Business NEW MEXICO Revenue or Assets $No Revenues Type of Security Equity
BW GLOBAL MACRO OFFSHORE FUND, LTD. See All Filings	D/A	2015-07-16 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers LEGG MASON INVESTOR SERVICES, LLC CIK Number 0001613717 Filed Document 0001613717-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-07-16 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Mastermind Studios, Inc. See All Filings	D/A	2015-07-16 00:00:00 UTC
Amount To Be Raised $3,200,000 Associated Brokers / Dealers N/A CIK Number 0001605881 Filed Document 0001605881-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-07-16 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
H/2 CREDIT PARTNERS L.P. See All Filings	D/A	2015-07-16 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001461028 Filed Document 0000919574-15-005461 Exclusions or Exemptions 506b Accepted Date 2015-07-16 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
H/2 Investors II L.P. See All Filings	D/A	2015-07-16 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001482308 Filed Document 0000919574-15-005459 Exclusions or Exemptions 506b Accepted Date 2015-07-16 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
PHOTOPHARMICS INC See All Filings	D	2015-07-16 00:00:00 UTC
Amount To Be Raised $2,700,000 Associated Brokers / Dealers N/A CIK Number 0001561150 Filed Document 0001561150-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-07-16 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Debt
ServisFirst Bancshares, Inc. See All Filings	D	2015-07-16 00:00:00 UTC
Amount To Be Raised $34,750,000 Associated Brokers / Dealers N/A CIK Number 0001430723 Filed Document 0001144204-15-042759 Exclusions or Exemptions 506b Accepted Date 2015-07-16 00:00:00 UTC Type of Offering D Industry Commercial Banking Principal Place of Business ALABAMA Revenue or Assets Decline to Disclose Type of Security Debt
Raveneur Master Fund Ltd See All Filings	D/A	2015-07-16 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001613963 Filed Document 0001613963-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-07-16 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
TCC II, LLC See All Filings	D	2015-07-16 00:00:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001648212 Filed Document 0001648212-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-07-16 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Xalud Therapeutics, Inc. See All Filings	D	2015-07-16 00:00:00 UTC
Amount To Be Raised $7,300,000 Associated Brokers / Dealers N/A CIK Number 0001646982 Filed Document 0001646982-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-07-16 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Equity
Ocean Partners LLC See All Filings	D/A	2015-07-16 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001319621 Filed Document 0001319760-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-07-16 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets $$25,000,001 - $50,000,000 Type of Security Equity
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2015-07-16 00:00:00 UTC
Amount To Be Raised $12,974,794 Associated Brokers / Dealers Rob Galbreath CIK Number 0001135856 Filed Document 0001135856-15-000220 Exclusions or Exemptions 506b Accepted Date 2015-07-16 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Future Capital Discovery Fund II, L.P. See All Filings	D	2015-07-16 00:00:00 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers N/A CIK Number 0001648207 Filed Document 0001648207-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-07-16 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
US GOVERNMENT BUILDING OPEN-END FEEDER 1, LP See All Filings	D/A	2015-07-16 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001553911 Filed Document 0001553911-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-07-16 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
LENSVECTOR, INC. See All Filings	D/A	2015-07-16 00:00:00 UTC
Amount To Be Raised $24,610,542 Associated Brokers / Dealers N/A CIK Number 0001382016 Filed Document 0001446933-15-000011 Exclusions or Exemptions 506b Accepted Date 2015-07-16 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Tomball Apt Venture, LLC See All Filings	D	2015-07-16 00:00:00 UTC
Amount To Be Raised $6,670,000 Associated Brokers / Dealers N/A CIK Number 0001648339 Filed Document 0001648339-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-07-16 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
DMS Global Tactical Asset Allocation Fund LLC See All Filings	D/A	2015-07-16 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001534559 Filed Document 0001534559-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-07-16 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business KANSAS Revenue or Assets Decline to Disclose Type of Security Equity
Scale Computing, Inc. See All Filings	D	2015-07-16 00:00:00 UTC
Amount To Be Raised $18,000,000 Associated Brokers / Dealers N/A CIK Number 0001462502 Filed Document 0001462502-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-07-16 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business INDIANA Revenue or Assets Decline to Disclose Type of Security Equity
TheNextSeed, Inc. See All Filings	D	2015-07-16 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001624182 Filed Document 0001624182-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-07-16 00:00:00 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Debt
LW PARENT, LP See All Filings	D	2015-07-16 00:00:00 UTC
Amount To Be Raised $137,250,000 Associated Brokers / Dealers N/A CIK Number 0001648302 Filed Document 0001648302-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-07-16 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Mariner Global Rates Trading Fund, L.P. See All Filings	D/A	2015-07-16 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Mariner Group Capital Markets, Inc. CIK Number 0001582115 Filed Document 0001582094-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-07-16 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Ventures Capital Partners, LLC See All Filings	D	2015-07-16 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001648304 Filed Document 0001648304-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-07-16 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business FLORIDA Revenue or Assets $No Revenues Type of Security Equity
ROW Currency Fund, LLC See All Filings	D/A	2015-07-16 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001581006 Filed Document 0001581006-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-07-16 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Demandbase Inc See All Filings	D	2015-07-16 00:00:00 UTC
Amount To Be Raised $30,000,000 Associated Brokers / Dealers N/A CIK Number 0001391273 Filed Document 0001391273-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-07-16 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
CAM LeSaint Capital LLC See All Filings	D	2015-07-16 00:00:00 UTC
Amount To Be Raised $1,900,000 Associated Brokers / Dealers N/A CIK Number 0001648823 Filed Document 0001648823-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-07-16 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Apollo USREF Co-Investors II (A), L.P. See All Filings	D	2015-07-16 00:00:00 UTC
Amount To Be Raised $9,900,000 Associated Brokers / Dealers N/A CIK Number 0001647422 Filed Document 0000950142-15-001713 Exclusions or Exemptions 506b Accepted Date 2015-07-16 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Upstart Holdings, Inc. See All Filings	D	2015-07-16 00:00:00 UTC
Amount To Be Raised $35,000,000 Associated Brokers / Dealers N/A CIK Number 0001647639 Filed Document 0001647639-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-07-16 00:00:00 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Channel Winston SGS Acquisition LLC See All Filings	D	2015-07-16 00:00:00 UTC
Amount To Be Raised $1,850,000 Associated Brokers / Dealers N/A CIK Number 0001648347 Filed Document 0001648347-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-07-16 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets $$1 - $5,000,000 Type of Security Pooled Investment Fund
CLEVELAND BIOLABS INC See All Filings	D	2015-07-16 00:00:00 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers Ladenburg & Thalmann & Co., Inc. CIK Number 0001318641 Filed Document 0001318641-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-07-16 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
AEI Net Lease Portfolio III DST See All Filings	D	2015-07-16 00:00:00 UTC
Amount To Be Raised $13,354,000 Associated Brokers / Dealers FINRA Member Broker-Dealers CIK Number 0001646852 Filed Document 0001646852-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-07-16 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Equity
Bainbridge Hershiser Income Fund, LP See All Filings	D	2015-07-16 00:00:00 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers N/A CIK Number 0001648127 Filed Document 0001648127-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-07-16 00:00:00 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business NEVADA Revenue or Assets Decline to Disclose Type of Security Equity
GRANITE INVESTMENT GROUP See All Filings	D	2015-07-15 10:01:27 UTC
Amount To Be Raised $9,700,000 Associated Brokers / Dealers N/A CIK Number 0001464463 Filed Document 0001464463-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-07-15 10:01:27 UTC Type of Offering D Industry Other Real Estate Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Common
TRISHIELD SPECIAL SITUATIONS FUND LTD. See All Filings	D/A	2015-07-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Jefferies LLC CIK Number 0001613501 Filed Document 0000919574-15-005415 Exclusions or Exemptions 506b Accepted Date 2015-07-15 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Tamarack Select Fund, LP See All Filings	D/A	2015-07-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001624700 Filed Document 0001095449-15-000100 Exclusions or Exemptions 506b Accepted Date 2015-07-15 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
LMF 2, LP See All Filings	D/A	2015-07-15 00:00:00 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001612464 Filed Document 0001612464-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-07-15 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
A-CBS-16-Fund, a series of AngelList-500-Funds, LLC See All Filings	D	2015-07-15 00:00:00 UTC
Amount To Be Raised $168,000 Associated Brokers / Dealers N/A CIK Number 0001648124 Filed Document 0001648124-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-07-15 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Sands Capital Private Growth Fund-MS, L.P. See All Filings	D	2015-07-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001647967 Filed Document 0001647967-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-07-15 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
REPISCORE, INC. See All Filings	D	2015-07-15 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001623233 Filed Document 0001623233-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-07-15 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Equity
eTouches, Inc. See All Filings	D	2015-07-15 00:00:00 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001500454 Filed Document 0001209191-15-060879 Exclusions or Exemptions 506b Accepted Date 2015-07-15 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
Alternative Investments Sustainability Ltd. See All Filings	D	2015-07-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Venovate Marketplace, Inc. CIK Number 0001645673 Filed Document 0000902664-15-003072 Exclusions or Exemptions 506b Accepted Date 2015-07-15 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund