Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Main & Hertel, LLC See All Filings	D	2017-08-10 14:37:04 UTC
Amount To Be Raised $9,500,000 Associated Brokers / Dealers N/A CIK Number 0001714423 Filed Document 0001714423-17-000001 Exclusions or Exemptions 506c Accepted Date 2017-08-10 14:37:04 UTC Type of Offering D Industry Commercial Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Vox Health Fund, LP See All Filings	D	2017-08-10 14:35:08 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001701941 Filed Document 0001701941-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-08-10 14:35:08 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW HAMPSHIRE Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Mycroft AI Inc. See All Filings	D	2017-08-10 14:33:57 UTC
Amount To Be Raised $150,000 Associated Brokers / Dealers N/A CIK Number 0001685404 Filed Document 0001685404-17-000007 Exclusions or Exemptions 506b Accepted Date 2017-08-10 14:33:57 UTC Type of Offering D Industry Other Technology Principal Place of Business MISSOURI Revenue or Assets Decline to Disclose Type of Security Other
Accent Equity 2017 L.P. See All Filings	D	2017-08-10 14:30:06 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers UBS SECURITIES LLC CIK Number 0001712869 Filed Document 0001712869-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-08-10 14:30:06 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business JERSEY Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BioQ Pharma Inc See All Filings	D	2017-08-10 14:25:20 UTC
Amount To Be Raised $6,250,000 Associated Brokers / Dealers N/A CIK Number 0001278320 Filed Document 0001382963-17-000128 Exclusions or Exemptions 506b Accepted Date 2017-08-10 14:25:20 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Option To Acquire
BVC2 LP See All Filings	D	2017-08-10 14:25:17 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001714233 Filed Document 0001288230-17-000012 Exclusions or Exemptions 506b Accepted Date 2017-08-10 14:25:17 UTC Type of Offering D Industry Investing Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Other
SPF Securitized Products Fund L.P. See All Filings	D/A	2017-08-10 14:24:52 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers UBS Financial Services Inc., Credit Suisse Securities (USA) LLC, and iCapital Securities, LLC CIK Number 0001549885 Filed Document 0001549885-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-08-10 14:24:52 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Tabor Crest Holdings LLC See All Filings	D	2017-08-10 14:23:13 UTC
Amount To Be Raised $3,800,000 Associated Brokers / Dealers Michael Scott Rickard, Peter Joseph Kalmus, Andrew John Maconachy, and Timothy Bryant CIK Number 0001713819 Filed Document 0001713819-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-08-10 14:23:13 UTC Type of Offering D Industry Residential Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
IsoPlexis Corp See All Filings	D	2017-08-10 14:18:47 UTC
Amount To Be Raised $6,404,977 Associated Brokers / Dealers N/A CIK Number 0001615055 Filed Document 0001615055-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-08-10 14:18:47 UTC Type of Offering D Industry Other Technology Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
Medical Cannabis Payment Solutions See All Filings	1-A/A	2017-08-10 14:18:38 UTC
Amount To Be Raised $600,000 Associated Brokers / Dealers (TBD) CIK Number 0001710243 Filed Document 0001477932-17-003795 Accepted Date 2017-08-10 14:18:38 UTC Type of Offering 1-A/A Industry FINANCE SERVICES Offering Tier Tier1 Principal Place of Business WYOMING Revenue or Assets $0 State of Jurisdiction NEVADA Type of Security Equity (common or preferred stock)
French Morning Media Group Inc See All Filings	C/A	2017-08-10 14:16:23 UTC
Financial Interest The intermediary will receive a number of shares of Series Seed Preferred Stock in a principal amount that is equal to 2% (two percent) of the total number of shares of Series Seed Preferred Stock sold by the issuer in the Offering. Filing Platform First Democracy VC Offering Amount $300,000 CIK Number 0001713167 Filed Document 0001713167-17-000003 Accepted Date 2017-08-10 14:16:23 UTC Type of Offering C/A Security Offered Amount 60,000 Security Offered Type Preferred Stock State NEW YORK
McIntyre Partnerships, LP See All Filings	D	2017-08-10 14:12:35 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001714322 Filed Document 0001714322-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-08-10 14:12:35 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Novak Financial Inc See All Filings	D/A	2017-08-10 14:08:48 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001644438 Filed Document 0001644438-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-08-10 14:08:48 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business MARYLAND Revenue or Assets $$1 - $1,000,000 Type of Security Debt
H G South Texas II, LP See All Filings	D	2017-08-10 14:08:13 UTC
Amount To Be Raised $540,000 Associated Brokers / Dealers N/A CIK Number 0001714464 Filed Document 0001714464-17-000001 Exclusions or Exemptions 506c Accepted Date 2017-08-10 14:08:13 UTC Type of Offering D Industry Oil and Gas Principal Place of Business KENTUCKY Revenue or Assets $$1 - $1,000,000 Type of Security Pooled Investment Fund
Impala Resource Fund Ltd. See All Filings	D/A	2017-08-10 14:02:33 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001681541 Filed Document 0001140361-17-031043 Exclusions or Exemptions 506b Accepted Date 2017-08-10 14:02:33 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Impala Resource Fund LP See All Filings	D/A	2017-08-10 14:00:24 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001681540 Filed Document 0001140361-17-031041 Exclusions or Exemptions 506b Accepted Date 2017-08-10 14:00:24 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Impala ELS Fund Ltd. See All Filings	D/A	2017-08-10 13:58:22 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001520349 Filed Document 0001140361-17-031039 Exclusions or Exemptions 506b Accepted Date 2017-08-10 13:58:22 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Cakes Inc. See All Filings	D	2017-08-10 13:55:53 UTC
Amount To Be Raised $75,000 Associated Brokers / Dealers N/A CIK Number 0001709963 Filed Document 0001709963-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-08-10 13:55:53 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
ClearSky Security Fund I LLC See All Filings	D	2017-08-10 13:52:58 UTC
Amount To Be Raised $300,000,000 Associated Brokers / Dealers Chatsworth Securities, LLC, Marc Bode, and Confido Advisors, LLC CIK Number 0001705289 Filed Document 0001705289-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-08-10 13:52:58 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
GoldenStone Advisors Fund LLC See All Filings	D	2017-08-10 13:52:11 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001714422 Filed Document 0001714422-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-08-10 13:52:11 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Advanced Environmental Petroleum Producers Inc. See All Filings	D	2017-08-10 13:49:23 UTC
Amount To Be Raised $4,190,464 Associated Brokers / Dealers Newbridge Securities Corporation CIK Number 0001584137 Filed Document 0001584137-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-08-10 13:49:23 UTC Type of Offering D Industry Biotechnology Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Other
Covered in Snow Ltd Liability Co See All Filings	D/A	2017-08-10 13:44:39 UTC
Amount To Be Raised $475,000 Associated Brokers / Dealers N/A CIK Number 0001709527 Filed Document 0001709527-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-08-10 13:44:39 UTC Type of Offering D/A Industry Other Principal Place of Business NEW YORK Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Thunder Basin Resources, LLC See All Filings	D	2017-08-10 13:43:51 UTC
Amount To Be Raised $48,802,000 Associated Brokers / Dealers N/A CIK Number 0001714416 Filed Document 0001714416-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-08-10 13:43:51 UTC Type of Offering D Industry Oil and Gas Principal Place of Business COLORADO Revenue or Assets $No Revenues Type of Security Equity
EMERGENT CAPITAL, INC. See All Filings	D	2017-08-10 13:40:58 UTC
Amount To Be Raised $31,500,000 Associated Brokers / Dealers N/A CIK Number 0001494448 Filed Document 0001200876-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-08-10 13:40:58 UTC Type of Offering D Industry Other Principal Place of Business FLORIDA Revenue or Assets $$25,000,001 - $100,000,000 Type of Security Equity
Skyline Capital Fund LP See All Filings	D	2017-08-10 13:36:21 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001713762 Filed Document 0001713762-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-08-10 13:36:21 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Magnetar Multi-Strategy Alternative Risk Premia Fund LLC See All Filings	D	2017-08-10 13:36:05 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001714231 Filed Document 0001714231-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-08-10 13:36:05 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SEEVA Technologies, Inc. See All Filings	D	2017-08-10 13:19:53 UTC
Amount To Be Raised $100,000 Associated Brokers / Dealers N/A CIK Number 0001713784 Filed Document 0001713784-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-08-10 13:19:53 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Debt
NB MOUNTAIN VALLEY, DST See All Filings	D	2017-08-10 13:19:40 UTC
Amount To Be Raised $15,702,591 Associated Brokers / Dealers Brian Nelson, Paul Manese, George Hjorth, Lawrence Miller, Leslie Pappas, and Susan Gitt CIK Number 0001714223 Filed Document 0001714223-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-08-10 13:19:40 UTC Type of Offering D Industry Other Real Estate Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
GARDNER LEWIS MERGER ARBITRAGE EX FUND, L.P. See All Filings	D/A	2017-08-10 13:18:36 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001690504 Filed Document 0001690504-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-08-10 13:18:36 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AZARGA URANIUM CORP. See All Filings	D	2017-08-10 13:18:14 UTC
Amount To Be Raised $135,217 Associated Brokers / Dealers N/A CIK Number 0001515828 Filed Document 0001515828-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-08-10 13:18:14 UTC Type of Offering D Industry Other Energy Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Option To Acquire
NYCRS EIG Energy Partners, L.P. See All Filings	D	2017-08-10 13:17:16 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001712551 Filed Document 0001712551-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-08-10 13:17:16 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Jersey Industrial Capital, LLC See All Filings	D	2017-08-10 13:05:13 UTC
Amount To Be Raised $7,400,000 Associated Brokers / Dealers N/A CIK Number 0001714300 Filed Document 0001714300-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-08-10 13:05:13 UTC Type of Offering D Industry Commercial Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
French Morning Media Group Inc See All Filings	C	2017-08-10 13:00:27 UTC
Financial Interest The intermediary will receive a number of shares of Series Seed Preferred Stock in a principal amount that is equal to 2% (two percent) of the total number of shares of Series Seed Preferred Stock sold by the issuer in the Offering. Filing Platform First Democracy VC Offering Amount $300,000 CIK Number 0001713167 Filed Document 0001713167-17-000001 Accepted Date 2017-08-10 13:00:27 UTC Type of Offering C Security Offered Amount 60,000 Security Offered Type Preferred Stock State NEW YORK
HFS-SLJ Mineral Partners - II, LP See All Filings	D/A	2017-08-10 12:58:56 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers N/A CIK Number 0001713851 Filed Document 0001713851-17-000004 Exclusions or Exemptions 506c Accepted Date 2017-08-10 12:58:56 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
COLORKITCHEN, INC. See All Filings	D	2017-08-10 12:53:27 UTC
Amount To Be Raised $250,000 Associated Brokers / Dealers N/A CIK Number 0001714355 Filed Document 0001714355-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-08-10 12:53:27 UTC Type of Offering D Industry Other Principal Place of Business OREGON Revenue or Assets Decline to Disclose Type of Security Equity
Hex Performance, LLC See All Filings	D	2017-08-10 12:45:00 UTC
Amount To Be Raised $750,000 Associated Brokers / Dealers N/A CIK Number 0001698734 Filed Document 0001698734-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-08-10 12:45:00 UTC Type of Offering D Industry Retailing Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Debt
RareCyte, Inc. See All Filings	D	2017-08-10 12:43:04 UTC
Amount To Be Raised $16,348,900 Associated Brokers / Dealers N/A CIK Number 0001653064 Filed Document 0001653064-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-08-10 12:43:04 UTC Type of Offering D Industry Other Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2017-08-10 12:40:23 UTC
Amount To Be Raised $6,613,182 Associated Brokers / Dealers Jennifer Kephart, David Stecher, Joel Davidowski, Samir Sheth, and Kevin Wernick CIK Number 0001135856 Filed Document 0001135856-17-000255 Exclusions or Exemptions 506b Accepted Date 2017-08-10 12:40:23 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Involved, Inc. See All Filings	C/A	2017-08-10 12:37:22 UTC
Financial Interest None. Filing Platform NetCapital Funding Portal Inc. Offering Amount $100,000 CIK Number 0001713914 Filed Document 0001669191-17-000110 Accepted Date 2017-08-10 12:37:22 UTC Type of Offering C/A Security Offered Amount 40,000 Security Offered Type Common Stock State MASSACHUSETTS
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2017-08-10 12:35:42 UTC
Amount To Be Raised $360,000 Associated Brokers / Dealers Jennifer Kephart, David Stecher, Joel Davidowski, Sam Sheth, and Kevin Wernick CIK Number 0001135856 Filed Document 0001135856-17-000254 Exclusions or Exemptions 506b Accepted Date 2017-08-10 12:35:42 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Stealth Therapeutics, Inc. See All Filings	D	2017-08-10 12:35:36 UTC
Amount To Be Raised $200,000 Associated Brokers / Dealers N/A CIK Number 0001544817 Filed Document 0000892712-17-000603 Exclusions or Exemptions 506b Accepted Date 2017-08-10 12:35:36 UTC Type of Offering D Industry Biotechnology Principal Place of Business WISCONSIN Revenue or Assets Decline to Disclose Type of Security Equity
LIA Holdings Ltd. See All Filings	D/A	2017-08-10 12:35:07 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001650836 Filed Document 0001650836-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-08-10 12:35:07 UTC Type of Offering D/A Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Sperry Fiola Partners 4, LLC See All Filings	D	2017-08-10 12:33:45 UTC
Amount To Be Raised $2,200,000 Associated Brokers / Dealers N/A CIK Number 0001690831 Filed Document 0001650401-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-08-10 12:33:45 UTC Type of Offering D Industry Other Real Estate Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Other
Obsidian Equity Mosaic Fund, LP See All Filings	D	2017-08-10 12:31:18 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001714115 Filed Document 0001714115-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-08-10 12:31:18 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Style Advantage Onshore, LLC See All Filings	D	2017-08-10 12:31:08 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001714354 Filed Document 0001714354-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-08-10 12:31:08 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business DELAWARE Revenue or Assets Decline to Disclose Type of Security Equity
GROWTH CATALYST PARTNERS LLC See All Filings	D/A	2017-08-10 12:30:35 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers N/A CIK Number 0001674010 Filed Document 0001674010-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-08-10 12:30:35 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MAURITIUS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Deep Forecast Inc. See All Filings	D	2017-08-10 12:27:37 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001711729 Filed Document 0001711729-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-08-10 12:27:37 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Fund EQ-JCA, a series of Equidate Investments LLC See All Filings	D/A	2017-08-10 12:23:10 UTC
Amount To Be Raised $31,257,950 Associated Brokers / Dealers Equidate Markets LLC CIK Number 0001691680 Filed Document 0001691680-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-08-10 12:23:10 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
T2 Qualified Fund, LP dba Kase Qualified Fund See All Filings	D/A	2017-08-10 12:22:20 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001324714 Filed Document 0001324714-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-08-10 12:22:20 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
EMF I, a Series of SNF Partners, LLC See All Filings	D	2017-08-10 12:19:02 UTC
Amount To Be Raised $2,040,000 Associated Brokers / Dealers N/A CIK Number 0001714358 Filed Document 0001714358-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-08-10 12:19:02 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund