|
|
D |
2017-08-14 16:03:26 UTC |
- Amount To Be Raised
- $4,351,958
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001044378
- Filed Document
- 0001713329-17-000004
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-08-14 16:03:26 UTC
- Type of Offering
- D
- Industry
- Biotechnology
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2017-08-14 16:01:30 UTC |
- Amount To Be Raised
- $3,721,996
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001693096
- Filed Document
- 0001693096-17-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-08-14 16:01:30 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- WASHINGTON
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2017-08-14 15:59:15 UTC |
- Amount To Be Raised
- $30,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001714677
- Filed Document
- 0001714677-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-08-14 15:59:15 UTC
- Type of Offering
- D
- Industry
- Other Health Care
- Principal Place of Business
- TENNESSEE
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2017-08-14 15:53:45 UTC |
- Amount To Be Raised
- $5,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001620315
- Filed Document
- 0001620315-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-08-14 15:53:45 UTC
- Type of Offering
- D/A
- Industry
- Other Technology
- Principal Place of Business
- TEXAS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2017-08-14 15:44:10 UTC |
- Amount To Be Raised
- $6,000,000
- Associated Brokers / Dealers
- SI Securities, LLC
- CIK Number
- 0001702939
- Filed Document
- 0001702939-17-000007
- Exclusions or Exemptions
- 506c
- Accepted Date
- 2017-08-14 15:44:10 UTC
- Type of Offering
- D
- Industry
- Other Health Care
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2017-08-14 15:40:28 UTC |
- Amount To Be Raised
- $4,586,710
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001714173
- Filed Document
- 0001144204-17-043082
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-08-14 15:40:28 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- MASSACHUSETTS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2017-08-14 15:38:31 UTC |
- Amount To Be Raised
- $1,853,203
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001685346
- Filed Document
- 0001685346-17-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-08-14 15:38:31 UTC
- Type of Offering
- D/A
- Industry
- Agriculture
- Principal Place of Business
- NEW MEXICO
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2017-08-14 15:31:05 UTC |
- Amount To Be Raised
- $1,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001128353
- Filed Document
- 0000945836-17-000015
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-08-14 15:31:05 UTC
- Type of Offering
- D
- Industry
- Other Energy
- Principal Place of Business
- TEXAS
- Revenue or Assets
- $$1 - $1,000,000
- Type of Security
- Equity
|
|
|
D |
2017-08-14 15:25:16 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- none
- CIK Number
- 0001714495
- Filed Document
- 0001714495-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-08-14 15:25:16 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2017-08-14 15:21:54 UTC |
- Amount To Be Raised
- $1,923,920
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001714222
- Filed Document
- 0001144204-17-043057
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-08-14 15:21:54 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- MASSACHUSETTS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2017-08-14 15:20:59 UTC |
- Amount To Be Raised
- $49,999,929
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001676238
- Filed Document
- 0000905718-17-000757
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-08-14 15:20:59 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2017-08-14 15:19:20 UTC |
- Amount To Be Raised
- $6,500,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001711481
- Filed Document
- 0001140361-17-031908
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-08-14 15:19:20 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2017-08-14 15:18:33 UTC |
- Amount To Be Raised
- $3,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001456754
- Filed Document
- 0001456754-17-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-08-14 15:18:33 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Debt
|
|
|
D |
2017-08-14 15:16:39 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001714121
- Filed Document
- 0001714121-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-08-14 15:16:39 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- UTAH
- Revenue or Assets
- $$25,000,001 - $50,000,000
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2017-08-14 15:16:36 UTC |
- Amount To Be Raised
- $6,500,000,000
- Associated Brokers / Dealers
- Credit Suisse Securities (USA) LLC
- CIK Number
- 0001711479
- Filed Document
- 0001140361-17-031905
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-08-14 15:16:36 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2017-08-14 15:02:30 UTC |
- Amount To Be Raised
- $2,328,061
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001691291
- Filed Document
- 0001691291-17-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-08-14 15:02:30 UTC
- Type of Offering
- D
- Industry
- Biotechnology
- Principal Place of Business
- UNITED STATES
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2017-08-14 14:57:52 UTC |
- Amount To Be Raised
- $6,500,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001711480
- Filed Document
- 0001140361-17-031885
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-08-14 14:57:52 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2017-08-14 14:54:47 UTC |
- Amount To Be Raised
- $6,500,000,000
- Associated Brokers / Dealers
- Credit Suisse Securities (USA) LLC
- CIK Number
- 0001711477
- Filed Document
- 0001140361-17-031880
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-08-14 14:54:47 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2017-08-14 14:50:19 UTC |
- Amount To Be Raised
- $600,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001684525
- Filed Document
- 0000905729-17-000251
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-08-14 14:50:19 UTC
- Type of Offering
- D/A
- Industry
- Other Health Care
- Principal Place of Business
- MICHIGAN
- Revenue or Assets
- $No Revenues
- Type of Security
- Equity
|
|
|
D |
2017-08-14 14:43:42 UTC |
- Amount To Be Raised
- $300,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001714327
- Filed Document
- 0001714327-17-000001
- Exclusions or Exemptions
- 504 and 506b
- Accepted Date
- 2017-08-14 14:43:42 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- COLORADO
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2017-08-14 14:40:32 UTC |
- Amount To Be Raised
- $1,065,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001714458
- Filed Document
- 0001668628-17-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-08-14 14:40:32 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2017-08-14 14:35:35 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001682319
- Filed Document
- 0001315863-17-000644
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-08-14 14:35:35 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2017-08-14 14:33:39 UTC |
- Amount To Be Raised
- $6,100,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001701615
- Filed Document
- 0001701615-17-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-08-14 14:33:39 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- UTAH
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2017-08-14 14:32:47 UTC |
- Amount To Be Raised
- $1,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001678810
- Filed Document
- 0001678810-17-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-08-14 14:32:47 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- FLORIDA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Option To Acquire
|
|
|
D |
2017-08-14 14:29:54 UTC |
- Amount To Be Raised
- $2,850,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001708836
- Filed Document
- 0001708836-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-08-14 14:29:54 UTC
- Type of Offering
- D
- Industry
- Residential
- Principal Place of Business
- WISCONSIN
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2017-08-14 14:28:57 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Emerging Manager Advisors, LLC
- CIK Number
- 0001651843
- Filed Document
- 0001651843-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-08-14 14:28:57 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- FLORIDA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2017-08-14 14:22:37 UTC |
- Amount To Be Raised
- $200,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001710546
- Filed Document
- 0001710546-17-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-08-14 14:22:37 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2017-08-14 14:19:52 UTC |
- Amount To Be Raised
- $20,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001682639
- Filed Document
- 0001682639-17-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-08-14 14:19:52 UTC
- Type of Offering
- D
- Industry
- Other Health Care
- Principal Place of Business
- NEVADA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2017-08-14 14:17:02 UTC |
- Amount To Be Raised
- $71,999,965
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001676446
- Filed Document
- 0001676446-17-000004
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-08-14 14:17:02 UTC
- Type of Offering
- D/A
- Industry
- Other
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2017-08-14 14:16:28 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Morgan Stanley Smith Barney
- CIK Number
- 0001697674
- Filed Document
- 0001697674-17-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-08-14 14:16:28 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2017-08-14 14:15:44 UTC |
- Amount To Be Raised
- $33,000,000
- Associated Brokers / Dealers
- Stonecrest Capital Markets, Inc. and Stonecrest Capital Markets, Inc.
- CIK Number
- 0001714284
- Filed Document
- 0001714284-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-08-14 14:15:44 UTC
- Type of Offering
- D
- Industry
- Commercial Banking
- Principal Place of Business
- COLORADO
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2017-08-14 14:10:36 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Shelter Rock Capital Advisors LLC
- CIK Number
- 0001714491
- Filed Document
- 0001714491-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-08-14 14:10:36 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- MASSACHUSETTS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2017-08-14 14:10:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- PIMCO INVESTMENTS LLC, MORGAN STANLEY SMITH BARNEY LLC, and CITIGROUP GLOBAL MARKETS INC.
- CIK Number
- 0001690893
- Filed Document
- 0001690893-17-000004
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-08-14 14:10:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2017-08-14 14:06:47 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001709186
- Filed Document
- 0001714609-17-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-08-14 14:06:47 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2017-08-14 14:05:39 UTC |
- Amount To Be Raised
- $1,500,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001714389
- Filed Document
- 0001714389-17-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-08-14 14:05:39 UTC
- Type of Offering
- D
- Industry
- Other Real Estate
- Principal Place of Business
- TEXAS
- Revenue or Assets
- $No Revenues
- Type of Security
- Equity
|
|
|
D |
2017-08-14 14:02:25 UTC |
- Amount To Be Raised
- $4,900,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001539069
- Filed Document
- 0001539069-17-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-08-14 14:02:25 UTC
- Type of Offering
- D
- Industry
- Other Energy
- Principal Place of Business
- TEXAS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2017-08-14 14:00:14 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001714293
- Filed Document
- 0001714293-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-08-14 14:00:14 UTC
- Type of Offering
- D
- Industry
- Commercial
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- $No Revenues
- Type of Security
- Equity
|
|
|
D |
2017-08-14 13:57:32 UTC |
- Amount To Be Raised
- $5,386,445
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001690745
- Filed Document
- 0001690745-17-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-08-14 13:57:32 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- MASSACHUSETTS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2017-08-14 13:43:52 UTC |
- Amount To Be Raised
- $14,500,000
- Associated Brokers / Dealers
- Oppenheimer & Co. Inc.
- CIK Number
- 0001712389
- Filed Document
- 0001140361-17-031775
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-08-14 13:43:52 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2017-08-14 13:42:32 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- PIMCO INVESTMENTS LLC, MORGAN STANLEY SMITH BARNEY LLC, and CITIGROUP GLOBAL MARKETS INC.
- CIK Number
- 0001690894
- Filed Document
- 0001690894-17-000004
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-08-14 13:42:32 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2017-08-14 13:36:54 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001714609
- Filed Document
- 0001714609-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-08-14 13:36:54 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2017-08-14 13:36:19 UTC |
- Amount To Be Raised
- $32,937,608
- Associated Brokers / Dealers
- Huntwicke Securities LLC, Westpark Capital Inc, Silver Portal Capital LLC, Primex, American Portfolios Financial Services, Inc, Colorado Financial Service Corp, Concorde Investment Services, LLC, Concorde Investment Services, LLC, Calton & Associates, Nationwide Planning Associates, Inc, Nationwide Planning Associates, Inc, Summit Brokerage Services, Inc, Summit Brokerage Services, Inc, DFPG Investments, Inc, First Allied Securities Inc, Independent Financial Group, LLC, Independent Financial Group, LLC, Northland Securities, Inc, Silver Portal Capital LLC, First Allied Securities Inc, Sagepoint Financial, Inc, DFPG Investments, Inc, Royal Alliance Associates, Inc, Royal Alliance Associates, Inc, Primex Prime Electronic Execution Inc, Investacorp,Inc, Concorde Investment Services, LLC, First Allied Securities Inc, Lincoln Financial Advisors, DFPG Investments, Inc, Sagepoint Financial, Inc, Sagepoint Financial, Inc, Summit Brokerage Services, Inc, Royal Alliance Associates, Inc, 1st Global Capital Corporation, Triad Advisors, Inc, Royal Alliance Associates, Inc, Royal Alliance Associates, Inc, Cabot Lodge Securities LLC, Royal Alliance Associates, Inc, Courtlandt Securities Corp, Lincoln Financial Advisors, First Allied Securities, Inc, Summit Brokerage Services, Inc, Simmons First Investment Group Inc, Simmons First Investment Group Inc, McDermott Investment Services, LLC, First Allied Securites Inc, Concorde Investment Services, LLC, Cetera Advisors, LLC, Cetera Advisors, LLC, Parkland Securities, LLC, Kalos Capital, Inland Securities Corporation, Sigma Financial Corporation, Royal Alliance Associates, Inc, Triad Advisors Inc, H.D Vest Investment Securities Inc, Sagepoint Financial, Inc, Lincoln Financial Advisors, 1st Global Capital Corporation, Primex Prime Electronic Execution Inc, Wealthforge LLC, Colorado Financial Service Corp, Centaurus Financial Inc, National Securities Corp., National Securities Corp, National Securities Corp, Concorde Investment Services, LLC, Lincoln Financial Advisors, Independent Financial Group LLC, Independent Financial Group LLC, Commonwealth Financial Network, Commonwealth Financial Network, Parkland Securities, LLC, First Allied Securities Inc, 1st Global Capital Corporation, Lincoln Financial Advisors, Lincoln Financial Advisors, Centaurus Financial, Inc., Royal Alliance Associates, Inc., Lincoln Financial Advisors, 1st Global Capital Corporation, Lincoln Financial Advisors, Concorde Investment Services, LLC, FSC Securities Corporation, Centaurus Financial, Inc, Concorde Investment Services, LLC, 1st Global Capital Corporation, Investacorp, Inc, Concorde Investment Services, LLC, National Securities Corp, and FSC Securities Corporation
- CIK Number
- 0001703605
- Filed Document
- 0001703605-17-000014
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-08-14 13:36:19 UTC
- Type of Offering
- D/A
- Industry
- Other Real Estate
- Principal Place of Business
- ILLINOIS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
1-A/A |
2017-08-14 13:30:33 UTC |
- Amount To Be Raised
- $10,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001706907
- Filed Document
- 0000721748-17-000529
- Accepted Date
- 2017-08-14 13:30:33 UTC
- Type of Offering
- 1-A/A
- Industry
- SERVICES-MISCELLANEOUS AMUSEMENT & RECREATION
- Offering Tier
- Tier1
- Principal Place of Business
- FLORIDA
- Revenue or Assets
- $0
- State of Jurisdiction
- NEVADA
- Type of Security
- Equity (common or preferred stock)
|
|
|
C/A |
2017-08-14 13:25:53 UTC |
- Financial Interest
- None
- Filing Platform
- GRIDSHARE LLC
- Offering Amount
- $500,000
- CIK Number
- 0001695656
- Filed Document
- 0001695656-17-000006
- Accepted Date
- 2017-08-14 13:25:53 UTC
- Type of Offering
- C/A
- Security Offered Amount
- N/A
- Security Offered Type
- Debt
- State
- OREGON
|
|
|
D/A |
2017-08-14 13:25:50 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Larson Financial Securities
- CIK Number
- 0001708494
- Filed Document
- 0001708494-17-000005
- Exclusions or Exemptions
- 506c
- Accepted Date
- 2017-08-14 13:25:50 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- MISSOURI
- Revenue or Assets
- $No Revenues
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2017-08-14 13:20:26 UTC |
- Amount To Be Raised
- $3,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001714645
- Filed Document
- 0001104659-17-051697
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-08-14 13:20:26 UTC
- Type of Offering
- D
- Industry
- Commercial
- Principal Place of Business
- MAINE
- Revenue or Assets
- $$1 - $1,000,000
- Type of Security
- Debt
|
|
|
D/A |
2017-08-14 13:18:01 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0000925698
- Filed Document
- 0000935836-17-000389
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-08-14 13:18:01 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2017-08-14 13:17:21 UTC |
- Amount To Be Raised
- $2,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001620517
- Filed Document
- 0001620517-17-000002
- Exclusions or Exemptions
- 506c
- Accepted Date
- 2017-08-14 13:17:21 UTC
- Type of Offering
- D
- Industry
- Investing
- Principal Place of Business
- MICHIGAN
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2017-08-14 13:09:09 UTC |
- Amount To Be Raised
- $250,000,000
- Associated Brokers / Dealers
- Broadmark Capital, LLC
- CIK Number
- 0001607840
- Filed Document
- 0001607840-17-000003
- Exclusions or Exemptions
- 506c
- Accepted Date
- 2017-08-14 13:09:09 UTC
- Type of Offering
- D/A
- Industry
- Other Real Estate
- Principal Place of Business
- WASHINGTON
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2017-08-14 13:06:44 UTC |
- Amount To Be Raised
- $5,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001643485
- Filed Document
- 0001078782-17-001110
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-08-14 13:06:44 UTC
- Type of Offering
- D
- Industry
- Business Services
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- $$1,000,001 - $5,000,000
- Type of Security
- Equity
|