Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Rock Canyon Fund LP See All Filings	D/A	2017-08-15 12:21:34 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001682226 Filed Document 0001682226-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-08-15 12:21:34 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Invesco Commercial Mortgage Income Fund, L.P. See All Filings	D/A	2017-08-15 12:11:53 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001705684 Filed Document 0001705684-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-08-15 12:11:53 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Princeton Capital LLC See All Filings	D	2017-08-15 12:00:04 UTC
Amount To Be Raised $8,000,000 Associated Brokers / Dealers none CIK Number 0001619183 Filed Document 0001619183-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-08-15 12:00:04 UTC Type of Offering D Industry Commercial Banking Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
Greenville Surgery Center, LLC See All Filings	D/A	2017-08-15 11:53:51 UTC
Amount To Be Raised $1,207,975 Associated Brokers / Dealers N/A CIK Number 0000802461 Filed Document 0000802461-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-08-15 11:53:51 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
SYNDEVRX INC See All Filings	D	2017-08-15 11:52:49 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers Bernhard Hoffmann and Gligor Tashkovich CIK Number 0001455364 Filed Document 0001455364-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-08-15 11:52:49 UTC Type of Offering D Industry Biotechnology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Debt
LaSalle Asia Opportunity V L.P. See All Filings	D/A	2017-08-15 11:43:22 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001682666 Filed Document 0001140361-17-032212 Exclusions or Exemptions 506c Accepted Date 2017-08-15 11:43:22 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Doyen Elements Inc. See All Filings	1-A/A	2017-08-15 11:43:16 UTC
Amount To Be Raised $49,000,000 Associated Brokers / Dealers N/A CIK Number 0001657737 Filed Document 0001493152-17-009378 Accepted Date 2017-08-15 11:43:16 UTC Type of Offering 1-A/A Industry OPERATORS OF NONRESIDENTIAL BUILDINGS Offering Tier Tier2 Principal Place of Business ILLINOIS Revenue or Assets $0 State of Jurisdiction NEVADA Type of Security Equity (common or preferred stock)
Dream Holdings, Inc. See All Filings	D/A	2017-08-15 11:37:49 UTC
Amount To Be Raised $40,476,638 Associated Brokers / Dealers N/A CIK Number 0001706244 Filed Document 0001706244-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-08-15 11:37:49 UTC Type of Offering D/A Industry Agriculture Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
Black Diamond Credit Strategies, L.P. See All Filings	D/A	2017-08-15 11:33:24 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Eaton Partners, LLC CIK Number 0001675757 Filed Document 0001675757-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-08-15 11:33:24 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
GTCR-Ultra Holdings, LLC See All Filings	D	2017-08-15 11:17:28 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001714612 Filed Document 0001140361-17-032207 Exclusions or Exemptions 506b Accepted Date 2017-08-15 11:17:28 UTC Type of Offering D Industry Other Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Nuka Enterprises, LLC See All Filings	D	2017-08-15 11:11:38 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001660101 Filed Document 0001660101-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-08-15 11:11:38 UTC Type of Offering D Industry Other Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Debt
Silvan Real Estate Income Fund, LP See All Filings	D	2017-08-15 11:11:12 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001714741 Filed Document 0001714741-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-08-15 11:11:12 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Seaport Capital Partners Parallel V, L.P. See All Filings	D	2017-08-15 11:05:32 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001714551 Filed Document 0000908662-17-000143 Exclusions or Exemptions 506b Accepted Date 2017-08-15 11:05:32 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Cynvec LLC See All Filings	D	2017-08-15 11:05:00 UTC
Amount To Be Raised $15,000,000 Associated Brokers / Dealers N/A CIK Number 0001385095 Filed Document 0001385095-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-08-15 11:05:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Drive Spotter, Inc. See All Filings	D	2017-08-15 10:56:38 UTC
Amount To Be Raised $515,310 Associated Brokers / Dealers N/A CIK Number 0001648747 Filed Document 0001648747-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-08-15 10:56:38 UTC Type of Offering D Industry Other Technology Principal Place of Business NEBRASKA Revenue or Assets Decline to Disclose Type of Security Debt
Shelbyville Road Partners LLC See All Filings	D	2017-08-15 10:45:41 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001714652 Filed Document 0001714652-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-08-15 10:45:41 UTC Type of Offering D Industry Other Real Estate Principal Place of Business INDIANA Revenue or Assets Decline to Disclose Type of Security Equity
ECLECTIC INVESTMENT PARTNERS, L.P. See All Filings	D/A	2017-08-15 10:37:03 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001365605 Filed Document 0000919574-17-006267 Exclusions or Exemptions 506b Accepted Date 2017-08-15 10:37:03 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Hedge Fund Select: Perry LLC See All Filings	D/A	2017-08-15 10:36:59 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Goldman Sachs & Co. LLC CIK Number 0001650328 Filed Document 0001712211-17-000008 Exclusions or Exemptions 506b Accepted Date 2017-08-15 10:36:59 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Hedge Fund Select: Orange Capital LLC See All Filings	D/A	2017-08-15 10:33:59 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Goldman Sachs & Co. LLC CIK Number 0001616192 Filed Document 0001712211-17-000007 Exclusions or Exemptions 506b Accepted Date 2017-08-15 10:33:59 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Africa Capitalworks Holdings See All Filings	D	2017-08-15 10:31:47 UTC
Amount To Be Raised $300,000,000 Associated Brokers / Dealers N/A CIK Number 0001714405 Filed Document 0001714405-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-08-15 10:31:47 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MAURITIUS Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
GMS Managed Portfolios LLC See All Filings	D/A	2017-08-15 10:31:09 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Goldman Sachs & Co. LLC CIK Number 0001125100 Filed Document 0001712211-17-000006 Exclusions or Exemptions 506b Accepted Date 2017-08-15 10:31:09 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Fiera: Non-US Equity LLC See All Filings	D/A	2017-08-15 10:27:19 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Goldman Sachs & Co. LLC CIK Number 0001419011 Filed Document 0001712211-17-000005 Exclusions or Exemptions 506b Accepted Date 2017-08-15 10:27:19 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Residual Asset Fund, LP See All Filings	D	2017-08-15 10:24:10 UTC
Amount To Be Raised $1,427,070 Associated Brokers / Dealers N/A CIK Number 0001714662 Filed Document 0001654954-17-007602 Exclusions or Exemptions 506b Accepted Date 2017-08-15 10:24:10 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Other
Multi-Strategy Portfolio Motorola Ltd See All Filings	D/A	2017-08-15 10:23:39 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Goldman Sachs & Co. LLC CIK Number 0001650284 Filed Document 0001712211-17-000004 Exclusions or Exemptions 506b Accepted Date 2017-08-15 10:23:39 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
INTERNATIONAL LP I See All Filings	D/A	2017-08-15 10:19:12 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001395158 Filed Document 0000919574-17-006265 Exclusions or Exemptions 506b Accepted Date 2017-08-15 10:19:12 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Indiana Grocery Group, LLC See All Filings	D	2017-08-15 10:03:32 UTC
Amount To Be Raised $30,000,000 Associated Brokers / Dealers N/A CIK Number 0001714649 Filed Document 0001714649-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-08-15 10:03:32 UTC Type of Offering D Industry Other Principal Place of Business INDIANA Revenue or Assets Decline to Disclose Type of Security Equity
Imeon Investment Fund, LP See All Filings	D/A	2017-08-15 10:00:59 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001611480 Filed Document 0001611480-17-000004 Exclusions or Exemptions 506b Accepted Date 2017-08-15 10:00:59 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Three Corner L/S Fund LP See All Filings	D/A	2017-08-15 10:00:27 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001581909 Filed Document 0000902664-17-003334 Exclusions or Exemptions 506b Accepted Date 2017-08-15 10:00:27 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Three Corner Offshore L/S Fund Ltd. See All Filings	D/A	2017-08-15 09:58:36 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001581924 Filed Document 0000902664-17-003333 Exclusions or Exemptions 506b Accepted Date 2017-08-15 09:58:36 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Serengeti Segregated Portfolio Co Ltd. - Segregated Portfolio HH See All Filings	D	2017-08-15 09:56:16 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001714444 Filed Document 0000902664-17-003332 Exclusions or Exemptions 506b Accepted Date 2017-08-15 09:56:16 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Serengeti Segregated Portfolio Co Ltd. - Segregated Portfolio SF-1 See All Filings	D/A	2017-08-15 09:54:46 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001584490 Filed Document 0000902664-17-003331 Exclusions or Exemptions 506b Accepted Date 2017-08-15 09:54:46 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Serengeti Segregated Portfolio Co Ltd.- Segregated Portfolio USF II See All Filings	D/A	2017-08-15 09:53:29 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001611927 Filed Document 0000902664-17-003330 Exclusions or Exemptions 506b Accepted Date 2017-08-15 09:53:29 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Serengeti Segregated Portfolio Co Ltd. - Segregated Portfolio E See All Filings	D/A	2017-08-15 09:52:24 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001584505 Filed Document 0000902664-17-003329 Exclusions or Exemptions 506b Accepted Date 2017-08-15 09:52:24 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Serengeti Multi-Series LLC - Series E See All Filings	D/A	2017-08-15 09:51:07 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001584023 Filed Document 0000902664-17-003328 Exclusions or Exemptions 506b Accepted Date 2017-08-15 09:51:07 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
GIREHBAN CAPITAL FUND, LP See All Filings	D/A	2017-08-15 09:26:56 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001682058 Filed Document 0000919574-17-006263 Exclusions or Exemptions 506b Accepted Date 2017-08-15 09:26:56 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Affinity Solutions, Inc. See All Filings	D	2017-08-15 09:16:17 UTC
Amount To Be Raised $8,000,000 Associated Brokers / Dealers N/A CIK Number 0001523617 Filed Document 0001523617-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-08-15 09:16:17 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Debt
L&K Manufacturing, Inc. See All Filings	D	2017-08-15 09:02:55 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001667023 Filed Document 0001667023-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-08-15 09:02:55 UTC Type of Offering D Industry Other Technology Principal Place of Business MAINE Revenue or Assets Decline to Disclose Type of Security Debt
Molecular Templates, Inc. See All Filings	D	2017-08-15 08:57:38 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers N/A CIK Number 0001183765 Filed Document 0001713695-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-08-15 08:57:38 UTC Type of Offering D Industry Biotechnology Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
ASIA CAPITAL REAL ESTATE PARTNERS III, L.P. See All Filings	D	2017-08-15 08:45:43 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001712117 Filed Document 0001712117-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-08-15 08:45:43 UTC Type of Offering D Industry Other Real Estate Principal Place of Business SINGAPORE Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Molecular Templates, Inc. See All Filings	D	2017-08-15 07:43:24 UTC
Amount To Be Raised $40,000,000 Associated Brokers / Dealers N/A CIK Number 0001183765 Filed Document 0001713695-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-08-15 07:43:24 UTC Type of Offering D Industry Biotechnology Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
WF Asian Reconnaissance Fund Ltd See All Filings	D/A	2017-08-15 06:38:46 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001613185 Filed Document 0001613185-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-08-15 06:38:46 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business HONG KONG Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
RWC Horizon Equity Fund Ltd See All Filings	D/A	2017-08-15 06:11:23 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001682157 Filed Document 0000902664-17-003327 Exclusions or Exemptions 506b Accepted Date 2017-08-15 06:11:23 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Marshall Wace Funds PLC - MW Japan Market Neutral ERISA Fund See All Filings	D/A	2017-08-15 06:03:17 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001527860 Filed Document 0000902664-17-003326 Exclusions or Exemptions 506b Accepted Date 2017-08-15 06:03:17 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business IRELAND Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Magnabid See All Filings	C/A	2017-08-14 21:20:35 UTC
Financial Interest N/A Filing Platform StartEngine Capital, LLC Offering Amount $999,999 CIK Number 0001699829 Filed Document 0001665160-17-000354 Accepted Date 2017-08-14 21:20:35 UTC Type of Offering C/A Security Offered Amount 28,571 Security Offered Type Common Stock State CALIFORNIA
Big Picture Artists, LLC See All Filings	C	2017-08-14 20:09:19 UTC
Financial Interest N/A Filing Platform StartEngine Capital, LLC Offering Amount $105,000 CIK Number 0001703369 Filed Document 0001665160-17-000353 Accepted Date 2017-08-14 20:09:19 UTC Type of Offering C Security Offered Amount 100 Security Offered Type Common Stock State CALIFORNIA
Stout Ventura LLC See All Filings	D	2017-08-14 20:04:45 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers Stout Ventura LLC CIK Number 0001714605 Filed Document 0001714605-17-000001 Exclusions or Exemptions 506b and 504.1 Accepted Date 2017-08-14 20:04:45 UTC Type of Offering D Industry Restaurants Principal Place of Business CALIFORNIA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
CARDIAC INSIGHT, INC. See All Filings	D/A	2017-08-14 19:51:38 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001509098 Filed Document 0001509098-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-08-14 19:51:38 UTC Type of Offering D/A Industry Biotechnology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
Brown Bag Beverage, Inc. See All Filings	D	2017-08-14 19:49:18 UTC
Amount To Be Raised $250,000 Associated Brokers / Dealers N/A CIK Number 0001714641 Filed Document 0001714641-17-000002 Exclusions or Exemptions 504 and 506b Accepted Date 2017-08-14 19:49:18 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Eco-Stim Energy Solutions, Inc. See All Filings	D	2017-08-14 19:32:26 UTC
Amount To Be Raised $28,000,000 Associated Brokers / Dealers FBR A B. Riley Financial Company and Johnson Rice & Company L.L.C. CIK Number 0001135657 Filed Document 0001493152-17-009325 Exclusions or Exemptions 506b Accepted Date 2017-08-14 19:32:26 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Doc Buddy Inc. See All Filings	D	2017-08-14 19:23:37 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001711865 Filed Document 0001711865-17-000003 Exclusions or Exemptions 506c Accepted Date 2017-08-14 19:23:37 UTC Type of Offering D Industry Other Technology Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Debt