Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
LACM Global Equity Fund L.P. See All Filings	D/A	2015-02-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Not Applicable CIK Number 0001599758 Filed Document 0001599758-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-02-12 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $Over $100,000,000 Type of Security Equity
Force Capital LTD See All Filings	D/A	2015-02-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001459889 Filed Document 0001459889-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-02-12 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets $$50,000,001 - $100,000,000 Type of Security Pooled Investment Fund
GenNext Media, Inc. See All Filings	D/A	2015-02-12 00:00:00 UTC
Amount To Be Raised $2,080,000 Associated Brokers / Dealers N/A CIK Number 0001609004 Filed Document 0001609004-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-02-12 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Equity
Polaris Partners VII, L.P. See All Filings	D/A	2015-02-12 00:00:00 UTC
Amount To Be Raised $435,555,556 Associated Brokers / Dealers Denning & Company LLC CIK Number 0001611189 Filed Document 0001611189-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-02-12 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
RELIABLE COMMUNITY BANCSHARES INC See All Filings	D	2015-02-12 00:00:00 UTC
Amount To Be Raised $10,020,000 Associated Brokers / Dealers N/A CIK Number 0000843866 Filed Document 0000843866-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-02-12 00:00:00 UTC Type of Offering D Industry Commercial Banking Principal Place of Business MISSOURI Revenue or Assets Decline to Disclose Type of Security Equity
Tissue Analytics, Inc. See All Filings	D	2015-02-12 00:00:00 UTC
Amount To Be Raised $750,000 Associated Brokers / Dealers N/A CIK Number 0001633370 Filed Document 0001633370-15-000001 Exclusions or Exemptions 504, 505, and 506b Accepted Date 2015-02-12 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Debt
Focused Opportunity Fund, Ltd. See All Filings	D/A	2015-02-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001599485 Filed Document 0001599485-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-02-12 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Seafront Technology Fund Series LLC, Series 1 See All Filings	D/A	2015-02-12 00:00:00 UTC
Amount To Be Raised $880,747 Associated Brokers / Dealers Emerson Equtiy, LLC CIK Number 0001631591 Filed Document 0001631591-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-02-12 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
Edmonds Memory Care, LLC, a Delaware Ltd liability Co See All Filings	D	2015-02-12 00:00:00 UTC
Amount To Be Raised $4,368,070 Associated Brokers / Dealers N/A CIK Number 0001633733 Filed Document 0001633733-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-02-12 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business WASHINGTON Revenue or Assets $No Revenues Type of Security Equity
Waterstone Market Neutral Fund, L.P. See All Filings	D/A	2015-02-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001259323 Filed Document 0000919574-15-001130 Exclusions or Exemptions 506b Accepted Date 2015-02-12 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Treflie Global Emerging Markets Fund, Ltd. See All Filings	D/A	2015-02-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001373504 Filed Document 0000919574-15-001243 Exclusions or Exemptions 506b Accepted Date 2015-02-12 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Malta MLC Fund, L.P. See All Filings	D/A	2015-02-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Sandler O'Neill & Partners, L.P., J.P. Morgan Securities LLC, and Aqueduct Capital Group, LLC CIK Number 0001298282 Filed Document 0000919574-15-001236 Exclusions or Exemptions 506b Accepted Date 2015-02-12 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Qravr, LLC See All Filings	D/A	2015-02-12 00:00:00 UTC
Amount To Be Raised $28,200 Associated Brokers / Dealers N/A CIK Number 0001633212 Filed Document 0001633212-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-02-12 00:00:00 UTC Type of Offering D/A Industry Computers Principal Place of Business COLORADO Revenue or Assets $No Revenues Type of Security Equity
Dunwello, Inc. See All Filings	D	2015-02-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001601551 Filed Document 0001601551-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-02-12 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Debt
Force Select LTD See All Filings	D/A	2015-02-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001586675 Filed Document 0001586675-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-02-12 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets $$25,000,001 - $50,000,000 Type of Security Pooled Investment Fund
CFL Asset Funding IV LLC See All Filings	D	2015-02-12 00:00:00 UTC
Amount To Be Raised $3,032,052 Associated Brokers / Dealers None CIK Number 0001593017 Filed Document 0000897069-15-000123 Exclusions or Exemptions 506b Accepted Date 2015-02-12 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Debt
Wandera, Inc. See All Filings	D	2015-02-12 00:00:00 UTC
Amount To Be Raised $11,550,001 Associated Brokers / Dealers N/A CIK Number 0001553859 Filed Document 0001553859-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-02-12 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business UNITED KINGDOM Revenue or Assets Decline to Disclose Type of Security Equity
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2015-02-12 00:00:00 UTC
Amount To Be Raised $23,063,869 Associated Brokers / Dealers Donald Tippett CIK Number 0001135856 Filed Document 0001135856-15-000042 Exclusions or Exemptions 506b Accepted Date 2015-02-12 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
CytomX Therapeutics Holdings, LLC See All Filings	D	2015-02-12 00:00:00 UTC
Amount To Be Raised $1,500,612 Associated Brokers / Dealers N/A CIK Number 0001465584 Filed Document 0001465584-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-02-12 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets $Not Applicable Type of Security Equity
Assessment Innovation, Inc. See All Filings	D	2015-02-12 00:00:00 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001633574 Filed Document 0001633574-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-02-12 00:00:00 UTC Type of Offering D Industry Business Services Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Bowen Hayward Group, LLC See All Filings	D	2015-02-12 00:00:00 UTC
Amount To Be Raised $1,200,000 Associated Brokers / Dealers N/A CIK Number 0001633886 Filed Document 0001140361-15-006373 Exclusions or Exemptions 506b Accepted Date 2015-02-12 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
Dolben Greenbelt LLC See All Filings	D	2015-02-12 00:00:00 UTC
Amount To Be Raised $7,500,000 Associated Brokers / Dealers N/A CIK Number 0001633873 Filed Document 0001633873-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-02-12 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2015-02-12 00:00:00 UTC
Amount To Be Raised $8,252,763 Associated Brokers / Dealers Jennifer Kephart, Michael Leonard, Douglas Coughlin, and Douglas Braff CIK Number 0001135856 Filed Document 0001135856-15-000047 Exclusions or Exemptions 506b Accepted Date 2015-02-12 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
ALYK, Inc. See All Filings	D	2015-02-12 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001633178 Filed Document 0001633178-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-02-12 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Debt
Caffeinated Capital Fund II, LP See All Filings	D	2015-02-12 00:00:00 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001633425 Filed Document 0001633425-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-02-12 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
RAVENSWOOD II LP See All Filings	D/A	2015-02-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001173435 Filed Document 0001527269-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-02-11 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
JP Morgan IIF LP See All Filings	D/A	2015-02-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers J.P. Morgan Institutional Investments Inc. and J.P. Morgan Securities LLC CIK Number 0001384002 Filed Document 0001140361-15-005499 Exclusions or Exemptions 506b Accepted Date 2015-02-11 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SAMEGRAIN, INC. See All Filings	D	2015-02-11 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001600336 Filed Document 0001600336-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-02-11 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
Little Harbor Advisors, LLC See All Filings	D	2015-02-11 00:00:00 UTC
Amount To Be Raised $5,000 Associated Brokers / Dealers N/A CIK Number 0001539639 Filed Document 0001539639-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-02-11 00:00:00 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business MASSACHUSETTS Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Diversified Inflation Strategies, L.P. See All Filings	D/A	2015-02-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers CITIGROUP GLOBAL MARKETS INC. CIK Number 0001478821 Filed Document 0001478821-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-02-11 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MAGNETAR CAPITAL FUND LTD See All Filings	D/A	2015-02-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001445806 Filed Document 0001445806-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-02-11 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
High Fidelity, Inc. See All Filings	D	2015-02-11 00:00:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001573621 Filed Document 0001573621-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-02-11 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
LionHedge Platform Fund, L.P. - Series X See All Filings	D/A	2015-02-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001599828 Filed Document 0000919574-15-001115 Exclusions or Exemptions 506b Accepted Date 2015-02-11 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Discovery Equity Partners LP See All Filings	D/A	2015-02-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0000894736 Filed Document 0000894736-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-02-11 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SiGNa Chemistry, Inc. See All Filings	D	2015-02-11 00:00:00 UTC
Amount To Be Raised $24,513,269 Associated Brokers / Dealers N/A CIK Number 0001632876 Filed Document 0001144204-15-007966 Exclusions or Exemptions 506b Accepted Date 2015-02-11 00:00:00 UTC Type of Offering D Industry Manufacturing Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Trian Partners II, L.P. See All Filings	D/A	2015-02-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001392207 Filed Document 0000902664-15-000624 Exclusions or Exemptions 506b Accepted Date 2015-02-11 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Railay Capital Partners, L.P. See All Filings	D	2015-02-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001633968 Filed Document 0001144204-15-009912 Exclusions or Exemptions 506b Accepted Date 2015-02-11 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Serra Capital II, LP See All Filings	D/A	2015-02-11 00:00:00 UTC
Amount To Be Raised $17,295,000 Associated Brokers / Dealers N/A CIK Number 0001597861 Filed Document 0001597861-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-02-11 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Optimal Fund LP See All Filings	D/A	2015-02-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001631892 Filed Document 0001631892-15-000005 Exclusions or Exemptions 506b Accepted Date 2015-02-11 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Pinehurst Institutional Ltd See All Filings	D/A	2015-02-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers MORGAN STANLEY SMITH BARNEY CIK Number 0001347127 Filed Document 0001347127-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-02-11 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
IRISYS, LLC See All Filings	D	2015-02-11 00:00:00 UTC
Amount To Be Raised $6,300,001 Associated Brokers / Dealers N/A CIK Number 0001633427 Filed Document 0001633427-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-02-11 00:00:00 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Mediafly, Inc. See All Filings	D	2015-02-11 00:00:00 UTC
Amount To Be Raised $1,200,000 Associated Brokers / Dealers N/A CIK Number 0001468214 Filed Document 0001468214-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-02-11 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Debt
AngelList-Lird-Fund, a series of AngelList-JC-Funds, LLC See All Filings	D	2015-02-11 00:00:00 UTC
Amount To Be Raised $369,700 Associated Brokers / Dealers N/A CIK Number 0001631164 Filed Document 0001631164-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-02-11 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ABS Global Long Short II ASP Fund, a series of Alternative Strategies Platform, LLC See All Filings	D/A	2015-02-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Wells Fargo Advisors, LLC CIK Number 0001569486 Filed Document 0001625257-15-000006 Exclusions or Exemptions 506b Accepted Date 2015-02-11 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Canyon Balanced HedgeFocus Fund Ltd See All Filings	D	2015-02-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Credit Suisse Securities (USA) LLC CIK Number 0001630452 Filed Document 0001630452-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-02-11 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Best Bar Ever, Inc. See All Filings	D	2015-02-11 00:00:00 UTC
Amount To Be Raised $800 Associated Brokers / Dealers N/A CIK Number 0001632429 Filed Document 0001632429-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-02-11 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
AngelList-Wics-91-Fund, a series of AngelList-BaRs-Funds, LLC See All Filings	D	2015-02-11 00:00:00 UTC
Amount To Be Raised $230,950 Associated Brokers / Dealers N/A CIK Number 0001633626 Filed Document 0001633626-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-02-11 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Jorvik Multi-Strategy Domestic Fund, L.P. See All Filings	D/A	2015-02-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001483533 Filed Document 0001144204-15-007860 Exclusions or Exemptions 506b Accepted Date 2015-02-11 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Carlyle Energy Mezzanine Opportunities Fund II, L.P. See All Filings	D	2015-02-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers TCG Securities, L.L.C. CIK Number 0001630793 Filed Document 0001630793-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-02-11 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business DISTRICT OF COLUMBIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Cobalt Sports Capital, LLC See All Filings	D	2015-02-11 00:00:00 UTC
Amount To Be Raised $7,000,000 Associated Brokers / Dealers N/A CIK Number 0001633686 Filed Document 0001633686-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-02-11 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity