Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Loomis Sayles SRI Core Plus Fixed Income Trust See All Filings	D	2015-02-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001633704 Filed Document 0001633704-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-02-12 00:00:00 UTC Type of Offering D Industry Investing Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Other
TRIGRAN INVESTMENTS LP II See All Filings	D/A	2015-02-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Phillips Capital CIK Number 0001315014 Filed Document 0001544824-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-02-12 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AXA IM U.S. Small Cap Fund, LLC See All Filings	D	2015-02-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001633417 Filed Document 0000943663-15-000024 Exclusions or Exemptions 506b Accepted Date 2015-02-12 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
DUNCAN RECYCLING & REFINING LLC See All Filings	D	2015-02-12 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001633641 Filed Document 0001633641-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-02-12 00:00:00 UTC Type of Offering D Industry Manufacturing Principal Place of Business OKLAHOMA Revenue or Assets Decline to Disclose Type of Security Equity
Acadian US microCap Equity Fund, LLC See All Filings	D	2015-02-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Funds Distributor, LLC CIK Number 0001633006 Filed Document 0001633006-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-02-12 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SADDLE PEAK INVESTMENTS, LP See All Filings	D/A	2015-02-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001355052 Filed Document 0001355052-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-02-12 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Lignetics Investment Corp. See All Filings	D/A	2015-02-12 00:00:00 UTC
Amount To Be Raised $6,022,495 Associated Brokers / Dealers Not Applicable CIK Number 0001599190 Filed Document 0001599190-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-02-12 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
TRIGRAN INVESTMENTS LP See All Filings	D/A	2015-02-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Phillips Capital CIK Number 0000905558 Filed Document 0001544824-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-02-12 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Little Bird Technologies, Inc. See All Filings	D	2015-02-12 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001544071 Filed Document 0001544071-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-02-12 00:00:00 UTC Type of Offering D Industry Computers Principal Place of Business OREGON Revenue or Assets Decline to Disclose Type of Security Equity
Blau Capital Onshore Fund, L.P. See All Filings	D/A	2015-02-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001595375 Filed Document 0001595375-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-02-12 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ISRAEL Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Templeton China Opportunities Fund, Ltd. See All Filings	D/A	2015-02-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001482237 Filed Document 0001482237-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-02-12 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Boston Co. Long/Short Opportunistic Equity Fund LP See All Filings	D/A	2015-02-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers MBSC Securities Corporation CIK Number 0001459782 Filed Document 0000902664-15-000657 Exclusions or Exemptions 506b Accepted Date 2015-02-12 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Braddock Partners Offshore, Ltd. See All Filings	D/A	2015-02-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001407066 Filed Document 0000919574-15-001232 Exclusions or Exemptions 506b Accepted Date 2015-02-12 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PATE CAPITAL PARTNERS LP See All Filings	D/A	2015-02-12 00:00:00 UTC
Amount To Be Raised $500,000,000 Associated Brokers / Dealers N/A CIK Number 0001269841 Filed Document 0001269841-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-02-12 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $$25,000,001 - $50,000,000 Type of Security Pooled Investment Fund
Kiswe Mobile Inc. See All Filings	D	2015-02-12 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001622300 Filed Document 0001622300-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-02-12 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
PW Acquisitions LP See All Filings	D	2015-02-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Rothschild Investment Corporation CIK Number 0001631476 Filed Document 0001631476-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-02-12 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Battery Opportunity Fund LLC See All Filings	D/A	2015-02-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001378804 Filed Document 0001378804-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-02-12 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
KIG Investment Partnership, L.P. See All Filings	D/A	2015-02-12 00:00:00 UTC
Amount To Be Raised $400,000,000 Associated Brokers / Dealers N/A CIK Number 0001568104 Filed Document 0001568104-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-02-12 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ICQ Holdings 3-C, LLC See All Filings	D	2015-02-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001633611 Filed Document 0001633611-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-02-12 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
METRAFLEX Co See All Filings	D	2015-02-12 00:00:00 UTC
Amount To Be Raised $570,582 Associated Brokers / Dealers N/A CIK Number 0000885341 Filed Document 0000885341-15-000001 Exclusions or Exemptions 504, 505, and 506b Accepted Date 2015-02-12 00:00:00 UTC Type of Offering D Industry Manufacturing Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Geopower Energy, LLC See All Filings	D	2015-02-12 00:00:00 UTC
Amount To Be Raised $650,000 Associated Brokers / Dealers N/A CIK Number 0001592133 Filed Document 0001592133-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-02-12 00:00:00 UTC Type of Offering D Industry Other Energy Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Equity
RCP CS Holdings, LLC See All Filings	D	2015-02-12 00:00:00 UTC
Amount To Be Raised $29,840,010 Associated Brokers / Dealers N/A CIK Number 0001632648 Filed Document 0001632648-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-02-12 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
PAVLIK CAPITAL PARTNERS LLC See All Filings	D/A	2015-02-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001429822 Filed Document 0001429822-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-02-12 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PLUSCIOS OFFSHORE FUND SPC See All Filings	D/A	2015-02-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001373717 Filed Document 0001373717-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-02-12 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Loomis Sayles Agency MBS Trust See All Filings	D/A	2015-02-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001607374 Filed Document 0001607374-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-02-12 00:00:00 UTC Type of Offering D/A Industry Investing Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Other
Flatiron Partners, LP See All Filings	D/A	2015-02-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001564284 Filed Document 0001564284-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-02-12 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SEQUOIA CAPITAL CHINA GROWTH FUND III, L.P. See All Filings	D/A	2015-02-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001598530 Filed Document 0001598530-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-02-12 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Flexicraft Industries, Inc. See All Filings	D	2015-02-12 00:00:00 UTC
Amount To Be Raised $86,298 Associated Brokers / Dealers None CIK Number 0001491499 Filed Document 0001491499-15-000001 Exclusions or Exemptions 504, 505, and 506b Accepted Date 2015-02-12 00:00:00 UTC Type of Offering D Industry Manufacturing Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Wisconsin Brewing Company, LLC See All Filings	D	2015-02-12 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001541546 Filed Document 0001541546-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-02-12 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business WISCONSIN Revenue or Assets Decline to Disclose Type of Security Equity
High Point Ventures, LLC See All Filings	D	2015-02-12 00:00:00 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001633880 Filed Document 0001633880-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-02-12 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
Nitework Corp. See All Filings	D	2015-02-12 00:00:00 UTC
Amount To Be Raised $250,000 Associated Brokers / Dealers N/A CIK Number 0001632873 Filed Document 0001632873-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-02-12 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets $No Revenues Type of Security Other
Scienart Advantage Elite Fund See All Filings	D/A	2015-02-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001569410 Filed Document 0001569410-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-02-12 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Scienart Advantage Fund See All Filings	D/A	2015-02-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001569514 Filed Document 0001569514-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-02-12 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2015-02-12 00:00:00 UTC
Amount To Be Raised $55,820,402 Associated Brokers / Dealers Donald Harrington and Robert Richards CIK Number 0001135856 Filed Document 0001135856-15-000043 Exclusions or Exemptions 506b Accepted Date 2015-02-12 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
TWO SIGMA CONSTELLATION ONE FUND, LTD. See All Filings	D/A	2015-02-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001456579 Filed Document 0000919574-15-001136 Exclusions or Exemptions 506b Accepted Date 2015-02-12 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ALYESKA FUND LP See All Filings	D/A	2015-02-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001432311 Filed Document 0001432311-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-02-12 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets $Over $100,000,000 Type of Security Pooled Investment Fund
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2015-02-12 00:00:00 UTC
Amount To Be Raised $16,742,425 Associated Brokers / Dealers Patrick Sullivan, Andrew McGinnis, Dave Buckalew, and Jason Burlie CIK Number 0001135856 Filed Document 0001135856-15-000048 Exclusions or Exemptions 506b Accepted Date 2015-02-12 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Bristlecone Microcap Fund, LP See All Filings	D	2015-02-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001633319 Filed Document 0001633319-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-02-12 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Fordham Retail Holdings, LLC See All Filings	D	2015-02-12 00:00:00 UTC
Amount To Be Raised $17,476,862 Associated Brokers / Dealers Benzion Kahana, Yoram Mehr, David Turner, and Shlomo Ness CIK Number 0001625624 Filed Document 0001625624-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-02-12 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business VIRGINIA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
Templeton Frontier Markets Equity (Cayman) Fund, Ltd. See All Filings	D/A	2015-02-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Franklin Templeton Financial Services Corp. CIK Number 0001566916 Filed Document 0001566916-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-02-12 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business SINGAPORE Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Makuria Credit Fund Ltd See All Filings	D/A	2015-02-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001598753 Filed Document 0000902664-15-000656 Exclusions or Exemptions 506b Accepted Date 2015-02-12 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Kiswe Mobile Inc. See All Filings	D	2015-02-12 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001622300 Filed Document 0001622300-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-02-12 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
Sky One Holdings, LLC See All Filings	D/A	2015-02-12 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001633546 Filed Document 0001633546-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-02-12 00:00:00 UTC Type of Offering D/A Industry Airlines and Airports Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Debt
H/2 Core Real Estate Debt Fund L.P. See All Filings	D/A	2015-02-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001569641 Filed Document 0000919574-15-001224 Exclusions or Exemptions 506b Accepted Date 2015-02-12 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
FORCE CAPITAL II LLC See All Filings	D/A	2015-02-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001460002 Filed Document 0001460002-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-02-12 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $Over $100,000,000 Type of Security Pooled Investment Fund
ASCEND LEGEND FUND LP See All Filings	D/A	2015-02-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001569687 Filed Document 0001405086-15-000037 Exclusions or Exemptions 506b Accepted Date 2015-02-12 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
ROCK CREEK PHARMACEUTICALS, INC. See All Filings	D	2015-02-12 00:00:00 UTC
Amount To Be Raised $760,023 Associated Brokers / Dealers N/A CIK Number 0000776008 Filed Document 0001140361-15-005673 Exclusions or Exemptions 506b Accepted Date 2015-02-12 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
SummerStone Special Opportunities Fund III, LLC See All Filings	D	2015-02-12 00:00:00 UTC
Amount To Be Raised $1,027,500 Associated Brokers / Dealers N/A CIK Number 0001633821 Filed Document 0001633821-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-02-12 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business NEW JERSEY Revenue or Assets $No Revenues Type of Security Equity
ICQ Holdings 2-C, LLC See All Filings	D	2015-02-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001633610 Filed Document 0001633610-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-02-12 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Braddock Partners, LP See All Filings	D/A	2015-02-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001406947 Filed Document 0000919574-15-001229 Exclusions or Exemptions 506b Accepted Date 2015-02-12 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund