Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
AIC Innovations Group, Inc. See All Filings	D	2017-07-24 13:17:34 UTC
Amount To Be Raised $12,000,000 Associated Brokers / Dealers N/A CIK Number 0001712257 Filed Document 0001712257-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-07-24 13:17:34 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Ukko Inc. See All Filings	D	2017-07-24 13:15:16 UTC
Amount To Be Raised $7,699,997 Associated Brokers / Dealers N/A CIK Number 0001712694 Filed Document 0001712694-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-07-24 13:15:16 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
GoldPoint Partners Co-Investment VI, LP See All Filings	D	2017-07-24 13:05:46 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001712763 Filed Document 0001712763-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-07-24 13:05:46 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Engineered Propulsion Systems, Inc. See All Filings	D/A	2017-07-24 12:55:27 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001507128 Filed Document 0001507128-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-07-24 12:55:27 UTC Type of Offering D/A Industry Manufacturing Principal Place of Business WISCONSIN Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Alternative Opportunities Fund, LP See All Filings	D	2017-07-24 12:50:11 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001703397 Filed Document 0001703397-17-000001 Exclusions or Exemptions 506c Accepted Date 2017-07-24 12:50:11 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Orion Mine Finance (Bermuda) Fund II LP See All Filings	D/A	2017-07-24 12:48:23 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers CREDIT SUISSE SECURITIES (USA) LLC CIK Number 0001676075 Filed Document 0001676075-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-07-24 12:48:23 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business BERMUDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Orion Mine Finance (Delaware) Fund II LP See All Filings	D/A	2017-07-24 12:45:49 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers CREDIT SUISSE SECURITIES (USA) LLC CIK Number 0001676076 Filed Document 0001676076-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-07-24 12:45:49 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business BERMUDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Cerberus Interactive, Inc. See All Filings	D/A	2017-07-24 12:37:15 UTC
Amount To Be Raised $300,000 Associated Brokers / Dealers N/A CIK Number 0001700091 Filed Document 0001700091-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-07-24 12:37:15 UTC Type of Offering D/A Industry Other Technology Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Other
Direct Vet Marketing, Inc. See All Filings	D	2017-07-24 12:31:40 UTC
Amount To Be Raised $223,549,994 Associated Brokers / Dealers N/A CIK Number 0001495564 Filed Document 0001140361-17-028429 Exclusions or Exemptions 506b Accepted Date 2017-07-24 12:31:40 UTC Type of Offering D Industry Other Principal Place of Business MAINE Revenue or Assets Decline to Disclose Type of Security Equity
Social Investment Holdings, Inc. See All Filings	1-A	2017-07-24 12:14:01 UTC
Amount To Be Raised $0 Associated Brokers / Dealers N/A CIK Number 0001697831 Filed Document 0001477932-17-003490 Accepted Date 2017-07-24 12:14:01 UTC Type of Offering 1-A Industry LUMBER & WOOD PRODUCTS (NO FURNITURE) Offering Tier Tier2 Principal Place of Business FLORIDA Revenue or Assets $0 State of Jurisdiction FLORIDA Type of Security Equity (common or preferred stock)
Novascan Inc. See All Filings	D	2017-07-24 12:00:16 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001711300 Filed Document 0001711300-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-07-24 12:00:16 UTC Type of Offering D Industry Other Health Care Principal Place of Business WISCONSIN Revenue or Assets Decline to Disclose Type of Security Equity
Kairos Pegasus Fund S.A. See All Filings	D	2017-07-24 12:00:10 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001711128 Filed Document 0000945621-17-000323 Exclusions or Exemptions 506b Accepted Date 2017-07-24 12:00:10 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business LUXEMBOURG Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
REI Energy 2017 Acquisition Fund,L.P. See All Filings	D	2017-07-24 11:52:27 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers Reef Securities, Inc. CIK Number 0001712350 Filed Document 0001712350-17-000001 Exclusions or Exemptions 506c Accepted Date 2017-07-24 11:52:27 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets $Not Applicable Type of Security Other
Concorde Group Holdings Inc. See All Filings	D/A	2017-07-24 11:52:01 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers JOHN W. LOOFBOURROW CIK Number 0001634096 Filed Document 0001549212-17-000011 Exclusions or Exemptions 506b Accepted Date 2017-07-24 11:52:01 UTC Type of Offering D/A Industry Other Banking and Financial Services Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Debt
Bear Creek Certificates Trust (Non-AMT) Series 2013-1 See All Filings	D	2017-07-24 11:51:14 UTC
Amount To Be Raised $6,203,000 Associated Brokers / Dealers N/A CIK Number 0001573565 Filed Document 0001573565-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-07-24 11:51:14 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business COLORADO Revenue or Assets $Not Applicable Type of Security Other
CLARIFY MEDICAL, INC. See All Filings	D	2017-07-24 11:48:04 UTC
Amount To Be Raised $5,001,000 Associated Brokers / Dealers N/A CIK Number 0001615353 Filed Document 0001140361-17-028427 Exclusions or Exemptions 506b Accepted Date 2017-07-24 11:48:04 UTC Type of Offering D Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
IvyCap Ventures Mauritius Fund II See All Filings	D/A	2017-07-24 11:45:51 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001680097 Filed Document 0001680097-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-07-24 11:45:51 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MAURITIUS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SOUND HOUSING, LLC See All Filings	D/A	2017-07-24 11:41:24 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001623490 Filed Document 0001623490-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-07-24 11:41:24 UTC Type of Offering D/A Industry Residential Principal Place of Business WASHINGTON Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Debt
EmployBridge Holding Co See All Filings	D	2017-07-24 11:41:19 UTC
Amount To Be Raised $4,200,000 Associated Brokers / Dealers N/A CIK Number 0001609386 Filed Document 0001609386-17-000005 Exclusions or Exemptions 506b Accepted Date 2017-07-24 11:41:19 UTC Type of Offering D Industry Other Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Other
BlinkBio, Inc. See All Filings	D/A	2017-07-24 11:36:42 UTC
Amount To Be Raised $19,143,368 Associated Brokers / Dealers N/A CIK Number 0001508006 Filed Document 0001508006-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-07-24 11:36:42 UTC Type of Offering D/A Industry Biotechnology Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Henssler Capital, LLC See All Filings	D	2017-07-24 11:32:19 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001576645 Filed Document 0001576645-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-07-24 11:32:19 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business GEORGIA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Pooled Investment Fund
GMI-TPS Irving, LP See All Filings	D/A	2017-07-24 11:28:26 UTC
Amount To Be Raised $5,888,757 Associated Brokers / Dealers Joseph Ondris, Carles R Huffington, Robert J Koslowski, Carles R Huffington, Robert J Kozlowski, Michael Ihrie, Brian Smith, Torry Scott, Bobby K Cowand, and Carlos Resendez CIK Number 0001711201 Filed Document 0001711201-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-07-24 11:28:26 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Gallatin Point Capital Partners LP See All Filings	D	2017-07-24 11:27:51 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001707778 Filed Document 0001707778-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-07-24 11:27:51 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Berri Pro Inc. See All Filings	D	2017-07-24 11:07:59 UTC
Amount To Be Raised $2,150,000 Associated Brokers / Dealers N/A CIK Number 0001641977 Filed Document 0001641977-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-07-24 11:07:59 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Jagger Fund, LP See All Filings	D	2017-07-24 10:52:16 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001711283 Filed Document 0001711283-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-07-24 10:52:16 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Vida Insurance Credit Opportunity Fund II, LP See All Filings	D	2017-07-24 10:50:55 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001711801 Filed Document 0001012975-17-000559 Exclusions or Exemptions 506b Accepted Date 2017-07-24 10:50:55 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Kaleidoscope Group PBC See All Filings	D/A	2017-07-24 10:46:30 UTC
Amount To Be Raised $700,000 Associated Brokers / Dealers N/A CIK Number 0001706418 Filed Document 0000897101-17-000872 Exclusions or Exemptions 506b Accepted Date 2017-07-24 10:46:30 UTC Type of Offering D/A Industry Business Services Principal Place of Business MINNESOTA Revenue or Assets $$1 - $1,000,000 Type of Security Option To Acquire
Hilltop Capital Anchor, LP See All Filings	D	2017-07-24 10:40:24 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001711357 Filed Document 0001711357-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-07-24 10:40:24 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
REAN Cloud LLC See All Filings	D	2017-07-24 10:40:11 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001674749 Filed Document 0001674749-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-07-24 10:40:11 UTC Type of Offering D Industry Other Technology Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Equity
SRA Strategic Fixed Income Portfolio (E&F) SPC See All Filings	D/A	2017-07-24 10:35:01 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001424423 Filed Document 0001424423-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-07-24 10:35:01 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SRA Strategic Fixed Income Portfolio LP See All Filings	D/A	2017-07-24 10:33:33 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001416824 Filed Document 0001416824-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-07-24 10:33:33 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SRA Hedged Equity Portfolio (E&F) SPC See All Filings	D/A	2017-07-24 10:32:14 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001424701 Filed Document 0001424701-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-07-24 10:32:14 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SRA Hedged Equity Portfolio LP See All Filings	D/A	2017-07-24 10:26:50 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001416825 Filed Document 0001416825-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-07-24 10:26:50 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SRA Select Equity Portfolio (E&F) SPC See All Filings	D/A	2017-07-24 10:24:01 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001433060 Filed Document 0001433060-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-07-24 10:24:01 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SRA Select Equity Portfolio LP See All Filings	D/A	2017-07-24 10:21:56 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001416785 Filed Document 0001416785-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-07-24 10:21:56 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SRA Diversified Strategies Portfolio (E&F) SPC See All Filings	D/A	2017-07-24 10:19:51 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001424675 Filed Document 0001424675-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-07-24 10:19:51 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SRA Diversified Strategies Portfolio LP See All Filings	D/A	2017-07-24 10:13:52 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001416817 Filed Document 0001416817-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-07-24 10:13:52 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
KB California Dialysis, DST See All Filings	D	2017-07-24 10:04:19 UTC
Amount To Be Raised $6,450,000 Associated Brokers / Dealers N/A CIK Number 0001712655 Filed Document 0001712655-17-000001 Exclusions or Exemptions 506c Accepted Date 2017-07-24 10:04:19 UTC Type of Offering D Industry Commercial Principal Place of Business NEVADA Revenue or Assets Decline to Disclose Type of Security Other
Aspetuck Global Macro Fund Ltd See All Filings	D/A	2017-07-24 09:40:34 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001632988 Filed Document 0001632988-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-07-24 09:40:34 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Freedom 3 Investments Rated, LLC See All Filings	D	2017-07-24 09:21:33 UTC
Amount To Be Raised $30,000,000 Associated Brokers / Dealers N/A CIK Number 0001712619 Filed Document 0001712619-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-07-24 09:21:33 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Freedom 3 Investments III, LP See All Filings	D/A	2017-07-24 09:10:38 UTC
Amount To Be Raised $150,000,000 Associated Brokers / Dealers N/A CIK Number 0001694226 Filed Document 0001694226-17-000006 Exclusions or Exemptions 506b Accepted Date 2017-07-24 09:10:38 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Global Resource Optimization Fund, L.P. See All Filings	D/A	2017-07-24 07:37:18 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001534700 Filed Document 0001534700-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-07-24 07:37:18 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UNITED KINGDOM Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Altair European Real Estate Fund II (HP), LLC See All Filings	D	2017-07-21 21:20:50 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers First Republic Securities Company, LLC CIK Number 0001710814 Filed Document 0001144204-17-037733 Exclusions or Exemptions 506b Accepted Date 2017-07-21 21:20:50 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Denali Funding Group LLC See All Filings	D	2017-07-21 21:11:24 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers N/A CIK Number 0001677112 Filed Document 0001677112-17-000002 Exclusions or Exemptions 506c Accepted Date 2017-07-21 21:11:24 UTC Type of Offering D Industry Other Real Estate Principal Place of Business OREGON Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Legion M Entertainment, Inc. See All Filings	C	2017-07-21 20:26:54 UTC
Financial Interest <p>Securities equal to 2.0% of the securities sold will be issued to the intermediary upon a successful fundraise.</p> Filing Platform Wefunder Portal LLC Offering Amount $70,000 CIK Number 0001674163 Filed Document 0001670254-17-000200 Accepted Date 2017-07-21 20:26:54 UTC Type of Offering C Security Offered Amount 134 Security Offered Type Common Stock State CALIFORNIA
SimuSolar, Inc. See All Filings	D	2017-07-21 20:25:48 UTC
Amount To Be Raised $800,000 Associated Brokers / Dealers N/A CIK Number 0001643231 Filed Document 0001643231-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-07-21 20:25:48 UTC Type of Offering D Industry Other Energy Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Debt
HCP Real Estate Fund II, L.P. See All Filings	D	2017-07-21 19:56:09 UTC
Amount To Be Raised $60,000,000 Associated Brokers / Dealers N/A CIK Number 0001707286 Filed Document 0001707286-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-07-21 19:56:09 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Palms at MBV, LLC See All Filings	D	2017-07-21 19:42:15 UTC
Amount To Be Raised $3,950,000 Associated Brokers / Dealers N/A CIK Number 0001712573 Filed Document 0001712573-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-07-21 19:42:15 UTC Type of Offering D Industry Other Principal Place of Business WYOMING Revenue or Assets $No Revenues Type of Security Equity
NanoCellect Biomedical, Inc. See All Filings	D/A	2017-07-21 19:30:19 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001658031 Filed Document 0001117480-17-000019 Exclusions or Exemptions 506b Accepted Date 2017-07-21 19:30:19 UTC Type of Offering D/A Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
Heroic Ventures SPV V, LLC See All Filings	D/A	2017-07-21 19:27:56 UTC
Amount To Be Raised $250,000 Associated Brokers / Dealers N/A CIK Number 0001706829 Filed Document 0001706532-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-07-21 19:27:56 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund