|
|
D |
2015-02-13 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Goldman, Sachs & Co.
- CIK Number
- 0001633547
- Filed Document
- 0001140361-15-006274
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-02-13 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2015-02-13 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Citigroup Global Markets Inc.
- CIK Number
- 0001612668
- Filed Document
- 0001612668-15-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-02-13 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2015-02-13 00:00:00 UTC |
- Amount To Be Raised
- $498,623
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0000840484
- Filed Document
- 0000840484-15-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-02-13 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- BRITISH COLUMBIA, CANADA
- Revenue or Assets
- $No Revenues
- Type of Security
- Equity
|
Baring Investment Series, LLC - Baring Global Dynamic Asset Allocation Fund
See All Filings
|
D/A |
2015-02-13 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001497049
- Filed Document
- 0001497049-15-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-02-13 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- MASSACHUSETTS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2015-02-13 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0000866174
- Filed Document
- 0000926877-15-000016
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-02-13 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- MINNESOTA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2015-02-13 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001569008
- Filed Document
- 0000902664-15-000730
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-02-13 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
BARING ADVISOR SERIES LLC - MULTI-EMPLOYER GLOBAL AGGREGATE DIVERSIFIED PORTFOLIO
See All Filings
|
D/A |
2015-02-13 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001438430
- Filed Document
- 0001438430-15-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-02-13 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- MASSACHUSETTS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2015-02-13 00:00:00 UTC |
- Amount To Be Raised
- $4,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001633905
- Filed Document
- 0001633905-15-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-02-13 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Health Care
- Principal Place of Business
- KANSAS
- Revenue or Assets
- $No Revenues
- Type of Security
- Equity
|
Baring Investment Series, LLC - Baring All Country World ex US Equity Fund
See All Filings
|
D/A |
2015-02-13 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001547286
- Filed Document
- 0001547286-15-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-02-13 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- MASSACHUSETTS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2015-02-13 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- KBD SECURITIES, LLC
- CIK Number
- 0001457668
- Filed Document
- 0001457668-15-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-02-13 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2015-02-13 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001314062
- Filed Document
- 0000919574-15-001466
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-02-13 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW JERSEY
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2015-02-13 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001633228
- Filed Document
- 0000902664-15-000723
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-02-13 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2015-02-13 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001542238
- Filed Document
- 0001542238-15-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-02-13 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- ILLINOIS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2015-02-13 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001483363
- Filed Document
- 0000902664-15-000742
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-02-13 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2015-02-13 00:00:00 UTC |
- Amount To Be Raised
- $150,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001633908
- Filed Document
- 0001140361-15-006642
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-02-13 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- MARYLAND
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2015-02-13 00:00:00 UTC |
- Amount To Be Raised
- $2,600,000
- Associated Brokers / Dealers
- None - no sales compensation paid
- CIK Number
- 0001634029
- Filed Document
- 0001633930-15-000001
- Exclusions or Exemptions
- 505 and 506b
- Accepted Date
- 2015-02-13 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- OHIO
- Revenue or Assets
- $$1,000,001 - $5,000,000
- Type of Security
- Equity
|
|
|
D |
2015-02-13 00:00:00 UTC |
- Amount To Be Raised
- $75,000,000
- Associated Brokers / Dealers
- Town Hall
- CIK Number
- 0001633614
- Filed Document
- 0000919574-15-001269
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-02-13 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NORTH CAROLINA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2015-02-13 00:00:00 UTC |
- Amount To Be Raised
- $750,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001627495
- Filed Document
- 0001627495-15-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-02-13 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- MARYLAND
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Debt
|
|
|
D |
2015-02-13 00:00:00 UTC |
- Amount To Be Raised
- $14,956,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001531055
- Filed Document
- 0001531055-15-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-02-13 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2015-02-13 00:00:00 UTC |
- Amount To Be Raised
- $150,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001612968
- Filed Document
- 0001612968-15-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-02-13 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- VIRGINIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Debt
|
|
|
D |
2015-02-13 00:00:00 UTC |
- Amount To Be Raised
- $158,959
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001551435
- Filed Document
- 0001551435-15-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-02-13 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- MARYLAND
- Revenue or Assets
- $Not Applicable
- Type of Security
- Equity
|
|
|
D |
2015-02-13 00:00:00 UTC |
- Amount To Be Raised
- $5,605,000
- Associated Brokers / Dealers
- EDI Financial Inc
- CIK Number
- 0001633421
- Filed Document
- 0001633421-15-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-02-13 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Real Estate
- Principal Place of Business
- NEW JERSEY
- Revenue or Assets
- $$5,000,001 - $25,000,000
- Type of Security
- Equity
|
|
|
D |
2015-02-13 00:00:00 UTC |
- Amount To Be Raised
- $2,106,316
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001633382
- Filed Document
- 0001633382-15-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-02-13 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Real Estate
- Principal Place of Business
- TEXAS
- Revenue or Assets
- $$1,000,001 - $5,000,000
- Type of Security
- Equity
|
|
|
D/A |
2015-02-13 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, and more than 5
- CIK Number
- 0001455085
- Filed Document
- 0001566114-15-000030
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-02-13 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2015-02-13 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A and N/A
- CIK Number
- 0001633921
- Filed Document
- 0001633921-15-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-02-13 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CONNECTICUT
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2015-02-13 00:00:00 UTC |
- Amount To Be Raised
- $303,303
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001632678
- Filed Document
- 0001632678-15-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-02-13 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Other
|
|
|
D |
2015-02-13 00:00:00 UTC |
- Amount To Be Raised
- $25,306,122
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001633836
- Filed Document
- 0001633836-15-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-02-13 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- MASSACHUSETTS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2015-02-13 00:00:00 UTC |
- Amount To Be Raised
- $500,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001633033
- Filed Document
- 0001633033-15-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-02-13 00:00:00 UTC
- Type of Offering
- D
- Industry
- Retailing
- Principal Place of Business
- MICHIGAN
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Debt
|
|
|
D/A |
2015-02-13 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Citigroup Global Markets Inc. and Morgan Stanley Smith Barney LLC
- CIK Number
- 0001526360
- Filed Document
- 0001526360-15-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-02-13 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2015-02-13 00:00:00 UTC |
- Amount To Be Raised
- $500,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001552703
- Filed Document
- 0001552703-15-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-02-13 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- MASSACHUSETTS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2015-02-13 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001031912
- Filed Document
- 0001031912-15-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-02-13 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Insurance
- Principal Place of Business
- MISSOURI
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Debt
|
|
|
D/A |
2015-02-13 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Deutsche Bank Securities, Inc., Agecroft Partners LLC, Deutshe Bank Trust Company Americas, Credit Suisse Securities (USA) LLC, and Barclays Capital Inc.
- CIK Number
- 0001330073
- Filed Document
- 0001315863-15-000114
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-02-13 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- IRELAND
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2015-02-13 00:00:00 UTC |
- Amount To Be Raised
- $5,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001577148
- Filed Document
- 0001577148-15-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-02-13 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Banking and Financial Services
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Other
|
Baring Investment Series, LLC - Baring ACWI Ex US (SRI) Equity Fund
See All Filings
|
D/A |
2015-02-13 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001539316
- Filed Document
- 0001539316-15-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-02-13 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- MASSACHUSETTS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2015-02-13 00:00:00 UTC |
- Amount To Be Raised
- $6,557,708
- Associated Brokers / Dealers
- Kenneth Dayton
- CIK Number
- 0001135856
- Filed Document
- 0001135856-15-000050
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-02-13 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Insurance
- Principal Place of Business
- OHIO
- Revenue or Assets
- $Not Applicable
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2015-02-13 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Citigroup Global Markets Inc.
- CIK Number
- 0001532025
- Filed Document
- 0001532025-15-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-02-13 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2015-02-13 00:00:00 UTC |
- Amount To Be Raised
- $400,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001633426
- Filed Document
- 0001633426-15-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-02-13 00:00:00 UTC
- Type of Offering
- D
- Industry
- Lodging and Conventions
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- $No Revenues
- Type of Security
- Equity
|
|
|
D/A |
2015-02-13 00:00:00 UTC |
- Amount To Be Raised
- $15,039
- Associated Brokers / Dealers
- Mark Maizel and Andrew Kraus
- CIK Number
- 0001135856
- Filed Document
- 0001135856-15-000055
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-02-13 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Insurance
- Principal Place of Business
- OHIO
- Revenue or Assets
- $Not Applicable
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2015-02-13 00:00:00 UTC |
- Amount To Be Raised
- $3,994,718
- Associated Brokers / Dealers
- Robert Michael Reveley and Toby Robert Chandler
- CIK Number
- 0001572344
- Filed Document
- 0001572344-15-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-02-13 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2015-02-13 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001268577
- Filed Document
- 0000926877-15-000017
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-02-13 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- MINNESOTA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2015-02-13 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, and more than 5
- CIK Number
- 0001482386
- Filed Document
- 0001566114-15-000029
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-02-13 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Other
|
|
|
D/A |
2015-02-13 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001527407
- Filed Document
- 0001013594-15-000051
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-02-13 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2015-02-13 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001483361
- Filed Document
- 0000902664-15-000741
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-02-13 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2015-02-13 00:00:00 UTC |
- Amount To Be Raised
- $100,000,000
- Associated Brokers / Dealers
- Town Hall
- CIK Number
- 0001633324
- Filed Document
- 0000919574-15-001275
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-02-13 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NORTH CAROLINA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
BARING INVESTMENT SERIES LLC - BARING FOCUSED INTERNATIONAL EQUITY FUND
See All Filings
|
D/A |
2015-02-13 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001443715
- Filed Document
- 0001443715-15-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-02-13 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- MASSACHUSETTS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2015-02-13 00:00:00 UTC |
- Amount To Be Raised
- $929,689
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001633831
- Filed Document
- 0001633831-15-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-02-13 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Real Estate
- Principal Place of Business
- ILLINOIS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2015-02-13 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001453379
- Filed Document
- 0000919574-15-001376
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-02-13 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- VIRGINIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2015-02-13 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Citigroup Global Markets Inc.
- CIK Number
- 0001584477
- Filed Document
- 0001584477-15-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-02-13 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2015-02-13 00:00:00 UTC |
- Amount To Be Raised
- $2,000,000
- Associated Brokers / Dealers
- Microventure Marketplace Inc.
- CIK Number
- 0001623400
- Filed Document
- 0001623400-15-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-02-13 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- TEXAS
- Revenue or Assets
- $No Revenues
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2015-02-13 00:00:00 UTC |
- Amount To Be Raised
- $4,368,070
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001633733
- Filed Document
- 0001633733-15-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-02-13 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Other Health Care
- Principal Place of Business
- WASHINGTON
- Revenue or Assets
- $No Revenues
- Type of Security
- Equity
|