Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
IA NEOANTIGENICS, LLC See All Filings	D	2015-02-19 00:00:00 UTC
Amount To Be Raised $721,600 Associated Brokers / Dealers N/A CIK Number 0001634863 Filed Document 0001634863-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-02-19 00:00:00 UTC Type of Offering D Industry Investing Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
GAM Beachwood Total Return Fund, L.L.C. See All Filings	D/A	2015-02-19 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers GAM Services Inc. CIK Number 0001469834 Filed Document 0001469834-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-02-19 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business BERMUDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Superior Ostrich, Inc. See All Filings	D	2015-02-19 00:00:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers PHX Financial, Inc. CIK Number 0001615083 Filed Document 0001387131-15-000666 Exclusions or Exemptions 506b Accepted Date 2015-02-19 00:00:00 UTC Type of Offering D Industry Agriculture Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
Astenbeck Oil Fund B LP See All Filings	D/A	2015-02-19 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001400443 Filed Document 0001315863-15-000189 Exclusions or Exemptions 506b Accepted Date 2015-02-19 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
ROYAL BANK OF CANADA See All Filings	D	2015-02-19 00:00:00 UTC
Amount To Be Raised $4,040,000 Associated Brokers / Dealers RBC CAPITAL MARKETS, LLC and CREDIT SUISSE SECURITIES (USA) LLC CIK Number 0001000275 Filed Document 0001214659-15-001530 Exclusions or Exemptions 506b Accepted Date 2015-02-19 00:00:00 UTC Type of Offering D Industry Commercial Banking Principal Place of Business ONTARIO, CANADA Revenue or Assets $Over $100,000,000 Type of Security Debt
YA Global Investments (U.S.), LP See All Filings	D/A	2015-02-19 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001459886 Filed Document 0000902664-15-001279 Exclusions or Exemptions 506b Accepted Date 2015-02-19 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Monegraph, Inc. See All Filings	D	2015-02-19 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001634636 Filed Document 0001634636-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-02-19 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Debt
North Rock Fund, L.P. See All Filings	D/A	2015-02-19 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001630948 Filed Document 0001503314-15-000007 Exclusions or Exemptions 506b Accepted Date 2015-02-19 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Memrise, Inc. See All Filings	D	2015-02-19 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001563345 Filed Document 0000905718-15-000267 Exclusions or Exemptions 506b Accepted Date 2015-02-19 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business UNITED KINGDOM Revenue or Assets Decline to Disclose Type of Security Debt
119 Boise, LLC See All Filings	D	2015-02-19 00:00:00 UTC
Amount To Be Raised $475,000 Associated Brokers / Dealers N/A CIK Number 0001633290 Filed Document 0001633290-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-02-19 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business IDAHO Revenue or Assets Decline to Disclose Type of Security Equity
Marble Arch QP Partners, LP See All Filings	D/A	2015-02-19 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001400490 Filed Document 0001315863-15-000184 Exclusions or Exemptions 506b Accepted Date 2015-02-19 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Celadon Technology Fund III, LLC See All Filings	D/A	2015-02-19 00:00:00 UTC
Amount To Be Raised $12,757,480 Associated Brokers / Dealers Sharespost Financial Corp CIK Number 0001617035 Filed Document 0001617035-15-000005 Exclusions or Exemptions 506b Accepted Date 2015-02-19 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
PineBridge Secondary Partners III, L.P. See All Filings	D/A	2015-02-19 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Triago Americas, Inc. CIK Number 0001581542 Filed Document 0001581542-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-02-19 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
LIVINGSTON CAPITAL FUND LP See All Filings	D/A	2015-02-19 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001129676 Filed Document 0001013594-15-000153 Exclusions or Exemptions 506b Accepted Date 2015-02-19 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
SYW LP See All Filings	D/A	2015-02-19 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Steven Fletcher CIK Number 0001374238 Filed Document 0001374238-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-02-19 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
penVmbra \| LLC See All Filings	D	2015-02-19 00:00:00 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers N/A CIK Number 0001634388 Filed Document 0001634388-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-02-19 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Pooled Investment Fund
SPEECH MORPHING SYSTEMS, INC. See All Filings	D	2015-02-19 00:00:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001634459 Filed Document 0001634459-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-02-19 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Other
Walton U.S. Land Fund 6, LP See All Filings	D/A	2015-02-19 00:00:00 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers Walton Securities, Inc. CIK Number 0001601746 Filed Document 0001601746-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-02-19 00:00:00 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business ARIZONA Revenue or Assets $Not Applicable Type of Security Equity
NEW DAY MEADERY, LLC See All Filings	D/A	2015-02-19 00:00:00 UTC
Amount To Be Raised $1,150,000 Associated Brokers / Dealers N/A CIK Number 0001626631 Filed Document 0001140361-15-009269 Exclusions or Exemptions 506b Accepted Date 2015-02-19 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business INDIANA Revenue or Assets Decline to Disclose Type of Security Equity
Tontine Capital Partners II, L.P. See All Filings	D/A	2015-02-19 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001479441 Filed Document 0000902664-15-001293 Exclusions or Exemptions 506b Accepted Date 2015-02-19 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
First NBC Bank Holding Co See All Filings	D	2015-02-19 00:00:00 UTC
Amount To Be Raised $60,000,000 Associated Brokers / Dealers Sandler, O'Neill & Partners, L.P. and Keefe, Bruyette & Woods, Inc. CIK Number 0001496631 Filed Document 0001496631-15-000010 Exclusions or Exemptions 506b Accepted Date 2015-02-19 00:00:00 UTC Type of Offering D Industry Commercial Banking Principal Place of Business LOUISIANA Revenue or Assets Decline to Disclose Type of Security Debt
CCFG Costebelle La Jolla, LLC See All Filings	D	2015-02-19 00:00:00 UTC
Amount To Be Raised $3,030,000 Associated Brokers / Dealers N/A CIK Number 0001634095 Filed Document 0001634095-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-02-19 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
CoDa Therapeutics Inc See All Filings	D	2015-02-19 00:00:00 UTC
Amount To Be Raised $3,240,200 Associated Brokers / Dealers N/A CIK Number 0001378567 Filed Document 0001378567-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-02-19 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
Lighthouse Credit Compass Segregated Portfolio, a segregated portfolio of Lighthouse Strategies Fund, SPC See All Filings	D/A	2015-02-19 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Atlantic Trust Company, Certitude Global Investments Limited, APB Financial Group, and SunTrust Banks, Inc. CIK Number 0001522455 Filed Document 0001503314-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-02-19 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Bongiovi Medical & Health Technologies, LLC See All Filings	D	2015-02-19 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001545050 Filed Document 0001019687-15-000663 Exclusions or Exemptions 506b Accepted Date 2015-02-19 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business FLORIDA Revenue or Assets $No Revenues Type of Security Equity
Blue Opportunity Fund, LP See All Filings	D/A	2015-02-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Over 5 CIK Number 0001496742 Filed Document 0001095449-15-000129 Exclusions or Exemptions 506b Accepted Date 2015-02-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
HedgeForum Eminence, Ltd. See All Filings	D/A	2015-02-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Citigroup Global Markets Inc. CIK Number 0001532030 Filed Document 0001532030-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-02-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
SCS CAPITAL PARTNERS FUND LLC See All Filings	D/A	2015-02-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001344845 Filed Document 0001344845-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-02-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
HedgeForum Canyon, Ltd. See All Filings	D/A	2015-02-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Citigroup Global Markets Inc. and Morgan Stanley Smith Barney LLC CIK Number 0001341883 Filed Document 0001341883-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-02-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
HedgeForum Pentwater, Ltd. See All Filings	D/A	2015-02-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Citigroup Global Markets Inc. CIK Number 0001569997 Filed Document 0001569997-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-02-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
First Eagle Pacific Fund, LP See All Filings	D/A	2015-02-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001506963 Filed Document 0000919574-15-002308 Exclusions or Exemptions 506b Accepted Date 2015-02-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BLR Capital Partners, LP See All Filings	D/A	2015-02-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001281170 Filed Document 0000919574-15-002303 Exclusions or Exemptions 506b Accepted Date 2015-02-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SCS Diversified Inflation Hedges Fund, LLC See All Filings	D/A	2015-02-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001522429 Filed Document 0001522429-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-02-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NaviMed Partners Executive Fund, L.P. See All Filings	D/A	2015-02-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001568853 Filed Document 0001568853-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-02-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Lagos Venture, LLC See All Filings	D/A	2015-02-18 00:00:00 UTC
Amount To Be Raised $2,200,000 Associated Brokers / Dealers N/A CIK Number 0001623921 Filed Document 0001623921-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-02-18 00:00:00 UTC Type of Offering D/A Industry Commercial Principal Place of Business TEXAS Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Pinnacle Opportunity, LP See All Filings	D/A	2015-02-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001189551 Filed Document 0001189551-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-02-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Pooled Investment Fund
SHAW COPPER & BRASS LLC See All Filings	D/A	2015-02-18 00:00:00 UTC
Amount To Be Raised $1,000,000,000 Associated Brokers / Dealers Thomas Shaw CIK Number 0001620048 Filed Document 0001620048-15-000006 Exclusions or Exemptions 506b Accepted Date 2015-02-18 00:00:00 UTC Type of Offering D/A Industry Other Energy Principal Place of Business KENTUCKY Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
LIGHTHOUSE CREDIT OPPORTUNITIES FUND LP See All Filings	D/A	2015-02-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Atlantic Trust Company and SunTrust Banks, Inc. CIK Number 0001224274 Filed Document 0001469994-15-000007 Exclusions or Exemptions 506b Accepted Date 2015-02-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Fabrice Grinda Fund I LLC See All Filings	D/A	2015-02-18 00:00:00 UTC
Amount To Be Raised $753,000 Associated Brokers / Dealers N/A CIK Number 0001625075 Filed Document 0001625075-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-02-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SCS Private Equity Fund III, LLC See All Filings	D/A	2015-02-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001599728 Filed Document 0001599728-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-02-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Flightline Ventures, LLC See All Filings	D	2015-02-18 00:00:00 UTC
Amount To Be Raised $2,968,421 Associated Brokers / Dealers N/A CIK Number 0001617136 Filed Document 0001617136-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-02-18 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
VERNON CA CUSTODIAL ACCOUNT, LLC See All Filings	D	2015-02-18 00:00:00 UTC
Amount To Be Raised $34,825,000 Associated Brokers / Dealers Crews & Associates, Inc. CIK Number 0001633161 Filed Document 0001633161-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-02-18 00:00:00 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business ARKANSAS Revenue or Assets $No Revenues Type of Security Pooled Investment Fund
AngelList-Leet-Fund, a series of AngelList-IC-Funds, LLC See All Filings	D	2015-02-18 00:00:00 UTC
Amount To Be Raised $158,000 Associated Brokers / Dealers N/A CIK Number 0001634186 Filed Document 0001634186-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-02-18 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ECF VALUE FUND II LP See All Filings	D/A	2015-02-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001270166 Filed Document 0001544824-15-000004 Exclusions or Exemptions 506b Accepted Date 2015-02-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
GPO Merchants & Operators, LLC See All Filings	D/A	2015-02-18 00:00:00 UTC
Amount To Be Raised $24,000,000 Associated Brokers / Dealers N/A CIK Number 0001553887 Filed Document 0001553887-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-02-18 00:00:00 UTC Type of Offering D/A Industry Retailing Principal Place of Business MISSOURI Revenue or Assets Decline to Disclose Type of Security Equity
AngelList-Dtch-92-Fund, a series of AngelList-AM-Funds, LLC See All Filings	D	2015-02-18 00:00:00 UTC
Amount To Be Raised $221,975 Associated Brokers / Dealers N/A CIK Number 0001634178 Filed Document 0001634178-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-02-18 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Ash Creek Orchards, LLC See All Filings	D/A	2015-02-18 00:00:00 UTC
Amount To Be Raised $18,000,000 Associated Brokers / Dealers N/A CIK Number 0001629424 Filed Document 0001629424-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-02-18 00:00:00 UTC Type of Offering D/A Industry Agriculture Principal Place of Business ARIZONA Revenue or Assets $No Revenues Type of Security Equity
Blackstone Total Alternatives Solution 2015 I L.P. See All Filings	D	2015-02-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Deutsche Bank Securities Inc. ("DB") CIK Number 0001632702 Filed Document 0001632702-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-02-18 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Crispin Inferential Partners, LP See All Filings	D	2015-02-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001633981 Filed Document 0001633981-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-02-18 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Elcelyx Therapeutics, Inc. See All Filings	D	2015-02-18 00:00:00 UTC
Amount To Be Raised $9,000,000 Associated Brokers / Dealers N/A CIK Number 0001486988 Filed Document 0001486988-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-02-18 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity