Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
NEOCHORD INC See All Filings	D	2015-02-19 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001400819 Filed Document 0001209191-15-015894 Exclusions or Exemptions 506b Accepted Date 2015-02-19 00:00:00 UTC Type of Offering D Industry Manufacturing Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Option To Acquire
MJIC, INC. See All Filings	D	2015-02-19 00:00:00 UTC
Amount To Be Raised $750,000 Associated Brokers / Dealers N/A CIK Number 0001612499 Filed Document 0001612499-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-02-19 00:00:00 UTC Type of Offering D Industry Investing Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
Walton U. S. Land Fund 5, LP See All Filings	D/A	2015-02-19 00:00:00 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers Walton Securities, Inc., 1st Global Capital Corp., American Portfolios Financial Services, Arrow Private Wealth, Ausdal Financial Partners, Austin Wealth Management, LLC, Biltmore Wealth Advisors, LLC, Capital Financial Services, Centaurus Financial Inc., Clien One Securities, LLC, Coastal Equities, Inc., Coastal Investment Advisors, Concierge Private Wealth Management, LLC, Concorde Investment Services, LLC, Cornerstone Investment Services, Crown Capital Securities LP, DH Hill Securities, EHD Advisory Services Inc., First Financial Equity Corporation, Geneos Wealth Management, Girard Securities, IMS Securities Inc., Investacorp., Inc., JW Cole Financial Inc., James Gilbert McClellan, Kaizen Financial Advisors, LLC, Kalos Capital Inc., KDWallStreet Investment Advisors, LLC, LD Lowe Wealth Advisory, Mallard Financial Partners, Moloney Securities Co., LLC, Momentum Advisors, LLC, Money Concepts Capital Corp., Newport Coast Securities Inc., Private Group Wealth Management, LLC, ProEquities Inc., Purshe Kaplan Sterling, Questar Capital Corporation, Richfield Orion International Inc., RNB Wealth Management Group, LLC, Rowland Carmichael Advisors Inc., Sagepoint Financial, Inc., SCF Securities, Inc., Securities America, Inc., Strategic Financial Alliance Inc., Summit Brokerage Services, Tital Securities, TransAM Securities, Inc., Triad Advisors Inc., United Planners Financial Services, and WNA Wealth Advisors Inc. CIK Number 0001601708 Filed Document 0001601708-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-02-19 00:00:00 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business ARIZONA Revenue or Assets $Not Applicable Type of Security Equity
Eco Oro Minerals Corp. See All Filings	D	2015-02-19 00:00:00 UTC
Amount To Be Raised $2,011,139 Associated Brokers / Dealers N/A CIK Number 0001408679 Filed Document 0001140361-15-008199 Exclusions or Exemptions 506b Accepted Date 2015-02-19 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Dental Exchange Inc. See All Filings	D	2015-02-19 00:00:00 UTC
Amount To Be Raised $750,000 Associated Brokers / Dealers N/A CIK Number 0001634074 Filed Document 0001634074-15-000001 Exclusions or Exemptions 505 and 506b Accepted Date 2015-02-19 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business KENTUCKY Revenue or Assets $No Revenues Type of Security Equity
CAM GLOBAL PARTNERS, LP See All Filings	D	2015-02-19 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001632244 Filed Document 0000919574-15-002321 Exclusions or Exemptions 506b Accepted Date 2015-02-19 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Black Diamond Energy Sector, L.P. See All Filings	D	2015-02-19 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001631889 Filed Document 0000943663-15-000025 Exclusions or Exemptions 506b Accepted Date 2015-02-19 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
HAR-CASENTINI STREET APARTMENTS, LLC See All Filings	D	2015-02-19 00:00:00 UTC
Amount To Be Raised $9,455,000 Associated Brokers / Dealers None CIK Number 0001634329 Filed Document 0001634329-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-02-19 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
Gravity Renewables, Inc. See All Filings	D	2015-02-19 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001579977 Filed Document 0001579977-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-02-19 00:00:00 UTC Type of Offering D Industry Other Energy Principal Place of Business COLORADO Revenue or Assets $$1 - $1,000,000 Type of Security Equity
HedgeCo Hybrid Master Fund L.P. See All Filings	D/A	2015-02-19 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers HedgeCo Securities, LLC CIK Number 0001512100 Filed Document 0001512100-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-02-19 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
HedgeCo Hybrid Ltd. See All Filings	D/A	2015-02-19 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers HedgeCo Securities, LLC CIK Number 0001565948 Filed Document 0001565948-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-02-19 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Biena, LLC See All Filings	D	2015-02-19 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001634509 Filed Document 0001634509-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-02-19 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Oportun Financial Corp See All Filings	D	2015-02-19 00:00:00 UTC
Amount To Be Raised $91,113,600 Associated Brokers / Dealers Morgan Stanley & Co., LLC CIK Number 0001538716 Filed Document 0001538716-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-02-19 00:00:00 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
NovaTract Surgical, Inc. See All Filings	D	2015-02-19 00:00:00 UTC
Amount To Be Raised $900,000 Associated Brokers / Dealers N/A CIK Number 0001527287 Filed Document 0001527287-15-000005 Exclusions or Exemptions 506b Accepted Date 2015-02-19 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
Cornerstone Real Estate Fund X LP See All Filings	D	2015-02-19 00:00:00 UTC
Amount To Be Raised $750,000,000 Associated Brokers / Dealers Babson Capital Securities LLC CIK Number 0001634031 Filed Document 0001634031-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-02-19 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Wakefield Vista Apartments LLC See All Filings	D	2015-02-19 00:00:00 UTC
Amount To Be Raised $7,500,000 Associated Brokers / Dealers N/A CIK Number 0001632694 Filed Document 0001632694-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-02-19 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Appistry Inc See All Filings	D	2015-02-19 00:00:00 UTC
Amount To Be Raised $10,250,000 Associated Brokers / Dealers N/A CIK Number 0001391771 Filed Document 0001391771-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-02-19 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business MISSOURI Revenue or Assets Decline to Disclose Type of Security Debt
CREF X (FF) LLC See All Filings	D	2015-02-19 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001634030 Filed Document 0001634030-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-02-19 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
ClarityAd Inc. See All Filings	D	2015-02-19 00:00:00 UTC
Amount To Be Raised $300,000 Associated Brokers / Dealers N/A CIK Number 0001589540 Filed Document 0001589540-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-02-19 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Debt
Cherry 547, LLC See All Filings	D	2015-02-19 00:00:00 UTC
Amount To Be Raised $1,325,000 Associated Brokers / Dealers N/A CIK Number 0001635539 Filed Document 0000905729-15-000106 Exclusions or Exemptions 506b Accepted Date 2015-02-19 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business MICHIGAN Revenue or Assets $No Revenues Type of Security Equity
C2 FACILITY SOLUTIONS LLC See All Filings	D	2015-02-19 00:00:00 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001157845 Filed Document 0001157845-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-02-19 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business KENTUCKY Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Debt
BRICKELL BIOTECH, INC. See All Filings	D	2015-02-19 00:00:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001497233 Filed Document 0001497233-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-02-19 00:00:00 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Kepos Alpha Fund Ltd. See All Filings	D/A	2015-02-19 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001512016 Filed Document 0000902664-15-001283 Exclusions or Exemptions 506b Accepted Date 2015-02-19 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Roadtrip Productions Ltd. See All Filings	D	2015-02-19 00:00:00 UTC
Amount To Be Raised $9,850,000 Associated Brokers / Dealers GSV Advisors, LLC CIK Number 0001638880 Filed Document 0001638880-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-02-19 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
PuzzleSocial, Inc. See All Filings	D	2015-02-19 00:00:00 UTC
Amount To Be Raised $3,000,013 Associated Brokers / Dealers N/A CIK Number 0001572680 Filed Document 0000905718-15-000269 Exclusions or Exemptions 506b Accepted Date 2015-02-19 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Heritage Estates Multifamily Investment, LLC See All Filings	D/A	2015-02-19 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001608002 Filed Document 0001608002-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-02-19 00:00:00 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Neos Therapeutics, Inc. See All Filings	D/A	2015-02-19 00:00:00 UTC
Amount To Be Raised $20,624,355 Associated Brokers / Dealers N/A CIK Number 0001467652 Filed Document 0001467652-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-02-19 00:00:00 UTC Type of Offering D/A Industry Pharmaceuticals Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Sirrus, Inc. See All Filings	D	2015-02-19 00:00:00 UTC
Amount To Be Raised $8,189,488 Associated Brokers / Dealers N/A CIK Number 0001529642 Filed Document 0001529642-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-02-19 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
Astenbeck Commodities Fund II LP See All Filings	D/A	2015-02-19 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Not Applicable CIK Number 0001427632 Filed Document 0001315863-15-000187 Exclusions or Exemptions 506b Accepted Date 2015-02-19 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
Lighthouse SRI Global Long/Short Fund, LP See All Filings	D/A	2015-02-19 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Morgan Stanley Smith Barney LLC, Suntrust Banks, Inc., and Atlantic Trust Company CIK Number 0001575909 Filed Document 0001503314-15-000005 Exclusions or Exemptions 506b Accepted Date 2015-02-19 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Paint Nite LLC See All Filings	D	2015-02-19 00:00:00 UTC
Amount To Be Raised $13,225,000 Associated Brokers / Dealers N/A CIK Number 0001634223 Filed Document 0001192482-15-000028 Exclusions or Exemptions 506b Accepted Date 2015-02-19 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Riverstone Global Energy & Power Fund VI, L.P. See All Filings	D	2015-02-19 00:00:00 UTC
Amount To Be Raised $8,000,000,000 Associated Brokers / Dealers Principle Advisory Services Pty Ltd., J.P. Morgan Securities, Inc., TransPacific Group LLC, and TransPacific Group (Asia) Limited CIK Number 0001624567 Filed Document 0001140361-15-007878 Exclusions or Exemptions 506b Accepted Date 2015-02-19 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
InboxApp, Inc. See All Filings	D	2015-02-19 00:00:00 UTC
Amount To Be Raised $8,000,000 Associated Brokers / Dealers N/A CIK Number 0001634438 Filed Document 0001634438-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-02-19 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Liquid Health Labs, Inc. See All Filings	D	2015-02-19 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001552378 Filed Document 0001552378-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-02-19 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW HAMPSHIRE Revenue or Assets Decline to Disclose Type of Security Equity
Medgold Resources Corp. See All Filings	D	2015-02-19 00:00:00 UTC
Amount To Be Raised $117,063 Associated Brokers / Dealers N/A CIK Number 0001572236 Filed Document 0001572236-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-02-19 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets $No Revenues Type of Security Equity
IGETBETTER, INC. See All Filings	D	2015-02-19 00:00:00 UTC
Amount To Be Raised $1,117,305 Associated Brokers / Dealers N/A CIK Number 0001634472 Filed Document 0001634472-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-02-19 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Pro-MECH Learning Systems, LLC See All Filings	D	2015-02-19 00:00:00 UTC
Amount To Be Raised $700,000 Associated Brokers / Dealers N/A CIK Number 0001604966 Filed Document 0001604966-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-02-19 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Debt
WasteZero, Inc. See All Filings	D/A	2015-02-19 00:00:00 UTC
Amount To Be Raised $7,000,000 Associated Brokers / Dealers N/A CIK Number 0001562103 Filed Document 0001562103-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-02-19 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
Marble Arch Offshore Partners, Ltd See All Filings	D/A	2015-02-19 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001400345 Filed Document 0001315863-15-000182 Exclusions or Exemptions 506b Accepted Date 2015-02-19 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Metabook Inc. See All Filings	D/A	2015-02-19 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001621826 Filed Document 0001621826-15-000004 Exclusions or Exemptions 504, 505, and 506b Accepted Date 2015-02-19 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
GoldenTree Credit Opportunities ASP Fund, a series of Alternative Strategies Platform, LLC See All Filings	D/A	2015-02-19 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Wells Fargo Advisors, LLC CIK Number 0001569570 Filed Document 0001625257-15-000015 Exclusions or Exemptions 506b Accepted Date 2015-02-19 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ALCHEMY INDIA FUND (CAYMAN) PARTNERS LP See All Filings	D/A	2015-02-19 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001428910 Filed Document 0001428910-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-02-19 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business SINGAPORE Revenue or Assets Decline to Disclose Type of Security Equity
Walton U. S. Land Fund 5, LP See All Filings	D/A	2015-02-19 00:00:00 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers Walton Securities, Inc., 1st Global Capital Corp., American Portfolios Financial Services, Arrow Private Wealth, Ausdal Financial Partners, Austin Wealth Management, LLC, Biltmore Wealth Advisors, LLC, Capital Financial Services, Centaurus Financial Inc., Clien One Securities, LLC, Coastal Equities, Inc., Coastal Investment Advisors, Concierge Private Wealth Management, LLC, Concorde Investment Services, LLC, Cornerstone Investment Services, Crown Capital Securities LP, DH Hill Securities, EHD Advisory Services Inc., First Financial Equity Corporation, Geneos Wealth Management, Girard Securities, IMS Securities Inc., Investacorp., Inc., JW Cole Financial Inc., James Gilbert McClellan, Kaizen Financial Advisors, LLC, Kalos Capital Inc., KDWallStreet Investment Advisors, LLC, LD Lowe Wealth Advisory, Mallard Financial Partners, Moloney Securities Co., LLC, Momentum Advisors, LLC, Money Concepts Capital Corp., Newport Coast Securities Inc., Private Group Wealth Management, LLC, ProEquities Inc., Purshe Kaplan Sterling, Questar Capital Corporation, Richfield Orion International Inc., RNB Wealth Management Group, LLC, Rowland Carmichael Advisors Inc., Sagepoint Financial, Inc., SCF Securities, Inc., Securities America, Inc., Strategic Financial Alliance Inc., Summit Brokerage Services, Tital Securities, TransAM Securities, Inc., Triad Advisors Inc., United Planners Financial Services, and WNA Wealth Advisors Inc. CIK Number 0001601708 Filed Document 0001601708-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-02-19 00:00:00 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business ARIZONA Revenue or Assets $Not Applicable Type of Security Equity
Warberg Arbitrage LP See All Filings	D	2015-02-19 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001633597 Filed Document 0001633597-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-02-19 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Appistry Inc See All Filings	D/A	2015-02-19 00:00:00 UTC
Amount To Be Raised $36,000,000 Associated Brokers / Dealers Headwaters BD, LLC CIK Number 0001391771 Filed Document 0001391771-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-02-19 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business MISSOURI Revenue or Assets Decline to Disclose Type of Security Equity
Snow Lake China Fund, Ltd. See All Filings	D/A	2015-02-19 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001599724 Filed Document 0001585933-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-02-19 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CSU Preferred AH Associates, L.P. See All Filings	D	2015-02-19 00:00:00 UTC
Amount To Be Raised $8,000,000 Associated Brokers / Dealers N/A CIK Number 0001634292 Filed Document 0001634292-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-02-19 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
Symphony Credit Opportunities Fund L.P. See All Filings	D	2015-02-19 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001634174 Filed Document 0000935836-15-000128 Exclusions or Exemptions 506b Accepted Date 2015-02-19 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
root9B Technologies Inc. See All Filings	D	2015-02-19 00:00:00 UTC
Amount To Be Raised $7,353,753 Associated Brokers / Dealers N/A CIK Number 0001272550 Filed Document 0001140361-15-008143 Exclusions or Exemptions 506b Accepted Date 2015-02-19 00:00:00 UTC Type of Offering D Industry Business Services Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
Candlewood Structured Credit Fund, Ltd See All Filings	D/A	2015-02-19 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Kelson Capital LLC, Far Hills Group, LLC, and Credit Suisse Securities (USA) LLC CIK Number 0001542434 Filed Document 0001542434-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-02-19 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund