Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Ivy Lane Special Situations Fund, LP See All Filings	D/A	2017-07-31 08:16:18 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001505979 Filed Document 0001505979-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-07-31 08:16:18 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Children's Investment Fund LP See All Filings	D/A	2017-07-31 08:08:41 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001291009 Filed Document 0000902664-17-003115 Exclusions or Exemptions 506b Accepted Date 2017-07-31 08:08:41 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Children's Investment Fund See All Filings	D/A	2017-07-31 08:07:32 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001331547 Filed Document 0000902664-17-003114 Exclusions or Exemptions 506b Accepted Date 2017-07-31 08:07:32 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Stripe, Inc. See All Filings	D	2017-07-31 08:04:21 UTC
Amount To Be Raised $6,215,086 Associated Brokers / Dealers N/A CIK Number 0001691342 Filed Document 0001691342-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-07-31 08:04:21 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
TJC Real Estate Lender, LLC See All Filings	D	2017-07-28 21:27:41 UTC
Amount To Be Raised $13,500,000 Associated Brokers / Dealers N/A CIK Number 0001709298 Filed Document 0001709298-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-07-28 21:27:41 UTC Type of Offering D Industry Other Real Estate Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
MAPLEWOOD PLACE PARK L.P. See All Filings	D	2017-07-28 20:16:51 UTC
Amount To Be Raised $2,375,000 Associated Brokers / Dealers N/A CIK Number 0001713384 Filed Document 0001713384-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-07-28 20:16:51 UTC Type of Offering D Industry Other Principal Place of Business ARIZONA Revenue or Assets $No Revenues Type of Security Equity
Barrow, Hanley, Mewhinney & Strauss Diversified Large Cap Value Fund See All Filings	D/A	2017-07-28 19:51:17 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001405796 Filed Document 0001405392-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-07-28 19:51:17 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Barrow, Hanley, Mewhinney & Strauss Diversified Large Cap Value Fund See All Filings	D/A	2017-07-28 19:49:03 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001405796 Filed Document 0001503048-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-07-28 19:49:03 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BARROW, HANLEY, MEWHINNEY & STRAUSS CORE FIXED INCOME FUND See All Filings	D/A	2017-07-28 19:46:49 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001405388 Filed Document 0001503048-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-07-28 19:46:49 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Northwest Analytical Labs LLC dba PacLab Analytics LLC See All Filings	D	2017-07-28 19:41:44 UTC
Amount To Be Raised $750,000 Associated Brokers / Dealers N/A CIK Number 0001713411 Filed Document 0001713411-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-07-28 19:41:44 UTC Type of Offering D Industry Other Principal Place of Business OREGON Revenue or Assets Decline to Disclose Type of Security Debt
Rapunzl Investments, LLC See All Filings	C	2017-07-28 19:31:26 UTC
Financial Interest None. Filing Platform NetCapital Funding Portal Inc. Offering Amount $455,000 CIK Number 0001710904 Filed Document 0001669191-17-000098 Accepted Date 2017-07-28 19:31:26 UTC Type of Offering C Security Offered Amount 10,989 Security Offered Type Other State ILLINOIS
Five Point Capital Midstream Fund III L.P. See All Filings	D	2017-07-28 19:24:22 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001712325 Filed Document 0001140361-17-029193 Exclusions or Exemptions 506b Accepted Date 2017-07-28 19:24:22 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Copper Rock International Small Cap Fund See All Filings	D/A	2017-07-28 19:23:12 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001503048 Filed Document 0001503048-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-07-28 19:23:12 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Barrow, Hanley, Mewhinney & Strauss Non-US Value Fund See All Filings	D/A	2017-07-28 19:22:04 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001405365 Filed Document 0001405365-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-07-28 19:22:04 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Barrow, Hanley, Mewhinney & Strauss High Yield Fixed Income Fund See All Filings	D/A	2017-07-28 19:20:21 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001405795 Filed Document 0001405795-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-07-28 19:20:21 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NextRX Inc. See All Filings	C/A	2017-07-28 19:17:53 UTC
Financial Interest None Filing Platform truCrowd, Inc Offering Amount $100,000 CIK Number 0001674439 Filed Document 0001674439-17-000008 Accepted Date 2017-07-28 19:17:53 UTC Type of Offering C/A Security Offered Amount 10,000 Security Offered Type Common Stock State NEVADA
FULCRUM BIOENERGY INC See All Filings	D	2017-07-28 19:15:13 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001434441 Filed Document 0001434441-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-07-28 19:15:13 UTC Type of Offering D Industry Other Energy Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
FULCRUM BIOENERGY INC See All Filings	D	2017-07-28 19:15:12 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001434441 Filed Document 0001434441-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-07-28 19:15:12 UTC Type of Offering D Industry Other Energy Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Barrow, Hanley, Mewhinney & Strauss Diversified Large Cap Value Fund See All Filings	D/A	2017-07-28 19:14:14 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001405796 Filed Document 0001405796-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-07-28 19:14:14 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SNM Global Holdings, Inc. See All Filings	1-A/A	2017-07-28 19:14:14 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001706907 Filed Document 0000721748-17-000479 Accepted Date 2017-07-28 19:14:14 UTC Type of Offering 1-A/A Industry SERVICES-MISCELLANEOUS AMUSEMENT & RECREATION Offering Tier Tier1 Principal Place of Business FLORIDA Revenue or Assets $0 State of Jurisdiction NEVADA Type of Security Equity (common or preferred stock)
BARROW, HANLEY, MEWHINNEY & STRAUSS CORE FIXED INCOME FUND See All Filings	D/A	2017-07-28 19:10:33 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001405388 Filed Document 0001405388-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-07-28 19:10:33 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
TS&W International Small Cap Equity Fund See All Filings	D/A	2017-07-28 19:04:39 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001547430 Filed Document 0001547430-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-07-28 19:04:39 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Liquid Gold, LLC See All Filings	D	2017-07-28 19:00:23 UTC
Amount To Be Raised $1,900,000 Associated Brokers / Dealers N/A CIK Number 0001713417 Filed Document 0001713417-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-07-28 19:00:23 UTC Type of Offering D Industry Other Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Healthbase Networks, LLC See All Filings	D	2017-07-28 18:58:39 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001708972 Filed Document 0001128784-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-07-28 18:58:39 UTC Type of Offering D Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Abogen, Inc. See All Filings	D	2017-07-28 18:29:52 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers PHX Financial, Inc. d/b/a Phoenix Financial Services CIK Number 0001700326 Filed Document 0001700326-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-07-28 18:29:52 UTC Type of Offering D Industry Biotechnology Principal Place of Business MAINE Revenue or Assets Decline to Disclose Type of Security Equity
Energetic Insurance, Inc. See All Filings	D	2017-07-28 18:16:36 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001711450 Filed Document 0001711450-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-07-28 18:16:36 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Debt
727 ILLINOIS, LLC See All Filings	D	2017-07-28 18:11:44 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001713092 Filed Document 0001713092-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-07-28 18:11:44 UTC Type of Offering D Industry Other Real Estate Principal Place of Business INDIANA Revenue or Assets $No Revenues Type of Security Equity
MHC Partner Fund I, LLC See All Filings	D	2017-07-28 18:05:37 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001713419 Filed Document 0001713419-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-07-28 18:05:37 UTC Type of Offering D Industry Commercial Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Equity
GRIT, LLC See All Filings	D	2017-07-28 17:56:39 UTC
Amount To Be Raised $3,795,850 Associated Brokers / Dealers N/A CIK Number 0001590870 Filed Document 0001590870-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-07-28 17:56:39 UTC Type of Offering D Industry Other Principal Place of Business NEBRASKA Revenue or Assets Decline to Disclose Type of Security Equity
Enclave Platform, L.P. See All Filings	D	2017-07-28 17:56:16 UTC
Amount To Be Raised $8,400,000 Associated Brokers / Dealers N/A CIK Number 0001713280 Filed Document 0001713280-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-07-28 17:56:16 UTC Type of Offering D Industry Residential Principal Place of Business CALIFORNIA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
NGP NATURAL RESOURCES XII, L.P. See All Filings	D	2017-07-28 17:30:17 UTC
Amount To Be Raised $5,325,000,000 Associated Brokers / Dealers TCG SECURITIES, L.L.C., MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED, and MERRILL LYNCH ALTERNATIVE INVESTMENTS LLC CIK Number 0001713141 Filed Document 0001713141-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-07-28 17:30:17 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
LG 380 Naylor Cross Roads, LLC See All Filings	D	2017-07-28 17:29:48 UTC
Amount To Be Raised $357,750 Associated Brokers / Dealers N/A CIK Number 0001713332 Filed Document 0001713332-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-07-28 17:29:48 UTC Type of Offering D Industry Commercial Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
FundersClub B3Q LLC See All Filings	D/A	2017-07-28 17:24:16 UTC
Amount To Be Raised $1,145,255 Associated Brokers / Dealers N/A CIK Number 0001711362 Filed Document 0001711362-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-07-28 17:24:16 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Ares ND Credit Strategies Fund LLC See All Filings	D	2017-07-28 17:24:16 UTC
Amount To Be Raised $200,000,000 Associated Brokers / Dealers N/A CIK Number 0001712230 Filed Document 0001712230-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-07-28 17:24:16 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Northern Vertex Mining Corp. See All Filings	D	2017-07-28 17:21:19 UTC
Amount To Be Raised $118,594 Associated Brokers / Dealers N/A CIK Number 0001518353 Filed Document 0001140361-17-029171 Exclusions or Exemptions 506b Accepted Date 2017-07-28 17:21:19 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
FundersClub 7TW LLC See All Filings	D	2017-07-28 17:20:41 UTC
Amount To Be Raised $152,000 Associated Brokers / Dealers N/A CIK Number 0001712382 Filed Document 0001712382-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-07-28 17:20:41 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NestGSV, Inc. See All Filings	C/A	2017-07-28 17:16:04 UTC
Financial Interest Filing Platform First Democracy VC Offering Amount $1,070,000 CIK Number 0001605652 Filed Document 0001605652-17-000005 Accepted Date 2017-07-28 17:16:04 UTC Type of Offering C/A Security Offered Amount 50,000 Security Offered Type Other State CALIFORNIA
Jetpack, Inc. See All Filings	C	2017-07-28 17:15:56 UTC
Financial Interest 2% of the Securities being issued in this Offering Filing Platform OpenDeal, Inc., dba Republic Offering Amount $107,000 CIK Number 0001711875 Filed Document 0001711875-17-000001 Accepted Date 2017-07-28 17:15:56 UTC Type of Offering C Security Offered Amount 50,000 Security Offered Type Other State CALIFORNIA
Napa Valley Limoncello Co, LLC See All Filings	C/A	2017-07-28 17:15:44 UTC
Financial Interest The intermediary will receive a Convertible Promissory Note in a principal amount that is equal to 2% (two percent) of the aggregate principal amount of all Convertible Promissory Notes issued in the Offering. Filing Platform First Democracy VC Offering Amount $1,070,000 CIK Number 0001557286 Filed Document 0001557286-17-000010 Accepted Date 2017-07-28 17:15:44 UTC Type of Offering C/A Security Offered Amount 50,000 Security Offered Type Other State CALIFORNIA
Apera Capital Private Debt Fund I SCSp See All Filings	D	2017-07-28 17:14:35 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001713405 Filed Document 0001713405-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-07-28 17:14:35 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UNITED KINGDOM Revenue or Assets Decline to Disclose Type of Security Equity
Ares Jasper Fund, L.P. See All Filings	D	2017-07-28 17:13:11 UTC
Amount To Be Raised $400,000,000 Associated Brokers / Dealers N/A CIK Number 0001712232 Filed Document 0001712232-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-07-28 17:13:11 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
World Class Holding Company, LLC See All Filings	D	2017-07-28 17:12:17 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001712819 Filed Document 0001712819-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-07-28 17:12:17 UTC Type of Offering D Industry Other Real Estate Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
LG Fry West Houston, LLC See All Filings	D	2017-07-28 17:11:41 UTC
Amount To Be Raised $481,884 Associated Brokers / Dealers N/A CIK Number 0001713350 Filed Document 0001713350-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-07-28 17:11:41 UTC Type of Offering D Industry Commercial Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
NGP NATURAL RESOURCES XII PARALLEL FUND, L.P. See All Filings	D	2017-07-28 17:09:36 UTC
Amount To Be Raised $5,325,000,000 Associated Brokers / Dealers TCG SECURITIES, L.L.C., MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED, and MERRILL LYNCH ALTERNATIVE INVESTMENTS LLC CIK Number 0001713139 Filed Document 0001713139-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-07-28 17:09:36 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Ironclad Distillery, Inc. See All Filings	C/A	2017-07-28 17:00:42 UTC
Financial Interest The intermediary will receive Series Seed Preferred Stock of the issuer that is equal to 2% (two percent) of the total number of shares sold by the issuer in the Offering. Filing Platform First Democracy VC Offering Amount $450,008 CIK Number 0001708142 Filed Document 0001708142-17-000007 Accepted Date 2017-07-28 17:00:42 UTC Type of Offering C/A Security Offered Amount 7,694 Security Offered Type Preferred Stock State VIRGINIA
SPOTHERO, INC. See All Filings	D	2017-07-28 16:55:11 UTC
Amount To Be Raised $21,499,846 Associated Brokers / Dealers N/A CIK Number 0001609292 Filed Document 0001609292-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-07-28 16:55:11 UTC Type of Offering D Industry Other Technology Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Coast to Coast Real Asset Fund, L.P. See All Filings	D	2017-07-28 16:51:36 UTC
Amount To Be Raised $292,000,000 Associated Brokers / Dealers N/A CIK Number 0001711363 Filed Document 0001711363-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-07-28 16:51:36 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
VIOME, INC. See All Filings	D	2017-07-28 16:51:09 UTC
Amount To Be Raised $15,000,002 Associated Brokers / Dealers N/A CIK Number 0001711837 Filed Document 0001711837-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-07-28 16:51:09 UTC Type of Offering D Industry Other Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
LANDMARK PACIFIC PARTNERS OFFSHORE 17A, L.P. See All Filings	D	2017-07-28 16:45:38 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers MVision Private Equity Advisers USA LLC CIK Number 0001712837 Filed Document 0001712837-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-07-28 16:45:38 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
SJC Direct Lending Revolver Fund III, L.P. See All Filings	D	2017-07-28 16:33:13 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001707123 Filed Document 0000950103-17-007273 Exclusions or Exemptions 506b Accepted Date 2017-07-28 16:33:13 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund