Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
UHY Advisors Inc See All Filings	D/A	2017-08-30 14:47:06 UTC
Amount To Be Raised $7,100,000 Associated Brokers / Dealers N/A CIK Number 0001413310 Filed Document 0001413310-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-08-30 14:47:06 UTC Type of Offering D/A Industry Business Services Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
DCM NMC Fund V, LLC See All Filings	D	2017-08-30 14:43:56 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001715116 Filed Document 0001715116-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-08-30 14:43:56 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
BIOVENTRIX INC See All Filings	D	2017-08-30 14:40:25 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers TAGLICH BROTHERS, INC. CIK Number 0001283259 Filed Document 0001461859-17-000023 Exclusions or Exemptions 506b Accepted Date 2017-08-30 14:40:25 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Mandeville Brothers Real Estate Investment Fund VI, LLC See All Filings	D	2017-08-30 14:37:54 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001715828 Filed Document 0001715825-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-08-30 14:37:54 UTC Type of Offering D Industry Residential Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
Overwatch.ID, Inc. See All Filings	D/A	2017-08-30 14:32:51 UTC
Amount To Be Raised $900,000 Associated Brokers / Dealers N/A CIK Number 0001702870 Filed Document 0001702870-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-08-30 14:32:51 UTC Type of Offering D/A Industry Other Technology Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Debt
SHANTINIKETAN INTERNATIONAL CORPORATION See All Filings	1-A	2017-08-30 14:30:36 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers N/A CIK Number 0001715397 Filed Document 0001493152-17-010040 Accepted Date 2017-08-30 14:30:36 UTC Type of Offering 1-A Industry LAND SUBDIVIDERS & DEVELOPERS (NO CEMETERIES) Offering Tier Tier2 Principal Place of Business FLORIDA Revenue or Assets $0 State of Jurisdiction NEVADA Type of Security Equity (common or preferred stock)
Middle River Power II LLC See All Filings	D	2017-08-30 14:30:03 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001715619 Filed Document 0001140361-17-033715 Exclusions or Exemptions 506b Accepted Date 2017-08-30 14:30:03 UTC Type of Offering D Industry Other Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Middle River Power I LLC See All Filings	D	2017-08-30 14:28:25 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001715620 Filed Document 0001140361-17-033714 Exclusions or Exemptions 506b Accepted Date 2017-08-30 14:28:25 UTC Type of Offering D Industry Other Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Social Investment Holdings, Inc. See All Filings	1-A/A	2017-08-30 14:27:57 UTC
Amount To Be Raised $0 Associated Brokers / Dealers N/A CIK Number 0001697831 Filed Document 0001477932-17-004260 Accepted Date 2017-08-30 14:27:57 UTC Type of Offering 1-A/A Industry LUMBER & WOOD PRODUCTS (NO FURNITURE) Offering Tier Tier2 Principal Place of Business FLORIDA Revenue or Assets $0 State of Jurisdiction FLORIDA Type of Security Equity (common or preferred stock)
Abilis Life Science, Inc. See All Filings	D	2017-08-30 14:27:27 UTC
Amount To Be Raised $750,000 Associated Brokers / Dealers N/A CIK Number 0001713661 Filed Document 0001713661-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-08-30 14:27:27 UTC Type of Offering D Industry Other Health Care Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
Panoramic Offshore, Ltd. See All Filings	D/A	2017-08-30 14:24:32 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001683509 Filed Document 0000935836-17-000423 Exclusions or Exemptions 506b Accepted Date 2017-08-30 14:24:32 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AIM-Vehcon-2016 LLC See All Filings	D	2017-08-30 14:20:40 UTC
Amount To Be Raised $397,100 Associated Brokers / Dealers N/A CIK Number 0001709092 Filed Document 0001709092-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-08-30 14:20:40 UTC Type of Offering D Industry Other Principal Place of Business ALABAMA Revenue or Assets Decline to Disclose Type of Security Equity
COLUMBIA FOCUSED LARGE CAP GROWTH PRIVATE FUND, LLC See All Filings	D/A	2017-08-30 14:18:56 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001529543 Filed Document 0001140361-17-033708 Exclusions or Exemptions 506b Accepted Date 2017-08-30 14:18:56 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
American Lianhong LLC Real Estate Investment Fund Series I See All Filings	D	2017-08-30 14:18:31 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers None CIK Number 0001715825 Filed Document 0001715825-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-08-30 14:18:31 UTC Type of Offering D Industry Residential Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
BROOKWOOD U.S. REAL ESTATE ONSHORE FUND II, L.P. See All Filings	D/A	2017-08-30 14:16:20 UTC
Amount To Be Raised $125,000,000 Associated Brokers / Dealers None CIK Number 0001683841 Filed Document 0001140361-17-033701 Exclusions or Exemptions 506b Accepted Date 2017-08-30 14:16:20 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Other
Quad Marine, Inc. See All Filings	C	2017-08-30 14:14:59 UTC
Financial Interest N/A Filing Platform StartEngine Capital, LLC Offering Amount $1,000,000 CIK Number 0001706020 Filed Document 0001665160-17-000388 Accepted Date 2017-08-30 14:14:59 UTC Type of Offering C Security Offered Amount 1,000 Security Offered Type Common Stock State CALIFORNIA
AIM-Servosity-2015 LLC See All Filings	D	2017-08-30 14:14:45 UTC
Amount To Be Raised $715,500 Associated Brokers / Dealers N/A CIK Number 0001709091 Filed Document 0001709091-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-08-30 14:14:45 UTC Type of Offering D Industry Other Principal Place of Business ALABAMA Revenue or Assets Decline to Disclose Type of Security Equity
BROOKWOOD U.S. REAL ESTATE OFFSHORE FUND II, L.P. See All Filings	D/A	2017-08-30 14:13:18 UTC
Amount To Be Raised $125,000,000 Associated Brokers / Dealers None CIK Number 0001683842 Filed Document 0001140361-17-033698 Exclusions or Exemptions 506b Accepted Date 2017-08-30 14:13:18 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Other
EverSource Wealth Advisors, LLC See All Filings	D	2017-08-30 14:12:08 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001710537 Filed Document 0001710537-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-08-30 14:12:08 UTC Type of Offering D Industry Insurance Principal Place of Business ALABAMA Revenue or Assets Decline to Disclose Type of Security Equity
iintoo Arden San Angelo RREAF L.P. See All Filings	D/A	2017-08-30 14:11:45 UTC
Amount To Be Raised $2,133,000 Associated Brokers / Dealers Dalmore Group LLC, James Lamont, and Forrest James CIK Number 0001704491 Filed Document 0001709850-17-000005 Exclusions or Exemptions 506c Accepted Date 2017-08-30 14:11:45 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
AIM-OBMedical-2015 LLC See All Filings	D	2017-08-30 14:09:07 UTC
Amount To Be Raised $77,400 Associated Brokers / Dealers N/A CIK Number 0001709090 Filed Document 0001709090-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-08-30 14:09:07 UTC Type of Offering D Industry Other Principal Place of Business ALABAMA Revenue or Assets Decline to Disclose Type of Security Equity
Artisan Elkhart LLC See All Filings	D/A	2017-08-30 14:04:06 UTC
Amount To Be Raised $200,000 Associated Brokers / Dealers N/A CIK Number 0001707799 Filed Document 0001707799-17-000002 Exclusions or Exemptions 504 and 506b Accepted Date 2017-08-30 14:04:06 UTC Type of Offering D/A Industry Restaurants Principal Place of Business INDIANA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2017-08-30 14:01:09 UTC
Amount To Be Raised $32,856 Associated Brokers / Dealers Curtis Wyrtzen CIK Number 0001135856 Filed Document 0001135856-17-000276 Exclusions or Exemptions 506b Accepted Date 2017-08-30 14:01:09 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
AIM-Kredible-2015 LLC See All Filings	D	2017-08-30 14:00:49 UTC
Amount To Be Raised $889,880 Associated Brokers / Dealers N/A CIK Number 0001652360 Filed Document 0001652360-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-08-30 14:00:49 UTC Type of Offering D Industry Other Principal Place of Business ALABAMA Revenue or Assets Decline to Disclose Type of Security Equity
Williams Learning Solutions, Inc. See All Filings	D/A	2017-08-30 13:56:05 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001668322 Filed Document 0001668322-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-08-30 13:56:05 UTC Type of Offering D/A Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Option To Acquire
AIM-Alii-2015 LLC See All Filings	D	2017-08-30 13:55:16 UTC
Amount To Be Raised $890,760 Associated Brokers / Dealers N/A CIK Number 0001652359 Filed Document 0001652359-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-08-30 13:55:16 UTC Type of Offering D Industry Other Principal Place of Business ALABAMA Revenue or Assets Decline to Disclose Type of Security Equity
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2017-08-30 13:54:58 UTC
Amount To Be Raised $14,948,970 Associated Brokers / Dealers Jason Burlie and Allen Cannon CIK Number 0001135856 Filed Document 0001135856-17-000275 Exclusions or Exemptions 506b Accepted Date 2017-08-30 13:54:58 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2017-08-30 13:48:45 UTC
Amount To Be Raised $13,356,382 Associated Brokers / Dealers Kristin Barens CIK Number 0001135856 Filed Document 0001135856-17-000274 Exclusions or Exemptions 506b Accepted Date 2017-08-30 13:48:45 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
ZDry Santa Fe LLC See All Filings	D	2017-08-30 13:48:14 UTC
Amount To Be Raised $800,000 Associated Brokers / Dealers N/A CIK Number 0001715891 Filed Document 0001715891-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-08-30 13:48:14 UTC Type of Offering D Industry Other Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
Tree Trail Buligo LP See All Filings	D	2017-08-30 13:45:56 UTC
Amount To Be Raised $1,145,000 Associated Brokers / Dealers N/A CIK Number 0001715869 Filed Document 0001144204-17-045844 Exclusions or Exemptions 506b Accepted Date 2017-08-30 13:45:56 UTC Type of Offering D Industry Commercial Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Equity
Hooch Inc. See All Filings	D	2017-08-30 13:45:16 UTC
Amount To Be Raised $7,980,118 Associated Brokers / Dealers N/A CIK Number 0001715552 Filed Document 0001715552-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-08-30 13:45:16 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Belaire Buligo LP See All Filings	D	2017-08-30 13:44:59 UTC
Amount To Be Raised $1,405,000 Associated Brokers / Dealers N/A CIK Number 0001715875 Filed Document 0001144204-17-045843 Exclusions or Exemptions 506b Accepted Date 2017-08-30 13:44:59 UTC Type of Offering D Industry Commercial Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Equity
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2017-08-30 13:44:12 UTC
Amount To Be Raised $47,420,978 Associated Brokers / Dealers Donald Tippett, Daniel Davis, Thomas Bass, Brian Sharkey, and Alice Neill CIK Number 0001135856 Filed Document 0001135856-17-000273 Exclusions or Exemptions 506b Accepted Date 2017-08-30 13:44:12 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
iintoo Tallahassee Wendover L.P. See All Filings	D/A	2017-08-30 13:39:40 UTC
Amount To Be Raised $2,850,000 Associated Brokers / Dealers Dalmore Group LLC CIK Number 0001700382 Filed Document 0001709850-17-000004 Exclusions or Exemptions 506c Accepted Date 2017-08-30 13:39:40 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
AIM-RivalHealth-2015 LLC See All Filings	D	2017-08-30 13:39:23 UTC
Amount To Be Raised $607,080 Associated Brokers / Dealers N/A CIK Number 0001651995 Filed Document 0001651995-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-08-30 13:39:23 UTC Type of Offering D Industry Other Principal Place of Business ALABAMA Revenue or Assets Decline to Disclose Type of Security Equity
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2017-08-30 13:38:50 UTC
Amount To Be Raised $10,712,643 Associated Brokers / Dealers Randall E. O'Brian and Kevin Bauer CIK Number 0001135856 Filed Document 0001135856-17-000272 Exclusions or Exemptions 506b Accepted Date 2017-08-30 13:38:50 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Lumerit Education, LLC See All Filings	D	2017-08-30 13:29:57 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001678918 Filed Document 0001678918-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-08-30 13:29:57 UTC Type of Offering D Industry Other Technology Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Other
Foglamp Fund LP See All Filings	D/A	2017-08-30 13:29:52 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001631091 Filed Document 0001405086-17-000192 Exclusions or Exemptions 506b Accepted Date 2017-08-30 13:29:52 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Wink Robotics, Inc. See All Filings	D	2017-08-30 13:28:35 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001714989 Filed Document 0001714989-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-08-30 13:28:35 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Chefs' Warehouse, Inc. See All Filings	D	2017-08-30 13:26:44 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001517175 Filed Document 0000947871-17-000684 Exclusions or Exemptions 506b Accepted Date 2017-08-30 13:26:44 UTC Type of Offering D Industry Other Principal Place of Business CONNECTICUT Revenue or Assets $Over $100,000,000 Type of Security Equity
4927 Washington, LLC See All Filings	D	2017-08-30 13:25:30 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001715395 Filed Document 0001715395-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-08-30 13:25:30 UTC Type of Offering D Industry Other Real Estate Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
AIM-Chrono-2016 LLC See All Filings	D	2017-08-30 13:20:39 UTC
Amount To Be Raised $779,200 Associated Brokers / Dealers N/A CIK Number 0001705184 Filed Document 0001705184-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-08-30 13:20:39 UTC Type of Offering D Industry Other Principal Place of Business ALABAMA Revenue or Assets Decline to Disclose Type of Security Equity
Credit River Value, L.P. See All Filings	D/A	2017-08-30 13:19:26 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001509072 Filed Document 0001509072-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-08-30 13:19:26 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ONTARIO, CANADA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
iintoo Texas Vukota L.P. See All Filings	D/A	2017-08-30 13:11:54 UTC
Amount To Be Raised $3,346,000 Associated Brokers / Dealers Dalmore Group LLC CIK Number 0001712277 Filed Document 0001709850-17-000003 Exclusions or Exemptions 506c Accepted Date 2017-08-30 13:11:54 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
GRO Biosciences Inc. See All Filings	D	2017-08-30 12:57:44 UTC
Amount To Be Raised $2,099,998 Associated Brokers / Dealers N/A CIK Number 0001715412 Filed Document 0001715412-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-08-30 12:57:44 UTC Type of Offering D Industry Biotechnology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
iintoo New Jersey One Wall L.P. See All Filings	D/A	2017-08-30 12:55:00 UTC
Amount To Be Raised $2,075,000 Associated Brokers / Dealers Dalmore Group LLC CIK Number 0001709850 Filed Document 0001709850-17-000002 Exclusions or Exemptions 506c Accepted Date 2017-08-30 12:55:00 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Red Bridge Capital III LLC See All Filings	D/A	2017-08-30 12:54:37 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001715038 Filed Document 0001715038-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-08-30 12:54:37 UTC Type of Offering D/A Industry Other Banking and Financial Services Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Equity
dBV II LLC See All Filings	D	2017-08-30 12:41:52 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001715809 Filed Document 0001144204-17-045811 Exclusions or Exemptions 506b Accepted Date 2017-08-30 12:41:52 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
SmartLink Ventures, Inc. See All Filings	D	2017-08-30 12:36:20 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001715852 Filed Document 0001715852-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-08-30 12:36:20 UTC Type of Offering D Industry Other Technology Principal Place of Business KENTUCKY Revenue or Assets Decline to Disclose Type of Security Equity
Riv Data Corp. See All Filings	D	2017-08-30 12:31:11 UTC
Amount To Be Raised $2,829,075 Associated Brokers / Dealers N/A CIK Number 0001700433 Filed Document 0001700433-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-08-30 12:31:11 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity