Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Siguler Guff Distressed Opportunities Fund V (F), LP See All Filings	D	2017-08-02 13:53:01 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A and The Bank of New York Mellon Corporaton CIK Number 0001654655 Filed Document 0001654654-17-000004 Exclusions or Exemptions 506b Accepted Date 2017-08-02 13:53:01 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Spruce Point Research Activism Partners LP See All Filings	D/A	2017-08-02 13:52:17 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001680375 Filed Document 0001680375-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-08-02 13:52:17 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Westgreen Surgical Center, LLC See All Filings	D	2017-08-02 13:50:15 UTC
Amount To Be Raised $198,000 Associated Brokers / Dealers N/A CIK Number 0001679278 Filed Document 0001140361-17-029839 Exclusions or Exemptions 506b Accepted Date 2017-08-02 13:50:15 UTC Type of Offering D Industry Other Health Care Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Waypoint Development Capital II, LLC See All Filings	D	2017-08-02 13:49:22 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers Waypoint Direct Investments, LLC CIK Number 0001713425 Filed Document 0001713425-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-08-02 13:49:22 UTC Type of Offering D Industry Investing Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
4807 Elmwood LLC See All Filings	D	2017-08-02 13:47:20 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001713255 Filed Document 0001713255-17-000001 Exclusions or Exemptions 506c Accepted Date 2017-08-02 13:47:20 UTC Type of Offering D Industry Commercial Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Arable Labs, Inc. See All Filings	D	2017-08-02 13:45:57 UTC
Amount To Be Raised $4,007,551 Associated Brokers / Dealers N/A CIK Number 0001696488 Filed Document 0001696488-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-08-02 13:45:57 UTC Type of Offering D Industry Other Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
concept VIZ Apps LLC See All Filings	D/A	2017-08-02 13:45:22 UTC
Amount To Be Raised $888,000 Associated Brokers / Dealers N/A CIK Number 0001670742 Filed Document 0001670742-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-08-02 13:45:22 UTC Type of Offering D/A Industry Computers Principal Place of Business COLORADO Revenue or Assets $No Revenues Type of Security Equity
Founder Equity Fund I, LLC See All Filings	D/A	2017-08-02 13:43:48 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers The Alternative Investment Store, Division of Benjamin & Jerold Brokerage I, LLC and Race Rock Capital LLC CIK Number 0001600484 Filed Document 0001600484-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-08-02 13:43:48 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
3 Sons Brewing Co., LLC See All Filings	D	2017-08-02 13:40:24 UTC
Amount To Be Raised $710,000 Associated Brokers / Dealers N/A CIK Number 0001708342 Filed Document 0001708342-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-08-02 13:40:24 UTC Type of Offering D Industry Other Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
HYCOR HOLDINGS INC. See All Filings	D	2017-08-02 13:38:56 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers N/A CIK Number 0001713329 Filed Document 0001713329-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-08-02 13:38:56 UTC Type of Offering D Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Siguler Guff Distressed Opportunities Fund V (P), LP See All Filings	D	2017-08-02 13:38:49 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A and The Bank of New York Mellon Corporaton CIK Number 0001654657 Filed Document 0001654654-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-08-02 13:38:49 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ClusterTruck, Inc. See All Filings	D	2017-08-02 13:37:29 UTC
Amount To Be Raised $9,999,894 Associated Brokers / Dealers N/A CIK Number 0001643138 Filed Document 0001643138-17-000005 Exclusions or Exemptions 506b Accepted Date 2017-08-02 13:37:29 UTC Type of Offering D Industry Other Technology Principal Place of Business INDIANA Revenue or Assets Decline to Disclose Type of Security Equity
Sensydia Corp See All Filings	D	2017-08-02 13:34:59 UTC
Amount To Be Raised $4,024,348 Associated Brokers / Dealers N/A CIK Number 0001665933 Filed Document 0001665933-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-08-02 13:34:59 UTC Type of Offering D Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Eazyscripts Technology, LLC See All Filings	D	2017-08-02 13:34:40 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001713383 Filed Document 0001713383-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-08-02 13:34:40 UTC Type of Offering D Industry Other Health Care Principal Place of Business ILLINOIS Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Siguler Guff Distressed Opportunities Fund V (T), LP See All Filings	D	2017-08-02 13:31:20 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A and The Bank of New York Mellon Corporaton CIK Number 0001654656 Filed Document 0001654654-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-08-02 13:31:20 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
RingIR, Inc. See All Filings	D/A	2017-08-02 13:28:03 UTC
Amount To Be Raised $70,000 Associated Brokers / Dealers N/A CIK Number 0001601180 Filed Document 0001601180-17-000007 Exclusions or Exemptions 506b Accepted Date 2017-08-02 13:28:03 UTC Type of Offering D/A Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Voila Inc. See All Filings	D	2017-08-02 13:27:28 UTC
Amount To Be Raised $300,000 Associated Brokers / Dealers N/A CIK Number 0001713665 Filed Document 0001713665-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-08-02 13:27:28 UTC Type of Offering D Industry Manufacturing Principal Place of Business OREGON Revenue or Assets Decline to Disclose Type of Security Equity
Rodeo Therapeutics Corp See All Filings	D	2017-08-02 13:16:45 UTC
Amount To Be Raised $5,900,000 Associated Brokers / Dealers N/A CIK Number 0001712341 Filed Document 0001614241-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-08-02 13:16:45 UTC Type of Offering D Industry Biotechnology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
SheridanRoad Holdings LLC See All Filings	D	2017-08-02 13:12:23 UTC
Amount To Be Raised $160,001 Associated Brokers / Dealers N/A CIK Number 0001713677 Filed Document 0001713677-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-08-02 13:12:23 UTC Type of Offering D Industry Investing Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Zyme Holdings, Inc. See All Filings	D	2017-08-02 13:11:57 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001710689 Filed Document 0001710689-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-08-02 13:11:57 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Pinto Barn, Inc. See All Filings	D	2017-08-02 13:03:13 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001616579 Filed Document 0001616579-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-08-02 13:03:13 UTC Type of Offering D Industry Other Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Keyport Partners 15, L.P. See All Filings	D	2017-08-02 13:01:57 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001713496 Filed Document 0001713496-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-08-02 13:01:57 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
Pinto Barn, Inc. See All Filings	D	2017-08-02 13:00:03 UTC
Amount To Be Raised $3,220,000 Associated Brokers / Dealers N/A CIK Number 0001616579 Filed Document 0001616579-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-08-02 13:00:03 UTC Type of Offering D Industry Other Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Debt
Maximum Principle Protection, LLC See All Filings	D	2017-08-02 12:58:33 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001713498 Filed Document 0001713502-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-08-02 12:58:33 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Pooled Investment Fund
Western Queens SC, LLC See All Filings	D/A	2017-08-02 12:48:54 UTC
Amount To Be Raised $1,450,000 Associated Brokers / Dealers N/A CIK Number 0001681141 Filed Document 0001144204-17-039822 Exclusions or Exemptions 506c Accepted Date 2017-08-02 12:48:54 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
South Texas Multiwell IV Joint Venture See All Filings	D	2017-08-02 12:48:42 UTC
Amount To Be Raised $1,298,000 Associated Brokers / Dealers N/A CIK Number 0001713671 Filed Document 0001713671-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-08-02 12:48:42 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Particle Industries, Inc. See All Filings	D	2017-08-02 12:43:45 UTC
Amount To Be Raised $19,999,982 Associated Brokers / Dealers N/A CIK Number 0001613405 Filed Document 0001613405-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-08-02 12:43:45 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Particle Industries, Inc. See All Filings	D	2017-08-02 12:42:43 UTC
Amount To Be Raised $4,865,993 Associated Brokers / Dealers N/A CIK Number 0001613405 Filed Document 0001613405-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-08-02 12:42:43 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
FC Alondra 37, LLC See All Filings	D	2017-08-02 12:39:15 UTC
Amount To Be Raised $2,610,000 Associated Brokers / Dealers N/A CIK Number 0001708845 Filed Document 0001708845-17-000001 Exclusions or Exemptions 506c Accepted Date 2017-08-02 12:39:15 UTC Type of Offering D Industry Other Real Estate Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Other
Siguler Guff Distressed Opportunities Fund V, LP See All Filings	D	2017-08-02 12:35:13 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A and The Bank of New York Mellon Corporaton CIK Number 0001654654 Filed Document 0001654654-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-08-02 12:35:13 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MG Fund 17, LLC See All Filings	D	2017-08-02 12:30:01 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001713504 Filed Document 0001713502-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-08-02 12:30:01 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Pooled Investment Fund
Levitate Technologies, Inc. See All Filings	D	2017-08-02 12:29:44 UTC
Amount To Be Raised $8,500,000 Associated Brokers / Dealers N/A CIK Number 0001619968 Filed Document 0001619968-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-08-02 12:29:44 UTC Type of Offering D Industry Manufacturing Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Ventacity Systems Inc. See All Filings	D/A	2017-08-02 12:26:39 UTC
Amount To Be Raised $4,500,000 Associated Brokers / Dealers N/A CIK Number 0001673420 Filed Document 0001673420-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-08-02 12:26:39 UTC Type of Offering D/A Industry Other Energy Principal Place of Business OREGON Revenue or Assets Decline to Disclose Type of Security Equity
INSIGNEO Financial Services, LLC See All Filings	D	2017-08-02 12:17:53 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001696212 Filed Document 0001696212-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-08-02 12:17:53 UTC Type of Offering D Industry Investing Principal Place of Business FLORIDA Revenue or Assets $No Revenues Type of Security Equity
StreetShares, Inc. See All Filings	D	2017-08-02 12:11:26 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers None CIK Number 0001607838 Filed Document 0001607838-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-08-02 12:11:26 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Debt
Sunnyside 42, LLC See All Filings	D	2017-08-02 12:11:25 UTC
Amount To Be Raised $5,211,182 Associated Brokers / Dealers Sunnyside 42, LLC CIK Number 0001707605 Filed Document 0001707605-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-08-02 12:11:25 UTC Type of Offering D Industry Commercial Principal Place of Business NEW YORK Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
Rock Hill City Plaza, LLC See All Filings	D	2017-08-02 12:04:41 UTC
Amount To Be Raised $2,400,000 Associated Brokers / Dealers N/A CIK Number 0001713534 Filed Document 0001713534-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-08-02 12:04:41 UTC Type of Offering D Industry Commercial Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Other
GAIA Principal, LLC See All Filings	D/A	2017-08-02 12:02:43 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001676498 Filed Document 0001676498-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-08-02 12:02:43 UTC Type of Offering D/A Industry Other Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Equity
Alpha UX, Inc. See All Filings	D	2017-08-02 12:02:18 UTC
Amount To Be Raised $1,749,996 Associated Brokers / Dealers N/A CIK Number 0001652870 Filed Document 0001652870-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-08-02 12:02:18 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
JTREX Fund I, LLC See All Filings	D	2017-08-02 11:47:27 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001713502 Filed Document 0001713502-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-08-02 11:47:27 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Pooled Investment Fund
ALUNG TECHNOLOGIES INC See All Filings	D/A	2017-08-02 11:43:00 UTC
Amount To Be Raised $42,646,843 Associated Brokers / Dealers Raymond James & Associates, Inc. CIK Number 0001179295 Filed Document 0001179295-17-000004 Exclusions or Exemptions 506b Accepted Date 2017-08-02 11:43:00 UTC Type of Offering D/A Industry Biotechnology Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
MENDON CAPITAL LLC See All Filings	D/A	2017-08-02 11:42:37 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001031376 Filed Document 0001031376-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-08-02 11:42:37 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Jennison Global Opportunity Fund of the Prudential Trust Co Institutional Business Trust See All Filings	D/A	2017-08-02 11:42:16 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Prudential Investment Management Services LLC CIK Number 0001681339 Filed Document 0001681339-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-08-02 11:42:16 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
iCapital Vintage II Access Fund, L.P. See All Filings	D/A	2017-08-02 11:35:42 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Snowden Account Services LLC, USCA Securities LLC, and Sentinus Securities LLC CIK Number 0001696570 Filed Document 0000897069-17-000412 Exclusions or Exemptions 506b Accepted Date 2017-08-02 11:35:42 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
FC Santa Fe 6, LLC See All Filings	D	2017-08-02 11:22:15 UTC
Amount To Be Raised $510,000 Associated Brokers / Dealers N/A CIK Number 0001712623 Filed Document 0001712623-17-000002 Exclusions or Exemptions 506c Accepted Date 2017-08-02 11:22:15 UTC Type of Offering D Industry Other Real Estate Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Other
TELEMUS DECORRELATION OPPORTUNITY FUND, LP See All Filings	D/A	2017-08-02 11:07:53 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001671681 Filed Document 0000913849-17-000259 Exclusions or Exemptions 506b Accepted Date 2017-08-02 11:07:53 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MICHIGAN Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Arbor Biotechnologies, Inc. See All Filings	D/A	2017-08-02 10:49:54 UTC
Amount To Be Raised $15,599,998 Associated Brokers / Dealers N/A CIK Number 0001707499 Filed Document 0001707499-17-000004 Exclusions or Exemptions 506b Accepted Date 2017-08-02 10:49:54 UTC Type of Offering D/A Industry Biotechnology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Outbox Systems, Inc. See All Filings	D	2017-08-02 10:49:35 UTC
Amount To Be Raised $167,500 Associated Brokers / Dealers N/A CIK Number 0001640426 Filed Document 0001640426-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-08-02 10:49:35 UTC Type of Offering D Industry Other Technology Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Equity
Outbox Systems, Inc. See All Filings	D	2017-08-02 10:45:38 UTC
Amount To Be Raised $311,021 Associated Brokers / Dealers N/A CIK Number 0001640426 Filed Document 0001640426-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-08-02 10:45:38 UTC Type of Offering D Industry Other Technology Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Equity
PivotBase Fund See All Filings	D	2017-08-02 10:44:53 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001712788 Filed Document 0000902664-17-003152 Exclusions or Exemptions 506b Accepted Date 2017-08-02 10:44:53 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund