Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Deftr, Inc. See All Filings	D	2017-08-04 09:50:25 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001713747 Filed Document 0001713747-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-08-04 09:50:25 UTC Type of Offering D Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Debt
Debx, LLC See All Filings	D/A	2017-08-04 09:47:26 UTC
Amount To Be Raised $1,050,000 Associated Brokers / Dealers N/A CIK Number 0001695952 Filed Document 0001695952-17-000004 Exclusions or Exemptions 504 and 506b Accepted Date 2017-08-04 09:47:26 UTC Type of Offering D/A Industry Other Technology Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
TAG Distressed Debt Fund III, LLC See All Filings	D/A	2017-08-04 09:41:14 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001504825 Filed Document 0001159160-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-08-04 09:41:14 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AllianzGI Global Dynamic Allocation LLC See All Filings	D/A	2017-08-04 09:16:50 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001649805 Filed Document 0001649805-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-08-04 09:16:50 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Split Mountain Productions Inc See All Filings	C	2017-08-04 09:12:22 UTC
Financial Interest None. Filing Platform NetCapital Funding Portal Inc. Offering Amount $100,000 CIK Number 0001710908 Filed Document 0001669191-17-000106 Accepted Date 2017-08-04 09:12:22 UTC Type of Offering C Security Offered Amount 10,000 Security Offered Type Common Stock State OKLAHOMA
TAG RELATIVE VALUE OFFSHORE FUND LTD See All Filings	D/A	2017-08-04 09:09:45 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Cabrera Capital Markets, LLC CIK Number 0001159160 Filed Document 0001159160-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-08-04 09:09:45 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
OMNIPRO HOSPITALITY FUND I LLC See All Filings	D	2017-08-04 09:08:53 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001713875 Filed Document 0001713875-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-08-04 09:08:53 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
AURIS SURGICAL ROBOTICS, INC. See All Filings	D	2017-08-04 08:15:17 UTC
Amount To Be Raised $285,100,000 Associated Brokers / Dealers N/A CIK Number 0001464814 Filed Document 0001464814-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-08-04 08:15:17 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
nFusz, Inc. See All Filings	D	2017-08-04 06:15:40 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001566610 Filed Document 0001493152-17-008517 Exclusions or Exemptions 506b Accepted Date 2017-08-04 06:15:40 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
nFusz, Inc. See All Filings	D	2017-08-04 06:15:15 UTC
Amount To Be Raised $105,000 Associated Brokers / Dealers N/A CIK Number 0001566610 Filed Document 0001493152-17-008516 Exclusions or Exemptions 506b Accepted Date 2017-08-04 06:15:15 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
MICRO C, LLC See All Filings	D	2017-08-03 21:56:28 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001694304 Filed Document 0001694304-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-08-03 21:56:28 UTC Type of Offering D Industry Other Technology Principal Place of Business GEORGIA Revenue or Assets $No Revenues Type of Security Equity
Teza Offshore Fund IV, Ltd. See All Filings	D/A	2017-08-03 21:46:35 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001664461 Filed Document 0001681590-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-08-03 21:46:35 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Phoenix MAG, Ltd. See All Filings	D/A	2017-08-03 21:38:18 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001681590 Filed Document 0001681590-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-08-03 21:38:18 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Plus Products Holdings Inc. See All Filings	D	2017-08-03 20:31:22 UTC
Amount To Be Raised $305,410 Associated Brokers / Dealers N/A CIK Number 0001713481 Filed Document 0001183740-17-000132 Exclusions or Exemptions 506b Accepted Date 2017-08-03 20:31:22 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Worley & Bush Co See All Filings	D/A	2017-08-03 20:30:34 UTC
Amount To Be Raised $24,475,000 Associated Brokers / Dealers Worley & Bush Company CIK Number 0001496753 Filed Document 0001496753-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-08-03 20:30:34 UTC Type of Offering D/A Industry Retailing Principal Place of Business PENNSYLVANIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Collab Asia, Inc. See All Filings	D	2017-08-03 19:55:26 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001713808 Filed Document 0001144204-17-040413 Exclusions or Exemptions 506b Accepted Date 2017-08-03 19:55:26 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Bronson Place Apartments, LLC See All Filings	D	2017-08-03 19:18:23 UTC
Amount To Be Raised $1,895,000 Associated Brokers / Dealers N/A CIK Number 0001457922 Filed Document 0001457922-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-08-03 19:18:23 UTC Type of Offering D Industry Residential Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
One Technologies, Inc. See All Filings	C	2017-08-03 18:40:44 UTC
Financial Interest Securities equal to 2.0% of the securities sold will be issued to the intermediary upon a successful fundraise. Filing Platform Wefunder Portal LLC Offering Amount $415,330 CIK Number 0001678705 Filed Document 0001670254-17-000222 Accepted Date 2017-08-03 18:40:44 UTC Type of Offering C Security Offered Amount 50,000 Security Offered Type Other State CALIFORNIA
Cargobot, LLC See All Filings	D	2017-08-03 18:39:32 UTC
Amount To Be Raised $750,000 Associated Brokers / Dealers N/A CIK Number 0001707615 Filed Document 0001707615-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-08-03 18:39:32 UTC Type of Offering D Industry Other Technology Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Domeyard Research, LP See All Filings	D/A	2017-08-03 18:31:39 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001659168 Filed Document 0001659168-17-000004 Exclusions or Exemptions 506b Accepted Date 2017-08-03 18:31:39 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
INTARCIA THERAPEUTICS, INC See All Filings	D/A	2017-08-03 18:28:12 UTC
Amount To Be Raised $850,000,020 Associated Brokers / Dealers Morgan Stanley & Co. LLC, N/A, N/A, UBS Securities LLC, and Raptor International, LLC CIK Number 0001086688 Filed Document 0001086688-17-000004 Exclusions or Exemptions 506b Accepted Date 2017-08-03 18:28:12 UTC Type of Offering D/A Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Texzon Technologies, LLC See All Filings	D	2017-08-03 18:27:24 UTC
Amount To Be Raised $1,700,000 Associated Brokers / Dealers N/A CIK Number 0001684586 Filed Document 0001684586-17-000007 Exclusions or Exemptions 506b Accepted Date 2017-08-03 18:27:24 UTC Type of Offering D Industry Other Technology Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Osso VR, Inc. See All Filings	D	2017-08-03 18:12:14 UTC
Amount To Be Raised $2,399,995 Associated Brokers / Dealers N/A CIK Number 0001710668 Filed Document 0001710668-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-08-03 18:12:14 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
StreetShares, Inc. See All Filings	D/A	2017-08-03 18:10:51 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers None CIK Number 0001607838 Filed Document 0001607838-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-08-03 18:10:51 UTC Type of Offering D/A Industry Other Banking and Financial Services Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Debt
WRG Entertainment Fund, LLC See All Filings	D	2017-08-03 17:36:34 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001713837 Filed Document 0001713837-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-08-03 17:36:34 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
Wise Intervention Services Inc. See All Filings	D	2017-08-03 17:17:45 UTC
Amount To Be Raised $6,000,000 Associated Brokers / Dealers N/A CIK Number 0001566599 Filed Document 0001566599-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-08-03 17:17:45 UTC Type of Offering D Industry Oil and Gas Principal Place of Business ALBERTA, CANADA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Other
Hampshire HH LLC See All Filings	D	2017-08-03 17:15:19 UTC
Amount To Be Raised $5,524,400 Associated Brokers / Dealers N/A CIK Number 0001712576 Filed Document 0001712576-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-08-03 17:15:19 UTC Type of Offering D Industry Other Real Estate Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
HEITMAN CORE REAL ESTATE DEBT INCOME TRUST, L.P. See All Filings	D	2017-08-03 17:08:14 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001708663 Filed Document 0001708663-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-08-03 17:08:14 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
DAD St. Augustine Holdings, LP See All Filings	D	2017-08-03 17:05:02 UTC
Amount To Be Raised $2,292,000 Associated Brokers / Dealers N/A CIK Number 0001713611 Filed Document 0001713611-17-000001 Exclusions or Exemptions 506c Accepted Date 2017-08-03 17:05:02 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Hampshire Summerhill LLC See All Filings	D	2017-08-03 17:03:02 UTC
Amount To Be Raised $7,725,000 Associated Brokers / Dealers N/A CIK Number 0001712574 Filed Document 0001712574-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-08-03 17:03:02 UTC Type of Offering D Industry Other Real Estate Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
IDW MEDIA HOLDINGS, INC. See All Filings	D	2017-08-03 17:00:30 UTC
Amount To Be Raised $10,551,383 Associated Brokers / Dealers N/A CIK Number 0001463833 Filed Document 0001213900-17-008208 Exclusions or Exemptions 506c Accepted Date 2017-08-03 17:00:30 UTC Type of Offering D Industry Business Services Principal Place of Business CONNECTICUT Revenue or Assets $$25,000,001 - $100,000,000 Type of Security Equity
Kenosha Muni Opportunity Fund I LP See All Filings	D	2017-08-03 16:58:51 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001710935 Filed Document 0001710935-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-08-03 16:58:51 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Fastener Holdco, LLC See All Filings	D/A	2017-08-03 16:50:25 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001681387 Filed Document 0001681387-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-08-03 16:50:25 UTC Type of Offering D/A Industry Manufacturing Principal Place of Business NEBRASKA Revenue or Assets Decline to Disclose Type of Security Equity
ALBARON MV ACQUISITION LP See All Filings	D	2017-08-03 16:45:46 UTC
Amount To Be Raised $9,000,000 Associated Brokers / Dealers N/A CIK Number 0001711299 Filed Document 0001711299-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-08-03 16:45:46 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Caring with Honor LLC See All Filings	D	2017-08-03 16:43:18 UTC
Amount To Be Raised $210,000 Associated Brokers / Dealers N/A CIK Number 0001713767 Filed Document 0001713767-17-000001 Exclusions or Exemptions 504 and 506b Accepted Date 2017-08-03 16:43:18 UTC Type of Offering D Industry Other Health Care Principal Place of Business WISCONSIN Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Assurity Energy Holdings, LLC See All Filings	D/A	2017-08-03 16:40:26 UTC
Amount To Be Raised $3,500,000 Associated Brokers / Dealers N/A CIK Number 0001609750 Filed Document 0001209191-17-047375 Exclusions or Exemptions 506b Accepted Date 2017-08-03 16:40:26 UTC Type of Offering D/A Industry Investing Principal Place of Business NORTH DAKOTA Revenue or Assets Decline to Disclose Type of Security Equity
Texzon Technologies, LLC See All Filings	D/A	2017-08-03 16:37:05 UTC
Amount To Be Raised $3,937,500 Associated Brokers / Dealers N/A CIK Number 0001684586 Filed Document 0001684586-17-000006 Exclusions or Exemptions 506b Accepted Date 2017-08-03 16:37:05 UTC Type of Offering D/A Industry Other Technology Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
WESTCHESTER BANK HOLDING CORP See All Filings	D	2017-08-03 16:35:14 UTC
Amount To Be Raised $22,246,250 Associated Brokers / Dealers N/A CIK Number 0001438711 Filed Document 0001438711-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-08-03 16:35:14 UTC Type of Offering D Industry Commercial Banking Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Pollex, Inc. See All Filings	D	2017-08-03 16:30:40 UTC
Amount To Be Raised $2,250,000 Associated Brokers / Dealers N/A CIK Number 0001178377 Filed Document 0001493152-17-008462 Exclusions or Exemptions 506b Accepted Date 2017-08-03 16:30:40 UTC Type of Offering D Industry Other Principal Place of Business KOREA, REPUBLIC OF Revenue or Assets Decline to Disclose Type of Security Equity
Kineta Immuno-Oncology, LLC See All Filings	D	2017-08-03 16:24:49 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001682247 Filed Document 0001682247-17-000003 Exclusions or Exemptions 506c Accepted Date 2017-08-03 16:24:49 UTC Type of Offering D Industry Biotechnology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
cQuant.io, LLC See All Filings	D	2017-08-03 16:18:19 UTC
Amount To Be Raised $350,000 Associated Brokers / Dealers N/A CIK Number 0001713158 Filed Document 0001713158-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-08-03 16:18:19 UTC Type of Offering D Industry Other Technology Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Debt
Kineta Chronic Pain, LLC See All Filings	D	2017-08-03 16:17:10 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001588696 Filed Document 0001588696-17-000002 Exclusions or Exemptions 506c Accepted Date 2017-08-03 16:17:10 UTC Type of Offering D Industry Biotechnology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
HedgePremier/OZRA Fund Ltd. See All Filings	D/A	2017-08-03 16:15:43 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Morgan Stanley Smith Barney LLC CIK Number 0001628370 Filed Document 0001474512-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-08-03 16:15:43 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CapMan Nordic Real Estate II FCP-RAIF See All Filings	D	2017-08-03 16:11:24 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Wren Capital LLC CIK Number 0001713824 Filed Document 0001713824-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-08-03 16:11:24 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business LUXEMBOURG Revenue or Assets $Over $100,000,000 Type of Security Pooled Investment Fund
Two Ton Gastropub, LLC See All Filings	D/A	2017-08-03 16:07:44 UTC
Amount To Be Raised $600,000 Associated Brokers / Dealers N/A CIK Number 0001709575 Filed Document 0001709575-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-08-03 16:07:44 UTC Type of Offering D/A Industry Restaurants Principal Place of Business GEORGIA Revenue or Assets $No Revenues Type of Security Equity
Vinci Capital Partners III-C, L.P. See All Filings	D	2017-08-03 16:06:54 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers None and None CIK Number 0001713121 Filed Document 0001713121-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-08-03 16:06:54 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Vinci Capital Partners III-B, L.P. See All Filings	D	2017-08-03 16:04:51 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers None and None CIK Number 0001713114 Filed Document 0001713114-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-08-03 16:04:51 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
IIOT-OXYS, Inc. See All Filings	D	2017-08-03 16:04:28 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001290658 Filed Document 0001441557-17-000028 Exclusions or Exemptions 506b Accepted Date 2017-08-03 16:04:28 UTC Type of Offering D Industry Other Principal Place of Business MASSACHUSETTS Revenue or Assets $No Revenues Type of Security Equity
Vinci Capital Partners III-A, L.P. See All Filings	D	2017-08-03 16:01:37 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers None and None CIK Number 0001713118 Filed Document 0001713118-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-08-03 16:01:37 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Sofi Marie Gold Coast JV See All Filings	D	2017-08-03 15:58:37 UTC
Amount To Be Raised $984,000 Associated Brokers / Dealers Not Applicable CIK Number 0001713703 Filed Document 0001713703-17-000001 Exclusions or Exemptions 506c Accepted Date 2017-08-03 15:58:37 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets $Not Applicable Type of Security Equity