|
|
D/A |
2015-03-03 00:00:00 UTC |
- Amount To Be Raised
- $2,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001549071
- Filed Document
- 0001010412-15-000037
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-03-03 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Agriculture
- Principal Place of Business
- HAWAII
- Revenue or Assets
- $$1,000,001 - $5,000,000
- Type of Security
- Other
|
|
|
D |
2015-03-03 00:00:00 UTC |
- Amount To Be Raised
- $3,450,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001627706
- Filed Document
- 0001627706-15-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-03-03 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- MISSOURI
- Revenue or Assets
- $$1 - $5,000,000
- Type of Security
- Equity
|
|
|
D/A |
2015-03-03 00:00:00 UTC |
- Amount To Be Raised
- $1,548,000
- Associated Brokers / Dealers
- Texas Securities, Inc.
- CIK Number
- 0001630204
- Filed Document
- 0001630204-15-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-03-03 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Oil and Gas
- Principal Place of Business
- TEXAS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Other
|
|
|
D/A |
2015-03-03 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001424410
- Filed Document
- 0001424410-15-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-03-03 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- MINNESOTA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2015-03-03 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001379501
- Filed Document
- 0000902664-15-001548
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-03-03 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW JERSEY
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2015-03-03 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Hamilton Miller Investments, LLC
- CIK Number
- 0001412163
- Filed Document
- 0000902664-15-001480
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-03-03 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2015-03-03 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001581069
- Filed Document
- 0001581069-15-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-03-03 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- MASSACHUSETTS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2015-03-03 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- GUGGENHEIM INVESTOR SERVICES, LLC
- CIK Number
- 0001229354
- Filed Document
- 0001229354-15-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-03-03 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- MASSACHUSETTS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2015-03-03 00:00:00 UTC |
- Amount To Be Raised
- $20,350,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001634667
- Filed Document
- 0001634667-15-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-03-03 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2015-03-03 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001601355
- Filed Document
- 0001012975-15-000175
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-03-03 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2015-03-03 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001247126
- Filed Document
- 0000902664-15-001478
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-03-03 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2015-03-03 00:00:00 UTC |
- Amount To Be Raised
- $1,200,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001594502
- Filed Document
- 0000950138-15-000177
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-03-03 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Health Care
- Principal Place of Business
- MISSOURI
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Debt
|
|
|
D |
2015-03-03 00:00:00 UTC |
- Amount To Be Raised
- $6,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001635478
- Filed Document
- 0001635478-15-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-03-03 00:00:00 UTC
- Type of Offering
- D
- Industry
- Commercial Banking
- Principal Place of Business
- ARIZONA
- Revenue or Assets
- $$1,000,001 - $5,000,000
- Type of Security
- Equity
|
|
|
D |
2015-03-03 00:00:00 UTC |
- Amount To Be Raised
- $1,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001634915
- Filed Document
- 0001634915-15-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-03-03 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- MASSACHUSETTS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2015-03-03 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Eaton Vance Distributors, Inc.
- CIK Number
- 0001093610
- Filed Document
- 0000940394-15-000405
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-03-03 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- MASSACHUSETTS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2015-03-03 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001544255
- Filed Document
- 0001544255-15-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-03-03 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- PENNSYLVANIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2015-03-03 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001630967
- Filed Document
- 0001140361-15-009879
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-03-03 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2015-03-03 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001635691
- Filed Document
- 0001140361-15-010763
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-03-03 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2015-03-03 00:00:00 UTC |
- Amount To Be Raised
- $150,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001635233
- Filed Document
- 0001635233-15-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-03-03 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- GEORGIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2015-03-03 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001272163
- Filed Document
- 0000902664-15-001484
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-03-03 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2015-03-03 00:00:00 UTC |
- Amount To Be Raised
- $30,000,000
- Associated Brokers / Dealers
- Ronald Birnbaum, Amy Gates, Jeffrey Lewis, Eric Nyland, George Scheidt, Steven Kolinsky, Edward Moore, Douglas Schiffmiller, Albert Browning, Brenda Dunn, Keith Johnson, J Richard Matheis, Andrew Topka, Robert Edwin Perry, David Fountain, Jack Hinds, Robert Lau, Richard Maas, Keith Offel, Alex Paoletto, Loren Rex, Jared Roskelley, Craig Scherzer, Christopher Taylor, Eric Wegner, Evan Welch, Jill Beach, Ronald Burkard, Robert Cannon, Steven Chantler, Ahmad Hashemian, Kate King, John Marcheso, John Routten, Eric Heckman, Martin Batstone, Kelly Clyde, Damian Dering, M Ian Dunlap, H Scott Peck, David Elhoff, Jeff Fisher, James Hanson, Paul Huddle, Haynes Kendall, Kenny Kim, Ellen Lau, Aubrey Morrow, Brian Solomon, Chris Vizzi, Sid Gautam, David Miller, Nicholas Trifiro, Thomas Hille, Benjamin Barbour, Martin McFarlin, Steven Netzel, Ronald Russell, Michael Welch, Anthony O'Connor, Ryan Weber, Graham Wilson, Thomas Kieffer, David Levinson, Antonio Taddeo, James Reynolds, Douglas Barton, Edwin Buck, Jeff Buck, Katie Buck, Lorin Chun, Keven Crabtree, Harry Sechman, Eric Sechman, Christopher Hass, Lloyd Migita, Nathan Tiarks, Anthony Barcarella, Timothy Greene, Scott Hayden, Kyle Jobin, Harvey Kaluzna, Brad LeBlanc, Theresa Lombardi, David Matles, Gregory Michalkow, Kristine Miele, Thomas Redmond, David Torres, Albert Tynes, Charles Vercellone, Jeffrey Brown, David Maniet, Randall Martinez, Douglas Miller, James Walesa, James Warring, and Garry Savage
- CIK Number
- 0001579973
- Filed Document
- 0001579973-15-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-03-03 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Oil and Gas
- Principal Place of Business
- PENNSYLVANIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2015-03-03 00:00:00 UTC |
- Amount To Be Raised
- $100,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001363201
- Filed Document
- 0001363201-15-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-03-03 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CONNECTICUT
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2015-03-03 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001508319
- Filed Document
- 0000902664-15-001489
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-03-03 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2015-03-03 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001459729
- Filed Document
- 0000902664-15-001491
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-03-03 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- MASSACHUSETTS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2015-03-03 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001545687
- Filed Document
- 0001545687-15-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-03-03 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- BERMUDA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
Piper Jaffray Municipal Opportunities Fund (Offshore), Ltd.
See All Filings
|
D/A |
2015-03-03 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Piper Jaffray & Co and Frontier Solutions, LLC
- CIK Number
- 0001571233
- Filed Document
- 0001571233-15-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-03-03 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2015-03-03 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001460566
- Filed Document
- 0000902664-15-001547
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-03-03 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2015-03-03 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001366461
- Filed Document
- 0000919574-15-002564
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-03-03 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW JERSEY
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2015-03-03 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001325301
- Filed Document
- 0000902664-15-001477
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-03-03 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2015-03-03 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Eaton Vance Distributors, Inc., National Financial Services LLC, Charles Schwab & Co., Inc., Comerica Securities, LLC, Credit Suisse Securities (USA) LLC, Deutsche Bank Securities, Inc., Fifth Third Bank, N.A., LPL Financial Corporation, Morgan Keegan & Company, Inc., Morgan Stanley & Co., Incorporated, Northern Trust Securities, Inc., Oppenheimer & Co., Inc., Raymond James & Associates, Inc., Raymond James Financial Services, Inc., Robert W. Baird & Co., Incorporated, SunTrust Bank, N.A., SunTrust Investment Services, UBS Financial Services Inc., Wells Fargo Advisors, LLC, Citigroup Global Markets Inc., Merrill Lynch, Pierce Fenner & Smith Incorporated, RBC Capital Markets Corporation, Wells Fargo Advisors Financial Network, LLC, Morgan Stanley Smith Barney LLC, J.P. Morgan Securities, Deutsche Bank Trust Company Americas N.A., Janney Montgomery Scott LLC, US Bank, N.A., Atlantic Trust Company, N.A., US Trust Company, N.A., and Wells Fargo Bank N.A.
- CIK Number
- 0001035602
- Filed Document
- 0000940394-15-000406
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-03-03 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- MASSACHUSETTS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2015-03-03 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001363424
- Filed Document
- 0001363424-15-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-03-03 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- FLORIDA
- Revenue or Assets
- $$1 - $5,000,000
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2015-03-03 00:00:00 UTC |
- Amount To Be Raised
- $150,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001634765
- Filed Document
- 0001634765-15-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-03-03 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2015-03-03 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001600717
- Filed Document
- 0000913849-15-000078
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-03-03 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- TEXAS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2015-03-03 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001020623
- Filed Document
- 0001012975-15-000176
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-03-03 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2015-03-03 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- J.P. Morgan Securities LLC
- CIK Number
- 0001456243
- Filed Document
- 0000950103-15-001695
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-03-03 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2015-03-03 00:00:00 UTC |
- Amount To Be Raised
- $2,500
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001456663
- Filed Document
- 0001456663-15-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-03-03 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Banking and Financial Services
- Principal Place of Business
- MASSACHUSETTS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2015-03-03 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001365980
- Filed Document
- 0001544824-15-000006
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-03-03 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- ILLINOIS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2015-03-03 00:00:00 UTC |
- Amount To Be Raised
- $235,493
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001271580
- Filed Document
- 0001183740-15-000061
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-03-03 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- BRITISH COLUMBIA, CANADA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2015-03-03 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001633608
- Filed Document
- 0001633608-15-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-03-03 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2015-03-03 00:00:00 UTC |
- Amount To Be Raised
- $10,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001635951
- Filed Document
- 0001635951-15-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-03-03 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- ARIZONA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Debt
|
|
|
D/A |
2015-03-03 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- SILVER LEAF PARTNERS, LLC
- CIK Number
- 0001460176
- Filed Document
- 0001460176-15-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-03-03 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2015-03-03 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001629485
- Filed Document
- 0001629485-15-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-03-03 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- FLORIDA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2015-03-03 00:00:00 UTC |
- Amount To Be Raised
- $20,000,000
- Associated Brokers / Dealers
- M&A Securities Group, Inc.
- CIK Number
- 0001586655
- Filed Document
- 0001586655-15-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-03-03 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- ARIZONA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2015-03-03 00:00:00 UTC |
- Amount To Be Raised
- $160,578
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001499289
- Filed Document
- 0001499289-15-000004
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-03-03 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- NEWFOUNDLAND, CANADA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2015-03-03 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001565052
- Filed Document
- 0001565052-15-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-03-03 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW JERSEY
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2015-03-03 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001545524
- Filed Document
- 0001546927-15-000098
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-03-03 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2015-03-03 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001635252
- Filed Document
- 0001635252-15-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-03-03 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2015-03-03 00:00:00 UTC |
- Amount To Be Raised
- $7,219,100
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001547495
- Filed Document
- 0001547495-15-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-03-03 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- PENNSYLVANIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2015-03-03 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001479760
- Filed Document
- 0000919574-15-002557
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-03-03 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- MASSACHUSETTS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2015-03-03 00:00:00 UTC |
- Amount To Be Raised
- $700,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001635475
- Filed Document
- 0001635475-15-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-03-03 00:00:00 UTC
- Type of Offering
- D
- Industry
- Commercial
- Principal Place of Business
- OREGON
- Revenue or Assets
- $Not Applicable
- Type of Security
- Equity
|