Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Odyssey 4 LLC See All Filings	D	2017-09-05 14:57:52 UTC
Amount To Be Raised $990,000 Associated Brokers / Dealers N/A CIK Number 0001715805 Filed Document 0001144204-17-046561 Exclusions or Exemptions 506b Accepted Date 2017-09-05 14:57:52 UTC Type of Offering D Industry Other Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
MOXYTECH INC. See All Filings	D	2017-09-05 14:57:03 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001716152 Filed Document 0001716152-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-09-05 14:57:03 UTC Type of Offering D Industry Other Principal Place of Business MICHIGAN Revenue or Assets Decline to Disclose Type of Security Equity
Truss Holdings, Inc. See All Filings	D	2017-09-05 14:55:22 UTC
Amount To Be Raised $5,964,932 Associated Brokers / Dealers N/A CIK Number 0001668644 Filed Document 0001668644-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-09-05 14:55:22 UTC Type of Offering D Industry Commercial Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Springbox Labs, Inc. See All Filings	D	2017-09-05 14:53:08 UTC
Amount To Be Raised $450,000 Associated Brokers / Dealers N/A CIK Number 0001660473 Filed Document 0001209191-17-051212 Exclusions or Exemptions 506b Accepted Date 2017-09-05 14:53:08 UTC Type of Offering D Industry Other Technology Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Southern Bancorp, Inc. See All Filings	D	2017-09-05 14:44:23 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001702397 Filed Document 0001702397-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-09-05 14:44:23 UTC Type of Offering D Industry Commercial Banking Principal Place of Business ARKANSAS Revenue or Assets Decline to Disclose Type of Security Equity
United Jasper COunty #1, LP See All Filings	D	2017-09-05 14:44:06 UTC
Amount To Be Raised $575,000 Associated Brokers / Dealers N/A CIK Number 0001716185 Filed Document 0001716185-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-09-05 14:44:06 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
Gfinity plc See All Filings	D	2017-09-05 14:42:18 UTC
Amount To Be Raised $1,904,006 Associated Brokers / Dealers N/A CIK Number 0001713934 Filed Document 0001713934-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-09-05 14:42:18 UTC Type of Offering D Industry Other Technology Principal Place of Business UNITED KINGDOM Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Caspian Focused Opportunities Fund, L.P. See All Filings	D/A	2017-09-05 14:41:51 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001530807 Filed Document 0001530807-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-09-05 14:41:51 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
222W7, LLC See All Filings	D	2017-09-05 14:24:30 UTC
Amount To Be Raised $5,500,000 Associated Brokers / Dealers N/A CIK Number 0001716123 Filed Document 0000892251-17-000087 Exclusions or Exemptions 506b Accepted Date 2017-09-05 14:24:30 UTC Type of Offering D Industry Commercial Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
Junction Energy Co-investment I, LLC See All Filings	D	2017-09-05 14:22:18 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001715300 Filed Document 0001715300-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-09-05 14:22:18 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
OurCrowd (Investment in Airo) L.P. See All Filings	D	2017-09-05 14:14:24 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001705436 Filed Document 0001465818-17-000053 Exclusions or Exemptions 506b Accepted Date 2017-09-05 14:14:24 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ISRAEL Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
ATP Capital LP See All Filings	D	2017-09-05 14:10:37 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001715952 Filed Document 0001715952-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-09-05 14:10:37 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Oakland Financial, LLC See All Filings	D/A	2017-09-05 14:08:56 UTC
Amount To Be Raised $6,000,000 Associated Brokers / Dealers Jeff Ballard CIK Number 0001710541 Filed Document 0001710541-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-09-05 14:08:56 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Nationwide BOLI Private Placement Variable Account See All Filings	D	2017-09-05 14:03:42 UTC
Amount To Be Raised $60,000,000 Associated Brokers / Dealers Hayes Holderness and Lorne Adrain CIK Number 0001343394 Filed Document 0001343394-17-000012 Exclusions or Exemptions 506b Accepted Date 2017-09-05 14:03:42 UTC Type of Offering D Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Monadnock Agricultural Center, LLC See All Filings	D	2017-09-05 13:49:52 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001715085 Filed Document 0001715085-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-09-05 13:49:52 UTC Type of Offering D Industry Agriculture Principal Place of Business NEW HAMPSHIRE Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Cirkul, Inc. See All Filings	D/A	2017-09-05 13:32:01 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001678810 Filed Document 0001678810-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-09-05 13:32:01 UTC Type of Offering D/A Industry Other Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Option To Acquire
Three Gates, LP See All Filings	D	2017-09-05 13:31:23 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001715962 Filed Document 0001715962-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-09-05 13:31:23 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
Amytrx Therapeutics, Inc. See All Filings	D	2017-09-05 13:29:02 UTC
Amount To Be Raised $2,095,000 Associated Brokers / Dealers N/A CIK Number 0001649024 Filed Document 0001649024-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-09-05 13:29:02 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business TENNESSEE Revenue or Assets $No Revenues Type of Security Equity
Schutt Private Investment Fund, LP See All Filings	D/A	2017-09-05 13:24:47 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001617426 Filed Document 0001617426-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-09-05 13:24:47 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Cascade Financial Technology Corp See All Filings	D	2017-09-05 13:24:33 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001716183 Filed Document 0001716183-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-09-05 13:24:33 UTC Type of Offering D Industry Other Technology Principal Place of Business NEVADA Revenue or Assets Decline to Disclose Type of Security Equity
ForgeRock, Inc. See All Filings	D	2017-09-05 13:24:29 UTC
Amount To Be Raised $88,072,237 Associated Brokers / Dealers N/A CIK Number 0001543916 Filed Document 0001543916-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-09-05 13:24:29 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Proniras Corp See All Filings	D	2017-09-05 13:18:40 UTC
Amount To Be Raised $2,800,000 Associated Brokers / Dealers N/A CIK Number 0001715327 Filed Document 0001715327-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-09-05 13:18:40 UTC Type of Offering D Industry Biotechnology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
Accuitis Inc. See All Filings	D/A	2017-09-05 13:16:23 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001634848 Filed Document 0001634848-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-09-05 13:16:23 UTC Type of Offering D/A Industry Biotechnology Principal Place of Business GEORGIA Revenue or Assets $No Revenues Type of Security Equity
MAPR TECHNOLOGIES, INC. See All Filings	D	2017-09-05 13:15:45 UTC
Amount To Be Raised $56,000,000 Associated Brokers / Dealers N/A CIK Number 0001468803 Filed Document 0001468803-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-09-05 13:15:45 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Wylder LLC See All Filings	D	2017-09-05 13:15:27 UTC
Amount To Be Raised $425,000 Associated Brokers / Dealers N/A CIK Number 0001708540 Filed Document 0001708540-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-09-05 13:15:27 UTC Type of Offering D Industry Restaurants Principal Place of Business IDAHO Revenue or Assets Decline to Disclose Type of Security Equity
Convey, Inc. See All Filings	D	2017-09-05 13:11:55 UTC
Amount To Be Raised $8,249,992 Associated Brokers / Dealers N/A CIK Number 0001629570 Filed Document 0001629570-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-09-05 13:11:55 UTC Type of Offering D Industry Other Technology Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
GSO Private Investors III, LLC See All Filings	D	2017-09-05 13:09:43 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers J.P. Morgan Securities LLC CIK Number 0001714201 Filed Document 0000950103-17-008568 Exclusions or Exemptions 506b Accepted Date 2017-09-05 13:09:43 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Skyland Analytics Inc. See All Filings	D	2017-09-05 13:05:00 UTC
Amount To Be Raised $999,999 Associated Brokers / Dealers N/A CIK Number 0001651009 Filed Document 0001651009-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-09-05 13:05:00 UTC Type of Offering D Industry Other Technology Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
GIVE & TAKE INC. See All Filings	D	2017-09-05 12:54:01 UTC
Amount To Be Raised $2,199,993 Associated Brokers / Dealers N/A CIK Number 0001716144 Filed Document 0001716144-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-09-05 12:54:01 UTC Type of Offering D Industry Business Services Principal Place of Business MICHIGAN Revenue or Assets Decline to Disclose Type of Security Equity
TYG Solutions Corp. See All Filings	D	2017-09-05 12:48:32 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001615999 Filed Document 0001078782-17-001232 Exclusions or Exemptions 506b Accepted Date 2017-09-05 12:48:32 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Aspect Core Trend HV Fund See All Filings	D/A	2017-09-05 12:39:37 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Agecroft Partners LLC CIK Number 0001708693 Filed Document 0001315863-17-000723 Exclusions or Exemptions 506b Accepted Date 2017-09-05 12:39:37 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
EMBER TECHNOLOGIES, INC. See All Filings	D	2017-09-05 12:39:13 UTC
Amount To Be Raised $16,143,385 Associated Brokers / Dealers N/A CIK Number 0001636781 Filed Document 0001636781-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-09-05 12:39:13 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Aspect Institutional Diversified Fund See All Filings	D/A	2017-09-05 12:36:30 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Agecroft Partners LLC, Raymond James & Associates, Inc., and Raymond James Financial Services, Inc. CIK Number 0001605251 Filed Document 0001315863-17-000722 Exclusions or Exemptions 506b Accepted Date 2017-09-05 12:36:30 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Sonoma Brands II Select, L.P. See All Filings	D	2017-09-05 12:33:49 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001715665 Filed Document 0001140361-17-034246 Exclusions or Exemptions 506b Accepted Date 2017-09-05 12:33:49 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Sonoma Brands II, L.P. See All Filings	D	2017-09-05 12:28:39 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001715664 Filed Document 0001140361-17-034244 Exclusions or Exemptions 506b Accepted Date 2017-09-05 12:28:39 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
H-SOURCE HOLDINGS LTD. See All Filings	D/A	2017-09-05 12:23:16 UTC
Amount To Be Raised $127,058 Associated Brokers / Dealers N/A CIK Number 0001653031 Filed Document 0001183740-17-000156 Exclusions or Exemptions 506b Accepted Date 2017-09-05 12:23:16 UTC Type of Offering D/A Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Option To Acquire
Caylent, Inc. See All Filings	C/A	2017-09-05 11:53:29 UTC
Financial Interest None. Filing Platform NetCapital Funding Portal Inc. Offering Amount $100,000 CIK Number 0001706413 Filed Document 0001669191-17-000123 Accepted Date 2017-09-05 11:53:29 UTC Type of Offering C/A Security Offered Amount 40,000 Security Offered Type Common Stock State NEW YORK
Nammu Technologies, Inc. See All Filings	D	2017-09-05 11:42:50 UTC
Amount To Be Raised $600,000 Associated Brokers / Dealers N/A CIK Number 0001715636 Filed Document 0001715636-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-09-05 11:42:50 UTC Type of Offering D Industry Other Technology Principal Place of Business TENNESSEE Revenue or Assets Decline to Disclose Type of Security Equity
Healthjump Inc. See All Filings	D	2017-09-05 11:30:54 UTC
Amount To Be Raised $1,426,000 Associated Brokers / Dealers N/A CIK Number 0001623656 Filed Document 0001623656-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-09-05 11:30:54 UTC Type of Offering D Industry Other Health Care Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
ATALAN OFFSHORE FUND, LTD. See All Filings	D/A	2017-09-05 11:10:54 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001649536 Filed Document 0000919574-17-006599 Exclusions or Exemptions 506b Accepted Date 2017-09-05 11:10:54 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
BRRRN Fitness Studios LLC See All Filings	D	2017-09-05 11:08:35 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001716140 Filed Document 0001716140-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-09-05 11:08:35 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Equity
Dasoma Offshore Fund Ltd. See All Filings	D/A	2017-09-05 11:03:23 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001682284 Filed Document 0000919574-17-006597 Exclusions or Exemptions 506b Accepted Date 2017-09-05 11:03:23 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Dasoma Partners LP See All Filings	D/A	2017-09-05 10:57:53 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001682282 Filed Document 0000919574-17-006595 Exclusions or Exemptions 506b Accepted Date 2017-09-05 10:57:53 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
India Insight Value Fund See All Filings	D/A	2017-09-05 10:57:18 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001553591 Filed Document 0001553591-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-09-05 10:57:18 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MAURITIUS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Listing Village LLC See All Filings	D	2017-09-05 10:34:25 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers N/A CIK Number 0001716175 Filed Document 0001716175-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-09-05 10:34:25 UTC Type of Offering D Industry Other Technology Principal Place of Business ARKANSAS Revenue or Assets Decline to Disclose Type of Security Equity
Earnest Partners China Fund (A Separate Series of the Earnest Series Investment Trust) See All Filings	D/A	2017-09-05 10:31:10 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001562374 Filed Document 0001562374-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-09-05 10:31:10 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Earnest International Investment Trust Fund See All Filings	D/A	2017-09-05 10:25:25 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001546520 Filed Document 0001546520-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-09-05 10:25:25 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Applied Minerals, Inc. See All Filings	D	2017-09-05 10:24:31 UTC
Amount To Be Raised $910,000 Associated Brokers / Dealers Odeon Capital Group LLC CIK Number 0000008328 Filed Document 0001437749-17-015552 Exclusions or Exemptions 506b Accepted Date 2017-09-05 10:24:31 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Earnest Emerging Markets Investment Trust Fund See All Filings	D/A	2017-09-05 10:17:49 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001545671 Filed Document 0001486471-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-09-05 10:17:49 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BC TEXAS DEBT WAREHOUSE LLC See All Filings	D	2017-09-05 10:14:34 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001693522 Filed Document 0001693522-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-09-05 10:14:34 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity