Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
LeaseAccelerator, LLC See All Filings	D	2015-03-05 00:00:00 UTC
Amount To Be Raised $1,200,000 Associated Brokers / Dealers N/A CIK Number 0001634712 Filed Document 0001634712-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-03-05 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business VIRGINIA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Other
Taasera, Inc. See All Filings	D	2015-03-05 00:00:00 UTC
Amount To Be Raised $7,500,000 Associated Brokers / Dealers Murray Sinclaire, Jr. CIK Number 0001544132 Filed Document 0001544132-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-03-05 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Other
BHR Master Fund, Ltd. See All Filings	D/A	2015-03-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Jefferies & Co., Inc. CIK Number 0001491618 Filed Document 0001012975-15-000192 Exclusions or Exemptions 506b Accepted Date 2015-03-05 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Hillsboro Hotel Holdings, LLC See All Filings	D	2015-03-05 00:00:00 UTC
Amount To Be Raised $4,600,000 Associated Brokers / Dealers N/A CIK Number 0001626775 Filed Document 0001626775-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-03-05 00:00:00 UTC Type of Offering D Industry Lodging and Conventions Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Equity
GlacierWealth Partners, LLC See All Filings	D	2015-03-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001535184 Filed Document 0001535184-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-03-05 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business IDAHO Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Lexington Wellness Holdings, LLC See All Filings	D	2015-03-05 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001592484 Filed Document 0001592484-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-03-05 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Whitebox Multi-Strategy Fund, Ltd. See All Filings	D/A	2015-03-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Emergent Financial Group, Inc. CIK Number 0001461781 Filed Document 0001461781-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-03-05 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business VIRGIN ISLANDS, BRITISH Revenue or Assets Decline to Disclose Type of Security Equity
GNS Healthcare, Inc. See All Filings	D	2015-03-05 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001545871 Filed Document 0001545871-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-03-05 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Debt
Dryden Capital Fund, LP See All Filings	D/A	2015-03-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001572780 Filed Document 0001572780-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-03-05 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Mesirow Institutional Multi-Strategy Offshore Fund, Ltd. See All Filings	D/A	2015-03-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Merrill Lynch, Pierce, Fenner & Smith Incorporated CIK Number 0001508448 Filed Document 0001508448-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-03-05 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Proprietary Capital Offshore Funds SPC See All Filings	D/A	2015-03-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001600900 Filed Document 0001600900-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-03-05 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Florida Regional Center, LP I See All Filings	D	2015-03-05 00:00:00 UTC
Amount To Be Raised $164,400,000 Associated Brokers / Dealers CanAm Investor Services LLC CIK Number 0001630920 Filed Document 0001630920-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-03-05 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PERRY PARTNERS L.P. See All Filings	D/A	2015-03-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0000843943 Filed Document 0000902664-15-001552 Exclusions or Exemptions 506b Accepted Date 2015-03-05 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Sprott Offshore Fund II, Ltd. See All Filings	D/A	2015-03-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001424748 Filed Document 0000919574-15-002649 Exclusions or Exemptions 506b Accepted Date 2015-03-05 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ONTARIO, CANADA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
10101 SW 14 Member, LLC See All Filings	D	2015-03-05 00:00:00 UTC
Amount To Be Raised $2,715,000 Associated Brokers / Dealers N/A CIK Number 0001635622 Filed Document 0001635622-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-03-05 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
First Eagle High Yield Fund, LP See All Filings	D/A	2015-03-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers FEF DISTRIBUTORS, LLC CIK Number 0001601749 Filed Document 0000919574-15-002625 Exclusions or Exemptions 506b Accepted Date 2015-03-05 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
PE Premier KKR Lending Partners Europe (USD) Offshore Feeder LP See All Filings	D	2015-03-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Morgan Stanley Smith Barney CIK Number 0001635666 Filed Document 0001140361-15-010354 Exclusions or Exemptions 506b Accepted Date 2015-03-05 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Ptolemy Energy Holdings LLC See All Filings	D/A	2015-03-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001614078 Filed Document 0000935836-15-000145 Exclusions or Exemptions 506b Accepted Date 2015-03-05 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Global Commodity Opportunity Fund Ltd. See All Filings	D/A	2015-03-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001487735 Filed Document 0001140361-15-010455 Exclusions or Exemptions 506b Accepted Date 2015-03-05 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Namely, Inc. See All Filings	D	2015-03-05 00:00:00 UTC
Amount To Be Raised $11,000,000 Associated Brokers / Dealers N/A CIK Number 0001539122 Filed Document 0001539122-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-03-05 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
EIG Corpus Christi Co-Investment-C, L.P. See All Filings	D	2015-03-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001635778 Filed Document 0001181431-15-004098 Exclusions or Exemptions 506b Accepted Date 2015-03-05 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business DISTRICT OF COLUMBIA Revenue or Assets Decline to Disclose Type of Security Equity
Crescent Capital Partners V, LP See All Filings	D	2015-03-05 00:00:00 UTC
Amount To Be Raised $222,277,330 Associated Brokers / Dealers N/A CIK Number 0001635116 Filed Document 0001635116-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-03-05 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business AUSTRALIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
STEELHEAD NAVIGATOR FUND, LTD See All Filings	D/A	2015-03-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001386867 Filed Document 0001133521-15-000014 Exclusions or Exemptions 506b Accepted Date 2015-03-05 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
BIL, Ltd. See All Filings	D	2015-03-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001379135 Filed Document 0001379135-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-03-05 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Activ Technologies, Inc. See All Filings	D	2015-03-05 00:00:00 UTC
Amount To Be Raised $2,091,546 Associated Brokers / Dealers N/A CIK Number 0001558854 Filed Document 0001558854-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-03-05 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
WD Partnership, LP See All Filings	D/A	2015-03-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001222433 Filed Document 0000919574-15-002656 Exclusions or Exemptions 506b Accepted Date 2015-03-05 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Principal Enhanced Property Fund, L.P. See All Filings	D/A	2015-03-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers PRINCOR FINANCIAL SERVICES CORPORATION CIK Number 0001293213 Filed Document 0001635680-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-03-05 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business IOWA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NYES LEDGE CAPITAL HORIZON FUND, LTD. See All Filings	D/A	2015-03-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001414547 Filed Document 0000919574-15-002643 Exclusions or Exemptions 506b Accepted Date 2015-03-05 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BIL, Ltd. See All Filings	D/A	2015-03-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001379135 Filed Document 0001379135-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-03-05 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
KCM Global Alpha Fund, LP See All Filings	D/A	2015-03-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001597685 Filed Document 0001597685-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-03-05 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets $$1 - $5,000,000 Type of Security Pooled Investment Fund
EVENT DRIVEN & CREDIT HEDGEACCESS LTD See All Filings	D/A	2015-03-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Merrill Lynch, Pierce, Fenner & Smith Incorporated CIK Number 0001456314 Filed Document 0001460015-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-03-05 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PROFFER REAL ESTATE, INC. See All Filings	D	2015-03-05 00:00:00 UTC
Amount To Be Raised $520,500 Associated Brokers / Dealers N/A CIK Number 0001635647 Filed Document 0001461859-15-000002 Exclusions or Exemptions 505 and 506b Accepted Date 2015-03-05 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Other
Alkeon Asia Growth Offshore Fund, Ltd. See All Filings	D/A	2015-03-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers HIGHTOWER SECURITIES, LLC CIK Number 0001410036 Filed Document 0000919574-15-002674 Exclusions or Exemptions 506b Accepted Date 2015-03-05 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Dryden Capital Offshore Fund, Ltd See All Filings	D/A	2015-03-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001572782 Filed Document 0001572782-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-03-05 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Celadon Technology Fund IV, LLC See All Filings	D/A	2015-03-05 00:00:00 UTC
Amount To Be Raised $2,699,275 Associated Brokers / Dealers Sharespost Financial Corp CIK Number 0001632066 Filed Document 0001632066-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-03-05 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
Equitas Resources Corp. See All Filings	D	2015-03-05 00:00:00 UTC
Amount To Be Raised $19,987 Associated Brokers / Dealers N/A CIK Number 0001635729 Filed Document 0001085037-15-000045 Exclusions or Exemptions 506b Accepted Date 2015-03-05 00:00:00 UTC Type of Offering D Industry Other Energy Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
PZENA INTERNATIONAL VALUE SERVICE A SERIES OF PZENA INVESTMENT MANAGEMENT INTERNATIONAL LLC See All Filings	D/A	2015-03-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001390633 Filed Document 0001315863-15-000237 Exclusions or Exemptions 506b Accepted Date 2015-03-05 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Whitebox Asymmetric Opportunities Fund, LP See All Filings	D/A	2015-03-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Emergent Financial Group, Inc. CIK Number 0001489001 Filed Document 0001489001-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-03-05 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Equity
FS Communities LLC See All Filings	D/A	2015-03-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001614049 Filed Document 0000935836-15-000146 Exclusions or Exemptions 506b Accepted Date 2015-03-05 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BHR OC Master Fund, Ltd. See All Filings	D/A	2015-03-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001514959 Filed Document 0001012975-15-000193 Exclusions or Exemptions 506b Accepted Date 2015-03-05 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Emerging Markets Alpha Advantage Fund Ltd. See All Filings	D/A	2015-03-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001460549 Filed Document 0001140361-15-010447 Exclusions or Exemptions 506b Accepted Date 2015-03-05 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Alkeon Asia Growth, LP See All Filings	D/A	2015-03-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers HIGHTOWER SECURITIES, LLC and SANDERS MORRIS HARRIS INC. CIK Number 0001410054 Filed Document 0000919574-15-002655 Exclusions or Exemptions 506b Accepted Date 2015-03-05 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Watershed Capital Partners (Offshore), Ltd. See All Filings	D/A	2015-03-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Gallatin Capital LLC CIK Number 0001183194 Filed Document 0001183194-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-03-05 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
RMR Industrials, Inc. See All Filings	D	2015-03-05 00:00:00 UTC
Amount To Be Raised $44,400 Associated Brokers / Dealers N/A CIK Number 0001556179 Filed Document 0001635883-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-03-05 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Personal, Inc. See All Filings	D	2015-03-05 00:00:00 UTC
Amount To Be Raised $4,650,139 Associated Brokers / Dealers N/A CIK Number 0001486516 Filed Document 0001486516-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-03-05 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business DISTRICT OF COLUMBIA Revenue or Assets Decline to Disclose Type of Security Equity
MV Startup Fund XXII LLC See All Filings	D	2015-03-05 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers MicroVenture Marketplace Inc. CIK Number 0001630944 Filed Document 0001630944-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-03-05 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Pooled Investment Fund
Watershed Capital Institutional Partners III, L.P. See All Filings	D/A	2015-03-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001580653 Filed Document 0001580653-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-03-05 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SELECT OPPORTUNITY FUND, L.P. See All Filings	D/A	2015-03-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001457267 Filed Document 0000919574-15-002636 Exclusions or Exemptions 506b Accepted Date 2015-03-05 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SPINLAUNCH INC. See All Filings	D	2015-03-05 00:00:00 UTC
Amount To Be Raised $3,900,000 Associated Brokers / Dealers N/A CIK Number 0001631845 Filed Document 0001631845-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-03-05 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
INNROAD INC See All Filings	D	2015-03-05 00:00:00 UTC
Amount To Be Raised $1,233,198 Associated Brokers / Dealers N/A CIK Number 0001454697 Filed Document 0001454697-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-03-05 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Debt