Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
PCM PROVIDENT AGENCY FUND LTD See All Filings	D/A	2015-03-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001453487 Filed Document 0001453487-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-03-06 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Putnam Financials Long/Short Fund, LP. See All Filings	D/A	2015-03-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001522223 Filed Document 0001522223-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-03-06 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ICR Holdings Corp See All Filings	D	2015-03-06 00:00:00 UTC
Amount To Be Raised $800,000 Associated Brokers / Dealers N/A CIK Number 0001562678 Filed Document 0001562678-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-03-06 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW HAMPSHIRE Revenue or Assets Decline to Disclose Type of Security Debt
First State Investments Asia Pacific Leaders Fund (DST), a series of First State Investments Delaware Statutory Trust See All Filings	D/A	2015-03-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001413638 Filed Document 0001393725-15-000021 Exclusions or Exemptions 506b Accepted Date 2015-03-06 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UNITED KINGDOM Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MARGIN OF SAFETY FUND II LP See All Filings	D/A	2015-03-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001307091 Filed Document 0001434087-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-03-06 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Park Street Capital Natural Resource Fund VI, L.P. See All Filings	D	2015-03-06 00:00:00 UTC
Amount To Be Raised $250,000,000 Associated Brokers / Dealers N/A CIK Number 0001630037 Filed Document 0001630037-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-03-06 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
B3P Group, LLC See All Filings	D	2015-03-06 00:00:00 UTC
Amount To Be Raised $300,000 Associated Brokers / Dealers N/A CIK Number 0001635699 Filed Document 0001635699-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-03-06 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
TURBO MULTI STRATEGY LLC See All Filings	D/A	2015-03-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers James River Securities Corp. and Frontier Solutions, LLC CIK Number 0001238497 Filed Document 0001238497-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-03-06 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
JCSD PARTNERS LP See All Filings	D/A	2015-03-06 00:00:00 UTC
Amount To Be Raised $500,000,000 Associated Brokers / Dealers N/A CIK Number 0001306471 Filed Document 0001306471-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-03-06 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
COFFEE CAN FUND LP See All Filings	D	2015-03-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001218454 Filed Document 0001218454-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-03-06 00:00:00 UTC Type of Offering D Industry Investing Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Other
LKCM PRIVATE DISCIPLINE QP L P See All Filings	D/A	2015-03-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001367838 Filed Document 0001367838-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-03-06 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Big Elk Energy Systems, LLC See All Filings	D	2015-03-06 00:00:00 UTC
Amount To Be Raised $2,056,926 Associated Brokers / Dealers N/A CIK Number 0001619071 Filed Document 0001619071-15-000004 Exclusions or Exemptions 506b Accepted Date 2015-03-06 00:00:00 UTC Type of Offering D Industry Manufacturing Principal Place of Business OKLAHOMA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
BCM Value Partners CI, LP See All Filings	D	2015-03-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001635470 Filed Document 0000902664-15-001587 Exclusions or Exemptions 506b Accepted Date 2015-03-06 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
13 COURT VISION/SECRET OF MECCA, LLC See All Filings	D	2015-03-06 00:00:00 UTC
Amount To Be Raised $615,000 Associated Brokers / Dealers N/A CIK Number 0001635920 Filed Document 0001635920-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-03-06 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business KENTUCKY Revenue or Assets $Not Applicable Type of Security Other
PSAM Merger Fund Ltd See All Filings	D/A	2015-03-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001462689 Filed Document 0000902664-15-001574 Exclusions or Exemptions 506b Accepted Date 2015-03-06 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Robertson Opportunity Fund LP See All Filings	D/A	2015-03-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Randy Rodgers CIK Number 0001404897 Filed Document 0001315863-15-000240 Exclusions or Exemptions 506b Accepted Date 2015-03-06 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets $Over $100,000,000 Type of Security Pooled Investment Fund
Point Harbor Partners, LP See All Filings	D/A	2015-03-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001590818 Filed Document 0000919574-15-002705 Exclusions or Exemptions 506b Accepted Date 2015-03-06 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
RBJ PARTNERS LP See All Filings	D	2015-03-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001218453 Filed Document 0001218453-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-03-06 00:00:00 UTC Type of Offering D Industry Investing Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Other
Cato Fund Ltd. See All Filings	D/A	2015-03-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001455013 Filed Document 0000919574-15-002680 Exclusions or Exemptions 506b Accepted Date 2015-03-06 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Cerulean Multi-Asset Event Fund, L.P. See All Filings	D/A	2015-03-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001544316 Filed Document 0001518034-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-03-06 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Cimarron Healthcare Opportunities, LP See All Filings	D/A	2015-03-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001571122 Filed Document 0001571122-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-03-06 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
SONICA PARTNERS LP See All Filings	D/A	2015-03-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001454116 Filed Document 0000919574-15-002678 Exclusions or Exemptions 506b Accepted Date 2015-03-06 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CDx, Inc. See All Filings	D/A	2015-03-06 00:00:00 UTC
Amount To Be Raised $7,999,999 Associated Brokers / Dealers Paulson Investment Company LLC CIK Number 0001635600 Filed Document 0001635600-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-03-06 00:00:00 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2015-03-06 00:00:00 UTC
Amount To Be Raised $9,240,000 Associated Brokers / Dealers Todd Mezrah CIK Number 0001135856 Filed Document 0001135856-15-000070 Exclusions or Exemptions 506b Accepted Date 2015-03-06 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Home Bistro, Inc. See All Filings	D	2015-03-06 00:00:00 UTC
Amount To Be Raised $400,000 Associated Brokers / Dealers N/A CIK Number 0001635557 Filed Document 0001635557-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-03-06 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
GLENROCK GLOBAL PARTNERS, L.P. See All Filings	D/A	2015-03-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Asset Allocation CIK Number 0001357765 Filed Document 0000919574-15-002700 Exclusions or Exemptions 506b Accepted Date 2015-03-06 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ExploraMed NC7, Inc. See All Filings	D/A	2015-03-06 00:00:00 UTC
Amount To Be Raised $17,500,000 Associated Brokers / Dealers N/A CIK Number 0001630784 Filed Document 0001630784-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-03-06 00:00:00 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
MedAware Systems, Inc. See All Filings	D/A	2015-03-06 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001592576 Filed Document 0001592576-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-03-06 00:00:00 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business COLORADO Revenue or Assets $No Revenues Type of Security Equity
MEP Associates V, L.P. See All Filings	D/A	2015-03-06 00:00:00 UTC
Amount To Be Raised $27,036,400 Associated Brokers / Dealers N/A CIK Number 0001594746 Filed Document 0001594746-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-03-06 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
OKC West Acquisition, LP See All Filings	D/A	2015-03-06 00:00:00 UTC
Amount To Be Raised $9,000,000 Associated Brokers / Dealers none CIK Number 0001635556 Filed Document 0001635556-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-03-06 00:00:00 UTC Type of Offering D/A Industry Agriculture Principal Place of Business OKLAHOMA Revenue or Assets $No Revenues Type of Security Equity
GLOBAL MAXIMUM PESSIMISM SEGREGATED PORTFOLIO See All Filings	D/A	2015-03-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001391593 Filed Document 0001398344-15-001568 Exclusions or Exemptions 506b Accepted Date 2015-03-06 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Hickory Street Capital LLC See All Filings	D	2015-03-06 00:00:00 UTC
Amount To Be Raised $5,643,598 Associated Brokers / Dealers N/A CIK Number 0001635434 Filed Document 0001635434-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-03-06 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
JAMES RIVER MULTI STRATEGY FUND LP See All Filings	D/A	2015-03-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Maymont Partners, Inc., James River Securities Corp., Anchor Asset Management LLC, and Frontier Solutions, LLC CIK Number 0001130766 Filed Document 0001130766-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-03-06 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MIDWOOD CAPITAL PARTNERS LP See All Filings	D/A	2015-03-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Compass Securities Corporation and Equus Financial Consulting LLC CIK Number 0001273649 Filed Document 0001140361-15-010718 Exclusions or Exemptions 506b Accepted Date 2015-03-06 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BLU Investors LLC See All Filings	D	2015-03-06 00:00:00 UTC
Amount To Be Raised $800,000 Associated Brokers / Dealers N/A CIK Number 0001635580 Filed Document 0001553999-15-000008 Exclusions or Exemptions 506b Accepted Date 2015-03-06 00:00:00 UTC Type of Offering D Industry Investing Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
Concorde eOriginal Partners, L.P. See All Filings	D	2015-03-06 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001635274 Filed Document 0001635274-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-03-06 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Challenger Acquisitions Ltd See All Filings	D	2015-03-06 00:00:00 UTC
Amount To Be Raised $478,800 Associated Brokers / Dealers N/A CIK Number 0001635770 Filed Document 0001615774-15-000421 Exclusions or Exemptions 506b Accepted Date 2015-03-06 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business Y7 Revenue or Assets Decline to Disclose Type of Security Equity
Rebound Fund Ltd. See All Filings	D/A	2015-03-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001481855 Filed Document 0000902664-15-001579 Exclusions or Exemptions 506b Accepted Date 2015-03-06 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MARGIN OF SAFETY FUND LP See All Filings	D/A	2015-03-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001211481 Filed Document 0001434087-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-03-06 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Breaking Media, Inc. See All Filings	D	2015-03-06 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001483576 Filed Document 0001483576-15-000005 Exclusions or Exemptions 506b Accepted Date 2015-03-06 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Catapult Health, LLC See All Filings	D	2015-03-06 00:00:00 UTC
Amount To Be Raised $8,500,000 Associated Brokers / Dealers N/A CIK Number 0001509247 Filed Document 0001509247-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-03-06 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Dinner Boys LLC See All Filings	D	2015-03-06 00:00:00 UTC
Amount To Be Raised $700,000 Associated Brokers / Dealers N/A CIK Number 0001635963 Filed Document 0001635963-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-03-06 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Other
ORGANIGRAM HOLDINGS INC See All Filings	D	2015-03-06 00:00:00 UTC
Amount To Be Raised $1,716,592 Associated Brokers / Dealers JACOB SECURITIES INC. CIK Number 0001620737 Filed Document 0001183740-15-000080 Exclusions or Exemptions 506b Accepted Date 2015-03-06 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business NEW BRUNSWICK, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
CIP Coinvestment, L.P. See All Filings	D/A	2015-03-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001466859 Filed Document 0001181431-15-004320 Exclusions or Exemptions 506b Accepted Date 2015-03-06 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business DISTRICT OF COLUMBIA Revenue or Assets Decline to Disclose Type of Security Equity
Robertson Opportunity Master LP See All Filings	D/A	2015-03-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Randy Rodgers CIK Number 0001405016 Filed Document 0001315863-15-000241 Exclusions or Exemptions 506b Accepted Date 2015-03-06 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Pooled Investment Fund
Prime Conservative Fund, LP See All Filings	D/A	2015-03-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001503751 Filed Document 0001566114-15-000036 Exclusions or Exemptions 506b Accepted Date 2015-03-06 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business INDIANA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Pooled Investment Fund
Orbital Tracking Corp. See All Filings	D	2015-03-06 00:00:00 UTC
Amount To Be Raised $1,100,000 Associated Brokers / Dealers N/A CIK Number 0001058307 Filed Document 0001415889-15-000783 Exclusions or Exemptions 506b Accepted Date 2015-03-06 00:00:00 UTC Type of Offering D Industry Telecommunications Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Spartan Partners L.P. See All Filings	D/A	2015-03-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001481674 Filed Document 0000902664-15-001573 Exclusions or Exemptions 506b Accepted Date 2015-03-06 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Eclipse Theaters Development Group LLC See All Filings	D	2015-03-06 00:00:00 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers None CIK Number 0001622665 Filed Document 0001622665-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-03-06 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business NEVADA Revenue or Assets $No Revenues Type of Security Equity
THIRD AVENUE REAL ESTATE OPPORTUNITIES FUND LP See All Filings	D/A	2015-03-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001354452 Filed Document 0001013594-15-000183 Exclusions or Exemptions 506b Accepted Date 2015-03-06 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund