Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Special Offshore Ltd E See All Filings	D/A	2015-03-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001120050 Filed Document 0000902664-15-001601 Exclusions or Exemptions 506b Accepted Date 2015-03-09 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Federated International Funds plc See All Filings	D/A	2015-03-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Sungard Institutional Brokerage Inc. CIK Number 0001462922 Filed Document 0001462922-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-03-09 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business IRELAND Revenue or Assets $Over $100,000,000 Type of Security Pooled Investment Fund
Midway Asheville-College Station, LLC See All Filings	D	2015-03-09 00:00:00 UTC
Amount To Be Raised $3,575,000 Associated Brokers / Dealers N/A CIK Number 0001635170 Filed Document 0001635170-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-03-09 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business NEW YORK Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
STRATUS FEEDER LLC See All Filings	D/A	2015-03-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001428452 Filed Document 0000943663-15-000043 Exclusions or Exemptions 506b Accepted Date 2015-03-09 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $Over $100,000,000 Type of Security Equity
MacKay Shields Core Fixed Income Fund LP See All Filings	D/A	2015-03-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Jeffrey Anderson, John W. Akkerman, and Not applicable CIK Number 0001529525 Filed Document 0001181431-15-004343 Exclusions or Exemptions 506b Accepted Date 2015-03-09 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Traina Interactive Corp. See All Filings	D	2015-03-09 00:00:00 UTC
Amount To Be Raised $14,999,999 Associated Brokers / Dealers N/A CIK Number 0001541318 Filed Document 0001541318-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-03-09 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Spotlight Software, LLC See All Filings	D	2015-03-09 00:00:00 UTC
Amount To Be Raised $750,000 Associated Brokers / Dealers N/A CIK Number 0001618334 Filed Document 0001618334-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-03-09 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Equity
Dirigo LLC See All Filings	D/A	2015-03-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001336582 Filed Document 0001336582-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-03-09 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Rapid Diagnostek, Inc. See All Filings	D	2015-03-09 00:00:00 UTC
Amount To Be Raised $5,500,000 Associated Brokers / Dealers Needham & Company LLC CIK Number 0001551344 Filed Document 0001551344-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-03-09 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Debt
Ionic Capital International Ltd See All Filings	D/A	2015-03-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001409517 Filed Document 0001409517-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-03-09 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Quadrangle Realty Partners, LLC See All Filings	D	2015-03-09 00:00:00 UTC
Amount To Be Raised $825,000 Associated Brokers / Dealers N/A CIK Number 0001635734 Filed Document 0001635734-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-03-09 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
CLAREMONT PARTNERS LP See All Filings	D/A	2015-03-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Norman Scher CIK Number 0001009568 Filed Document 0001009568-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-03-09 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business IDAHO Revenue or Assets $$25,000,001 - $50,000,000 Type of Security Pooled Investment Fund
LUMNI INC See All Filings	D	2015-03-09 00:00:00 UTC
Amount To Be Raised $2,300,006 Associated Brokers / Dealers N/A CIK Number 0001443166 Filed Document 0001443166-15-000004 Exclusions or Exemptions 506b Accepted Date 2015-03-09 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business FLORIDA Revenue or Assets $No Revenues Type of Security Equity
Bowie Capital Partners, LP See All Filings	D/A	2015-03-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001620003 Filed Document 0001620003-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-03-09 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Comunidad HMV 14, LLC See All Filings	D	2015-03-09 00:00:00 UTC
Amount To Be Raised $2,900,000 Associated Brokers / Dealers N/A CIK Number 0001635803 Filed Document 0001635803-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-03-09 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business CALIFORNIA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Kennady Diamonds Inc. See All Filings	D	2015-03-09 00:00:00 UTC
Amount To Be Raised $112,890 Associated Brokers / Dealers N/A CIK Number 0001562370 Filed Document 0001562370-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-03-09 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business ONTARIO, CANADA Revenue or Assets $No Revenues Type of Security Equity
ONEHOPE, Inc See All Filings	D	2015-03-09 00:00:00 UTC
Amount To Be Raised $8,000,000 Associated Brokers / Dealers N/A CIK Number 0001635020 Filed Document 0001635020-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-03-09 00:00:00 UTC Type of Offering D Industry Retailing Principal Place of Business CALIFORNIA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Debt
DCM PRIVATE EQUITY FUND IV LLC See All Filings	D/A	2015-03-09 00:00:00 UTC
Amount To Be Raised $150,000,000 Associated Brokers / Dealers DUPONT CAPITAL MANAGEMENT MARKETING CORP. CIK Number 0001595328 Filed Document 0001595328-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-03-09 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business DELAWARE Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ROYAL BANK OF CANADA See All Filings	D	2015-03-09 00:00:00 UTC
Amount To Be Raised $7,705,000 Associated Brokers / Dealers RBC CAPITAL MARKETS, LLC and CREDIT SUISSE SECURITIES (USA) LLC CIK Number 0001000275 Filed Document 0001214659-15-002194 Exclusions or Exemptions 506b Accepted Date 2015-03-09 00:00:00 UTC Type of Offering D Industry Commercial Banking Principal Place of Business ONTARIO, CANADA Revenue or Assets $Over $100,000,000 Type of Security Debt
XMATTERS INC See All Filings	D	2015-03-09 00:00:00 UTC
Amount To Be Raised $356,000 Associated Brokers / Dealers N/A CIK Number 0001635805 Filed Document 0001635805-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-03-09 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Option To Acquire
Blue Glacier Fund, L.P. See All Filings	D/A	2015-03-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001359780 Filed Document 0000902664-15-001598 Exclusions or Exemptions 506b Accepted Date 2015-03-09 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Fitness Cubed Inc. See All Filings	D	2015-03-09 00:00:00 UTC
Amount To Be Raised $350,000 Associated Brokers / Dealers N/A CIK Number 0001635753 Filed Document 0001635753-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-03-09 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business ILLINOIS Revenue or Assets $$1 - $1,000,000 Type of Security Debt
Leonard-Meron Biosciences, Inc. See All Filings	D/A	2015-03-09 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers Fordham Financial Management, Inc. CIK Number 0001614809 Filed Document 0001614809-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-03-09 00:00:00 UTC Type of Offering D/A Industry Biotechnology Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
REDZONE ROBOTICS INC See All Filings	D	2015-03-09 00:00:00 UTC
Amount To Be Raised $4,427,124 Associated Brokers / Dealers N/A CIK Number 0001374410 Filed Document 0001374410-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-03-09 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
LAMPOST BLUE CHIP FUND LP See All Filings	D	2015-03-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers n/a CIK Number 0001167172 Filed Document 0001167172-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-03-09 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
Brand Networks Midco, LLC See All Filings	D	2015-03-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001591607 Filed Document 0000895345-15-000107 Exclusions or Exemptions 506b Accepted Date 2015-03-09 00:00:00 UTC Type of Offering D Industry Business Services Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Rialto Capital CMBS Fund, LP See All Filings	D/A	2015-03-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001601759 Filed Document 0001601759-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-03-09 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
12702 University Club Member LLC See All Filings	D	2015-03-09 00:00:00 UTC
Amount To Be Raised $1,625,743 Associated Brokers / Dealers N/A CIK Number 0001635833 Filed Document 0001635833-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-03-09 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Columbia PhytoTechnology LLC See All Filings	D	2015-03-09 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers Orca Capital Securities, LLC CIK Number 0001636179 Filed Document 0001636179-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-03-09 00:00:00 UTC Type of Offering D Industry Manufacturing Principal Place of Business OREGON Revenue or Assets Decline to Disclose Type of Security Debt
Spaceflight Industries, Inc. See All Filings	D	2015-03-09 00:00:00 UTC
Amount To Be Raised $20,749,998 Associated Brokers / Dealers N/A CIK Number 0001635594 Filed Document 0001635594-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-03-09 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
EMA GARP FUND, LP See All Filings	D/A	2015-03-09 00:00:00 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers N/A CIK Number 0001355137 Filed Document 0001355137-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-03-09 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Akshar Capital Real Estate Fund See All Filings	D	2015-03-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001601547 Filed Document 0001601547-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-03-09 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CAZ Halcyon Strategic Opportunities Fund, L.P. See All Filings	D	2015-03-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001630886 Filed Document 0001315863-15-000245 Exclusions or Exemptions 506b Accepted Date 2015-03-09 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
LED MEDICAL DIAGNOSTICS INC See All Filings	D	2015-03-09 00:00:00 UTC
Amount To Be Raised $1,127,946 Associated Brokers / Dealers Primary Capital LLC CIK Number 0001381955 Filed Document 0001062993-15-001225 Exclusions or Exemptions 506b Accepted Date 2015-03-09 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
ContactPoint, L.C. See All Filings	D	2015-03-09 00:00:00 UTC
Amount To Be Raised $14,000,000 Associated Brokers / Dealers N/A CIK Number 0001500757 Filed Document 0001500757-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-03-09 00:00:00 UTC Type of Offering D Industry Business Services Principal Place of Business UTAH Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Solarlytics, Inc. See All Filings	D	2015-03-09 00:00:00 UTC
Amount To Be Raised $9,474,500 Associated Brokers / Dealers Fieldstone Private Capital Group. L.P. CIK Number 0001635079 Filed Document 0001635079-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-03-09 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Kortright Opportunity Offshore Fund, Ltd. See All Filings	D/A	2015-03-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001509860 Filed Document 0001509860-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-03-09 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BGA Horizon Fund, LLC - Candlewood Harvest Taxable Series See All Filings	D/A	2015-03-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001602612 Filed Document 0001602612-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-03-09 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Corinthian Equity Fund II, L.P. See All Filings	D/A	2015-03-09 00:00:00 UTC
Amount To Be Raised $600,000,000 Associated Brokers / Dealers Park Hill Group LLC CIK Number 0001595872 Filed Document 0001012975-15-000241 Exclusions or Exemptions 506b Accepted Date 2015-03-09 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Crestline CS 3000 Fund, L.P. See All Filings	D/A	2015-03-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001488047 Filed Document 0000902664-15-001597 Exclusions or Exemptions 506b Accepted Date 2015-03-09 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Discus Feeder Ltd See All Filings	D/A	2015-03-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001466117 Filed Document 0000943663-15-000042 Exclusions or Exemptions 506b Accepted Date 2015-03-09 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business VIRGIN ISLANDS, BRITISH Revenue or Assets $Over $100,000,000 Type of Security Equity
PlayFab, Inc. See All Filings	D	2015-03-09 00:00:00 UTC
Amount To Be Raised $10,001,096 Associated Brokers / Dealers N/A CIK Number 0001603842 Filed Document 0001603842-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-03-09 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
Lilly Asia Ventures Fund III, L.P. See All Filings	D	2015-03-09 00:00:00 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers N/A CIK Number 0001636031 Filed Document 0001636031-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-03-09 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Antares European Fund Ltd See All Filings	D/A	2015-03-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001450763 Filed Document 0000919574-15-002735 Exclusions or Exemptions 506b Accepted Date 2015-03-09 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business BERMUDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Resilience Therapeutics, Inc. See All Filings	D/A	2015-03-09 00:00:00 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001630938 Filed Document 0001630938-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-03-09 00:00:00 UTC Type of Offering D/A Industry Pharmaceuticals Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
10101 SW 14 Member, LLC See All Filings	D/A	2015-03-09 00:00:00 UTC
Amount To Be Raised $2,715,000 Associated Brokers / Dealers N/A CIK Number 0001635622 Filed Document 0001635622-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-03-09 00:00:00 UTC Type of Offering D/A Industry Residential Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
ARCHON PARTNERS LP See All Filings	D/A	2015-03-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001027986 Filed Document 0001027986-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-03-09 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
TACONIC OPPORTUNITY OFFSHORE FUND LTD See All Filings	D/A	2015-03-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001355987 Filed Document 0001355987-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-03-09 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Integral Ad Science, Inc. See All Filings	D	2015-03-09 00:00:00 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001473705 Filed Document 0000905718-15-000287 Exclusions or Exemptions 506b Accepted Date 2015-03-09 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Dirigo Ltd See All Filings	D/A	2015-03-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001399193 Filed Document 0001399193-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-03-09 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund