Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
North Haven Energy Capital Fund Non-U.S. Wealth Management Feeder LP See All Filings	D/A	2017-08-11 12:48:59 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers None, None, None, None, None, and None CIK Number 0001649346 Filed Document 0001649346-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-08-11 12:48:59 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
North Haven Energy Capital Fund U.S. Wealth Management Feeder LP See All Filings	D/A	2017-08-11 12:45:48 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers None, None, None, None, and None CIK Number 0001649343 Filed Document 0001649343-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-08-11 12:45:48 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
TriLinc Global Impact Fund Cayman, Ltd. See All Filings	D	2017-08-11 12:45:21 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers N/A CIK Number 0001688039 Filed Document 0001688039-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-08-11 12:45:21 UTC Type of Offering D Industry Investing Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Debt
North Haven Energy Capital Fund-A LP See All Filings	D/A	2017-08-11 12:43:42 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers None, None, None, None, None, and None CIK Number 0001649275 Filed Document 0001649275-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-08-11 12:43:42 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
North Haven Energy Capital Fund LP See All Filings	D/A	2017-08-11 12:41:40 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers None, None, None, None, and None CIK Number 0001649277 Filed Document 0001649277-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-08-11 12:41:40 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Principal Enhanced Property ASP Fund, a series of Alternative Strategies Real Estate Platform, LLC See All Filings	D/A	2017-08-11 12:34:45 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Wells Fargo Advisors, LLC CIK Number 0001528509 Filed Document 0001625257-17-000105 Exclusions or Exemptions 506b Accepted Date 2017-08-11 12:34:45 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
HomDNA, Inc. See All Filings	D	2017-08-11 12:27:57 UTC
Amount To Be Raised $4,623,322 Associated Brokers / Dealers N/A CIK Number 0001661224 Filed Document 0001140361-17-031303 Exclusions or Exemptions 506b Accepted Date 2017-08-11 12:27:57 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Elian Fiduciary Services (Cayman) Ltd See All Filings	D/A	2017-08-11 12:24:22 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001350370 Filed Document 0001650075-17-000005 Exclusions or Exemptions 506b Accepted Date 2017-08-11 12:24:22 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Kite Lake Special Opportunities ASP Fund, a series of Alternative Strategies Platform, LLC See All Filings	D	2017-08-11 12:24:05 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Wells Fargo Advisors, LLC CIK Number 0001713963 Filed Document 0001625257-17-000104 Exclusions or Exemptions 506b Accepted Date 2017-08-11 12:24:05 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
National Multifamily Portfolio I DST See All Filings	D/A	2017-08-11 12:23:39 UTC
Amount To Be Raised $120,096,882 Associated Brokers / Dealers Christina S. Nielson, Matthew T. Adams, James T. Walesa, Mark G. Kosanke, Lois A. Leynse, Robert S. Smith, Robert R. Tweed, Inland Securites Corporation, John V. Petraglia, Michael P. Black, David B. Levinson, Jeffrey A. Kiesnoski, Eric S. Scaff, Bradford J. Pinter, James M. Gambaccini, Richard J. Zaegal, Eric A, Bicknese, Michael S. Cullen, Robert C. Straton, Thomas J. Ealy, Jeffrey B. Baker, Donovan C. Cheek, Kenneth H. Williams, Daryl C. Debol, Grant A. Knox, Jeanne E. Morelli, Jeanne Y. Duce, John H. Scully, Enoch Chung, Jan I. Zenner, Joseph G. Michaletz, Kent A. Cooper, Clifton M. Yasutomi, Marilyn A. Schmitt, James E. Fereday, Neel J. Keiser, Ryan P. Sullivan, Mark R. Swartz, Arnold T. Beck Jr., Edward P. Deicke, Nathaniel M. Kuhn, Stanley B. Secor, Peter Maniscalco, Spencer L. Weston, Joseph J. Reynolds, Mark L. Lopez, Robert A. Horning, Adam J. Bryan, Robert H. Chapman, Jeffery S. Powell, Corbin S. Thomas, Michael C. Eldredge, Cara M. Miller, Roger W. Vanpelt, Gary E. Conley, Spencer L. Weston, Scott P. Inabnet, Davin J. Carey, William S. Sheehan, Joseph E. Budd, Jeffrey W. Gustafson, Duncan Eng, Jitender C. Gidwani, Bill K. Huie, Edwin T. Suzuki, Richard A. Skelton Jr., Martin D. Fong, John G. Chess, Maxwell J. Phillips, Todd A. Arner, Peter A. Finnegan, Jerome L. Schmitt, Glen E. Kauffman, Gene A. Brehm, Dale Rubin, Samuel V. Ortiz Jr., Paul J. Zalduendo, Pablo R. Zalduendo, Ronald L. Knipping, William F. Kootnz II, Cornelius George McAuliffe III, Marlyn Marie Jenvey Baker, Blayne A. Anderson, Robert P. Milligan, Barry W. Lemay, William J. Bugdon, Josephine E. Buck, Randall L. Kaup, Peter J. Mc Neil, Daniel L. Whittenburg, Robert J. Rounsfull, James L. Flanagan, William D. Vellon, Kathleen C. Kovar, Jeffrey C. Young, Robert S. MacPhee, Shawn L. Valentine, Eric L. Gottlieb, Robert A. Ebert Jr., and Orest P. Baransky CIK Number 0001685331 Filed Document 0001685331-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-08-11 12:23:39 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Other
Moerus Global Value Fund LP See All Filings	D/A	2017-08-11 12:21:50 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001682192 Filed Document 0000919574-17-005889 Exclusions or Exemptions 506b Accepted Date 2017-08-11 12:21:50 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
GSO Capital Solutions III ASP Fund, a series of Alternative Strategies Private Equity Platform, LLC See All Filings	D	2017-08-11 12:21:38 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Wells Fargo Advisors, LLC CIK Number 0001713966 Filed Document 0001625257-17-000103 Exclusions or Exemptions 506b Accepted Date 2017-08-11 12:21:38 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Local Vine, LLC See All Filings	D	2017-08-11 12:15:15 UTC
Amount To Be Raised $7,000,000 Associated Brokers / Dealers N/A CIK Number 0001714391 Filed Document 0001714391-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-08-11 12:15:15 UTC Type of Offering D Industry Other Principal Place of Business DISTRICT OF COLUMBIA Revenue or Assets Decline to Disclose Type of Security Equity
SONIC BLUE AEROSPACE INC See All Filings	D/A	2017-08-11 12:12:02 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Corporate Finance Securities Inc. CIK Number 0001451999 Filed Document 0001451999-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-08-11 12:12:02 UTC Type of Offering D/A Industry Other Technology Principal Place of Business MAINE Revenue or Assets Decline to Disclose Type of Security Equity
Ardusat, Inc. See All Filings	D	2017-08-11 12:11:54 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001635926 Filed Document 0001635926-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-08-11 12:11:54 UTC Type of Offering D Industry Other Technology Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Debt
Maple Leaf Discovery I LP See All Filings	D/A	2017-08-11 12:06:55 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001390027 Filed Document 0001650075-17-000004 Exclusions or Exemptions 506b Accepted Date 2017-08-11 12:06:55 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
TGLT S.A. See All Filings	D	2017-08-11 12:04:26 UTC
Amount To Be Raised $85,542,000 Associated Brokers / Dealers Itau BBA USA Securities, Inc. CIK Number 0001673193 Filed Document 0001673193-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-08-11 12:04:26 UTC Type of Offering D Industry Other Real Estate Principal Place of Business ARGENTINA Revenue or Assets Decline to Disclose Type of Security Debt
Two Sigma Absolute Return Enhanced Cayman Fund, Ltd. See All Filings	D/A	2017-08-11 12:04:11 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001556024 Filed Document 0000919574-17-005883 Exclusions or Exemptions 506b Accepted Date 2017-08-11 12:04:11 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
JAM345E33 LLC See All Filings	D	2017-08-11 12:04:06 UTC
Amount To Be Raised $3,778,066 Associated Brokers / Dealers N/A CIK Number 0001713274 Filed Document 0001713274-17-000001 Exclusions or Exemptions 506c Accepted Date 2017-08-11 12:04:06 UTC Type of Offering D Industry Other Real Estate Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Equity
TPG Independent Pet Partners, L.P. See All Filings	D	2017-08-11 11:56:18 UTC
Amount To Be Raised $43,708,492 Associated Brokers / Dealers N/A CIK Number 0001714451 Filed Document 0001714451-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-08-11 11:56:18 UTC Type of Offering D Industry Other Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Other
Two Sigma Risk Premia Enhanced Cayman Fund, Ltd. See All Filings	D/A	2017-08-11 11:54:15 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001650764 Filed Document 0000919574-17-005880 Exclusions or Exemptions 506b Accepted Date 2017-08-11 11:54:15 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
MAPLE LEAF PARTNERS I LP See All Filings	D/A	2017-08-11 11:44:46 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001322556 Filed Document 0001650075-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-08-11 11:44:46 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Two Sigma Active Extension U.S. All Cap Equity Beta Adjusted Cayman Fund, Ltd. See All Filings	D/A	2017-08-11 11:43:50 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001650734 Filed Document 0000919574-17-005878 Exclusions or Exemptions 506b Accepted Date 2017-08-11 11:43:50 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Pavadi Healthcare Value Fund LP See All Filings	D/A	2017-08-11 11:37:50 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001513111 Filed Document 0001405086-17-000160 Exclusions or Exemptions 506b Accepted Date 2017-08-11 11:37:50 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
CANARY SPEECH LLC See All Filings	D/A	2017-08-11 11:32:10 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001697410 Filed Document 0001697410-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-08-11 11:32:10 UTC Type of Offering D/A Industry Other Technology Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Equity
MAPLE LEAF PARTNERS LP See All Filings	D/A	2017-08-11 11:25:02 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001166138 Filed Document 0001650075-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-08-11 11:25:02 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Angeles Absolute Return Fund Ltd. See All Filings	D/A	2017-08-11 11:14:50 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001544959 Filed Document 0001544959-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-08-11 11:14:50 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Two Sigma Risk Premia Cayman Fund, Ltd. See All Filings	D/A	2017-08-11 11:10:23 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001650763 Filed Document 0000919574-17-005875 Exclusions or Exemptions 506b Accepted Date 2017-08-11 11:10:23 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Trexo Robotics Inc. See All Filings	D	2017-08-11 11:08:58 UTC
Amount To Be Raised $120,000 Associated Brokers / Dealers N/A CIK Number 0001714326 Filed Document 0001714326-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-08-11 11:08:58 UTC Type of Offering D Industry Other Technology Principal Place of Business ONTARIO, CANADA Revenue or Assets $Not Applicable Type of Security Debt
CLPF Longhorn Portfolio REIT LLC See All Filings	D	2017-08-11 11:06:35 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers H & L Equities, LLC, H & L Equities, LLC, H & L Equities, LLC, H & L Equities, LLC, and H & L Equities, LLC CIK Number 0001714008 Filed Document 0001714008-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-08-11 11:06:35 UTC Type of Offering D Industry REITS and Finance Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Alatus UCITS - Inflection Long Only See All Filings	D/A	2017-08-11 11:05:33 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001650841 Filed Document 0000919574-17-005873 Exclusions or Exemptions 506b Accepted Date 2017-08-11 11:05:33 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business LUXEMBOURG Revenue or Assets Decline to Disclose Type of Security Equity
POINTER OFFSHORE LTD See All Filings	D/A	2017-08-11 11:01:22 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001214197 Filed Document 0001214197-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-08-11 11:01:22 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TENNESSEE Revenue or Assets Decline to Disclose Type of Security Equity
GoZone WiFi LLC See All Filings	D/A	2017-08-11 10:58:50 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001668860 Filed Document 0001668860-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-08-11 10:58:50 UTC Type of Offering D/A Industry Other Technology Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Other
RANGELEY CAPITAL PARTNERS II, LP See All Filings	D/A	2017-08-11 10:57:26 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers SILVER LEAF PARTNERS, LLC CIK Number 0001650566 Filed Document 0000919574-17-005868 Exclusions or Exemptions 506b Accepted Date 2017-08-11 10:57:26 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
Caelum Biosciences, Inc. See All Filings	D	2017-08-11 10:55:42 UTC
Amount To Be Raised $7,000,000 Associated Brokers / Dealers National Securities Corporation CIK Number 0001714429 Filed Document 0001714429-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-08-11 10:55:42 UTC Type of Offering D Industry Biotechnology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Debt
Echinus Partners, Ltd. See All Filings	D/A	2017-08-11 10:54:35 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001615643 Filed Document 0001615643-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-08-11 10:54:35 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Brown Advisory Global Managers, LLLP See All Filings	D/A	2017-08-11 10:45:27 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001616271 Filed Document 0000899140-17-000546 Exclusions or Exemptions 506b Accepted Date 2017-08-11 10:45:27 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
Brown Advisory Global Managers, LLLP See All Filings	D/A	2017-08-11 10:44:57 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001616271 Filed Document 0000899140-17-000545 Exclusions or Exemptions 506b Accepted Date 2017-08-11 10:44:57 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
Echinus Partners, LP See All Filings	D/A	2017-08-11 10:41:02 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001556468 Filed Document 0001556468-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-08-11 10:41:02 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AQR MANAGED FUTURES FUND III, L.P. See All Filings	D/A	2017-08-11 10:39:11 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001682054 Filed Document 0001682055-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-08-11 10:39:11 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
WiserCare, Inc. See All Filings	D/A	2017-08-11 10:35:32 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001595678 Filed Document 0001595678-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-08-11 10:35:32 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
ITENTIAL, LLC See All Filings	D	2017-08-11 10:29:56 UTC
Amount To Be Raised $5,499,996 Associated Brokers / Dealers N/A CIK Number 0001714500 Filed Document 0001714500-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-08-11 10:29:56 UTC Type of Offering D Industry Other Technology Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
PCI Global Inc. See All Filings	D	2017-08-11 10:27:39 UTC
Amount To Be Raised $400,000 Associated Brokers / Dealers N/A CIK Number 0001714484 Filed Document 0001714484-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-08-11 10:27:39 UTC Type of Offering D Industry Business Services Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
Apollo EPF Co-Investors III (A), L.P. See All Filings	D	2017-08-11 10:27:20 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001714037 Filed Document 0001315863-17-000634 Exclusions or Exemptions 506b Accepted Date 2017-08-11 10:27:20 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
AQR STYLE PREMIA PM OFFSHORE FUND, L.P. See All Filings	D/A	2017-08-11 10:27:04 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001682053 Filed Document 0001682055-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-08-11 10:27:04 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Unium Inc. See All Filings	D	2017-08-11 10:26:36 UTC
Amount To Be Raised $5,532,844 Associated Brokers / Dealers N/A CIK Number 0001274007 Filed Document 0001274007-17-000004 Exclusions or Exemptions 506b Accepted Date 2017-08-11 10:26:36 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
Apollo European Principal Finance Fund III (Dollar B), L.P. See All Filings	D/A	2017-08-11 10:24:46 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers J.P. Morgan Securities LLC, Picton S.A., Shinhan Investment Corp., and Merrill Lynch, Pierce, Fenner & Smith Incorporated CIK Number 0001690507 Filed Document 0001315863-17-000633 Exclusions or Exemptions 506b Accepted Date 2017-08-11 10:24:46 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Apollo European Principal Finance Fund III (Dollar A), L.P. See All Filings	D/A	2017-08-11 10:20:38 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers J.P. Morgan Securities LLC and Merrill Lynch, Pierce, Fenner & Smith Incorporated CIK Number 0001690506 Filed Document 0001315863-17-000632 Exclusions or Exemptions 506b Accepted Date 2017-08-11 10:20:38 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Azarias Focused Small Cap Value Fund, L.P. See All Filings	D/A	2017-08-11 10:18:45 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers MCG Securities LLC d/b/a Merion Capital Group CIK Number 0001650075 Filed Document 0001650075-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-08-11 10:18:45 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Clover Fast Food, Inc. See All Filings	D	2017-08-11 10:16:20 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001443931 Filed Document 0001443931-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-08-11 10:16:20 UTC Type of Offering D Industry Restaurants Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Debt