Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Carter Investors, LLC See All Filings	D/A	2017-08-16 14:56:26 UTC
Amount To Be Raised $5,890,000 Associated Brokers / Dealers Bridge Capital Associates, Inc. and Bridge Capital Associates, Inc. CIK Number 0001691397 Filed Document 0001691397-17-000001 Exclusions or Exemptions 506c Accepted Date 2017-08-16 14:56:26 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business NORTH CAROLINA Revenue or Assets $No Revenues Type of Security Equity
Neuros Medical, Inc. See All Filings	D	2017-08-16 14:54:40 UTC
Amount To Be Raised $22,659,257 Associated Brokers / Dealers N/A CIK Number 0001474720 Filed Document 0001474720-17-000001 Exclusions or Exemptions 506c Accepted Date 2017-08-16 14:54:40 UTC Type of Offering D Industry Biotechnology Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
BLAST IT, INC. See All Filings	D	2017-08-16 14:51:20 UTC
Amount To Be Raised $2,619,544 Associated Brokers / Dealers N/A CIK Number 0001714621 Filed Document 0001714621-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-08-16 14:51:20 UTC Type of Offering D Industry Other Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
Staghound Credit Research Partners LP See All Filings	D/A	2017-08-16 14:50:55 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001617809 Filed Document 0001617809-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-08-16 14:50:55 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Torpedo Diagnostics, Inc. See All Filings	D/A	2017-08-16 14:49:48 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001714453 Filed Document 0001714453-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-08-16 14:49:48 UTC Type of Offering D/A Industry Biotechnology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Debt
J.E.P. Capital, Inc. See All Filings	D/A	2017-08-16 14:44:10 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001587064 Filed Document 0001587064-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-08-16 14:44:10 UTC Type of Offering D/A Industry Insurance Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Komaza Group Inc. See All Filings	D	2017-08-16 14:32:12 UTC
Amount To Be Raised $9,717,447 Associated Brokers / Dealers N/A CIK Number 0001714357 Filed Document 0001714357-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-08-16 14:32:12 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Colony NorthStar Focus Fund, L.P. See All Filings	D	2017-08-16 14:30:49 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001714363 Filed Document 0001714363-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-08-16 14:30:49 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Color Genomics, Inc. See All Filings	D	2017-08-16 14:30:18 UTC
Amount To Be Raised $81,201,261 Associated Brokers / Dealers N/A CIK Number 0001683327 Filed Document 0001683327-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-08-16 14:30:18 UTC Type of Offering D Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Magnetar Constellation Fund V Ltd See All Filings	D	2017-08-16 14:25:14 UTC
Amount To Be Raised $1,000,000,000 Associated Brokers / Dealers N/A CIK Number 0001714826 Filed Document 0001714826-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-08-16 14:25:14 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
APPARENT ENERGY, INC See All Filings	D	2017-08-16 14:24:27 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001714819 Filed Document 0001250853-17-000074 Exclusions or Exemptions 506b Accepted Date 2017-08-16 14:24:27 UTC Type of Offering D Industry Other Technology Principal Place of Business OREGON Revenue or Assets Decline to Disclose Type of Security Equity
CS Duluth Associates, L.P. See All Filings	D	2017-08-16 14:16:34 UTC
Amount To Be Raised $5,860,000 Associated Brokers / Dealers N/A CIK Number 0001713427 Filed Document 0001713427-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-08-16 14:16:34 UTC Type of Offering D Industry Commercial Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
Metaurus LLC See All Filings	D/A	2017-08-16 14:06:31 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001673993 Filed Document 0001673993-17-000004 Exclusions or Exemptions 506b Accepted Date 2017-08-16 14:06:31 UTC Type of Offering D/A Industry Investing Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
MJRE Fund I, LLC See All Filings	D/A	2017-08-16 14:05:47 UTC
Amount To Be Raised $4,440,000 Associated Brokers / Dealers MJ Real Estate Investors, Inc. CIK Number 0001714568 Filed Document 0001714568-17-000002 Exclusions or Exemptions 506c Accepted Date 2017-08-16 14:05:47 UTC Type of Offering D/A Industry Commercial Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
C2W Partners Fund Ltd See All Filings	D/A	2017-08-16 14:01:07 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001679393 Filed Document 0001566114-17-000068 Exclusions or Exemptions 506b Accepted Date 2017-08-16 14:01:07 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Union Station, Inc. See All Filings	D/A	2017-08-16 14:00:06 UTC
Amount To Be Raised $3,050,000 Associated Brokers / Dealers N/A CIK Number 0001581819 Filed Document 0001581819-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-08-16 14:00:06 UTC Type of Offering D/A Industry Retailing Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
BEAN BOX, INC. See All Filings	D	2017-08-16 13:59:49 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001559745 Filed Document 0001559745-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-08-16 13:59:49 UTC Type of Offering D Industry Retailing Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
Magnetar Constellation Fund V LLC See All Filings	D	2017-08-16 13:58:44 UTC
Amount To Be Raised $1,000,000,000 Associated Brokers / Dealers N/A CIK Number 0001714827 Filed Document 0001714827-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-08-16 13:58:44 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Whitetail Creek Orchard, LLC See All Filings	D/A	2017-08-16 13:53:19 UTC
Amount To Be Raised $36,900,000 Associated Brokers / Dealers N/A CIK Number 0001552952 Filed Document 0001629424-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-08-16 13:53:19 UTC Type of Offering D/A Industry Agriculture Principal Place of Business ARIZONA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
SSL NOC2 LLC See All Filings	D	2017-08-16 13:51:33 UTC
Amount To Be Raised $10,994,129 Associated Brokers / Dealers Allen C. Ewing & Co. CIK Number 0001714873 Filed Document 0001714873-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-08-16 13:51:33 UTC Type of Offering D Industry Other Real Estate Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Factmata Inc. See All Filings	D	2017-08-16 13:43:54 UTC
Amount To Be Raised $750,000 Associated Brokers / Dealers N/A CIK Number 0001714867 Filed Document 0001714867-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-08-16 13:43:54 UTC Type of Offering D Industry Other Principal Place of Business UNITED KINGDOM Revenue or Assets Decline to Disclose Type of Security Debt
Ash Creek Orchards, LLC See All Filings	D/A	2017-08-16 13:42:36 UTC
Amount To Be Raised $17,500,000 Associated Brokers / Dealers N/A CIK Number 0001629424 Filed Document 0001629424-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-08-16 13:42:36 UTC Type of Offering D/A Industry Agriculture Principal Place of Business ARIZONA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
C2W Partners Fund LP See All Filings	D/A	2017-08-16 13:41:36 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001679522 Filed Document 0001566114-17-000067 Exclusions or Exemptions 506b Accepted Date 2017-08-16 13:41:36 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business DELAWARE Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Berkeley Catalyst Fund I LP See All Filings	D/A	2017-08-16 13:24:57 UTC
Amount To Be Raised $30,000,000 Associated Brokers / Dealers N/A CIK Number 0001698630 Filed Document 0001698630-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-08-16 13:24:57 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Everest Kensington, DST See All Filings	D/A	2017-08-16 13:24:11 UTC
Amount To Be Raised $10,300,000 Associated Brokers / Dealers Orchard Securities, LLC, Boustead Securities, LLC, Sandlapper Securities, LLC, Lighthouse Capital Group, LLC, Courtlandt Securities Corporation, Colorado Financial Service Corporation, Primex, Lion Street Financial, LLC, and Oak Tree Securities, Inc. CIK Number 0001704180 Filed Document 0001704180-17-000007 Exclusions or Exemptions 506b Accepted Date 2017-08-16 13:24:11 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Factmata Inc. See All Filings	D	2017-08-16 13:20:16 UTC
Amount To Be Raised $250,000 Associated Brokers / Dealers N/A CIK Number 0001714867 Filed Document 0001714867-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-08-16 13:20:16 UTC Type of Offering D Industry Other Principal Place of Business UNITED KINGDOM Revenue or Assets Decline to Disclose Type of Security Debt
OAC Holdings I Corp. See All Filings	D	2017-08-16 13:13:13 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001682469 Filed Document 0000895345-17-000277 Exclusions or Exemptions 506b Accepted Date 2017-08-16 13:13:13 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
USA Coachlines See All Filings	D	2017-08-16 13:09:55 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers USA Coachlines CIK Number 0001714852 Filed Document 0001714852-17-000002 Exclusions or Exemptions 506c Accepted Date 2017-08-16 13:09:55 UTC Type of Offering D Industry Other Travel Principal Place of Business NORTH CAROLINA Revenue or Assets $$1 - $1,000,000 Type of Security Debt
Commonwealth Joe, LLC See All Filings	D/A	2017-08-16 12:51:06 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001671415 Filed Document 0001671415-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-08-16 12:51:06 UTC Type of Offering D/A Industry Retailing Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Debt
Melqart Opportunities Fund Ltd See All Filings	D	2017-08-16 12:41:08 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001714806 Filed Document 0000902664-17-003347 Exclusions or Exemptions 506b Accepted Date 2017-08-16 12:41:08 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Fresenius Medical Care Hamlin, LLC See All Filings	D	2017-08-16 12:20:58 UTC
Amount To Be Raised $2,448,468 Associated Brokers / Dealers N/A CIK Number 0001713527 Filed Document 0001461373-17-000036 Exclusions or Exemptions 506b Accepted Date 2017-08-16 12:20:58 UTC Type of Offering D Industry Other Health Care Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
PROTEON THERAPEUTICS INC See All Filings	D	2017-08-16 12:17:19 UTC
Amount To Be Raised $22,000,000 Associated Brokers / Dealers N/A CIK Number 0001359931 Filed Document 0001140361-17-032398 Exclusions or Exemptions 506b Accepted Date 2017-08-16 12:17:19 UTC Type of Offering D Industry Biotechnology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
RVC 360, LLC See All Filings	D	2017-08-16 12:13:09 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers N/A CIK Number 0001714861 Filed Document 0001714861-17-000001 Exclusions or Exemptions 506c Accepted Date 2017-08-16 12:13:09 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
RHP Development, LLC See All Filings	D	2017-08-16 12:07:38 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers Arete Wealth Management, LLC CIK Number 0001713339 Filed Document 0001713339-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-08-16 12:07:38 UTC Type of Offering D Industry Other Real Estate Principal Place of Business IOWA Revenue or Assets Decline to Disclose Type of Security Equity
Washington Place Fund, a Series of Global Endowment Targeted Strategy Fund, LP See All Filings	D	2017-08-16 11:46:53 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001714804 Filed Document 0001714078-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-08-16 11:46:53 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Granite Mill Investments, LLC See All Filings	D	2017-08-16 11:44:41 UTC
Amount To Be Raised $1,200,000 Associated Brokers / Dealers N/A CIK Number 0001714856 Filed Document 0001714856-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-08-16 11:44:41 UTC Type of Offering D Industry Residential Principal Place of Business NORTH CAROLINA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Keel Capital S.A., SICAV-SIF See All Filings	D/A	2017-08-16 11:36:42 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001681190 Filed Document 0001315863-17-000685 Exclusions or Exemptions 506b Accepted Date 2017-08-16 11:36:42 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business LUXEMBOURG Revenue or Assets Decline to Disclose Type of Security Equity
Geostellar, Inc. See All Filings	C/A	2017-08-16 11:20:47 UTC
Financial Interest 2.0% of the Securities being issued in the Offering Filing Platform OpenDeal Inc. Offering Amount $1,070,000 CIK Number 0001517560 Filed Document 0001517560-17-000009 Accepted Date 2017-08-16 11:20:47 UTC Type of Offering C/A Security Offered Amount 50,000 Security Offered Type Other State WEST VIRGINIA
Bubba's Foods LLC See All Filings	D	2017-08-16 11:20:39 UTC
Amount To Be Raised $750,000 Associated Brokers / Dealers N/A CIK Number 0001714855 Filed Document 0001714855-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-08-16 11:20:39 UTC Type of Offering D Industry Other Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Security To Be Acquired
TRu Investments, LLC See All Filings	D	2017-08-16 11:17:26 UTC
Amount To Be Raised $1,700,000 Associated Brokers / Dealers N/A CIK Number 0001683090 Filed Document 0001683090-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-08-16 11:17:26 UTC Type of Offering D Industry Commercial Principal Place of Business NORTH DAKOTA Revenue or Assets Decline to Disclose Type of Security Equity
CA International Equity CEF Fund See All Filings	D	2017-08-16 11:14:54 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001714078 Filed Document 0001714078-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-08-16 11:14:54 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business DELAWARE Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
QURE4U, INC. See All Filings	D	2017-08-16 11:09:25 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001714788 Filed Document 0001714788-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-08-16 11:09:25 UTC Type of Offering D Industry Other Technology Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Barington SPV II, L.P. See All Filings	D/A	2017-08-16 10:51:18 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001623375 Filed Document 0001623375-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-08-16 10:51:18 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Affinity Funding IV, LLC See All Filings	D	2017-08-16 10:48:09 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers Herbert J. Sims & Co. Inc. CIK Number 0001714390 Filed Document 0001714390-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-08-16 10:48:09 UTC Type of Offering D Industry Other Real Estate Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Debt
Go Therapeutics, Inc. See All Filings	D	2017-08-16 10:16:22 UTC
Amount To Be Raised $4,999,999 Associated Brokers / Dealers N/A CIK Number 0001714218 Filed Document 0001714218-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-08-16 10:16:22 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
GREENLEA LANE CAPITAL PARTNERS LP See All Filings	D/A	2017-08-16 10:11:34 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001413048 Filed Document 0001413048-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-08-16 10:11:34 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Torpedo Diagnostics, Inc. See All Filings	D	2017-08-16 09:54:40 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001714453 Filed Document 0001714453-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-08-16 09:54:40 UTC Type of Offering D Industry Biotechnology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Debt
Nationwide BOLI Private Placement Variable Account See All Filings	D	2017-08-16 09:44:53 UTC
Amount To Be Raised $24,000,000 Associated Brokers / Dealers Michael Tuttle and Scott Bethune CIK Number 0001343394 Filed Document 0001343394-17-000010 Exclusions or Exemptions 506b Accepted Date 2017-08-16 09:44:53 UTC Type of Offering D Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Denim.LA, Inc. See All Filings	1-A/A	2017-08-16 09:30:27 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers SI Securities, LLC CIK Number 0001668010 Filed Document 0001144204-17-043600 Accepted Date 2017-08-16 09:30:27 UTC Type of Offering 1-A/A Industry RETAIL-APPAREL & ACCESSORY STORES Offering Tier Tier2 Principal Place of Business CALIFORNIA Revenue or Assets $2,500,306 State of Jurisdiction DELAWARE Type of Security Equity (common or preferred stock)
KIIO INC. See All Filings	D	2017-08-16 09:22:50 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001565663 Filed Document 0000892712-17-000612 Exclusions or Exemptions 506b Accepted Date 2017-08-16 09:22:50 UTC Type of Offering D Industry Other Technology Principal Place of Business WISCONSIN Revenue or Assets Decline to Disclose Type of Security Equity