|
|
D/A |
2017-08-18 11:40:36 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Guggenheim Securities, LLC, Guggenheim Investor Services, LLC, FocusPoint Private Capital Group, LLC, Alternative Asset Investment Management Securities, LLC, and Blue Sand Securities LLC
- CIK Number
- 0001343623
- Filed Document
- 0001343623-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-08-18 11:40:36 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2017-08-18 11:37:16 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001225676
- Filed Document
- 0001144204-17-044063
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-08-18 11:37:16 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- TEXAS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2017-08-18 11:36:32 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001263072
- Filed Document
- 0001144204-17-044062
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-08-18 11:36:32 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- TEXAS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2017-08-18 11:35:41 UTC |
- Amount To Be Raised
- $2,500,000
- Associated Brokers / Dealers
- Brown Associates, Inc.
- CIK Number
- 0001713911
- Filed Document
- 0001713911-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-08-18 11:35:41 UTC
- Type of Offering
- D
- Industry
- Commercial
- Principal Place of Business
- GEORGIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2017-08-18 11:35:34 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001616765
- Filed Document
- 0001144204-17-044061
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-08-18 11:35:34 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- TEXAS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2017-08-18 11:33:21 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001616763
- Filed Document
- 0001144204-17-044058
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-08-18 11:33:21 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- TEXAS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2017-08-18 11:31:31 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001263077
- Filed Document
- 0001144204-17-044057
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-08-18 11:31:31 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- TEXAS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2017-08-18 11:30:56 UTC |
- Amount To Be Raised
- $7,692,217
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001622142
- Filed Document
- 0001622142-17-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-08-18 11:30:56 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2017-08-18 11:30:54 UTC |
- Amount To Be Raised
- $1,675,000
- Associated Brokers / Dealers
- None
- CIK Number
- 0001714976
- Filed Document
- 0001714976-17-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-08-18 11:30:54 UTC
- Type of Offering
- D
- Industry
- Commercial
- Principal Place of Business
- TEXAS
- Revenue or Assets
- $No Revenues
- Type of Security
- Equity
|
|
|
D/A |
2017-08-18 11:29:48 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001263073
- Filed Document
- 0001144204-17-044056
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-08-18 11:29:48 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- TEXAS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2017-08-18 11:26:45 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- None
- CIK Number
- 0001610266
- Filed Document
- 0001610266-17-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-08-18 11:26:45 UTC
- Type of Offering
- D/A
- Industry
- Investing
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2017-08-18 11:16:24 UTC |
- Amount To Be Raised
- $1,475,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001714239
- Filed Document
- 0001714239-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-08-18 11:16:24 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2017-08-18 11:01:39 UTC |
- Amount To Be Raised
- $300,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001714818
- Filed Document
- 0001714818-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-08-18 11:01:39 UTC
- Type of Offering
- D
- Industry
- Other Health Care
- Principal Place of Business
- FLORIDA
- Revenue or Assets
- $$1 - $1,000,000
- Type of Security
- Equity
|
|
|
D/A |
2017-08-18 11:01:11 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Wells Fargo Funds Distributor, LLC
- CIK Number
- 0001347616
- Filed Document
- 0001315863-17-000696
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-08-18 11:01:11 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2017-08-18 10:58:45 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001580605
- Filed Document
- 0001315863-17-000695
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-08-18 10:58:45 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- DISTRICT OF COLUMBIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2017-08-18 10:57:45 UTC |
- Amount To Be Raised
- $1,500,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001649781
- Filed Document
- 0001263987-17-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-08-18 10:57:45 UTC
- Type of Offering
- D
- Industry
- Other Banking and Financial Services
- Principal Place of Business
- FLORIDA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2017-08-18 10:56:12 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Wells Fargo Funds Distributor, LLC
- CIK Number
- 0001347612
- Filed Document
- 0001315863-17-000694
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-08-18 10:56:12 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2017-08-18 10:53:15 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Wells Fargo Funds Distributor, LLC
- CIK Number
- 0001538147
- Filed Document
- 0001315863-17-000693
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-08-18 10:53:15 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- DISTRICT OF COLUMBIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2017-08-18 10:50:31 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001470128
- Filed Document
- 0001315863-17-000692
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-08-18 10:50:31 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- DISTRICT OF COLUMBIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2017-08-18 10:49:23 UTC |
- Amount To Be Raised
- $300,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001715039
- Filed Document
- 0001715039-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-08-18 10:49:23 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- TEXAS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Option To Acquire
|
|
|
D/A |
2017-08-18 10:48:04 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001524734
- Filed Document
- 0001315863-17-000691
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-08-18 10:48:04 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- DISTRICT OF COLUMBIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2017-08-18 10:45:35 UTC |
- Amount To Be Raised
- $1,837,953
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001575455
- Filed Document
- 0001209191-17-049554
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-08-18 10:45:35 UTC
- Type of Offering
- D/A
- Industry
- Biotechnology
- Principal Place of Business
- MINNESOTA
- Revenue or Assets
- $No Revenues
- Type of Security
- Equity
|
|
|
D |
2017-08-18 10:45:23 UTC |
- Amount To Be Raised
- $4,752,000
- Associated Brokers / Dealers
- Peter Lieberman, Don A. Linzer, Tylor M. Balson, and Rupesh P. Sawant
- CIK Number
- 0001715047
- Filed Document
- 0001715042-17-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-08-18 10:45:23 UTC
- Type of Offering
- D
- Industry
- Other Real Estate
- Principal Place of Business
- GEORGIA
- Revenue or Assets
- $$1,000,001 - $5,000,000
- Type of Security
- Equity
|
|
|
D |
2017-08-18 10:35:53 UTC |
- Amount To Be Raised
- $800,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001714922
- Filed Document
- 0001714922-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-08-18 10:35:53 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2017-08-18 10:28:26 UTC |
- Amount To Be Raised
- $350,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001684005
- Filed Document
- 0001461373-17-000038
- Exclusions or Exemptions
- 506c
- Accepted Date
- 2017-08-18 10:28:26 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NORTH CAROLINA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2017-08-18 10:24:07 UTC |
- Amount To Be Raised
- $2,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001573416
- Filed Document
- 0001573416-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-08-18 10:24:07 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- MARYLAND
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2017-08-18 10:24:05 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001650943
- Filed Document
- 0001013594-17-000635
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-08-18 10:24:05 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- MINNESOTA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2017-08-18 10:23:49 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001715048
- Filed Document
- 0001715048-17-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-08-18 10:23:49 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- MAURITIUS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2017-08-18 10:22:55 UTC |
- Amount To Be Raised
- $10,180,000
- Associated Brokers / Dealers
- Thomas P. Niemiec, Randy L. Hines, Jeffrey D. Jacobson, David B. Juran, Wynn R. Juran, Thomas C. Olander, Jeffrey A. Schachtman, Roman Gadaskin, Fredrick J. Olson, James L. Melby, James D. Kallstrom, Ryan C. McEnerney, Scott W. Rickford, Brian R. Trygstad, and Thomas P. Hackl
- CIK Number
- 0001165842
- Filed Document
- 0001165842-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-08-18 10:22:55 UTC
- Type of Offering
- D/A
- Industry
- Biotechnology
- Principal Place of Business
- MINNESOTA
- Revenue or Assets
- $$25,000,001 - $100,000,000
- Type of Security
- Debt
|
|
|
D |
2017-08-18 10:02:51 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001715015
- Filed Document
- 0000945621-17-000343
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-08-18 10:02:51 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2017-08-18 10:00:39 UTC |
- Amount To Be Raised
- $5,400,000
- Associated Brokers / Dealers
- Peter Lieberman, Don A. Linzer, Imran Mohiuddin, Stephen Liu, Alyssa Butter, and Shawn Fox
- CIK Number
- 0001715042
- Filed Document
- 0001715042-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-08-18 10:00:39 UTC
- Type of Offering
- D
- Industry
- Other Real Estate
- Principal Place of Business
- GEORGIA
- Revenue or Assets
- $$1,000,001 - $5,000,000
- Type of Security
- Equity
|
|
|
D |
2017-08-18 09:55:49 UTC |
- Amount To Be Raised
- $3,109,997
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001706332
- Filed Document
- 0001231919-17-000033
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-08-18 09:55:49 UTC
- Type of Offering
- D
- Industry
- Other Health Care
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2017-08-18 09:54:27 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Greenstone Group FZC
- CIK Number
- 0001683818
- Filed Document
- 0000902664-17-003388
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-08-18 09:54:27 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CONNECTICUT
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2017-08-18 09:49:48 UTC |
- Amount To Be Raised
- $2,450,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001714485
- Filed Document
- 0001714485-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-08-18 09:49:48 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- PENNSYLVANIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2017-08-18 09:36:04 UTC |
- Amount To Be Raised
- $5,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001715000
- Filed Document
- 0001715000-17-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-08-18 09:36:04 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NORTH DAKOTA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2017-08-18 09:27:54 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- EBW Capital Limited and Trium Capital International
- CIK Number
- 0001665469
- Filed Document
- 0000902664-17-003387
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-08-18 09:27:54 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CONNECTICUT
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2017-08-18 09:24:39 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- RBC Capital Markets, LLC and Lytton Financial Inc.
- CIK Number
- 0001572947
- Filed Document
- 0000902664-17-003386
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-08-18 09:24:39 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CONNECTICUT
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2017-08-18 09:23:36 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- RBC Capital Markets, LLC, Lytton Financial Inc., and Greenstone Group FZC
- CIK Number
- 0001572953
- Filed Document
- 0000902664-17-003385
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-08-18 09:23:36 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CONNECTICUT
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2017-08-18 09:22:32 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Crownrock Partners, Greenstone Group FZC, and Bhargava Wealth Management LLC
- CIK Number
- 0001656913
- Filed Document
- 0000902664-17-003384
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-08-18 09:22:32 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CONNECTICUT
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2017-08-18 09:21:09 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Crownrock Partners
- CIK Number
- 0001637297
- Filed Document
- 0000902664-17-003383
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-08-18 09:21:09 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CONNECTICUT
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2017-08-18 09:14:07 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Credit Suisse Securities (USA) LLC, Stonehaven, LLC, Lyster Watson & Company, RSP Investment, LLC, and Point Bridge Capital, LLC
- CIK Number
- 0001488277
- Filed Document
- 0000902664-17-003382
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-08-18 09:14:07 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2017-08-18 09:12:58 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Credit Suisse Securities (USA) LLC and Stonehaven, LLC
- CIK Number
- 0001463207
- Filed Document
- 0000902664-17-003381
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-08-18 09:12:58 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2017-08-18 09:11:12 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- UBS Financial Services Inc.
- CIK Number
- 0001458004
- Filed Document
- 0000902664-17-003380
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-08-18 09:11:12 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2017-08-18 09:11:01 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- UBS Financial Services Inc.
- CIK Number
- 0001597834
- Filed Document
- 0001315863-17-000690
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-08-18 09:11:01 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2017-08-18 09:09:55 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- UBS Financial Services Inc.
- CIK Number
- 0001458005
- Filed Document
- 0000902664-17-003379
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-08-18 09:09:55 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2017-08-18 09:07:56 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001608975
- Filed Document
- 0000902664-17-003378
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-08-18 09:07:56 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2017-08-18 09:04:44 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001646690
- Filed Document
- 0000902664-17-003377
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-08-18 09:04:44 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2017-08-18 09:02:47 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001646521
- Filed Document
- 0000902664-17-003376
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-08-18 09:02:47 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2017-08-18 08:30:22 UTC |
- Amount To Be Raised
- $4,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001701627
- Filed Document
- 0001209191-17-049551
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-08-18 08:30:22 UTC
- Type of Offering
- D
- Industry
- Other Health Care
- Principal Place of Business
- MINNESOTA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Debt
|
|
|
D/A |
2017-08-18 06:44:50 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Barclays Bank PLC
- CIK Number
- 0001519605
- Filed Document
- 0000902664-17-003375
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-08-18 06:44:50 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|