Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
ETHOS LENDING INC. See All Filings	D	2017-08-21 13:22:30 UTC
Amount To Be Raised $26,656,261 Associated Brokers / Dealers N/A CIK Number 0001605845 Filed Document 0001605845-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-08-21 13:22:30 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
423 TERRY PARTNERS, LLC See All Filings	D	2017-08-21 13:19:13 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001649018 Filed Document 0001649018-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-08-21 13:19:13 UTC Type of Offering D Industry Other Real Estate Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
PPG COHO RUN, LLC See All Filings	D	2017-08-21 12:37:53 UTC
Amount To Be Raised $1,750,000 Associated Brokers / Dealers N/A CIK Number 0001715140 Filed Document 0001715140-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-08-21 12:37:53 UTC Type of Offering D Industry Other Real Estate Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
RSE Collection, LLC See All Filings	1-A POS	2017-08-21 12:11:39 UTC
Amount To Be Raised $840,000 Associated Brokers / Dealers N/A CIK Number 0001688804 Filed Document 0001688804-17-000020 Accepted Date 2017-08-21 12:11:39 UTC Type of Offering 1-A POS Industry MOTOR VEHICLES & PASSENGER CAR BODIES Offering Tier Tier2 Principal Place of Business NEW YORK Revenue or Assets $0 State of Jurisdiction DELAWARE Type of Security Other(describe)
digi.me Ltd See All Filings	D	2017-08-21 11:52:14 UTC
Amount To Be Raised $1,874,235 Associated Brokers / Dealers N/A CIK Number 0001714897 Filed Document 0001714897-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-08-21 11:52:14 UTC Type of Offering D Industry Other Technology Principal Place of Business UNITED KINGDOM Revenue or Assets Decline to Disclose Type of Security Equity
GMI-NOMA, LP See All Filings	D/A	2017-08-21 11:51:40 UTC
Amount To Be Raised $14,979,328 Associated Brokers / Dealers N/A CIK Number 0001715093 Filed Document 0001715093-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-08-21 11:51:40 UTC Type of Offering D/A Industry Lodging and Conventions Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
GMI-TPS Irving, LP See All Filings	D/A	2017-08-21 11:49:30 UTC
Amount To Be Raised $5,888,757 Associated Brokers / Dealers Joseph Ondris, Carles R Huffington, Robert J Koslowski, Carles R Huffington, Robert J Kozlowski, Michael Ihrie, Brian Smith, Torry Scott, Bobby K Cowand, Carlos Resendez, Azam Jaber, Marc Seeherman, Christopher Fess, Troy Sutton, Todd Gottel, Walter W Parker, and Taher Gilani CIK Number 0001711201 Filed Document 0001711201-17-000005 Exclusions or Exemptions 506b Accepted Date 2017-08-21 11:49:30 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
NPC III, LLC See All Filings	D	2017-08-21 11:35:48 UTC
Amount To Be Raised $1,100,000 Associated Brokers / Dealers N/A CIK Number 0001585455 Filed Document 0001585455-17-000009 Exclusions or Exemptions 506b Accepted Date 2017-08-21 11:35:48 UTC Type of Offering D Industry Other Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Debt
GMI-Portland 121, LP See All Filings	D/A	2017-08-21 11:31:43 UTC
Amount To Be Raised $7,332,966 Associated Brokers / Dealers Joseph Ondris, Richard Goodwin, Jennifer Lander, Gerald Hast, Todd Gottel, Michael Ihrie, Bennett Knapp Ely, and Troy Sutton CIK Number 0001712785 Filed Document 0001712785-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-08-21 11:31:43 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Avalon Battery Corp See All Filings	D/A	2017-08-21 11:29:41 UTC
Amount To Be Raised $7,265,388 Associated Brokers / Dealers N/A CIK Number 0001613269 Filed Document 0001613269-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-08-21 11:29:41 UTC Type of Offering D/A Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
37P - Hillcreste LLC See All Filings	D	2017-08-21 11:24:52 UTC
Amount To Be Raised $6,050,000 Associated Brokers / Dealers Don Duncan and WealthForge Securities, LLC CIK Number 0001713759 Filed Document 0001713759-17-000002 Exclusions or Exemptions 506c Accepted Date 2017-08-21 11:24:52 UTC Type of Offering D Industry Commercial Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Equity
Rethink Robotics, Inc. See All Filings	D/A	2017-08-21 11:24:24 UTC
Amount To Be Raised $36,022,883 Associated Brokers / Dealers N/A CIK Number 0001470418 Filed Document 0001470418-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-08-21 11:24:24 UTC Type of Offering D/A Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Crown Scurry #2 Joint Venture See All Filings	D	2017-08-21 11:21:41 UTC
Amount To Be Raised $3,500,000 Associated Brokers / Dealers Texas Securities, Inc. CIK Number 0001715009 Filed Document 0001715009-17-000001 Exclusions or Exemptions 506c Accepted Date 2017-08-21 11:21:41 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Other
Straine Dental Management, LLC See All Filings	D	2017-08-21 11:18:01 UTC
Amount To Be Raised $400,000 Associated Brokers / Dealers N/A CIK Number 0001713591 Filed Document 0001713591-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-08-21 11:18:01 UTC Type of Offering D Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
LGP Associates VII-A LLC See All Filings	D	2017-08-21 11:12:07 UTC
Amount To Be Raised $285,000 Associated Brokers / Dealers N/A CIK Number 0001707739 Filed Document 0001707739-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-08-21 11:12:07 UTC Type of Offering D Industry Investing Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
GMI-NOMA, LP See All Filings	D	2017-08-21 11:08:34 UTC
Amount To Be Raised $14,979,328 Associated Brokers / Dealers N/A CIK Number 0001715093 Filed Document 0001715093-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-08-21 11:08:34 UTC Type of Offering D Industry Lodging and Conventions Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
LGP Associates VII-B LLC See All Filings	D	2017-08-21 10:59:33 UTC
Amount To Be Raised $4,410,000 Associated Brokers / Dealers N/A CIK Number 0001707741 Filed Document 0001707741-17-000005 Exclusions or Exemptions 506b Accepted Date 2017-08-21 10:59:33 UTC Type of Offering D Industry Investing Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
KXTER INC. See All Filings	D	2017-08-21 10:59:28 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001668283 Filed Document 0001668283-17-000003 Exclusions or Exemptions 506c Accepted Date 2017-08-21 10:59:28 UTC Type of Offering D Industry Tourism and Travel Services Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Amerecorp Financial, LLC See All Filings	D	2017-08-21 10:53:30 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001714194 Filed Document 0001714194-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-08-21 10:53:30 UTC Type of Offering D Industry Other Real Estate Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Debt
Celadon Technology Fund IX, LLC See All Filings	D/A	2017-08-21 10:53:12 UTC
Amount To Be Raised $1,570,324 Associated Brokers / Dealers Sharespost Financial Corp CIK Number 0001693700 Filed Document 0001693700-17-000006 Exclusions or Exemptions 506b Accepted Date 2017-08-21 10:53:12 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
x.ai, inc. See All Filings	D	2017-08-21 10:48:14 UTC
Amount To Be Raised $6,199,212 Associated Brokers / Dealers N/A CIK Number 0001609052 Filed Document 0001609052-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-08-21 10:48:14 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Absolute Return Multi-Strategy Offshore Ltd. See All Filings	D/A	2017-08-21 10:14:47 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers D.H. Hill Securities, LLLP, Itau Europa Securities Inc., Banco Itau Europa International, Banco Itau Europa Luxembourg S.A., Banco Itau (Suisse) S.A., and Reliance International Investments Ltd. CIK Number 0001445292 Filed Document 0001445292-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-08-21 10:14:47 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Jetti Resources See All Filings	D	2017-08-21 10:11:54 UTC
Amount To Be Raised $18,674,624 Associated Brokers / Dealers N/A CIK Number 0001715139 Filed Document 0001715139-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-08-21 10:11:54 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Orion Constellation Partners II, LP See All Filings	D/A	2017-08-21 10:04:05 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001682595 Filed Document 0001682595-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-08-21 10:04:05 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Arizona Isotope Science Research Corp. See All Filings	D	2017-08-21 09:58:54 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001714066 Filed Document 0001714066-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-08-21 09:58:54 UTC Type of Offering D Industry Other Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Equity
Lake Tivoli Partners LP See All Filings	D	2017-08-21 09:58:29 UTC
Amount To Be Raised $13,000,000 Associated Brokers / Dealers N/A CIK Number 0001715058 Filed Document 0001715058-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-08-21 09:58:29 UTC Type of Offering D Industry Residential Principal Place of Business VIRGINIA Revenue or Assets $No Revenues Type of Security Equity
Absolute Return Multi-Strategy I LP See All Filings	D/A	2017-08-21 09:54:47 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers D.H. Hill Securities, LLLP, Itau Europa Securites Inc., Banco Itau Europa International, Banco Itau Europa Luxembourg S.A., Banco Itau (Suisse) S.A., and Reliance International Investments Ltd. CIK Number 0001343072 Filed Document 0001343072-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-08-21 09:54:47 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
IDEA Co-Investment Fund I, LP See All Filings	D/A	2017-08-21 09:48:30 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001678715 Filed Document 0001461373-17-000039 Exclusions or Exemptions 506b Accepted Date 2017-08-21 09:48:30 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
Biochar Now, LLC See All Filings	D	2017-08-21 09:43:34 UTC
Amount To Be Raised $9,475,000 Associated Brokers / Dealers Biochar Now LLC CIK Number 0001537234 Filed Document 0001537234-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-08-21 09:43:34 UTC Type of Offering D Industry Other Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Argentiere Fund Ltd See All Filings	D/A	2017-08-21 09:43:03 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001616911 Filed Document 0000902664-17-003394 Exclusions or Exemptions 506b Accepted Date 2017-08-21 09:43:03 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CWFS Holdings SPC Ltd See All Filings	D	2017-08-21 09:42:59 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001713069 Filed Document 0000945621-17-000344 Exclusions or Exemptions 506b Accepted Date 2017-08-21 09:42:59 UTC Type of Offering D Industry Investing Principal Place of Business HONG KONG Revenue or Assets Decline to Disclose Type of Security Equity
Euro Choice VII, SCS See All Filings	D	2017-08-21 09:30:47 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001714304 Filed Document 0001714304-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-08-21 09:30:47 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business LUXEMBOURG Revenue or Assets $Not Applicable Type of Security Equity
Banu Beverages, LLC See All Filings	D	2017-08-21 09:20:02 UTC
Amount To Be Raised $1,250,000 Associated Brokers / Dealers N/A CIK Number 0001714817 Filed Document 0001714817-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-08-21 09:20:02 UTC Type of Offering D Industry Manufacturing Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2017-08-21 08:39:28 UTC
Amount To Be Raised $9,000,000 Associated Brokers / Dealers Michael Shannon and Samir Sheth CIK Number 0001135856 Filed Document 0001135856-17-000263 Exclusions or Exemptions 506b Accepted Date 2017-08-21 08:39:28 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2017-08-21 08:35:03 UTC
Amount To Be Raised $167,608 Associated Brokers / Dealers Kirk Penland and Danny Golesh CIK Number 0001135856 Filed Document 0001135856-17-000262 Exclusions or Exemptions 506b Accepted Date 2017-08-21 08:35:03 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Spark in the Dark Productions LLC See All Filings	D	2017-08-21 08:30:15 UTC
Amount To Be Raised $1,050,000 Associated Brokers / Dealers Adam Dick CIK Number 0001674403 Filed Document 0001674403-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-08-21 08:30:15 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
OODLES CORPORATION See All Filings	C/A	2017-08-18 21:49:45 UTC
Financial Interest Securities equal to 2.0% of the securities sold will be issued to the intermediary upon a successful fundraise. Filing Platform Wefunder Portal LLC Offering Amount CIK Number 0001707572 Filed Document 0001670254-17-000239 Accepted Date 2017-08-18 21:49:45 UTC Type of Offering C/A Security Offered Amount 107,000 Security Offered Type Other State CALIFORNIA
Ganaz Inc. See All Filings	C	2017-08-18 21:40:29 UTC
Financial Interest Securities equal to 2.0% of the securities sold will be issued to the intermediary upon a successful fundraise. Filing Platform Wefunder Portal LLC Offering Amount $107,000 CIK Number 0001714294 Filed Document 0001670254-17-000238 Accepted Date 2017-08-18 21:40:29 UTC Type of Offering C Security Offered Amount 75,000 Security Offered Type Other State WASHINGTON
PEPPERTREE RANCH LLC See All Filings	D	2017-08-18 21:34:58 UTC
Amount To Be Raised $2,825,000 Associated Brokers / Dealers Growth Capital Growth Services CIK Number 0001714633 Filed Document 0001714633-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-08-18 21:34:58 UTC Type of Offering D Industry Other Real Estate Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
ARC287BC CORP See All Filings	1-A/A	2017-08-18 21:14:00 UTC
Amount To Be Raised $0 Associated Brokers / Dealers N/A CIK Number 0001642079 Filed Document 0001642079-17-000005 Accepted Date 2017-08-18 21:14:00 UTC Type of Offering 1-A/A Industry MISCELLANEOUS TRANSPORTATION EQUIPMENT Offering Tier Tier2 Principal Place of Business NEW JERSEY Revenue or Assets $0 State of Jurisdiction NEW JERSEY Type of Security Equity (common or preferred stock)
Red Mountain Ventures Limited Partnership See All Filings	1-A	2017-08-18 20:49:28 UTC
Amount To Be Raised $8,000,000 Associated Brokers / Dealers N/A CIK Number 0001712949 Filed Document 0001144204-17-044245 Accepted Date 2017-08-18 20:49:28 UTC Type of Offering 1-A Industry SERVICES-MISCELLANEOUS AMUSEMENT & RECREATION Offering Tier Tier2 Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets $6,532,166 State of Jurisdiction BRITISH COLUMBIA, CANADA Type of Security Equity (common or preferred stock)
PGIM Real Estate U.S. Debt Fund, L.P. See All Filings	D	2017-08-18 20:42:50 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001713971 Filed Document 0001713971-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-08-18 20:42:50 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Restoration Robotics Inc See All Filings	D	2017-08-18 20:08:27 UTC
Amount To Be Raised $26,026,000 Associated Brokers / Dealers National Securities Corporation CIK Number 0001409269 Filed Document 0001140361-17-032757 Exclusions or Exemptions 506b Accepted Date 2017-08-18 20:08:27 UTC Type of Offering D Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Niki Core I, LP See All Filings	D	2017-08-18 19:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001714954 Filed Document 0001714954-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-08-18 19:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business CALIFORNIA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Tetras Capital, LP See All Filings	D	2017-08-18 18:57:56 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001715074 Filed Document 0001715074-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-08-18 18:57:56 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Quadrature Capital Vector Fund Ltd See All Filings	D/A	2017-08-18 18:49:34 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001654479 Filed Document 0001654479-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-08-18 18:49:34 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Next Future Transportation Inc. See All Filings	C/A	2017-08-18 18:11:03 UTC
Financial Interest N/A Filing Platform StartEngine Capital, LLC Offering Amount $107,000 CIK Number 0001704012 Filed Document 0001665160-17-000366 Accepted Date 2017-08-18 18:11:03 UTC Type of Offering C/A Security Offered Amount 5,000 Security Offered Type Other State CALIFORNIA
CLEANSPARK, INC. See All Filings	D	2017-08-18 18:09:17 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0000827876 Filed Document 0001663577-17-000267 Exclusions or Exemptions 506b Accepted Date 2017-08-18 18:09:17 UTC Type of Offering D Industry Other Energy Principal Place of Business UTAH Revenue or Assets $$1 - $1,000,000 Type of Security Debt
TAX EFFICIENT INFLATION PROTECTION STRATEGY LLC SER D See All Filings	D/A	2017-08-18 18:01:43 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001439860 Filed Document 0001439860-17-000004 Exclusions or Exemptions 506b Accepted Date 2017-08-18 18:01:43 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
IA Energy Corp. See All Filings	D	2017-08-18 18:01:15 UTC
Amount To Be Raised $11,000,000 Associated Brokers / Dealers N/A CIK Number 0001673431 Filed Document 0001391609-17-000218 Exclusions or Exemptions 506b Accepted Date 2017-08-18 18:01:15 UTC Type of Offering D Industry Other Energy Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity