Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
VWH Partners, LP See All Filings	D/A	2017-08-23 10:25:16 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001708391 Filed Document 0001708391-17-000004 Exclusions or Exemptions 506b Accepted Date 2017-08-23 10:25:16 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
VWH Master Fund, LP See All Filings	D	2017-08-23 10:22:16 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001713700 Filed Document 0001713700-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-08-23 10:22:16 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Blue Edge Asia Macro Fund, Ltd. See All Filings	D/A	2017-08-23 10:05:49 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001494202 Filed Document 0000919574-17-006347 Exclusions or Exemptions 506b Accepted Date 2017-08-23 10:05:49 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business SINGAPORE Revenue or Assets Decline to Disclose Type of Security Equity
Monopar Therapeutics See All Filings	D	2017-08-23 10:03:10 UTC
Amount To Be Raised $4,500,000 Associated Brokers / Dealers N/A CIK Number 0001645469 Filed Document 0001645469-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-08-23 10:03:10 UTC Type of Offering D Industry Biotechnology Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Cyprus Investment Fund Ltd. See All Filings	D/A	2017-08-23 09:52:35 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001527953 Filed Document 0001527953-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-08-23 09:52:35 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Acetaria LLC See All Filings	D	2017-08-23 09:50:14 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001714775 Filed Document 0001714775-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-08-23 09:50:14 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business SOUTH CAROLINA Revenue or Assets $No Revenues Type of Security Equity
Cyprus Investment Fund LLC See All Filings	D/A	2017-08-23 09:47:31 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001527952 Filed Document 0001527952-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-08-23 09:47:31 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
D'Vash Organics, LLC See All Filings	D	2017-08-23 09:46:22 UTC
Amount To Be Raised $100,000 Associated Brokers / Dealers N/A CIK Number 0001715099 Filed Document 0001715099-17-000001 Exclusions or Exemptions 504 and 506b Accepted Date 2017-08-23 09:46:22 UTC Type of Offering D Industry Manufacturing Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
671 Prospect Funding L.P. See All Filings	D	2017-08-23 09:15:20 UTC
Amount To Be Raised $3,300,000 Associated Brokers / Dealers N/A CIK Number 0001714951 Filed Document 0001013594-17-000648 Exclusions or Exemptions 506b Accepted Date 2017-08-23 09:15:20 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $$1 - $5,000,000 Type of Security Equity
Advanced Magnet Lab Inc See All Filings	D	2017-08-23 08:47:10 UTC
Amount To Be Raised $8,000,000 Associated Brokers / Dealers Great Point Capital LLC CIK Number 0001409700 Filed Document 0001409700-17-000004 Exclusions or Exemptions 506c Accepted Date 2017-08-23 08:47:10 UTC Type of Offering D Industry Other Technology Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Steady Options Fund I LLC See All Filings	D/A	2017-08-22 19:27:46 UTC
Amount To Be Raised $60,000,000 Associated Brokers / Dealers N/A CIK Number 0001714478 Filed Document 0001714478-17-000002 Exclusions or Exemptions 506c Accepted Date 2017-08-22 19:27:46 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets $$1 - $5,000,000 Type of Security Pooled Investment Fund
Sense Photonics, Inc. See All Filings	D	2017-08-22 18:49:50 UTC
Amount To Be Raised $5,300,000 Associated Brokers / Dealers N/A CIK Number 0001715263 Filed Document 0001715263-17-000004 Exclusions or Exemptions 506b Accepted Date 2017-08-22 18:49:50 UTC Type of Offering D Industry Other Technology Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
Crystal View Capital Fund II, LLC See All Filings	D	2017-08-22 18:48:29 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001715014 Filed Document 0001715014-17-000001 Exclusions or Exemptions 506c Accepted Date 2017-08-22 18:48:29 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEVADA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Realty Mogul 82, LLC See All Filings	D/A	2017-08-22 18:43:34 UTC
Amount To Be Raised $2,520,000 Associated Brokers / Dealers North Capital Private Securities Corp. CIK Number 0001710734 Filed Document 0001710734-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-08-22 18:43:34 UTC Type of Offering D/A Industry Commercial Principal Place of Business DELAWARE Revenue or Assets $No Revenues Type of Security Equity
Smash Global, LLC See All Filings	C	2017-08-22 18:42:20 UTC
Financial Interest N/A Filing Platform StartEngine Capital, LLC Offering Amount $700,000 CIK Number 0001713240 Filed Document 0001665160-17-000370 Accepted Date 2017-08-22 18:42:20 UTC Type of Offering C Security Offered Amount 400 Security Offered Type Common Stock State MASSACHUSETTS
BDR MEDINA VII LLC See All Filings	D	2017-08-22 17:37:39 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001715231 Filed Document 0001715231-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-08-22 17:37:39 UTC Type of Offering D Industry Residential Principal Place of Business WASHINGTON Revenue or Assets $No Revenues Type of Security Equity
Alces Technology, Inc. See All Filings	D	2017-08-22 17:16:13 UTC
Amount To Be Raised $900,000 Associated Brokers / Dealers N/A CIK Number 0001551377 Filed Document 0001551377-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-08-22 17:16:13 UTC Type of Offering D Industry Other Technology Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Debt
ENRJ-One, LLC See All Filings	D	2017-08-22 17:14:00 UTC
Amount To Be Raised $650,000 Associated Brokers / Dealers N/A CIK Number 0001714985 Filed Document 0001714985-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-08-22 17:14:00 UTC Type of Offering D Industry Other Travel Principal Place of Business TEXAS Revenue or Assets $$1 - $1,000,000 Type of Security Equity
LEONE ASSET MANAGEMENT, INC. See All Filings	D/A	2017-08-22 17:08:48 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001391723 Filed Document 0001391723-17-000004 Exclusions or Exemptions 506b Accepted Date 2017-08-22 17:08:48 UTC Type of Offering D/A Industry Manufacturing Principal Place of Business FLORIDA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
CCP PRIVATE HOLDINGS II, LLC See All Filings	D	2017-08-22 17:07:08 UTC
Amount To Be Raised $15,000,000 Associated Brokers / Dealers Kovitz Securities, LLC CIK Number 0001712639 Filed Document 0001712639-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-08-22 17:07:08 UTC Type of Offering D Industry Other Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Zero Coupon Pharmacy VII DST See All Filings	D/A	2017-08-22 17:04:26 UTC
Amount To Be Raised $9,208,662 Associated Brokers / Dealers Michael A. Bendix, Nathaniel M. Kuhn, Eric S. Scaff, Randy A. Barmache, Dwight K. Kay, Scott D. Offerman, Inland Securities Corporation, David B. Levinson, Daniel P. Raupp, Joseph G. Michaletz, Jeffrey S. Cedarberg, Robert A. Horning, John P. Harvey Jr., William S. Borlesis, Kathleen C. Kovar, Matias Ichaso, Jon K. Haahr, William S. Sheehan, Michael T. Moomaw, Charles R. Wagner, Paul M. Getty, Rena Morris, Michael A. Bendix, Peter Chernin, Steven I. Kolinsky, and Adam J. Bryan CIK Number 0001690266 Filed Document 0001702835-17-000011 Exclusions or Exemptions 506b Accepted Date 2017-08-22 17:04:26 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Other
Greer Anderson Global Diversified IDF, a segregated series of Greer Anderson Capital IDF LLC See All Filings	D/A	2017-08-22 17:04:11 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Growth Capital Services, Inc. and Edward Daniel Amorosi CIK Number 0001586229 Filed Document 0001586229-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-08-22 17:04:11 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets $$25,000,001 - $50,000,000 Type of Security Pooled Investment Fund
Collective2 Holdings LLC See All Filings	D/A	2017-08-22 17:02:31 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001682415 Filed Document 0001682415-17-000001 Exclusions or Exemptions 506c Accepted Date 2017-08-22 17:02:31 UTC Type of Offering D/A Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Greer Anderson Global Partners, L.P. See All Filings	D/A	2017-08-22 17:00:02 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Growth Capital Services, Inc. and Edward Daniel Amorosi CIK Number 0001552099 Filed Document 0001552099-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-08-22 17:00:02 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets $$50,000,001 - $100,000,000 Type of Security Pooled Investment Fund
Alzamend Neuro, Inc. See All Filings	D	2017-08-22 16:57:18 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers Spartan Capital Securities, LLC CIK Number 0001677077 Filed Document 0001677077-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-08-22 16:57:18 UTC Type of Offering D Industry Biotechnology Principal Place of Business UTAH Revenue or Assets $No Revenues Type of Security Equity
AlphaKeys Tactical Opportunities Fund III, L.L.C. See All Filings	D	2017-08-22 16:56:59 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers UBS FINANCIAL SERVICES INC. CIK Number 0001714196 Filed Document 0001714196-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-08-22 16:56:59 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Greer Anderson Global Long, L.P. See All Filings	D/A	2017-08-22 16:55:34 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Growth Capital Services, Inc. and Edward Daniel Amorosi CIK Number 0001552232 Filed Document 0001552232-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-08-22 16:55:34 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets $$50,000,001 - $100,000,000 Type of Security Pooled Investment Fund
GRACEDBYGRIT See All Filings	C/A	2017-08-22 16:55:25 UTC
Financial Interest N/A Filing Platform StartEngine Capital, LLC Offering Amount $1,000,000 CIK Number 0001704611 Filed Document 0001665160-17-000368 Accepted Date 2017-08-22 16:55:25 UTC Type of Offering C/A Security Offered Amount 62,500 Security Offered Type Common Stock State CALIFORNIA
FOG PHARMACEUTICALS, INC. See All Filings	D/A	2017-08-22 16:55:09 UTC
Amount To Be Raised $11,000,007 Associated Brokers / Dealers N/A CIK Number 0001657677 Filed Document 0001657677-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-08-22 16:55:09 UTC Type of Offering D/A Industry Pharmaceuticals Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Trilantic Energy Partners II Parallel (North America) L.P. See All Filings	D	2017-08-22 16:47:28 UTC
Amount To Be Raised $500,000,000 Associated Brokers / Dealers Evercore Group L.L.C. CIK Number 0001710584 Filed Document 0000950142-17-001562 Exclusions or Exemptions 506b Accepted Date 2017-08-22 16:47:28 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Trilantic Energy Partners II (North America) L.P. See All Filings	D	2017-08-22 16:46:50 UTC
Amount To Be Raised $500,000,000 Associated Brokers / Dealers Evercore Group L.L.C. CIK Number 0001710479 Filed Document 0000950142-17-001561 Exclusions or Exemptions 506b Accepted Date 2017-08-22 16:46:50 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Self-Storage Portfolio III DST See All Filings	D/A	2017-08-22 16:44:26 UTC
Amount To Be Raised $20,001,613 Associated Brokers / Dealers Inland Securities Corporation, Thomas J. Ealy, Robert S. Smith, Christina S. Nielson, Silver Portal Capital LLC, Michele E. Tremblay, Jonathan A. Creighton, Paul B. Abbou, David K. Hays, David B. Levinson, James T. Walesa, Nathaniel M. Kuhn, Mark G. Kosanke, Kathleen M. Williams-Price, James C. Reed, Jason D. Stone, Edward J. Waldron III, Keith A. Vanhoy, Gary E. Conley, John L. Przybysz, Thomas G. Justice, Brandon M. Nelson, Jeremy P. Prickel, James M. Gambaccini, April D. Guinchard, John R. Marshall, Rollance A. Verkennis Jr., Brian E. Kampbell, Gary G. Benson, Terrence J. Scroggin, Brian C. Greenberg, Timothy R. Tehan, Evan B. Dickens, James S. Roof, Edward C. Rusnak, Ducan Eng, John E. Bishop, Ann H. Stewart, James A. Parry Sr., Gregory P. Hunter, and Jeffery S. Powell CIK Number 0001702835 Filed Document 0001702835-17-000010 Exclusions or Exemptions 506b Accepted Date 2017-08-22 16:44:26 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Other
EternoGen Aesthetics, LLC See All Filings	D	2017-08-22 16:39:42 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001623666 Filed Document 0001623666-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-08-22 16:39:42 UTC Type of Offering D Industry Biotechnology Principal Place of Business MISSOURI Revenue or Assets $No Revenues Type of Security Equity
WICC Investments, LLC See All Filings	D/A	2017-08-22 16:36:17 UTC
Amount To Be Raised $1,200,000 Associated Brokers / Dealers N/A CIK Number 0001684526 Filed Document 0001684526-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-08-22 16:36:17 UTC Type of Offering D/A Industry Agriculture Principal Place of Business WISCONSIN Revenue or Assets Decline to Disclose Type of Security Equity
16 VIOLENCE/HEPBURN, LLC See All Filings	D	2017-08-22 16:33:50 UTC
Amount To Be Raised $638,000 Associated Brokers / Dealers N/A CIK Number 0001715260 Filed Document 0001715260-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-08-22 16:33:50 UTC Type of Offering D Industry Other Principal Place of Business KENTUCKY Revenue or Assets $Not Applicable Type of Security Other
TESLOOP, INC. See All Filings	D	2017-08-22 16:32:37 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001649030 Filed Document 0001649030-17-000004 Exclusions or Exemptions 506b Accepted Date 2017-08-22 16:32:37 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
AHL Cayman SPC: Class A Evolution Segregated Portfolio See All Filings	D/A	2017-08-22 16:18:08 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Man Investments Inc. CIK Number 0001576193 Filed Document 0001515335-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-08-22 16:18:08 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
FundersClub B3Q LLC See All Filings	D/A	2017-08-22 16:18:01 UTC
Amount To Be Raised $1,411,455 Associated Brokers / Dealers N/A CIK Number 0001711362 Filed Document 0001711362-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-08-22 16:18:01 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
REBIScan, Inc. See All Filings	D	2017-08-22 16:13:19 UTC
Amount To Be Raised $2,161,036 Associated Brokers / Dealers N/A CIK Number 0001714991 Filed Document 0001140361-17-032998 Exclusions or Exemptions 506b Accepted Date 2017-08-22 16:13:19 UTC Type of Offering D Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
White River, LP See All Filings	D/A	2017-08-22 16:11:30 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Regal Securities, Inc. and March Capital Corp. CIK Number 0001637211 Filed Document 0001637211-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-08-22 16:11:30 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
VistaGen Therapeutics, Inc. See All Filings	D	2017-08-22 16:10:13 UTC
Amount To Be Raised $1,037,750 Associated Brokers / Dealers N/A CIK Number 0001411685 Filed Document 0001415889-17-001421 Exclusions or Exemptions 506b Accepted Date 2017-08-22 16:10:13 UTC Type of Offering D Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
USB Focus Fund LevelUp 2B, LLC See All Filings	D	2017-08-22 16:09:41 UTC
Amount To Be Raised $13,469,321 Associated Brokers / Dealers U.S. Boston Capital Corporation CIK Number 0001712637 Filed Document 0001712637-17-000001 Exclusions or Exemptions 506c Accepted Date 2017-08-22 16:09:41 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
USB Focus Fund LevelUp 2A, LLC See All Filings	D	2017-08-22 16:07:28 UTC
Amount To Be Raised $13,469,321 Associated Brokers / Dealers U.S. Boston Capital Corporation CIK Number 0001712636 Filed Document 0001712636-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-08-22 16:07:28 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
White River Capital, LP See All Filings	D/A	2017-08-22 16:07:10 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Wayne Hummer Investments L.L.C., Regal Securities, Inc., March Capital Corp., and Gallatin Capital LLC CIK Number 0001315675 Filed Document 0001315675-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-08-22 16:07:10 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Quantum Screening, Inc. See All Filings	D	2017-08-22 16:06:13 UTC
Amount To Be Raised $9,349,999 Associated Brokers / Dealers JCC Advisors, LLC CIK Number 0001715286 Filed Document 0001715286-17-000002 Exclusions or Exemptions 506c Accepted Date 2017-08-22 16:06:13 UTC Type of Offering D Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Scopus Ventures Fund I, LP See All Filings	D	2017-08-22 16:05:52 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers N/A CIK Number 0001707916 Filed Document 0000905718-17-000806 Exclusions or Exemptions 506b Accepted Date 2017-08-22 16:05:52 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
FPA Core Plus Fund III-A, L.P. See All Filings	D/A	2017-08-22 15:59:01 UTC
Amount To Be Raised $185,000,000 Associated Brokers / Dealers N/A CIK Number 0001665709 Filed Document 0001665709-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-08-22 15:59:01 UTC Type of Offering D/A Industry Commercial Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
ANCHOR IRA FUND, LLC See All Filings	D/A	2017-08-22 15:57:44 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001647665 Filed Document 0001647665-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-08-22 15:57:44 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
FPA Core Plus Fund III, L.P. See All Filings	D/A	2017-08-22 15:56:03 UTC
Amount To Be Raised $270,000,000 Associated Brokers / Dealers N/A CIK Number 0001665708 Filed Document 0001665708-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-08-22 15:56:03 UTC Type of Offering D/A Industry Commercial Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
Man FRM Global Macro Strategies Ltd. See All Filings	D/A	2017-08-22 15:55:25 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Man Investments Inc. and Merrill Lynch, Pierce, Fenner & Smith Incorporated CIK Number 0001515350 Filed Document 0001515335-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-08-22 15:55:25 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund