|
|
D |
2015-03-17 00:00:00 UTC |
- Amount To Be Raised
- $3,300,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001636763
- Filed Document
- 0001636763-15-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-03-17 00:00:00 UTC
- Type of Offering
- D
- Industry
- Residential
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- $$1,000,001 - $5,000,000
- Type of Security
- Equity
|
|
|
D/A |
2015-03-17 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001484452
- Filed Document
- 0001484452-15-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-03-17 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2015-03-17 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- UBS Financial Services Inc., Agecroft Partners LLC, Richard Freundlich, Richard Landsberger, Howard L. Blum, Buckman, Buckman & Reid, Inc., and J. H. Darbie & Co., Inc.
- CIK Number
- 0001455536
- Filed Document
- 0001013594-15-000223
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-03-17 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2015-03-17 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001355932
- Filed Document
- 0000902664-15-001798
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-03-17 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2015-03-17 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001572224
- Filed Document
- 0001572224-15-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-03-17 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2015-03-17 00:00:00 UTC |
- Amount To Be Raised
- $1,677,288
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001594462
- Filed Document
- 0000897069-15-000231
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-03-17 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Biotechnology
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Debt
|
|
|
D |
2015-03-17 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Goldman, Sachs & Co.
- CIK Number
- 0001635875
- Filed Document
- 0001140361-15-012279
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-03-17 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2015-03-17 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001394972
- Filed Document
- 0000919574-15-002993
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-03-17 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2015-03-17 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001635747
- Filed Document
- 0001635746-15-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-03-17 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- DELAWARE
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2015-03-17 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001484453
- Filed Document
- 0001484453-15-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-03-17 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2015-03-17 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001469387
- Filed Document
- 0001144204-15-016627
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-03-17 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2015-03-17 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Access Securities Inc.
- CIK Number
- 0001423949
- Filed Document
- 0000902664-15-001813
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-03-17 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2015-03-17 00:00:00 UTC |
- Amount To Be Raised
- $72,324,919
- Associated Brokers / Dealers
- Rhonda Miller and Bryant Kirk
- CIK Number
- 0001135856
- Filed Document
- 0001135856-15-000080
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-03-17 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Insurance
- Principal Place of Business
- OHIO
- Revenue or Assets
- $Not Applicable
- Type of Security
- Pooled Investment Fund
|
Treasury Inflation Protected Securities (TIPS) Series of the Hartford Institutional Trust
See All Filings
|
D/A |
2015-03-17 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001300724
- Filed Document
- 0001300724-15-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-03-17 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CONNECTICUT
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2015-03-17 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001460561
- Filed Document
- 0000902664-15-001806
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-03-17 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2015-03-17 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001565898
- Filed Document
- 0001565898-15-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-03-17 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2015-03-17 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001572500
- Filed Document
- 0000919574-15-002986
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-03-17 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2015-03-17 00:00:00 UTC |
- Amount To Be Raised
- $14,499,995
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001505400
- Filed Document
- 0001505400-15-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-03-17 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- MASSACHUSETTS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2015-03-17 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001602028
- Filed Document
- 0000902664-15-001801
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-03-17 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2015-03-17 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0000820945
- Filed Document
- 0000820945-15-000004
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-03-17 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- FLORIDA
- Revenue or Assets
- $$50,000,001 - $100,000,000
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2015-03-17 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001631936
- Filed Document
- 0001315863-15-000285
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-03-17 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2015-03-17 00:00:00 UTC |
- Amount To Be Raised
- $1,525,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001635183
- Filed Document
- 0001635183-15-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-03-17 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2015-03-17 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Altegris Investments, Inc., Cambridge Investment Research, Inc., Campbell Financial Services, Inc., Commonwealth Financial Network, Credit Suisse Securities (USA) LLC, David A. Noyes & Company, Futures Investment Company, Geneos Wealth Management, Inc., JAE Investments, Inc., Janney Montgomery Scott, LLC, Kalos Capital, Inc., Lincoln Financial Advisors Corporation, LPL Financial Corporation, Merrill Lynch, Pierce, Fenner & Smith, Inc., Morgan Stanley Smith Barney LLC, Oppenheimer & Co., Inc., Prospera Financial Services, Inc., Raymond James & Associates, Inc, RBC Capital Markets LLC, BB&T Scott & Stringfellow, Inc., Silver Oak Securities, Inc., Stephens, Inc., Stifel Nicolaus & Company, Incorporated, Triad Advisors, Inc., UBS Financial Services Inc., Wells Fargo Advisors Financial Network, LLC, Wells Fargo Advisors, LLC, Winslow, Evans & Crocker, Inc., HighTower Securities, LLC, Lincoln Investment Planning, Rockfleet, and Titan Securities
- CIK Number
- 0001336519
- Filed Document
- 0001336519-15-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-03-17 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- MARYLAND
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2015-03-17 00:00:00 UTC |
- Amount To Be Raised
- $2,084,667
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001635562
- Filed Document
- 0001635562-15-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-03-17 00:00:00 UTC
- Type of Offering
- D
- Industry
- Commercial
- Principal Place of Business
- TEXAS
- Revenue or Assets
- $Not Applicable
- Type of Security
- Equity
|
|
|
D |
2015-03-17 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001615511
- Filed Document
- 0001615511-15-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-03-17 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2015-03-17 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001568207
- Filed Document
- 0001562555-15-000010
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-03-17 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2015-03-17 00:00:00 UTC |
- Amount To Be Raised
- $306,310
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001636958
- Filed Document
- 0001636958-15-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-03-17 00:00:00 UTC
- Type of Offering
- D
- Industry
- Investing
- Principal Place of Business
- TEXAS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2015-03-17 00:00:00 UTC |
- Amount To Be Raised
- $30,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001637198
- Filed Document
- 0001637198-15-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-03-17 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- KANSAS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2015-03-17 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001434848
- Filed Document
- 0000919574-15-002974
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-03-17 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2015-03-17 00:00:00 UTC |
- Amount To Be Raised
- $5,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001581877
- Filed Document
- 0001581877-15-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-03-17 00:00:00 UTC
- Type of Offering
- D
- Industry
- Biotechnology
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2015-03-17 00:00:00 UTC |
- Amount To Be Raised
- $975,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001637440
- Filed Document
- 0001144204-15-018116
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-03-17 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Other
|
|
|
D |
2015-03-17 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001635432
- Filed Document
- 0001140361-15-012623
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-03-17 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2015-03-17 00:00:00 UTC |
- Amount To Be Raised
- $912,500
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001573478
- Filed Document
- 0001573478-15-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-03-17 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Banking and Financial Services
- Principal Place of Business
- WASHINGTON
- Revenue or Assets
- $$1 - $1,000,000
- Type of Security
- Debt
|
|
|
D |
2015-03-17 00:00:00 UTC |
- Amount To Be Raised
- $750,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001537561
- Filed Document
- 0000905718-15-000301
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-03-17 00:00:00 UTC
- Type of Offering
- D
- Industry
- Biotechnology
- Principal Place of Business
- MASSACHUSETTS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Debt
|
|
|
D |
2015-03-17 00:00:00 UTC |
- Amount To Be Raised
- $1,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001636746
- Filed Document
- 0001636746-15-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-03-17 00:00:00 UTC
- Type of Offering
- D
- Industry
- Telecommunications
- Principal Place of Business
- IOWA
- Revenue or Assets
- $No Revenues
- Type of Security
- Equity
|
|
|
D/A |
2015-03-16 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001479566
- Filed Document
- 0001479566-15-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-03-16 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CONNECTICUT
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2015-03-16 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001451459
- Filed Document
- 0001315863-15-000279
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-03-16 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2015-03-16 00:00:00 UTC |
- Amount To Be Raised
- $36,250,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001636593
- Filed Document
- 0001636593-15-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-03-16 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2015-03-16 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001358757
- Filed Document
- 0001013594-15-000205
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-03-16 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2015-03-16 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001138754
- Filed Document
- 0001138754-15-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-03-16 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2015-03-16 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Raymond James & Associates, Inc. and Raymond James Financial Services, Inc.
- CIK Number
- 0001486422
- Filed Document
- 0001486422-15-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-03-16 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- FLORIDA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2015-03-16 00:00:00 UTC |
- Amount To Be Raised
- $1,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001571351
- Filed Document
- 0001571351-15-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-03-16 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Other
- Principal Place of Business
- MASSACHUSETTS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Debt
|
|
|
D/A |
2015-03-16 00:00:00 UTC |
- Amount To Be Raised
- $29,526,114
- Associated Brokers / Dealers
- Donald Tippett and Dan Davis
- CIK Number
- 0001135856
- Filed Document
- 0001135856-15-000077
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-03-16 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Insurance
- Principal Place of Business
- OHIO
- Revenue or Assets
- $Not Applicable
- Type of Security
- Pooled Investment Fund
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D/A |
2015-03-16 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Legg Mason Investor Services, LLC
- CIK Number
- 0001458288
- Filed Document
- 0001458288-15-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-03-16 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- VIRGIN ISLANDS, BRITISH
- Revenue or Assets
- $$5,000,001 - $25,000,000
- Type of Security
- Pooled Investment Fund
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D/A |
2015-03-16 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Craig Chambers Dawson, Matthew Paul Summers, J. Matthew Newtown, William W. Cathriner II, Stephen D. Strake, Andrew Linbeck, Luke A. Powell, Fred L. Williams, Jr., Fieldpoint Private Securities LLC, and Gregory A. Reid
- CIK Number
- 0001540932
- Filed Document
- 0001540932-15-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-03-16 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- TEXAS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
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D/A |
2015-03-16 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001622351
- Filed Document
- 0001622351-15-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-03-16 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Other Banking and Financial Services
- Principal Place of Business
- DELAWARE
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Other
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D/A |
2015-03-16 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001370109
- Filed Document
- 0001370109-15-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-03-16 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
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D |
2015-03-16 00:00:00 UTC |
- Amount To Be Raised
- $1,200,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001636673
- Filed Document
- 0001636673-15-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-03-16 00:00:00 UTC
- Type of Offering
- D
- Industry
- REITS and Finance
- Principal Place of Business
- WASHINGTON
- Revenue or Assets
- $No Revenues
- Type of Security
- Debt
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D/A |
2015-03-16 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Raymond James & Associates, Inc. and Raymond James Financial Services, Inc.
- CIK Number
- 0001300976
- Filed Document
- 0001300976-15-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-03-16 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- FLORIDA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
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D/A |
2015-03-16 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001326706
- Filed Document
- 0001326706-15-000007
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-03-16 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Biotechnology
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Debt
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