Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Neon Liberty Lorikeet Fund Ltd. See All Filings	D/A	2017-09-25 13:05:32 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001472016 Filed Document 0001315863-17-000776 Exclusions or Exemptions 506b Accepted Date 2017-09-25 13:05:32 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Neon Liberty Lorikeet Fund LP See All Filings	D/A	2017-09-25 13:04:57 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001472015 Filed Document 0001315863-17-000775 Exclusions or Exemptions 506b Accepted Date 2017-09-25 13:04:57 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
BayCity Customized Solution Fund S, L.P. See All Filings	D/A	2017-09-25 13:04:20 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001649299 Filed Document 0000935836-17-000470 Exclusions or Exemptions 506b Accepted Date 2017-09-25 13:04:20 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Neon Liberty Emerging Markets Fund Ltd. See All Filings	D/A	2017-09-25 13:04:16 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001472018 Filed Document 0001315863-17-000774 Exclusions or Exemptions 506b Accepted Date 2017-09-25 13:04:16 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
NEON LIBERTY EMERGING MARKETS FUND LP See All Filings	D/A	2017-09-25 13:03:33 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001213762 Filed Document 0001315863-17-000773 Exclusions or Exemptions 506b Accepted Date 2017-09-25 13:03:33 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Octagon Multi-Strategy Corporate Credit Cayman Fund Ltd. See All Filings	D/A	2017-09-25 13:03:20 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Conning Investment Products, Inc. CIK Number 0001625541 Filed Document 0000943663-17-000211 Exclusions or Exemptions 506b Accepted Date 2017-09-25 13:03:20 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Japan Chickadee Fund, LP See All Filings	D/A	2017-09-25 13:02:53 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001472019 Filed Document 0001315863-17-000772 Exclusions or Exemptions 506b Accepted Date 2017-09-25 13:02:53 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Virtual Wall Street llc See All Filings	D/A	2017-09-25 13:02:34 UTC
Amount To Be Raised $737,000 Associated Brokers / Dealers N/A CIK Number 0001507127 Filed Document 0001507127-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-09-25 13:02:34 UTC Type of Offering D/A Industry Other Banking and Financial Services Principal Place of Business NEW YORK Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Japan Chickadee Fund Ltd. See All Filings	D/A	2017-09-25 13:02:11 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001552607 Filed Document 0001315863-17-000771 Exclusions or Exemptions 506b Accepted Date 2017-09-25 13:02:11 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
BayCity Customized Solution Fund R, L.P. See All Filings	D/A	2017-09-25 13:01:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001649315 Filed Document 0000935836-17-000469 Exclusions or Exemptions 506b Accepted Date 2017-09-25 13:01:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BayCity Credit Opportunities Fund L.P. See All Filings	D/A	2017-09-25 12:57:39 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001634174 Filed Document 0000935836-17-000468 Exclusions or Exemptions 506b Accepted Date 2017-09-25 12:57:39 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Octagon Multi-Strategy Corporate Credit Fund LP See All Filings	D/A	2017-09-25 12:57:17 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Conning Investment Products, Inc. CIK Number 0001625498 Filed Document 0000943663-17-000210 Exclusions or Exemptions 506b Accepted Date 2017-09-25 12:57:17 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
JKL RE Associates LLC See All Filings	D	2017-09-25 12:55:16 UTC
Amount To Be Raised $950,000 Associated Brokers / Dealers N/A CIK Number 0001717796 Filed Document 0001717796-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-09-25 12:55:16 UTC Type of Offering D Industry Commercial Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
BayCity Event Driven Opportunities Fund, L.P. See All Filings	D/A	2017-09-25 12:54:47 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001534954 Filed Document 0000935836-17-000467 Exclusions or Exemptions 506b Accepted Date 2017-09-25 12:54:47 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
EMPIRE STATE VENTURES LLC See All Filings	D/A	2017-09-25 12:51:44 UTC
Amount To Be Raised $1,773,620 Associated Brokers / Dealers N/A CIK Number 0001392191 Filed Document 0001392191-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-09-25 12:51:44 UTC Type of Offering D/A Industry Other Banking and Financial Services Principal Place of Business NEW YORK Revenue or Assets $$1 - $1,000,000 Type of Security Equity
BayCity CLO Holdings, L.P. See All Filings	D/A	2017-09-25 12:50:02 UTC
Amount To Be Raised $500,000,000 Associated Brokers / Dealers N/A CIK Number 0001345367 Filed Document 0000935836-17-000466 Exclusions or Exemptions 506b Accepted Date 2017-09-25 12:50:02 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BayCity Small Cap Core Fund, L.P. See All Filings	D/A	2017-09-25 12:47:21 UTC
Amount To Be Raised $500,000,000 Associated Brokers / Dealers N/A CIK Number 0001343890 Filed Document 0000935836-17-000465 Exclusions or Exemptions 506b Accepted Date 2017-09-25 12:47:21 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Van Soups LLC See All Filings	C	2017-09-25 12:47:17 UTC
Financial Interest SI Securities will receive equity compensation equal to 5.00% of the number of securities sold. Filing Platform SI Securities, LLC Offering Amount $1,070,000 CIK Number 0001716462 Filed Document 0001716462-17-000001 Accepted Date 2017-09-25 12:47:17 UTC Type of Offering C Security Offered Amount N/A Security Offered Type Debt State CALIFORNIA
BayCity Long-Short Credit Fund L.P. See All Filings	D/A	2017-09-25 12:45:25 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001091232 Filed Document 0000935836-17-000464 Exclusions or Exemptions 506b Accepted Date 2017-09-25 12:45:25 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Midway Mills Gap, LLC See All Filings	D	2017-09-25 12:34:14 UTC
Amount To Be Raised $2,631,175 Associated Brokers / Dealers N/A CIK Number 0001717434 Filed Document 0001717434-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-09-25 12:34:14 UTC Type of Offering D Industry Residential Principal Place of Business NEW YORK Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Jerrick Media Holdings, Inc. See All Filings	D	2017-09-25 12:26:16 UTC
Amount To Be Raised $6,000,000 Associated Brokers / Dealers None CIK Number 0001357671 Filed Document 0001213900-17-009957 Exclusions or Exemptions 506b Accepted Date 2017-09-25 12:26:16 UTC Type of Offering D Industry Other Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Debt
TOWLE CAPITAL PARTNERS LP See All Filings	D	2017-09-25 12:02:12 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001143057 Filed Document 0001143057-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-09-25 12:02:12 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MISSOURI Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AG Energy Partners II Offshore Holdings, L.P. See All Filings	D	2017-09-25 11:57:21 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers UBS Financial Services Inc. CIK Number 0001715982 Filed Document 0001715982-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-09-25 11:57:21 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Hume Capital LP See All Filings	D	2017-09-25 11:50:52 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001717698 Filed Document 0001717698-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-09-25 11:50:52 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
HAIDAR JUPITER INTERNATIONAL LTD. See All Filings	D/A	2017-09-25 11:47:08 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001170056 Filed Document 0001393725-17-000124 Exclusions or Exemptions 506b Accepted Date 2017-09-25 11:47:08 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ADVOC8, LLC See All Filings	D	2017-09-25 11:46:54 UTC
Amount To Be Raised $600,000 Associated Brokers / Dealers N/A CIK Number 0001717740 Filed Document 0001717740-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-09-25 11:46:54 UTC Type of Offering D Industry Other Principal Place of Business DISTRICT OF COLUMBIA Revenue or Assets Decline to Disclose Type of Security Equity
Outbox Systems, Inc. See All Filings	D	2017-09-25 11:45:28 UTC
Amount To Be Raised $9,330,785 Associated Brokers / Dealers N/A CIK Number 0001640426 Filed Document 0001640426-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-09-25 11:45:28 UTC Type of Offering D Industry Other Technology Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Equity
Harris Top Investors LLC See All Filings	D	2017-09-25 11:43:53 UTC
Amount To Be Raised $3,550,000 Associated Brokers / Dealers N/A CIK Number 0001717826 Filed Document 0001717826-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-09-25 11:43:53 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MALACHITE CAPITAL PARTNERS LP See All Filings	D/A	2017-09-25 11:36:29 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001595933 Filed Document 0000919574-17-006899 Exclusions or Exemptions 506b Accepted Date 2017-09-25 11:36:29 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
HAIDAR JUPITER FUND LLC See All Filings	D/A	2017-09-25 11:36:10 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001124791 Filed Document 0001393725-17-000123 Exclusions or Exemptions 506b Accepted Date 2017-09-25 11:36:10 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
General Finance CORP See All Filings	D	2017-09-25 11:34:19 UTC
Amount To Be Raised $80,000,000 Associated Brokers / Dealers N/A CIK Number 0001342287 Filed Document 0001654954-17-008766 Exclusions or Exemptions 506c Accepted Date 2017-09-25 11:34:19 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets $Over $100,000,000 Type of Security Debt
GMI-NOMA, LP See All Filings	D/A	2017-09-25 11:30:40 UTC
Amount To Be Raised $14,979,328 Associated Brokers / Dealers Joseph Ondris, Walte Parker, Todd Gottel, Charles Huffington, Bob Koslowski, Kathy Scanlon, Marc Seeherman, Stephen Sumner, Taher Gilani, Azam Jaber, Bobby K Cowand, Brian Smith, Javier Larrea, Ted R Burkhart, Richard Goodwin, Torry Scott, Mark Van Mourick, and Christopher Fess CIK Number 0001715093 Filed Document 0001715093-17-000006 Exclusions or Exemptions 506b Accepted Date 2017-09-25 11:30:40 UTC Type of Offering D/A Industry Lodging and Conventions Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Brazen Technologies, Inc. See All Filings	D	2017-09-25 11:26:21 UTC
Amount To Be Raised $1,250,000 Associated Brokers / Dealers N/A CIK Number 0001482849 Filed Document 0000897069-17-000470 Exclusions or Exemptions 506b Accepted Date 2017-09-25 11:26:21 UTC Type of Offering D Industry Other Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Debt
Canaan Valley Capital Fund (Offshore) Ltd. See All Filings	D/A	2017-09-25 11:09:07 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001653854 Filed Document 0001013594-17-000681 Exclusions or Exemptions 506b Accepted Date 2017-09-25 11:09:07 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Canaan Valley Capital Fund LP See All Filings	D/A	2017-09-25 11:08:05 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001653855 Filed Document 0001013594-17-000680 Exclusions or Exemptions 506b Accepted Date 2017-09-25 11:08:05 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
MPC AR LIHTC ICF, LLC See All Filings	D	2017-09-25 11:06:21 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001717779 Filed Document 0001717779-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-09-25 11:06:21 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business GEORGIA Revenue or Assets $No Aggregate Net Asset Value Type of Security Pooled Investment Fund
MedVet Associates, LLC See All Filings	D	2017-09-25 11:06:05 UTC
Amount To Be Raised $475,000 Associated Brokers / Dealers N/A CIK Number 0001661361 Filed Document 0001661361-17-000005 Exclusions or Exemptions 506b Accepted Date 2017-09-25 11:06:05 UTC Type of Offering D Industry Other Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
Native American Partners LLC See All Filings	D/A	2017-09-25 10:59:21 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001705656 Filed Document 0001705656-17-000005 Exclusions or Exemptions 506c Accepted Date 2017-09-25 10:59:21 UTC Type of Offering D/A Industry Business Services Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Polish Enterprise Fund VIII, L.P. See All Filings	D	2017-09-25 10:55:47 UTC
Amount To Be Raised $567,514,345 Associated Brokers / Dealers N/A CIK Number 0001717519 Filed Document 0001717519-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-09-25 10:55:47 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Liberty Park Fund, LP See All Filings	D/A	2017-09-25 10:48:25 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001540853 Filed Document 0001315863-17-000770 Exclusions or Exemptions 506b Accepted Date 2017-09-25 10:48:25 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
InstarAGF Essential Infrastructure (C-AIE) LP See All Filings	D	2017-09-25 10:48:21 UTC
Amount To Be Raised $72,000,000 Associated Brokers / Dealers N/A CIK Number 0001717383 Filed Document 0000945621-17-000357 Exclusions or Exemptions 506b Accepted Date 2017-09-25 10:48:21 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ONTARIO, CANADA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
16 CAIRO PRINCE/COMFORT & JOY, LLC See All Filings	D	2017-09-25 10:41:49 UTC
Amount To Be Raised $124,500 Associated Brokers / Dealers N/A CIK Number 0001717802 Filed Document 0001717802-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-09-25 10:41:49 UTC Type of Offering D Industry Other Principal Place of Business KENTUCKY Revenue or Assets $Not Applicable Type of Security Other
Exile Advantage Fund LP See All Filings	D/A	2017-09-25 10:21:49 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001680363 Filed Document 0000919574-17-006896 Exclusions or Exemptions 506b Accepted Date 2017-09-25 10:21:49 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Worldwide Opportunity Fund (Cayman) Ltd. See All Filings	D/A	2017-09-25 09:58:11 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Far Hills Group, LLC CIK Number 0001663301 Filed Document 0001615774-17-005320 Exclusions or Exemptions 506b Accepted Date 2017-09-25 09:58:11 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
JKL Equipment LLC See All Filings	D	2017-09-25 09:53:27 UTC
Amount To Be Raised $400,000 Associated Brokers / Dealers N/A CIK Number 0001717699 Filed Document 0001717699-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-09-25 09:53:27 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Questis, Inc. See All Filings	D	2017-09-25 09:51:34 UTC
Amount To Be Raised $5,255,618 Associated Brokers / Dealers N/A CIK Number 0001717641 Filed Document 0001717641-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-09-25 09:51:34 UTC Type of Offering D Industry Other Technology Principal Place of Business SOUTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
Firebrand Ventures, LP See All Filings	D/A	2017-09-25 09:48:54 UTC
Amount To Be Raised $15,000,000 Associated Brokers / Dealers N/A CIK Number 0001683704 Filed Document 0001683704-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-09-25 09:48:54 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business KANSAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
WYNNEFIELD PARTNERS SMALL CAP VALUE LP I See All Filings	D/A	2017-09-25 09:39:02 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001251565 Filed Document 0001251565-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-09-25 09:39:02 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
WYNNEFIELD PARTNERS SMALL CAP VALUE LP See All Filings	D/A	2017-09-25 09:33:18 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0000899083 Filed Document 0000899083-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-09-25 09:33:18 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Royalty Flow Inc. See All Filings	1-A	2017-09-25 09:31:03 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001709847 Filed Document 0001477932-17-004698 Accepted Date 2017-09-25 09:31:03 UTC Type of Offering 1-A Industry INVESTORS, NEC Offering Tier Tier2 Principal Place of Business COLORADO Revenue or Assets $0 State of Jurisdiction DELAWARE Type of Security Equity (common or preferred stock)