Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
MAVERICK STABLE PARTNERS LP See All Filings	D/A	2015-03-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001178364 Filed Document 0000947871-15-000206 Exclusions or Exemptions 506b Accepted Date 2015-03-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Metro Fiber Partners L.P. See All Filings	D	2015-03-18 00:00:00 UTC
Amount To Be Raised $6,165,000 Associated Brokers / Dealers None CIK Number 0001634871 Filed Document 0001601079-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-03-18 00:00:00 UTC Type of Offering D Industry Investing Principal Place of Business NEW JERSEY Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Pangea Naturals, Inc. See All Filings	D	2015-03-18 00:00:00 UTC
Amount To Be Raised $200,000 Associated Brokers / Dealers N/A CIK Number 0001610425 Filed Document 0001610425-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-03-18 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
ICE Focus EM Credit Fund, L.P. See All Filings	D/A	2015-03-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001514222 Filed Document 0001514222-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-03-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Lone Spruce, L.P. See All Filings	D/A	2015-03-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001061342 Filed Document 0000902664-15-001841 Exclusions or Exemptions 506b Accepted Date 2015-03-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Alta Fundamental Advisers Onshore LP See All Filings	D/A	2015-03-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001581985 Filed Document 0001581986-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-03-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
BREVAN HOWARD LP See All Filings	D/A	2015-03-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Brevan Howard US LLC CIK Number 0001280768 Filed Document 0001280768-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-03-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Amici Global Partners, L.P. See All Filings	D/A	2015-03-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Christopher E. Engel and Lee W. Gladden CIK Number 0001402131 Filed Document 0000902664-15-001846 Exclusions or Exemptions 506b Accepted Date 2015-03-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
GrowGeneration Corp. See All Filings	D	2015-03-18 00:00:00 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001604868 Filed Document 0001213900-15-001858 Exclusions or Exemptions 506b Accepted Date 2015-03-18 00:00:00 UTC Type of Offering D Industry Retailing Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
JANEL WORLD TRADE LTD See All Filings	D	2015-03-18 00:00:00 UTC
Amount To Be Raised $20,000 Associated Brokers / Dealers N/A CIK Number 0001133062 Filed Document 0001116354-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-03-18 00:00:00 UTC Type of Offering D Industry Business Services Principal Place of Business NEW YORK Revenue or Assets $$25,000,001 - $100,000,000 Type of Security Equity
PAULSON SPECIAL SITUATIONS FUND, LP See All Filings	D/A	2015-03-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001444082 Filed Document 0001013594-15-000233 Exclusions or Exemptions 506b Accepted Date 2015-03-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
LAZARD RATHMORE FUND, LTD. See All Filings	D/A	2015-03-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Lazard Asset Management Securities LLC CIK Number 0001438704 Filed Document 0000902664-15-001834 Exclusions or Exemptions 506b Accepted Date 2015-03-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
TCP Multi-Strategy Fund LP See All Filings	D/A	2015-03-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001572154 Filed Document 0001572154-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-03-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Trondheim Capital Partners, L.P. See All Filings	D/A	2015-03-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001489870 Filed Document 0001489870-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-03-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Wallpaper Investments, L.P. See All Filings	D/A	2015-03-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001601819 Filed Document 0000935836-15-000180 Exclusions or Exemptions 506b Accepted Date 2015-03-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PRIMUS HIGH YIELD BOND FUND L P See All Filings	D/A	2015-03-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A and N/A CIK Number 0001080711 Filed Document 0000919574-15-003018 Exclusions or Exemptions 506b Accepted Date 2015-03-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Silver Capital Fund, LLC See All Filings	D/A	2015-03-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001173363 Filed Document 0001013594-15-000257 Exclusions or Exemptions 506b Accepted Date 2015-03-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Beach Point Total Return Offshore Fund III Ltd. See All Filings	D/A	2015-03-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001629368 Filed Document 0001629368-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-03-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Beach Point Total Return Offshore Fund Ltd. See All Filings	D/A	2015-03-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001484599 Filed Document 0001484599-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-03-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Yes, Inc. See All Filings	D	2015-03-18 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001636575 Filed Document 0001636575-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-03-18 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
HONKY CHATEAU LTD CO. LLC See All Filings	D	2015-03-18 00:00:00 UTC
Amount To Be Raised $13,000,000 Associated Brokers / Dealers N/A CIK Number 0001635621 Filed Document 0001493152-15-000860 Exclusions or Exemptions 506b Accepted Date 2015-03-18 00:00:00 UTC Type of Offering D Industry Manufacturing Principal Place of Business TENNESSEE Revenue or Assets $Not Applicable Type of Security Debt
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D	2015-03-18 00:00:00 UTC
Amount To Be Raised $2,086,975 Associated Brokers / Dealers Richard DeVita, Jr., Scott Holton, William Holton, and George Blaha CIK Number 0001135856 Filed Document 0001135856-15-000087 Exclusions or Exemptions 506b Accepted Date 2015-03-18 00:00:00 UTC Type of Offering D Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Farallon Capital (AM) Investors, L.P. See All Filings	D/A	2015-03-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001501082 Filed Document 0000902664-15-001827 Exclusions or Exemptions 506b Accepted Date 2015-03-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Millennium International, Ltd. See All Filings	D/A	2015-03-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001365071 Filed Document 0000902664-15-001822 Exclusions or Exemptions 506b Accepted Date 2015-03-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
NEC-Applied Fiber Holdings LLC See All Filings	D	2015-03-18 00:00:00 UTC
Amount To Be Raised $250,000 Associated Brokers / Dealers N/A CIK Number 0001637106 Filed Document 0001637106-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-03-18 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business COLORADO Revenue or Assets $No Revenues Type of Security Equity
VetweRx, Inc. See All Filings	D/A	2015-03-18 00:00:00 UTC
Amount To Be Raised $1,740,106 Associated Brokers / Dealers Growth Capital Services, Inc CIK Number 0001559650 Filed Document 0001559650-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-03-18 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business COLORADO Revenue or Assets $No Revenues Type of Security Debt
HENLEY PUTNAM UNIVERSITY See All Filings	D	2015-03-18 00:00:00 UTC
Amount To Be Raised $600,000 Associated Brokers / Dealers N/A CIK Number 0001423126 Filed Document 0001423126-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-03-18 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Maverick Select, Ltd. See All Filings	D/A	2015-03-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001589402 Filed Document 0000947871-15-000201 Exclusions or Exemptions 506b Accepted Date 2015-03-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Silver Point Capital Offshore Fund, Ltd. See All Filings	D/A	2015-03-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001178340 Filed Document 0000902664-15-001853 Exclusions or Exemptions 506b Accepted Date 2015-03-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
BayBoston Capital L.P. See All Filings	D	2015-03-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001636440 Filed Document 0000908662-15-000120 Exclusions or Exemptions 506b Accepted Date 2015-03-18 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
AngelList-Pley-Fund, a series of AngelList-MaBs-Funds, LLC See All Filings	D	2015-03-18 00:00:00 UTC
Amount To Be Raised $143,500 Associated Brokers / Dealers N/A CIK Number 0001636792 Filed Document 0001636792-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-03-18 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Brambling Cross Tavern, LLC See All Filings	D	2015-03-18 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001636718 Filed Document 0001636718-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-03-18 00:00:00 UTC Type of Offering D Industry Restaurants Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
AngelList-Niku-Fund, a series of AngelList-DM-Funds, LLC See All Filings	D	2015-03-18 00:00:00 UTC
Amount To Be Raised $146,900 Associated Brokers / Dealers N/A CIK Number 0001636787 Filed Document 0001636787-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-03-18 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Consumable Science, Inc. See All Filings	D	2015-03-18 00:00:00 UTC
Amount To Be Raised $1,200,000 Associated Brokers / Dealers N/A CIK Number 0001636119 Filed Document 0001636119-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-03-18 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Debt
Barrow, Hanley, Mewhinney & Strauss Emerging Markets Fund See All Filings	D	2015-03-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001636809 Filed Document 0001458690-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-03-18 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Fundamental Credit LP See All Filings	D/A	2015-03-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Mitch Little, II CIK Number 0001463779 Filed Document 0001095449-15-000049 Exclusions or Exemptions 506b Accepted Date 2015-03-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Fundamental QP LP See All Filings	D/A	2015-03-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Al Slayton, Doug DeGroote, Robert Lingle, Mark Rawlings, and Mitch Little, II CIK Number 0001566905 Filed Document 0001095449-15-000082 Exclusions or Exemptions 506b Accepted Date 2015-03-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
LAZARD JAPAN VELA FUND, PLC See All Filings	D/A	2015-03-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Lazard Asset Management Securities LLC CIK Number 0001345033 Filed Document 0000902664-15-001833 Exclusions or Exemptions 506b Accepted Date 2015-03-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business IRELAND Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MAVERICK LONG ENHANCED LTD See All Filings	D/A	2015-03-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001432880 Filed Document 0000947871-15-000197 Exclusions or Exemptions 506b Accepted Date 2015-03-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
MAVERICK LONG LP See All Filings	D/A	2015-03-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001324642 Filed Document 0000947871-15-000200 Exclusions or Exemptions 506b Accepted Date 2015-03-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
aPersona Inc. See All Filings	D	2015-03-18 00:00:00 UTC
Amount To Be Raised $575,013 Associated Brokers / Dealers N/A CIK Number 0001604039 Filed Document 0001604039-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-03-18 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NORTH CAROLINA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Fundamental OS Ltd. See All Filings	D/A	2015-03-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Al Slayton, Doug DeGroote, Robert Lingle, Mark Rawlings, and Mitch Little, II CIK Number 0001567030 Filed Document 0001095449-15-000051 Exclusions or Exemptions 506b Accepted Date 2015-03-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SCOGGIN OVERSEAS FUND LTD See All Filings	D/A	2015-03-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers TCW Funds Distributors CIK Number 0001110449 Filed Document 0001110449-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-03-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets $Over $100,000,000 Type of Security Pooled Investment Fund
PAULSON SPECIAL SITUATIONS FUND LTD See All Filings	D/A	2015-03-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001444083 Filed Document 0001013594-15-000234 Exclusions or Exemptions 506b Accepted Date 2015-03-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Treasury Holdings LLC See All Filings	D/A	2015-03-18 00:00:00 UTC
Amount To Be Raised $2,225,000 Associated Brokers / Dealers N/A CIK Number 0001403467 Filed Document 0001403467-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-03-18 00:00:00 UTC Type of Offering D/A Industry Other Banking and Financial Services Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Farallon Investment Holdings, L.P. See All Filings	D/A	2015-03-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001408691 Filed Document 0000902664-15-001826 Exclusions or Exemptions 506b Accepted Date 2015-03-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Telescope Peak Risk Capital, LP See All Filings	D/A	2015-03-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001571266 Filed Document 0001562555-15-000009 Exclusions or Exemptions 506b Accepted Date 2015-03-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BREVAN HOWARD ASIA FUND LTD See All Filings	D/A	2015-03-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Brevan Howard US LLC CIK Number 0001403020 Filed Document 0001403020-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-03-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Reshape Medical, Inc. See All Filings	D/A	2015-03-18 00:00:00 UTC
Amount To Be Raised $8,750,000 Associated Brokers / Dealers N/A CIK Number 0001410930 Filed Document 0001410930-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-03-18 00:00:00 UTC Type of Offering D/A Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
Lone Redwood, L.P. See All Filings	D/A	2015-03-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001061340 Filed Document 0000902664-15-001838 Exclusions or Exemptions 506b Accepted Date 2015-03-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund