Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Glenhill Long Fund LP See All Filings	D/A	2015-03-20 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001584768 Filed Document 0001584768-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-03-20 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Kinetics Fund, Inc. See All Filings	D/A	2015-03-20 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001549691 Filed Document 0001549691-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-03-20 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SPI Diversified, L.P. See All Filings	D/A	2015-03-20 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Straus Capital, LLC CIK Number 0001293197 Filed Document 0000919574-15-003085 Exclusions or Exemptions 506b Accepted Date 2015-03-20 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PC Oxford Holdings, LLC See All Filings	D	2015-03-20 00:00:00 UTC
Amount To Be Raised $1,601,466 Associated Brokers / Dealers N/A CIK Number 0001626608 Filed Document 0001626608-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-03-20 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Equity
Dulcis, LLC See All Filings	D	2015-03-20 00:00:00 UTC
Amount To Be Raised $208,000 Associated Brokers / Dealers Joe Warren CIK Number 0001637231 Filed Document 0001637231-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-03-20 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business SOUTH CAROLINA Revenue or Assets $No Revenues Type of Security Equity
Applied Cavitation, Inc. See All Filings	D	2015-03-20 00:00:00 UTC
Amount To Be Raised $2,520,000 Associated Brokers / Dealers none CIK Number 0001613273 Filed Document 0001613273-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-03-20 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Dwelo, LLC See All Filings	D	2015-03-20 00:00:00 UTC
Amount To Be Raised $300,000 Associated Brokers / Dealers N/A CIK Number 0001636756 Filed Document 0001636756-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-03-20 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business UTAH Revenue or Assets $No Revenues Type of Security Debt
OCA Iguana Healthcare Partners LLC See All Filings	D	2015-03-20 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001637209 Filed Document 0001637209-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-03-20 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Demand Energy Networks Inc. See All Filings	D	2015-03-20 00:00:00 UTC
Amount To Be Raised $2,700,000 Associated Brokers / Dealers N/A CIK Number 0001637358 Filed Document 0001637358-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-03-20 00:00:00 UTC Type of Offering D Industry Other Energy Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
13 CAPE BLANCO/MATTIEANDMORGAN, LLC See All Filings	D	2015-03-20 00:00:00 UTC
Amount To Be Raised $268,000 Associated Brokers / Dealers N/A CIK Number 0001637321 Filed Document 0001637321-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-03-20 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business KENTUCKY Revenue or Assets $Not Applicable Type of Security Other
Arizona Silver Corp See All Filings	D	2015-03-20 00:00:00 UTC
Amount To Be Raised $35,179 Associated Brokers / Dealers N/A CIK Number 0001637218 Filed Document 0001637218-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-03-20 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets $No Revenues Type of Security Equity
13 PADDY O'PRADO/CLASS CHOICE, LLC See All Filings	D	2015-03-20 00:00:00 UTC
Amount To Be Raised $180,000 Associated Brokers / Dealers N/A CIK Number 0001637295 Filed Document 0001637295-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-03-20 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business KENTUCKY Revenue or Assets $Not Applicable Type of Security Other
AIMS Private Equity Participants X LLC See All Filings	D	2015-03-20 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Goldman, Sachs & Co. CIK Number 0001637286 Filed Document 0001140361-15-012774 Exclusions or Exemptions 506b Accepted Date 2015-03-20 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
1281 Stone Canyon, LLC See All Filings	D	2015-03-20 00:00:00 UTC
Amount To Be Raised $1,780,070 Associated Brokers / Dealers None CIK Number 0001635597 Filed Document 0001635597-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-03-20 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
Informatics In Context, Inc. See All Filings	D/A	2015-03-19 00:00:00 UTC
Amount To Be Raised $1,930,000 Associated Brokers / Dealers N/A CIK Number 0001574025 Filed Document 0001574025-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-03-19 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
York Multi-Strategy Institutional Fund, Ltd See All Filings	D/A	2015-03-19 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001496548 Filed Document 0001144204-15-017206 Exclusions or Exemptions 506b Accepted Date 2015-03-19 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
LOCAL Corp See All Filings	D	2015-03-19 00:00:00 UTC
Amount To Be Raised $4,568,056 Associated Brokers / Dealers N/A CIK Number 0001259550 Filed Document 0001463317-15-000004 Exclusions or Exemptions 506b Accepted Date 2015-03-19 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets $$25,000,001 - $100,000,000 Type of Security Equity
Grand Rapids - Hopson Flats, LLC See All Filings	D	2015-03-19 00:00:00 UTC
Amount To Be Raised $2,078,968 Associated Brokers / Dealers N/A CIK Number 0001637456 Filed Document 0001637456-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-03-19 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business MICHIGAN Revenue or Assets $No Revenues Type of Security Equity
UNIO All-Seasons Fund LLC See All Filings	D/A	2015-03-19 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001557245 Filed Document 0001557245-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-03-19 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
3 Strong Ships, L.P. See All Filings	D/A	2015-03-19 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001577482 Filed Document 0001577482-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-03-19 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MARYLAND Revenue or Assets $$1 - $5,000,000 Type of Security Pooled Investment Fund
LIGHTBOX VENTURES I See All Filings	D/A	2015-03-19 00:00:00 UTC
Amount To Be Raised $38,200,000 Associated Brokers / Dealers N/A CIK Number 0001602916 Filed Document 0001602916-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-03-19 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MAURITIUS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
KURA OPERATIONS, INC. See All Filings	D	2015-03-19 00:00:00 UTC
Amount To Be Raised $60,448,784 Associated Brokers / Dealers Leerink Partners LLC, National Securities Corporation, and Livingston Securities LLC CIK Number 0001631246 Filed Document 0001631246-15-000005 Exclusions or Exemptions 506b Accepted Date 2015-03-19 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Summit Investors I, LLC See All Filings	D	2015-03-19 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001435565 Filed Document 0001619526-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-03-19 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Tiger Eye Partners, LP See All Filings	D/A	2015-03-19 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Citigroup Global Markets Inc. CIK Number 0001461699 Filed Document 0000919574-15-003039 Exclusions or Exemptions 506b Accepted Date 2015-03-19 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Credit Suisse Dollar Senior Loan Fund, Ltd. See All Filings	D/A	2015-03-19 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001460758 Filed Document 0001460758-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-03-19 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Advanced Technology Fund LLC See All Filings	D/A	2015-03-19 00:00:00 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers PHX FINANCIAL, INC. and HALYCON CABOT PARTNERS Ltd. CIK Number 0001611194 Filed Document 0001013762-15-000236 Exclusions or Exemptions 506b Accepted Date 2015-03-19 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SimpliVity Corp See All Filings	D	2015-03-19 00:00:00 UTC
Amount To Be Raised $175,000,007 Associated Brokers / Dealers Morgan Stanley & Co. LLC CIK Number 0001474946 Filed Document 0001474946-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-03-19 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Atlas Institutional Fund II, LLC. See All Filings	D/A	2015-03-19 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001544193 Filed Document 0001544193-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-03-19 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Flexus Biosciences, Inc. See All Filings	D	2015-03-19 00:00:00 UTC
Amount To Be Raised $15,200,000 Associated Brokers / Dealers N/A CIK Number 0001637028 Filed Document 0001637028-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-03-19 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Illumagear, Inc. See All Filings	D/A	2015-03-19 00:00:00 UTC
Amount To Be Raised $750,000 Associated Brokers / Dealers N/A CIK Number 0001556547 Filed Document 0000927087-15-000004 Exclusions or Exemptions 506b Accepted Date 2015-03-19 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Debt
STONEWATER CAPITAL GREATER CHINA LLC See All Filings	D/A	2015-03-19 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001375648 Filed Document 0001375648-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-03-19 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SI Amarillo Memory, LP See All Filings	D	2015-03-19 00:00:00 UTC
Amount To Be Raised $2,875,000 Associated Brokers / Dealers N/A CIK Number 0001637118 Filed Document 0001637118-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-03-19 00:00:00 UTC Type of Offering D Industry Investing Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Hypori, Inc. See All Filings	D/A	2015-03-19 00:00:00 UTC
Amount To Be Raised $13,785,855 Associated Brokers / Dealers N/A CIK Number 0001614454 Filed Document 0001614454-15-000005 Exclusions or Exemptions 506b Accepted Date 2015-03-19 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
HAVENS PARTNERS LP See All Filings	D/A	2015-03-19 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001010781 Filed Document 0001013594-15-000250 Exclusions or Exemptions 506b Accepted Date 2015-03-19 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Glenfarne Asset Company, LLC See All Filings	D	2015-03-19 00:00:00 UTC
Amount To Be Raised $60,000,000 Associated Brokers / Dealers N/A CIK Number 0001636758 Filed Document 0001636758-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-03-19 00:00:00 UTC Type of Offering D Industry Other Energy Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
YORK CREDIT OPPORTUNITIES UNIT TRUST See All Filings	D/A	2015-03-19 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers J.P. Morgan Securities LLC. and Credit Suisse Securities (USA) LLC CIK Number 0001460898 Filed Document 0001144204-15-017218 Exclusions or Exemptions 506b Accepted Date 2015-03-19 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2015-03-19 00:00:00 UTC
Amount To Be Raised $2,180,820 Associated Brokers / Dealers Michael Corry, Robert Scharff, Paul Flotken, and Gwen Middeke CIK Number 0001135856 Filed Document 0001135856-15-000091 Exclusions or Exemptions 506b Accepted Date 2015-03-19 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Orogen Partners LP See All Filings	D/A	2015-03-19 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001571399 Filed Document 0001571399-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-03-19 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Spin-Off Opportunities Fund, LLC See All Filings	D/A	2015-03-19 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers HRC Fund Associates, LLC CIK Number 0001523555 Filed Document 0001523555-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-03-19 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $$1 - $5,000,000 Type of Security Pooled Investment Fund
MEARS TECHNOLOGIES INC See All Filings	D	2015-03-19 00:00:00 UTC
Amount To Be Raised $14,750,000 Associated Brokers / Dealers National Securities Corporation CIK Number 0001420520 Filed Document 0001591511-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-03-19 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Debt
IB Direct, LLC See All Filings	D	2015-03-19 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001636428 Filed Document 0001636428-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-03-19 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
SPJ Partners LP See All Filings	D/A	2015-03-19 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001572485 Filed Document 0000902664-15-001862 Exclusions or Exemptions 506b Accepted Date 2015-03-19 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
STRUCTURED SERVICING HOLDINGS MASTER FUND LP See All Filings	D/A	2015-03-19 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001169066 Filed Document 0001507943-15-000058 Exclusions or Exemptions 506b Accepted Date 2015-03-19 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
YORK SELECT LP See All Filings	D/A	2015-03-19 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Merrill Lynch Alternative Investments LLC CIK Number 0001009432 Filed Document 0001144204-15-017201 Exclusions or Exemptions 506b Accepted Date 2015-03-19 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BTG Pactual Brazil Timberland Fund I D, LP See All Filings	D	2015-03-19 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001637033 Filed Document 0001637033-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-03-19 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business BRAZIL Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BIGHORN CAPITAL PARTNERS II, LP See All Filings	D/A	2015-03-19 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001545009 Filed Document 0000919574-15-003053 Exclusions or Exemptions 506b Accepted Date 2015-03-19 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
YORK EUROPEAN FOCUS FUND LP See All Filings	D/A	2015-03-19 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001460920 Filed Document 0001144204-15-017220 Exclusions or Exemptions 506b Accepted Date 2015-03-19 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
TCM MPS LTD. SPC/Counterweight I Segregated Portfolio See All Filings	D/A	2015-03-19 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Hamilton Miller Investments LLC, Lyster Watson Management, Inc./Lyster Watson Securities Inc., Lincoln Square Advisors, and Probitas Partners, L.P. CIK Number 0001418598 Filed Document 0001013594-15-000248 Exclusions or Exemptions 506b Accepted Date 2015-03-19 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
venBio Global Strategic Fund II L.P. See All Filings	D	2015-03-19 00:00:00 UTC
Amount To Be Raised $250,000,000 Associated Brokers / Dealers N/A CIK Number 0001634632 Filed Document 0001634632-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-03-19 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Wallflowr Inc. See All Filings	D	2015-03-19 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001618490 Filed Document 0001618490-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-03-19 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Debt