Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
PV Summa Inc. See All Filings	D	2017-10-02 06:15:06 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001717651 Filed Document 0001717651-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-10-02 06:15:06 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
FIVE STAR BANCORP See All Filings	D	2017-09-29 21:54:30 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers Keefe, Bruyette & Woods, Inc. CIK Number 0001275168 Filed Document 0001275168-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-09-29 21:54:30 UTC Type of Offering D Industry Commercial Banking Principal Place of Business CALIFORNIA Revenue or Assets $$25,000,001 - $100,000,000 Type of Security Debt
MISSION BREWERY, INC. See All Filings	C	2017-09-29 21:41:38 UTC
Financial Interest Securities equal to 2.0% of the securities sold will be issued to the intermediary upon a successful fundraise. Filing Platform Wefunder Portal LLC Offering Amount $1,000,000 CIK Number 0001707358 Filed Document 0001670254-17-000269 Accepted Date 2017-09-29 21:41:38 UTC Type of Offering C Security Offered Amount 69,445 Security Offered Type Common Stock State CALIFORNIA
MEYER BERGMAN EUROPEAN RETAIL PARTNERS III-TE, L.P. See All Filings	D/A	2017-09-29 21:23:34 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Greenhill & Co., LLC CIK Number 0001668354 Filed Document 0001668354-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-09-29 21:23:34 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UNITED KINGDOM Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Carolina Opportunity Fund LLC See All Filings	D	2017-09-29 20:21:45 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001718231 Filed Document 0001718231-17-000001 Exclusions or Exemptions 506c Accepted Date 2017-09-29 20:21:45 UTC Type of Offering D Industry Residential Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
Personal Airline Exchange, Inc. See All Filings	C	2017-09-29 20:16:26 UTC
Financial Interest N/A Filing Platform StartEngine Capital, LLC Offering Amount $107,000 CIK Number 0001718275 Filed Document 0001665160-17-000457 Accepted Date 2017-09-29 20:16:26 UTC Type of Offering C Security Offered Amount 10,000 Security Offered Type Common Stock State CALIFORNIA
ZeroBrush, Inc. See All Filings	D	2017-09-29 20:02:12 UTC
Amount To Be Raised $350,000 Associated Brokers / Dealers N/A CIK Number 0001717733 Filed Document 0001717733-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-09-29 20:02:12 UTC Type of Offering D Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Option To Acquire
130 North Street See All Filings	D	2017-09-29 19:48:24 UTC
Amount To Be Raised $220,000 Associated Brokers / Dealers N/A CIK Number 0001718209 Filed Document 0001718209-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-09-29 19:48:24 UTC Type of Offering D Industry Residential Principal Place of Business NEW JERSEY Revenue or Assets $No Revenues Type of Security Equity
Heartis North Shore Investors, LP See All Filings	D	2017-09-29 19:04:58 UTC
Amount To Be Raised $3,125,000 Associated Brokers / Dealers N/A CIK Number 0001718300 Filed Document 0001718300-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-09-29 19:04:58 UTC Type of Offering D Industry Other Real Estate Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Highline Capital Qualified Fund, Ltd. See All Filings	D/A	2017-09-29 18:58:52 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001621448 Filed Document 0001621448-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-09-29 18:58:52 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business VIRGIN ISLANDS, BRITISH Revenue or Assets Decline to Disclose Type of Security Equity
Go-Station, Inc. See All Filings	D	2017-09-29 18:56:20 UTC
Amount To Be Raised $50,000 Associated Brokers / Dealers N/A CIK Number 0001717666 Filed Document 0001717666-17-000001 Exclusions or Exemptions 504 and 506b Accepted Date 2017-09-29 18:56:20 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW MEXICO Revenue or Assets Decline to Disclose Type of Security Debt
Luke Capital Partners, LP See All Filings	D	2017-09-29 18:45:27 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001717875 Filed Document 0001717875-17-000001 Exclusions or Exemptions 506c Accepted Date 2017-09-29 18:45:27 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
Zolla High Yield Fund LLC See All Filings	D	2017-09-29 18:40:16 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001718242 Filed Document 0001718242-17-000001 Exclusions or Exemptions 506c Accepted Date 2017-09-29 18:40:16 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Institute for Wealth Holdings, Inc. See All Filings	D	2017-09-29 18:31:39 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers Lanier Securities, LLC CIK Number 0001715495 Filed Document 0001715495-17-000001 Exclusions or Exemptions 506c Accepted Date 2017-09-29 18:31:39 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business TEXAS Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
Meixin Twelve LP Series Bridge Two See All Filings	D	2017-09-29 18:19:54 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001718296 Filed Document 0001718296-17-000001 Exclusions or Exemptions 506c Accepted Date 2017-09-29 18:19:54 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Pooled Investment Fund
AGC Ventures LLC See All Filings	D	2017-09-29 18:19:54 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001718301 Filed Document 0001718301-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-09-29 18:19:54 UTC Type of Offering D Industry Investing Principal Place of Business COLORADO Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Efficient Drivetrains, Inc See All Filings	D	2017-09-29 18:03:25 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001404989 Filed Document 0001404989-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-09-29 18:03:25 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Just Goods, Inc. See All Filings	D	2017-09-29 18:01:43 UTC
Amount To Be Raised $7,654,798 Associated Brokers / Dealers N/A CIK Number 0001718270 Filed Document 0001718270-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-09-29 18:01:43 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Elastance Imaging LLC See All Filings	D/A	2017-09-29 18:00:57 UTC
Amount To Be Raised $250,000 Associated Brokers / Dealers N/A CIK Number 0001693110 Filed Document 0001693110-17-000001 Exclusions or Exemptions 504 and 506b Accepted Date 2017-09-29 18:00:57 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business OHIO Revenue or Assets $No Revenues Type of Security Equity
Radius IoT, Inc. See All Filings	D	2017-09-29 18:00:15 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001718278 Filed Document 0001718278-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-09-29 18:00:15 UTC Type of Offering D Industry Other Technology Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Option To Acquire
DTC Private Equity VI-Q, L.P. See All Filings	D	2017-09-29 17:59:49 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers N/A CIK Number 0001709239 Filed Document 0001709239-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-09-29 17:59:49 UTC Type of Offering D Industry Investing Principal Place of Business TENNESSEE Revenue or Assets Decline to Disclose Type of Security Equity
Fisher Investments Institutional Group Foreign Equity Fund See All Filings	D/A	2017-09-29 17:53:06 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001531776 Filed Document 0001531776-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-09-29 17:53:06 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets $Over $100,000,000 Type of Security Pooled Investment Fund
Bitfusion.io Inc. See All Filings	D	2017-09-29 17:39:39 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001632447 Filed Document 0001632447-17-000004 Exclusions or Exemptions 506b Accepted Date 2017-09-29 17:39:39 UTC Type of Offering D Industry Other Technology Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Debt
VENTURE CORE FUND VII, L.P. See All Filings	D/A	2017-09-29 17:32:02 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers NORTHERN TRUST SECURITIES, INC. CIK Number 0001685809 Filed Document 0001685809-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-09-29 17:32:02 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Invesco Commercial Mortgage Income Fund, L.P. See All Filings	D/A	2017-09-29 17:31:30 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Invesco Distributors, Inc. CIK Number 0001705684 Filed Document 0001705684-17-000004 Exclusions or Exemptions 506b Accepted Date 2017-09-29 17:31:30 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PRIVATE EQUITY CORE FUND (QP) VII, L.P. See All Filings	D/A	2017-09-29 17:31:20 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers NORTHERN TRUST SECURITIES, INC. CIK Number 0001685805 Filed Document 0001685805-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-09-29 17:31:20 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
BUYOUT CORE FUND VII, L.P. See All Filings	D/A	2017-09-29 17:29:42 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers NORTHERN TRUST SECURITIES, INC. CIK Number 0001685817 Filed Document 0001685817-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-09-29 17:29:42 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
PRIVATE EQUITY CORE FUND (QP) VII (OFFSHORE), L.P. See All Filings	D/A	2017-09-29 17:28:38 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers NORTHERN TRUST SECURITIES, INC. CIK Number 0001685802 Filed Document 0001685802-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-09-29 17:28:38 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
GK INVESTMENT HOLDINGS, LLC See All Filings	1-A POS	2017-09-29 17:14:52 UTC
Amount To Be Raised $0 Associated Brokers / Dealers JCC Advisors, LLC CIK Number 0001656108 Filed Document 0001477932-17-004814 Accepted Date 2017-09-29 17:14:52 UTC Type of Offering 1-A POS Industry REAL ESTATE Offering Tier Tier2 Principal Place of Business ILLINOIS Revenue or Assets $2,960,627 State of Jurisdiction DELAWARE Type of Security Debt
NFX Capital Fund I, LP See All Filings	D	2017-09-29 17:12:47 UTC
Amount To Be Raised $150,000,000 Associated Brokers / Dealers N/A CIK Number 0001718093 Filed Document 0001718093-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-09-29 17:12:47 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
ENGENAVIS, INC. See All Filings	1-A	2017-09-29 17:12:37 UTC
Amount To Be Raised $7,500,000 Associated Brokers / Dealers N/A CIK Number 0001694417 Filed Document 0001477932-17-004810 Accepted Date 2017-09-29 17:12:37 UTC Type of Offering 1-A Industry MOTOR VEHICLE PARTS & ACCESSORIES Offering Tier Tier2 Principal Place of Business ARIZONA Revenue or Assets $0 State of Jurisdiction DELAWARE Type of Security Equity (common or preferred stock)
TEAMFUSION, INC. See All Filings	D	2017-09-29 17:10:55 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001718210 Filed Document 0001461859-17-000028 Exclusions or Exemptions 506b Accepted Date 2017-09-29 17:10:55 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Civitas Credit Partners-Mezzanine, LLC See All Filings	D	2017-09-29 17:03:23 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001717608 Filed Document 0001315863-17-000795 Exclusions or Exemptions 506b Accepted Date 2017-09-29 17:03:23 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Civitas Credit Partners, LLC See All Filings	D	2017-09-29 17:01:10 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001714047 Filed Document 0001315863-17-000794 Exclusions or Exemptions 506b Accepted Date 2017-09-29 17:01:10 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Debt
Civitas Credit Partners, LLC See All Filings	D	2017-09-29 16:59:47 UTC
Amount To Be Raised $12,200,000 Associated Brokers / Dealers N/A CIK Number 0001714047 Filed Document 0001315863-17-000793 Exclusions or Exemptions 506b Accepted Date 2017-09-29 16:59:47 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Debt
Casa Cody Investors, L.P. See All Filings	D/A	2017-09-29 16:56:36 UTC
Amount To Be Raised $6,800,000 Associated Brokers / Dealers N/A CIK Number 0001713924 Filed Document 0001713924-17-000004 Exclusions or Exemptions 506b Accepted Date 2017-09-29 16:56:36 UTC Type of Offering D/A Industry Other Principal Place of Business CALIFORNIA Revenue or Assets $Not Applicable Type of Security Equity
Level Ex, Inc. See All Filings	D	2017-09-29 16:54:28 UTC
Amount To Be Raised $11,000,000 Associated Brokers / Dealers N/A CIK Number 0001656358 Filed Document 0001656358-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-09-29 16:54:28 UTC Type of Offering D Industry Other Technology Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
H.I.G. Europe Realty Partners II, L.P. See All Filings	D	2017-09-29 16:49:12 UTC
Amount To Be Raised $600,000,000 Associated Brokers / Dealers N/A CIK Number 0001718024 Filed Document 0001144204-17-050719 Exclusions or Exemptions 506b Accepted Date 2017-09-29 16:49:12 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Home Manager Systems, Inc. See All Filings	D	2017-09-29 16:42:25 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001717839 Filed Document 0001717839-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-09-29 16:42:25 UTC Type of Offering D Industry Other Technology Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Debt
General Atlantic Investment Partners 2017, L.P. See All Filings	D	2017-09-29 16:34:06 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001717832 Filed Document 0000950142-17-001746 Exclusions or Exemptions 506b Accepted Date 2017-09-29 16:34:06 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Fire Up Capital Fund II LLC See All Filings	D	2017-09-29 16:30:06 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers N/A CIK Number 0001716833 Filed Document 0001716833-17-000002 Exclusions or Exemptions 506c Accepted Date 2017-09-29 16:30:06 UTC Type of Offering D Industry Other Real Estate Principal Place of Business UTAH Revenue or Assets $No Revenues Type of Security Equity
Captex Bancshares, Inc. See All Filings	D/A	2017-09-29 16:26:28 UTC
Amount To Be Raised $45,000,000 Associated Brokers / Dealers Commerce Street Capital, LLC CIK Number 0001685726 Filed Document 0001685726-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-09-29 16:26:28 UTC Type of Offering D/A Industry Other Banking and Financial Services Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Liquid Markets Group Inc. See All Filings	D	2017-09-29 16:24:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001718098 Filed Document 0001718098-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-09-29 16:24:00 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Fire Up Capital Fund I LLC See All Filings	D	2017-09-29 16:16:09 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers N/A CIK Number 0001716832 Filed Document 0001716832-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-09-29 16:16:09 UTC Type of Offering D Industry Other Real Estate Principal Place of Business UTAH Revenue or Assets $No Revenues Type of Security Equity
SidelineSwap, Inc. See All Filings	D	2017-09-29 16:13:16 UTC
Amount To Be Raised $1,859,985 Associated Brokers / Dealers N/A CIK Number 0001699264 Filed Document 0001699264-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-09-29 16:13:16 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Rubicon Global Holdings, LLC See All Filings	D/A	2017-09-29 16:06:14 UTC
Amount To Be Raised $99,999,967 Associated Brokers / Dealers Wells Fargo Securities, LLC CIK Number 0001543263 Filed Document 0001543263-17-000005 Exclusions or Exemptions 506b Accepted Date 2017-09-29 16:06:14 UTC Type of Offering D/A Industry Other Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
Associates Equity Fund V LLC See All Filings	D	2017-09-29 16:02:19 UTC
Amount To Be Raised $1,450,000 Associated Brokers / Dealers N/A CIK Number 0001718257 Filed Document 0001718257-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-09-29 16:02:19 UTC Type of Offering D Industry Other Real Estate Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
Caliber Therapeutics, Inc. See All Filings	D/A	2017-09-29 15:59:20 UTC
Amount To Be Raised $12,000,000 Associated Brokers / Dealers Aegis Capital Corp. CIK Number 0001710388 Filed Document 0001710388-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-09-29 15:59:20 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Other
Targus Cayman HoldCo Ltd See All Filings	D	2017-09-29 15:51:49 UTC
Amount To Be Raised $39,358,773 Associated Brokers / Dealers N/A CIK Number 0001717934 Filed Document 0001717934-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-09-29 15:51:49 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Dynamk Life Sciences Fund, L.P. See All Filings	D	2017-09-29 15:44:45 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001718277 Filed Document 0001718277-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-09-29 15:44:45 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund