Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Rebiotix Inc. See All Filings	D	2017-09-05 16:32:52 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001532997 Filed Document 0001532997-17-000001 Exclusions or Exemptions 506c Accepted Date 2017-09-05 16:32:52 UTC Type of Offering D Industry Biotechnology Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Debt
Europa UK Debt L.P. See All Filings	D	2017-09-05 16:29:01 UTC
Amount To Be Raised $128,450,700 Associated Brokers / Dealers N/A CIK Number 0001716210 Filed Document 0001716210-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-09-05 16:29:01 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UNITED KINGDOM Revenue or Assets Decline to Disclose Type of Security Equity
ChurnZero, Inc. See All Filings	D	2017-09-05 16:18:21 UTC
Amount To Be Raised $3,093,010 Associated Brokers / Dealers N/A CIK Number 0001715901 Filed Document 0001715901-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-09-05 16:18:21 UTC Type of Offering D Industry Other Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Equity
Iteros, Inc. See All Filings	D	2017-09-05 16:17:01 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001671512 Filed Document 0001671512-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-09-05 16:17:01 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
ALPHAFLOW, INC. See All Filings	D	2017-09-05 16:11:12 UTC
Amount To Be Raised $2,500,092 Associated Brokers / Dealers N/A CIK Number 0001650200 Filed Document 0000950103-17-008588 Exclusions or Exemptions 506b Accepted Date 2017-09-05 16:11:12 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
GK Secured Income V, LLC See All Filings	D	2017-09-05 16:10:53 UTC
Amount To Be Raised $30,000,000 Associated Brokers / Dealers Arete Wealth Management, LLC CIK Number 0001706275 Filed Document 0001706275-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-09-05 16:10:53 UTC Type of Offering D Industry Commercial Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
ABSOLUTE PARTNERS FUND LP See All Filings	D/A	2017-09-05 16:05:46 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001625187 Filed Document 0001625187-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-09-05 16:05:46 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
HUMANIGEN, INC See All Filings	D	2017-09-05 16:05:38 UTC
Amount To Be Raised $15,015,000 Associated Brokers / Dealers N/A CIK Number 0001293310 Filed Document 0001214659-17-005501 Exclusions or Exemptions 506b Accepted Date 2017-09-05 16:05:38 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
BlackGold Opportunity Fund II LP See All Filings	D/A	2017-09-05 16:04:37 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001616586 Filed Document 0001616586-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-09-05 16:04:37 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
OHCP IV EPIC COI, L.P. See All Filings	D	2017-09-05 16:03:57 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001716045 Filed Document 0000950142-17-001629 Exclusions or Exemptions 506b Accepted Date 2017-09-05 16:03:57 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
MEDICAL INNOVATION HOLDINGS, INC. See All Filings	D	2017-09-05 15:59:05 UTC
Amount To Be Raised $294,200 Associated Brokers / Dealers None CIK Number 0001093248 Filed Document 0001493152-17-010225 Exclusions or Exemptions 506c Accepted Date 2017-09-05 15:59:05 UTC Type of Offering D Industry Other Health Care Principal Place of Business GEORGIA Revenue or Assets $No Revenues Type of Security Equity
PARSON'S LINCOLN PARK, LLC See All Filings	D	2017-09-05 15:55:29 UTC
Amount To Be Raised $8,000,000 Associated Brokers / Dealers N/A CIK Number 0001715948 Filed Document 0001715948-17-000001 Exclusions or Exemptions 506c Accepted Date 2017-09-05 15:55:29 UTC Type of Offering D Industry Restaurants Principal Place of Business ILLINOIS Revenue or Assets $No Revenues Type of Security Equity
pHLIP, Inc. See All Filings	D	2017-09-05 15:50:37 UTC
Amount To Be Raised $3,448,204 Associated Brokers / Dealers N/A CIK Number 0001716125 Filed Document 0001716125-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-09-05 15:50:37 UTC Type of Offering D Industry Biotechnology Principal Place of Business RHODE ISLAND Revenue or Assets Decline to Disclose Type of Security Equity
Traction Technology Partners, LLC See All Filings	D	2017-09-05 15:49:40 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001714869 Filed Document 0001714869-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-09-05 15:49:40 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Debt
General Oncology, Inc. See All Filings	D/A	2017-09-05 15:49:25 UTC
Amount To Be Raised $46,905,641 Associated Brokers / Dealers N/A CIK Number 0001658021 Filed Document 0001658021-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-09-05 15:49:25 UTC Type of Offering D/A Industry Biotechnology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Foundation Energy Fund VI - A, LP See All Filings	D/A	2017-09-05 15:27:32 UTC
Amount To Be Raised $200,000,000 Associated Brokers / Dealers Thomas Capital Group, Inc. CIK Number 0001683748 Filed Document 0001683748-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-09-05 15:27:32 UTC Type of Offering D/A Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Pooled Investment Fund
HARD Beverages, Inc. See All Filings	D	2017-09-05 15:17:04 UTC
Amount To Be Raised $400,000 Associated Brokers / Dealers None CIK Number 0001679087 Filed Document 0001679087-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-09-05 15:17:04 UTC Type of Offering D Industry Manufacturing Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Winter Capital LLC See All Filings	D	2017-09-05 15:06:53 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers None CIK Number 0001714904 Filed Document 0001714904-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-09-05 15:06:53 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets $No Aggregate Net Asset Value Type of Security Pooled Investment Fund
Chalice Wealth Partners LLC See All Filings	D/A	2017-09-05 15:03:36 UTC
Amount To Be Raised $450,000 Associated Brokers / Dealers N/A CIK Number 0001706938 Filed Document 0001706938-17-000004 Exclusions or Exemptions 506b Accepted Date 2017-09-05 15:03:36 UTC Type of Offering D/A Industry Investing Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Odyssey 4 LLC See All Filings	D	2017-09-05 14:57:52 UTC
Amount To Be Raised $990,000 Associated Brokers / Dealers N/A CIK Number 0001715805 Filed Document 0001144204-17-046561 Exclusions or Exemptions 506b Accepted Date 2017-09-05 14:57:52 UTC Type of Offering D Industry Other Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
MOXYTECH INC. See All Filings	D	2017-09-05 14:57:03 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001716152 Filed Document 0001716152-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-09-05 14:57:03 UTC Type of Offering D Industry Other Principal Place of Business MICHIGAN Revenue or Assets Decline to Disclose Type of Security Equity
Truss Holdings, Inc. See All Filings	D	2017-09-05 14:55:22 UTC
Amount To Be Raised $5,964,932 Associated Brokers / Dealers N/A CIK Number 0001668644 Filed Document 0001668644-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-09-05 14:55:22 UTC Type of Offering D Industry Commercial Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Springbox Labs, Inc. See All Filings	D	2017-09-05 14:53:08 UTC
Amount To Be Raised $450,000 Associated Brokers / Dealers N/A CIK Number 0001660473 Filed Document 0001209191-17-051212 Exclusions or Exemptions 506b Accepted Date 2017-09-05 14:53:08 UTC Type of Offering D Industry Other Technology Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Southern Bancorp, Inc. See All Filings	D	2017-09-05 14:44:23 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001702397 Filed Document 0001702397-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-09-05 14:44:23 UTC Type of Offering D Industry Commercial Banking Principal Place of Business ARKANSAS Revenue or Assets Decline to Disclose Type of Security Equity
United Jasper COunty #1, LP See All Filings	D	2017-09-05 14:44:06 UTC
Amount To Be Raised $575,000 Associated Brokers / Dealers N/A CIK Number 0001716185 Filed Document 0001716185-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-09-05 14:44:06 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
Gfinity plc See All Filings	D	2017-09-05 14:42:18 UTC
Amount To Be Raised $1,904,006 Associated Brokers / Dealers N/A CIK Number 0001713934 Filed Document 0001713934-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-09-05 14:42:18 UTC Type of Offering D Industry Other Technology Principal Place of Business UNITED KINGDOM Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Caspian Focused Opportunities Fund, L.P. See All Filings	D/A	2017-09-05 14:41:51 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001530807 Filed Document 0001530807-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-09-05 14:41:51 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
222W7, LLC See All Filings	D	2017-09-05 14:24:30 UTC
Amount To Be Raised $5,500,000 Associated Brokers / Dealers N/A CIK Number 0001716123 Filed Document 0000892251-17-000087 Exclusions or Exemptions 506b Accepted Date 2017-09-05 14:24:30 UTC Type of Offering D Industry Commercial Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
Junction Energy Co-investment I, LLC See All Filings	D	2017-09-05 14:22:18 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001715300 Filed Document 0001715300-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-09-05 14:22:18 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
OurCrowd (Investment in Airo) L.P. See All Filings	D	2017-09-05 14:14:24 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001705436 Filed Document 0001465818-17-000053 Exclusions or Exemptions 506b Accepted Date 2017-09-05 14:14:24 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ISRAEL Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
ATP Capital LP See All Filings	D	2017-09-05 14:10:37 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001715952 Filed Document 0001715952-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-09-05 14:10:37 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Oakland Financial, LLC See All Filings	D/A	2017-09-05 14:08:56 UTC
Amount To Be Raised $6,000,000 Associated Brokers / Dealers Jeff Ballard CIK Number 0001710541 Filed Document 0001710541-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-09-05 14:08:56 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Nationwide BOLI Private Placement Variable Account See All Filings	D	2017-09-05 14:03:42 UTC
Amount To Be Raised $60,000,000 Associated Brokers / Dealers Hayes Holderness and Lorne Adrain CIK Number 0001343394 Filed Document 0001343394-17-000012 Exclusions or Exemptions 506b Accepted Date 2017-09-05 14:03:42 UTC Type of Offering D Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Monadnock Agricultural Center, LLC See All Filings	D	2017-09-05 13:49:52 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001715085 Filed Document 0001715085-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-09-05 13:49:52 UTC Type of Offering D Industry Agriculture Principal Place of Business NEW HAMPSHIRE Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Cirkul, Inc. See All Filings	D/A	2017-09-05 13:32:01 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001678810 Filed Document 0001678810-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-09-05 13:32:01 UTC Type of Offering D/A Industry Other Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Option To Acquire
Three Gates, LP See All Filings	D	2017-09-05 13:31:23 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001715962 Filed Document 0001715962-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-09-05 13:31:23 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
Amytrx Therapeutics, Inc. See All Filings	D	2017-09-05 13:29:02 UTC
Amount To Be Raised $2,095,000 Associated Brokers / Dealers N/A CIK Number 0001649024 Filed Document 0001649024-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-09-05 13:29:02 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business TENNESSEE Revenue or Assets $No Revenues Type of Security Equity
Schutt Private Investment Fund, LP See All Filings	D/A	2017-09-05 13:24:47 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001617426 Filed Document 0001617426-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-09-05 13:24:47 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Cascade Financial Technology Corp See All Filings	D	2017-09-05 13:24:33 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001716183 Filed Document 0001716183-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-09-05 13:24:33 UTC Type of Offering D Industry Other Technology Principal Place of Business NEVADA Revenue or Assets Decline to Disclose Type of Security Equity
ForgeRock, Inc. See All Filings	D	2017-09-05 13:24:29 UTC
Amount To Be Raised $88,072,237 Associated Brokers / Dealers N/A CIK Number 0001543916 Filed Document 0001543916-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-09-05 13:24:29 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Proniras Corp See All Filings	D	2017-09-05 13:18:40 UTC
Amount To Be Raised $2,800,000 Associated Brokers / Dealers N/A CIK Number 0001715327 Filed Document 0001715327-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-09-05 13:18:40 UTC Type of Offering D Industry Biotechnology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
Accuitis Inc. See All Filings	D/A	2017-09-05 13:16:23 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001634848 Filed Document 0001634848-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-09-05 13:16:23 UTC Type of Offering D/A Industry Biotechnology Principal Place of Business GEORGIA Revenue or Assets $No Revenues Type of Security Equity
MAPR TECHNOLOGIES, INC. See All Filings	D	2017-09-05 13:15:45 UTC
Amount To Be Raised $56,000,000 Associated Brokers / Dealers N/A CIK Number 0001468803 Filed Document 0001468803-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-09-05 13:15:45 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Wylder LLC See All Filings	D	2017-09-05 13:15:27 UTC
Amount To Be Raised $425,000 Associated Brokers / Dealers N/A CIK Number 0001708540 Filed Document 0001708540-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-09-05 13:15:27 UTC Type of Offering D Industry Restaurants Principal Place of Business IDAHO Revenue or Assets Decline to Disclose Type of Security Equity
Convey, Inc. See All Filings	D	2017-09-05 13:11:55 UTC
Amount To Be Raised $8,249,992 Associated Brokers / Dealers N/A CIK Number 0001629570 Filed Document 0001629570-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-09-05 13:11:55 UTC Type of Offering D Industry Other Technology Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
GSO Private Investors III, LLC See All Filings	D	2017-09-05 13:09:43 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers J.P. Morgan Securities LLC CIK Number 0001714201 Filed Document 0000950103-17-008568 Exclusions or Exemptions 506b Accepted Date 2017-09-05 13:09:43 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Skyland Analytics Inc. See All Filings	D	2017-09-05 13:05:00 UTC
Amount To Be Raised $999,999 Associated Brokers / Dealers N/A CIK Number 0001651009 Filed Document 0001651009-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-09-05 13:05:00 UTC Type of Offering D Industry Other Technology Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
GIVE & TAKE INC. See All Filings	D	2017-09-05 12:54:01 UTC
Amount To Be Raised $2,199,993 Associated Brokers / Dealers N/A CIK Number 0001716144 Filed Document 0001716144-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-09-05 12:54:01 UTC Type of Offering D Industry Business Services Principal Place of Business MICHIGAN Revenue or Assets Decline to Disclose Type of Security Equity
TYG Solutions Corp. See All Filings	D	2017-09-05 12:48:32 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001615999 Filed Document 0001078782-17-001232 Exclusions or Exemptions 506b Accepted Date 2017-09-05 12:48:32 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Aspect Core Trend HV Fund See All Filings	D/A	2017-09-05 12:39:37 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Agecroft Partners LLC CIK Number 0001708693 Filed Document 0001315863-17-000723 Exclusions or Exemptions 506b Accepted Date 2017-09-05 12:39:37 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund