Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
A-GQA-16-Fund, a series of AX-BaPe-Funds, LP See All Filings	D	2017-09-06 18:07:54 UTC
Amount To Be Raised $236,000 Associated Brokers / Dealers N/A CIK Number 0001706318 Filed Document 0001715196-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-09-06 18:07:54 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ONTARIO, CANADA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BAYBERRY WEST PARTNERS L P See All Filings	D	2017-09-06 18:04:47 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0000878083 Filed Document 0000878083-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-09-06 18:04:47 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Timberland Partners Apartment Fund VI, LLC See All Filings	D	2017-09-06 18:04:06 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers PHILIP WRIGHT CIK Number 0001715380 Filed Document 0001715380-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-09-06 18:04:06 UTC Type of Offering D Industry Other Real Estate Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Equity
Lonesome Dove Investment Group, LLC See All Filings	D	2017-09-06 17:44:15 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001716406 Filed Document 0001716406-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-09-06 17:44:15 UTC Type of Offering D Industry REITS and Finance Principal Place of Business TEXAS Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Collective Parks-Juniper Hilltop MHC See All Filings	D	2017-09-06 17:44:05 UTC
Amount To Be Raised $1,250,000 Associated Brokers / Dealers N/A CIK Number 0001716387 Filed Document 0001716387-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-09-06 17:44:05 UTC Type of Offering D Industry Commercial Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Energy Trust Partners V LP See All Filings	D/A	2017-09-06 17:40:53 UTC
Amount To Be Raised $510,204,082 Associated Brokers / Dealers N/A CIK Number 0001689998 Filed Document 0001689998-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-09-06 17:40:53 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Panah Fund See All Filings	D	2017-09-06 17:33:04 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001715996 Filed Document 0001715996-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-09-06 17:33:04 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MALAYSIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ESL TEKnologies LLC See All Filings	D	2017-09-06 17:31:04 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers n/a CIK Number 0001536091 Filed Document 0001536091-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-09-06 17:31:04 UTC Type of Offering D Industry Business Services Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
AAL Investment Partners, LP See All Filings	D	2017-09-06 17:27:41 UTC
Amount To Be Raised $5,700,000 Associated Brokers / Dealers N/A CIK Number 0001716271 Filed Document 0001716271-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-09-06 17:27:41 UTC Type of Offering D Industry Other Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
Blake Insomnia Therapeutics, Inc. See All Filings	D	2017-09-06 17:24:59 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001556416 Filed Document 0001663577-17-000286 Exclusions or Exemptions 506b Accepted Date 2017-09-06 17:24:59 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Equity
PACIFIC LIFE INSURANCE CO See All Filings	D	2017-09-06 17:24:23 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001080429 Filed Document 0001104659-17-055847 Exclusions or Exemptions 506b Accepted Date 2017-09-06 17:24:23 UTC Type of Offering D Industry Insurance Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Other
Roqa Inc. See All Filings	D	2017-09-06 17:19:53 UTC
Amount To Be Raised $280,000 Associated Brokers / Dealers N/A CIK Number 0001716019 Filed Document 0001716019-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-09-06 17:19:53 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW JERSEY Revenue or Assets $No Revenues Type of Security Debt
T-Radius Holdings, Inc. See All Filings	D	2017-09-06 17:18:55 UTC
Amount To Be Raised $5,999,999 Associated Brokers / Dealers N/A CIK Number 0001581524 Filed Document 0001581524-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-09-06 17:18:55 UTC Type of Offering D Industry Other Technology Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Reno Student Housing, DST See All Filings	D/A	2017-09-06 17:11:30 UTC
Amount To Be Raised $42,471,000 Associated Brokers / Dealers Select Capital Corporation, Intercarolina Financial Services, Inc., Center Street Securities, Inc., Shopoff Securities, Inc., Investacorp, Inc., Dempsey Lord Smith, LLC, Sandlapper Securities, LLC, WestPark Capital, Inc., Crown Capital Securities, L.P., Independent Financial Group, LLC, ProEquities, Inc., Capital Financial Services, Inc., Berthel, Fisher & Company Financial Services, Inc., NPB Financial Group, LLC, Centaurus Financial, Inc., Boustead Securities, LLC, Wealthforge Securities, LLC, Purshe Kaplan Sterling Investments, VFG Securities, Inc., Taylor Capital Management, Inc., Lion Street Financial, LLC, Whitehall-Parker Securities, Inc., McDermott Investment Services, LLC, IBN Financial Services, Inc., and Cabot Lodge Securities LLC CIK Number 0001693883 Filed Document 0001693883-17-000013 Exclusions or Exemptions 506b Accepted Date 2017-09-06 17:11:30 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Parkway 3017, LLC See All Filings	D	2017-09-06 17:08:27 UTC
Amount To Be Raised $780,000 Associated Brokers / Dealers N/A CIK Number 0001716381 Filed Document 0001716381-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-09-06 17:08:27 UTC Type of Offering D Industry Commercial Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
Measure UAS, Inc. See All Filings	D/A	2017-09-06 17:06:00 UTC
Amount To Be Raised $22,000,155 Associated Brokers / Dealers N/A CIK Number 0001694393 Filed Document 0001140361-17-034448 Exclusions or Exemptions 506b Accepted Date 2017-09-06 17:06:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business DISTRICT OF COLUMBIA Revenue or Assets Decline to Disclose Type of Security Equity
Crown Growth Opportunities Europe III S.C.S. RAIF See All Filings	D	2017-09-06 17:00:27 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001716384 Filed Document 0001716383-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-09-06 17:00:27 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business LUXEMBOURG Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Crown Growth Opportunities Global III S.C.S. RAIF See All Filings	D	2017-09-06 16:49:18 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001716383 Filed Document 0001716383-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-09-06 16:49:18 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business LUXEMBOURG Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Oaktree Real Estate Debt Fund II (Parallel), L.P. See All Filings	D	2017-09-06 16:45:04 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001713772 Filed Document 0001713772-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-09-06 16:45:04 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PLAISANCE FUND LP See All Filings	D/A	2017-09-06 16:41:25 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001462049 Filed Document 0000919574-17-006617 Exclusions or Exemptions 506b Accepted Date 2017-09-06 16:41:25 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
SpotRight, Inc. See All Filings	D/A	2017-09-06 16:32:15 UTC
Amount To Be Raised $5,065,087 Associated Brokers / Dealers N/A CIK Number 0001628874 Filed Document 0001628874-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-09-06 16:32:15 UTC Type of Offering D/A Industry Other Principal Place of Business ARKANSAS Revenue or Assets Decline to Disclose Type of Security Equity
CMDTY SPV2, LP See All Filings	D/A	2017-09-06 16:31:18 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001651415 Filed Document 0000902664-17-003514 Exclusions or Exemptions 506b Accepted Date 2017-09-06 16:31:18 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AKONNI BIOSYSTEMS INC See All Filings	D	2017-09-06 16:23:14 UTC
Amount To Be Raised $2,346,182 Associated Brokers / Dealers N/A CIK Number 0001254334 Filed Document 0001254334-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-09-06 16:23:14 UTC Type of Offering D Industry Biotechnology Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
SOUNDCORE CAPITAL PARTNERS ACQUISITION IV, L.P. See All Filings	D	2017-09-06 16:22:29 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers N/A CIK Number 0001714496 Filed Document 0001714496-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-09-06 16:22:29 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
BGP Bravo Holdings, LLC See All Filings	D	2017-09-06 16:21:45 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001715644 Filed Document 0001715644-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-09-06 16:21:45 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
FundersClub NQD LLC See All Filings	D	2017-09-06 16:20:34 UTC
Amount To Be Raised $299,100 Associated Brokers / Dealers N/A CIK Number 0001715539 Filed Document 0001715539-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-09-06 16:20:34 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Dedeso Holdings Inc. See All Filings	D	2017-09-06 16:20:21 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001690032 Filed Document 0001140361-17-034435 Exclusions or Exemptions 506b Accepted Date 2017-09-06 16:20:21 UTC Type of Offering D Industry Other Principal Place of Business GHANA Revenue or Assets Decline to Disclose Type of Security Equity
Creditbility, Inc. See All Filings	D	2017-09-06 16:07:07 UTC
Amount To Be Raised $1,300,000 Associated Brokers / Dealers N/A CIK Number 0001701981 Filed Document 0001701981-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-09-06 16:07:07 UTC Type of Offering D Industry Other Principal Place of Business OREGON Revenue or Assets Decline to Disclose Type of Security Equity
Riverview Premium Partners Fund II (Cayman) L.P. See All Filings	D/A	2017-09-06 16:06:55 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Morgan Stanley Smith Barney LLC, Morgan Stanley & Co. International Limited, and Bank Morgan Stanley AG CIK Number 0001424839 Filed Document 0001424839-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-09-06 16:06:55 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Faith Street Film Partners III, LLC See All Filings	D	2017-09-06 15:58:23 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001716017 Filed Document 0001716017-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-09-06 15:58:23 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Equity
Series 1 of RMB Fixed Income Opportunities QP LLC See All Filings	D/A	2017-09-06 15:54:28 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001557445 Filed Document 0001557445-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-09-06 15:54:28 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Riverview Premium Partners Fund II LP See All Filings	D/A	2017-09-06 15:49:51 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Morgan Stanley Smith Barney LLC CIK Number 0001424429 Filed Document 0001424429-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-09-06 15:49:51 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
DGL Investors, LLC See All Filings	D	2017-09-06 15:48:32 UTC
Amount To Be Raised $11,000,000 Associated Brokers / Dealers N/A CIK Number 0001716375 Filed Document 0001716375-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-09-06 15:48:32 UTC Type of Offering D Industry Commercial Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
CROSSROADS APARTMENTS FUND, LLC See All Filings	D	2017-09-06 15:47:33 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001716039 Filed Document 0001716039-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-09-06 15:47:33 UTC Type of Offering D Industry Other Real Estate Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
Minut, Inc. See All Filings	D	2017-09-06 15:41:46 UTC
Amount To Be Raised $2,203,399 Associated Brokers / Dealers N/A CIK Number 0001716021 Filed Document 0001615594-17-000059 Exclusions or Exemptions 506b Accepted Date 2017-09-06 15:41:46 UTC Type of Offering D Industry Other Technology Principal Place of Business SWEDEN Revenue or Assets Decline to Disclose Type of Security Equity
Built Environment Innovation Fund, L.P. See All Filings	D	2017-09-06 15:39:34 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001715133 Filed Document 0001715133-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-09-06 15:39:34 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW HAMPSHIRE Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Eagle Ohio Property Holdings LLC See All Filings	D	2017-09-06 15:34:15 UTC
Amount To Be Raised $9,500,000 Associated Brokers / Dealers N/A CIK Number 0001716208 Filed Document 0001716208-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-09-06 15:34:15 UTC Type of Offering D Industry Other Real Estate Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
Evensi, Inc. See All Filings	D	2017-09-06 15:29:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001715774 Filed Document 0001715774-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-09-06 15:29:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets $Not Applicable Type of Security Equity
Bhakti Inc. See All Filings	D	2017-09-06 15:25:59 UTC
Amount To Be Raised $5,278,397 Associated Brokers / Dealers N/A CIK Number 0001635894 Filed Document 0001716372-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-09-06 15:25:59 UTC Type of Offering D Industry Other Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Radix Real Estate Opportunities Fund I, LP See All Filings	D	2017-09-06 15:22:36 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers N/A CIK Number 0001716272 Filed Document 0001716272-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-09-06 15:22:36 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BGCP Holdings I, LP See All Filings	D	2017-09-06 15:20:50 UTC
Amount To Be Raised $4,100,000 Associated Brokers / Dealers N/A CIK Number 0001714386 Filed Document 0001714386-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-09-06 15:20:50 UTC Type of Offering D Industry Commercial Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
CGMS Structured Credit Coinvestment, L.P. See All Filings	D/A	2017-09-06 15:18:01 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001696959 Filed Document 0001140361-17-034420 Exclusions or Exemptions 506b Accepted Date 2017-09-06 15:18:01 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business DISTRICT OF COLUMBIA Revenue or Assets Decline to Disclose Type of Security Equity
ZAF Energy Systems, Inc See All Filings	D	2017-09-06 15:12:47 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001550997 Filed Document 0001550997-17-000004 Exclusions or Exemptions 506b Accepted Date 2017-09-06 15:12:47 UTC Type of Offering D Industry Other Technology Principal Place of Business MONTANA Revenue or Assets Decline to Disclose Type of Security Security To Be Acquired
ZAF Energy Systems, Inc See All Filings	D/A	2017-09-06 15:07:05 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001550997 Filed Document 0001550997-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-09-06 15:07:05 UTC Type of Offering D/A Industry Other Technology Principal Place of Business MONTANA Revenue or Assets Decline to Disclose Type of Security Security To Be Acquired
Springworks Farm Maine, Inc. See All Filings	D	2017-09-06 15:05:31 UTC
Amount To Be Raised $1,600,000 Associated Brokers / Dealers N/A CIK Number 0001673599 Filed Document 0001673599-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-09-06 15:05:31 UTC Type of Offering D Industry Agriculture Principal Place of Business MAINE Revenue or Assets Decline to Disclose Type of Security Equity
RoyShan Asset Management LLC See All Filings	D/A	2017-09-06 15:04:16 UTC
Amount To Be Raised $103,500,000 Associated Brokers / Dealers NONE CIK Number 0001607353 Filed Document 0001607353-17-000003 Exclusions or Exemptions 506c Accepted Date 2017-09-06 15:04:16 UTC Type of Offering D/A Industry REITS and Finance Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Debt
OrbiMed Asia Partners III, L.P. See All Filings	D/A	2017-09-06 15:03:00 UTC
Amount To Be Raised $539,960,000 Associated Brokers / Dealers J.P. Morgan Securities LLC CIK Number 0001685093 Filed Document 0001012975-17-000673 Exclusions or Exemptions 506b Accepted Date 2017-09-06 15:03:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
XFactor 1, a series of XFactor Ventures, LP See All Filings	D	2017-09-06 14:55:44 UTC
Amount To Be Raised $2,962,578 Associated Brokers / Dealers N/A CIK Number 0001716359 Filed Document 0001716359-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-09-06 14:55:44 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
S17 Global Markets, a series of Global Markets Fund I, LP See All Filings	D/A	2017-09-06 14:52:38 UTC
Amount To Be Raised $553,723 Associated Brokers / Dealers N/A CIK Number 0001709694 Filed Document 0001709694-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-09-06 14:52:38 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Modifi, Inc. See All Filings	D	2017-09-06 14:49:10 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001615530 Filed Document 0001615530-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-09-06 14:49:10 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity