Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Egerton Capital Equity Fund PLC See All Filings	D/A	2015-03-26 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001501224 Filed Document 0000919574-15-003193 Exclusions or Exemptions 506b Accepted Date 2015-03-26 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business IRELAND Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ALGONQUIN FUND LTD See All Filings	D/A	2015-03-26 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001437572 Filed Document 0001437572-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-03-26 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Morgan Stanley Liquid Markets Fund II LP See All Filings	D/A	2015-03-26 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Morgan Stanley Smith Barney LLC and UBS Financial Services Inc. CIK Number 0001293728 Filed Document 0000945621-15-000121 Exclusions or Exemptions 506b Accepted Date 2015-03-26 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Alcion Real Estate Partners Fund III-A, L.P. See All Filings	D/A	2015-03-26 00:00:00 UTC
Amount To Be Raised $600,000,000 Associated Brokers / Dealers Probitas Funds Group, LLC CIK Number 0001603215 Filed Document 0001603215-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-03-26 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Symmetry Peak, LP See All Filings	D/A	2015-03-26 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Mann Mann Jensen Partners LP, Pickwick Capital Partners LLC, and Stuart Portfolio Consultants, L.P. CIK Number 0001289575 Filed Document 0000919574-15-003206 Exclusions or Exemptions 506b Accepted Date 2015-03-26 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Metacapital Mortgage Opportunities Fund, Ltd. See All Filings	D/A	2015-03-26 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers CdR Capital S.A. CIK Number 0001461591 Filed Document 0000919574-15-003179 Exclusions or Exemptions 506b Accepted Date 2015-03-26 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Okabena Marketable Alternatives Fund, LLC See All Filings	D/A	2015-03-26 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001544787 Filed Document 0001181431-15-005184 Exclusions or Exemptions 506b Accepted Date 2015-03-26 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MINNESOTA Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
AG Direct Lending Fund, L.P. See All Filings	D	2015-03-26 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001628605 Filed Document 0001628605-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-03-26 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
HYPERTHERM INC See All Filings	D/A	2015-03-26 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001454269 Filed Document 0001628215-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-03-26 00:00:00 UTC Type of Offering D/A Industry Manufacturing Principal Place of Business NEW HAMPSHIRE Revenue or Assets Decline to Disclose Type of Security Debt
AG Opportunistic Whole Loan Select, L.P. See All Filings	D	2015-03-26 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers J.P. Morgan Securities LLC CIK Number 0001628604 Filed Document 0001628604-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-03-26 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Grilled Cheese Truck, Inc. See All Filings	D	2015-03-26 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001497647 Filed Document 0001465818-15-000005 Exclusions or Exemptions 506b Accepted Date 2015-03-26 00:00:00 UTC Type of Offering D Industry Restaurants Principal Place of Business FLORIDA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Tightdb, Inc. See All Filings	D	2015-03-26 00:00:00 UTC
Amount To Be Raised $20,499,993 Associated Brokers / Dealers N/A CIK Number 0001582311 Filed Document 0001582311-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-03-26 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
JASPER RIDGE DIVERSIFIED, LP See All Filings	D/A	2015-03-26 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001453289 Filed Document 0001519924-15-000006 Exclusions or Exemptions 506b Accepted Date 2015-03-26 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
CQS Diversified Fund (SPC) Ltd - Segregated Portfolio Alpha See All Filings	D/A	2015-03-26 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001514736 Filed Document 0001514736-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-03-26 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UNITED KINGDOM Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ProVerde Laboratories, Inc. See All Filings	D	2015-03-26 00:00:00 UTC
Amount To Be Raised $640,000 Associated Brokers / Dealers N/A CIK Number 0001638048 Filed Document 0001638048-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-03-26 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Cytocentrics, Inc. See All Filings	D	2015-03-26 00:00:00 UTC
Amount To Be Raised $18,000,000 Associated Brokers / Dealers Jim Garvin CIK Number 0001637514 Filed Document 0001637514-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-03-26 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Greenlight Capital (Gold), LP See All Filings	D/A	2015-03-26 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001489111 Filed Document 0001140361-15-013323 Exclusions or Exemptions 506b Accepted Date 2015-03-26 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Marathon Micro Fund, LP See All Filings	D	2015-03-26 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001637614 Filed Document 0001637614-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-03-26 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CALIENT Technologies INC See All Filings	D	2015-03-26 00:00:00 UTC
Amount To Be Raised $20,312,500 Associated Brokers / Dealers Katalyst Securities LLC CIK Number 0001132643 Filed Document 0001132643-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-03-26 00:00:00 UTC Type of Offering D Industry Telecommunications Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Digi Outdoor Media Inc. See All Filings	D	2015-03-26 00:00:00 UTC
Amount To Be Raised $400,000 Associated Brokers / Dealers N/A CIK Number 0001628444 Filed Document 0001161697-15-000140 Exclusions or Exemptions 506b Accepted Date 2015-03-26 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business WASHINGTON Revenue or Assets $No Revenues Type of Security Equity
BlinkTrade, Inc. See All Filings	D	2015-03-26 00:00:00 UTC
Amount To Be Raised $39,950 Associated Brokers / Dealers N/A CIK Number 0001617887 Filed Document 0001617887-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-03-26 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Other
Brainstage Inc See All Filings	D	2015-03-26 00:00:00 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001408264 Filed Document 0001408264-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-03-26 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
Integrated Chassis Solutions, LLC See All Filings	D/A	2015-03-25 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001634970 Filed Document 0001634970-15-000004 Exclusions or Exemptions 506b Accepted Date 2015-03-25 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business COLORADO Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Stelliam Intermediate Offshore Fund LP See All Filings	D/A	2015-03-25 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001410127 Filed Document 0001315863-15-000320 Exclusions or Exemptions 506b Accepted Date 2015-03-25 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Sseko Designs LLC See All Filings	D	2015-03-25 00:00:00 UTC
Amount To Be Raised $850,000 Associated Brokers / Dealers N/A CIK Number 0001636783 Filed Document 0001636783-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-03-25 00:00:00 UTC Type of Offering D Industry Manufacturing Principal Place of Business OREGON Revenue or Assets Decline to Disclose Type of Security Equity
March Altus Fund Ltd See All Filings	D/A	2015-03-25 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001572791 Filed Document 0000950142-15-000639 Exclusions or Exemptions 506b Accepted Date 2015-03-25 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
Oomnitza Inc. See All Filings	D/A	2015-03-25 00:00:00 UTC
Amount To Be Raised $2,360,598 Associated Brokers / Dealers N/A CIK Number 0001612255 Filed Document 0001612255-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-03-25 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
EnTrust Diversified Select Credit Fund L.P. See All Filings	D/A	2015-03-25 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers EnTrust Securities LLC CIK Number 0001465142 Filed Document 0000943663-15-000095 Exclusions or Exemptions 506b Accepted Date 2015-03-25 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CookBrite Inc. See All Filings	D/A	2015-03-25 00:00:00 UTC
Amount To Be Raised $4,500,000 Associated Brokers / Dealers N/A CIK Number 0001589445 Filed Document 0001589445-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-03-25 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Debt
JCR Commercial Real Estate Finance Fund IIIA, L.P. See All Filings	D	2015-03-25 00:00:00 UTC
Amount To Be Raised $250,000,000 Associated Brokers / Dealers Stonehaven, LLC and Perth Advisors LLC CIK Number 0001637416 Filed Document 0001637416-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-03-25 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
EnTrust Diversified Select Credit Fund Ltd. See All Filings	D/A	2015-03-25 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers EnTrust Securities LLC CIK Number 0001465141 Filed Document 0000943663-15-000103 Exclusions or Exemptions 506b Accepted Date 2015-03-25 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Renew Biomass, LLC See All Filings	D	2015-03-25 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001637603 Filed Document 0001637603-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-03-25 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Caravel Fund (Onshore) L.P. See All Filings	D/A	2015-03-25 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001593435 Filed Document 0000902664-15-001937 Exclusions or Exemptions 506b Accepted Date 2015-03-25 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Shopoff Land Fund III, L.P. See All Filings	D/A	2015-03-25 00:00:00 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers Shopoff Securities Inc. CIK Number 0001608937 Filed Document 0001608937-15-000004 Exclusions or Exemptions 506b Accepted Date 2015-03-25 00:00:00 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Other
Discovery Global Opportunity Fund, Ltd. See All Filings	D/A	2015-03-25 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001354320 Filed Document 0000919574-15-003159 Exclusions or Exemptions 506b Accepted Date 2015-03-25 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Ignition Venture Partners VI, L.P. See All Filings	D	2015-03-25 00:00:00 UTC
Amount To Be Raised $200,000,000 Associated Brokers / Dealers N/A CIK Number 0001637338 Filed Document 0001637338-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-03-25 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
CellTech Metals Inc. See All Filings	D	2015-03-25 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001455750 Filed Document 0001455750-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-03-25 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
GSV VENTURES III LLC See All Filings	D	2015-03-25 00:00:00 UTC
Amount To Be Raised $10,700,000 Associated Brokers / Dealers Harbor Light Securities LLC CIK Number 0001615883 Filed Document 0001140361-15-013175 Exclusions or Exemptions 506b Accepted Date 2015-03-25 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets $No Revenues Type of Security Pooled Investment Fund
Encentiv Energy, LLC See All Filings	D	2015-03-25 00:00:00 UTC
Amount To Be Raised $250,000 Associated Brokers / Dealers N/A CIK Number 0001637658 Filed Document 0000898432-15-000428 Exclusions or Exemptions 506b Accepted Date 2015-03-25 00:00:00 UTC Type of Offering D Industry Energy Conservation Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Debt
Greenwood Storage Holdings, LP See All Filings	D	2015-03-25 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001636943 Filed Document 0001636943-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-03-25 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business UTAH Revenue or Assets $No Revenues Type of Security Equity
Green Jane, Inc. See All Filings	D/A	2015-03-25 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001637592 Filed Document 0001637592-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-03-25 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Debt
HANSEN MEDICAL INC See All Filings	D	2015-03-25 00:00:00 UTC
Amount To Be Raised $34,999,900 Associated Brokers / Dealers N/A CIK Number 0001276591 Filed Document 0001276591-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-03-25 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Kicking Horse Investments, LP See All Filings	D	2015-03-25 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001628477 Filed Document 0001628477-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-03-25 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
DISCOVERY GLOBAL CITIZENS PARTNERS L.P. See All Filings	D/A	2015-03-25 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001401062 Filed Document 0000919574-15-003166 Exclusions or Exemptions 506b Accepted Date 2015-03-25 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
475 Fund, Ltd. See All Filings	D/A	2015-03-25 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001580909 Filed Document 0001161000-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-03-25 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
NBCRE Partners I, LLC See All Filings	D	2015-03-25 00:00:00 UTC
Amount To Be Raised $1,525,000 Associated Brokers / Dealers N/A CIK Number 0001637380 Filed Document 0001637380-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-03-25 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
EnTrust Special Opportunities Fund II Ltd. See All Filings	D/A	2015-03-25 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers EnTrust Securities LLC CIK Number 0001526036 Filed Document 0000943663-15-000108 Exclusions or Exemptions 506b Accepted Date 2015-03-25 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Intuitive Calient IV, LLC See All Filings	D	2015-03-25 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers Katalyst Securities LLC CIK Number 0001637292 Filed Document 0001637292-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-03-25 00:00:00 UTC Type of Offering D Industry Investing Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
7710 Holdings, LLC See All Filings	D	2015-03-25 00:00:00 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001637633 Filed Document 0001637633-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-03-25 00:00:00 UTC Type of Offering D Industry Insurance Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
AngelList-Ragg-Fund, a series of AngelList-FGR-Funds, LLC See All Filings	D	2015-03-25 00:00:00 UTC
Amount To Be Raised $183,870 Associated Brokers / Dealers N/A CIK Number 0001637616 Filed Document 0001637616-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-03-25 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund